29th Jun 2018 13:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,294,751 | 1.02% | 4,285,925 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 252,240 | 0.03% | 5,047,849 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 249,700 | 0.03% | 253,100 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,796,691 | 1.07% | 9,586,874 | 1.05% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |||
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 10 | 163.6600 USD | ||||
| ADR | Purchase | 27 | 163.8200 USD | ||||
| 5p ordinary | Purchase | 39 | 41.8579 GBP | ||||
| 5p ordinary | Purchase | 40 | 41.8745 GBP | ||||
| ADR | Purchase | 45 | 166.0100 USD | ||||
| ADR | Purchase | 76 | 167.0800 USD | ||||
| ADR | Purchase | 100 | 167.0000 USD | ||||
| ADR | Purchase | 100 | 165.5400 USD | ||||
| ADR | Purchase | 100 | 168.8300 USD | ||||
| ADR | Purchase | 100 | 164.8299 USD | ||||
| ADR | Purchase | 100 | 166.3450 USD | ||||
| 5p ordinary | Purchase | 118 | 41.9025 GBP | ||||
| 5p ordinary | Purchase | 166 | 41.8198 GBP | ||||
| 5p ordinary | Purchase | 195 | 41.7894 GBP | ||||
| ADR | Purchase | 200 | 165.2600 USD | ||||
| ADR | Purchase | 200 | 164.6400 USD | ||||
| ADR | Purchase | 200 | 165.1850 USD | ||||
| ADR | Purchase | 300 | 167.1433 USD | ||||
| ADR | Purchase | 300 | 166.1500 USD | ||||
| ADR | Purchase | 300 | 166.2666 USD | ||||
| 5p ordinary | Purchase | 316 | 41.7150 GBP | ||||
| 5p ordinary | Purchase | 355 | 41.8150 GBP | ||||
| 5p ordinary | Purchase | 359 | 42.2500 GBP | ||||
| ADR | Purchase | 400 | 166.7599 USD | ||||
| ADR | Purchase | 408 | 168.2236 USD | ||||
| ADR | Purchase | 458 | 168.5100 USD | ||||
| 5p ordinary | Purchase | 500 | 41.8570 GBP | ||||
| ADR | Purchase | 500 | 167.9575 USD | ||||
| ADR | Purchase | 610 | 165.5811 USD | ||||
| 5p ordinary | Purchase | 671 | 41.8622 GBP | ||||
| 5p ordinary | Purchase | 757 | 41.8686 GBP | ||||
| ADR | Purchase | 800 | 167.4493 USD | ||||
| 5p ordinary | Purchase | 1,024 | 41.8101 GBP | ||||
| ADR | Purchase | 1,200 | 166.5716 USD | ||||
| ADR | Purchase | 1,200 | 168.3741 USD | ||||
| ADR | Purchase | 1,296 | 168.3563 USD | ||||
| ADR | Purchase | 1,410 | 166.4782 USD | ||||
| 5p ordinary | Purchase | 1,480 | 41.9317 GBP | ||||
| 5p ordinary | Purchase | 1,481 | 41.8332 GBP | ||||
| 5p ordinary | Purchase | 1,548 | 42.0203 GBP | ||||
| ADR | Purchase | 1,993 | 168.4100 USD | ||||
| ADR | Purchase | 2,235 | 166.6295 USD | ||||
| ADR | Purchase | 2,328 | 164.6839 USD | ||||
| ADR | Purchase | 2,500 | 167.8150 USD | ||||
| 5p ordinary | Purchase | 2,710 | 41.9491 GBP | ||||
| 5p ordinary | Purchase | 3,000 | 41.9094 GBP | ||||
| 5p ordinary | Purchase | 3,706 | 41.8170 GBP | ||||
| ADR | Purchase | 4,100 | 165.7154 USD | ||||
| ADR | Purchase | 4,835 | 168.2592 USD | ||||
| 5p ordinary | Purchase | 5,365 | 41.7995 GBP | ||||
| ORD | Purchase | 5,731 | 42.1357 GBP | ||||
| ADR | Purchase | 6,139 | 165.6703 USD | ||||
| ADR | Purchase | 7,500 | 165.9022 USD | ||||
| ADR | Purchase | 7,803 | 165.7756 USD | ||||
| ADR | Purchase | 9,100 | 165.6147 USD | ||||
| ADR | Purchase | 11,100 | 165.7613 USD | ||||
| 5p ordinary | Purchase | 16,800 | 41.8471 GBP | ||||
| ADR | Purchase | 17,571 | 165.5900 USD | ||||
| 5p ordinary | Purchase | 19,455 | 41.8575 GBP | ||||
| 5p ordinary | Purchase | 23,390 | 42.1836 GBP | ||||
| 5p ordinary | Purchase | 32,070 | 41.6915 GBP | ||||
| 5p ordinary | Purchase | 42,968 | 41.9249 GBP | ||||
| 5p ordinary | Purchase | 53,362 | 42.0715 GBP | ||||
| 5p ordinary | Purchase | 81,934 | 42.0441 GBP | ||||
| ADR | Sale | 10 | 163.6600 USD | ||||
| 5p ordinary | Sale | 15 | 41.8095 GBP | ||||
| 5p ordinary | Sale | 26 | 41.8008 GBP | ||||
| ADR | Sale | 27 | 163.8200 USD | ||||
| ADR | Sale | 38 | 168.1200 USD | ||||
| ADR | Sale | 45 | 166.0100 USD | ||||
| ADR | Sale | 50 | 168.2800 USD | ||||
| ADR | Sale | 66 | 164.7000 USD | ||||
| 5p ordinary | Sale | 73 | 41.8550 GBP | ||||
| ADR | Sale | 100 | 168.2900 USD | ||||
| ADR | Sale | 100 | 168.4200 USD | ||||
| 5p ordinary | Sale | 110 | 41.9050 GBP | ||||
| 5p ordinary | Sale | 113 | 41.7377 GBP | ||||
| ADR | Sale | 115 | 168.1821 USD | ||||
| ADR | Sale | 135 | 168.3400 USD | ||||
| ADR | Sale | 139 | 168.9300 USD | ||||
| ADR | Sale | 152 | 168.4778 USD | ||||
| ADR | Sale | 156 | 168.2442 USD | ||||
| ADR | Sale | 200 | 166.2250 USD | ||||
| 5p ordinary | Sale | 200 | 41.7824 GBP | ||||
| 5p ordinary | Sale | 239 | 41.8051 GBP | ||||
| ADR | Sale | 300 | 168.2641 USD | ||||
| ADR | Sale | 300 | 168.4800 USD | ||||
| ADR | Sale | 400 | 168.4850 USD | ||||
| ADR | Sale | 400 | 164.6850 USD | ||||
| ADR | Sale | 400 | 166.5987 USD | ||||
| ADR | Sale | 400 | 167.5925 USD | ||||
| ADR | Sale | 500 | 168.2700 USD | ||||
| ADR | Sale | 500 | 167.7306 USD | ||||
| 5p ordinary | Sale | 559 | 41.8317 GBP | ||||
| ADR | Sale | 600 | 168.4300 USD | ||||
| ADR | Sale | 600 | 165.6900 USD | ||||
| ADR | Sale | 600 | 165.9024 USD | ||||
| 5p ordinary | Sale | 726 | 41.8605 GBP | ||||
| ADR | Sale | 787 | 168.5100 USD | ||||
| 5p ordinary | Sale | 789 | 41.8460 GBP | ||||
| 5p ordinary | Sale | 933 | 41.9221 GBP | ||||
| ADR | Sale | 961 | 168.2966 USD | ||||
| ADR | Sale | 987 | 168.4034 USD | ||||
| ADR | Sale | 1,000 | 165.2320 USD | ||||
| 5p ordinary | Sale | 1,194 | 42.0276 GBP | ||||
| 5p ordinary | Sale | 1,378 | 41.7346 GBP | ||||
| 5p ordinary | Sale | 1,380 | 41.9347 GBP | ||||
| 5p ordinary | Sale | 1,402 | 41.8655 GBP | ||||
| ADR | Sale | 1,500 | 166.3431 USD | ||||
| ADR | Sale | 1,700 | 168.2617 USD | ||||
| ADR | Sale | 2,200 | 168.2493 USD | ||||
| ADR | Sale | 2,415 | 165.4487 USD | ||||
| ADR | Sale | 2,628 | 165.9836 USD | ||||
| ADR | Sale | 3,193 | 168.4100 USD | ||||
| 5p ordinary | Sale | 3,514 | 41.9447 GBP | ||||
| ADR | Sale | 4,347 | 166.4139 USD | ||||
| 5p ordinary | Sale | 4,356 | 41.9095 GBP | ||||
| ADR | Sale | 4,721 | 165.5698 USD | ||||
| 5p ordinary | Sale | 5,962 | 42.1261 GBP | ||||
| ADR | Sale | 6,900 | 165.6823 USD | ||||
| 5p ordinary | Sale | 7,443 | 41.9015 GBP | ||||
| 5p ordinary | Sale | 7,668 | 41.8287 GBP | ||||
| 5p ordinary | Sale | 7,920 | 41.7371 GBP | ||||
| 5p ordinary | Sale | 7,979 | 42.1367 GBP | ||||
| 5p ordinary | Sale | 8,221 | 41.8993 GBP | ||||
| 5p ordinary | Sale | 9,833 | 41.8202 GBP | ||||
| ADR | Sale | 10,100 | 165.7837 USD | ||||
| 5p ordinary | Sale | 10,812 | 41.8927 GBP | ||||
| 5p ordinary | Sale | 11,258 | 41.8377 GBP | ||||
| 5p ordinary | Sale | 11,728 | 41.9038 GBP | ||||
| 5p ordinary | Sale | 11,930 | 41.8175 GBP | ||||
| ADR | Sale | 16,400 | 166.0224 USD | ||||
| 5p ordinary | Sale | 16,941 | 41.8320 GBP | ||||
| ADR | Sale | 22,183 | 165.4949 USD | ||||
| 5p ordinary | Sale | 24,026 | 42.0308 GBP | ||||
| 5p ordinary | Sale | 28,010 | 41.6582 GBP | ||||
| 5p ordinary | Sale | 29,037 | 41.8480 GBP | ||||
| 5p ordinary | Sale | 41,016 | 42.1256 GBP | ||||
| 5p ordinary | Sale | 48,052 | 42.2150 GBP | ||||
| 5p ordinary | Sale | 56,469 | 42.0617 GBP | ||||
| 5p ordinary | Sale | 110,771 | 41.9388 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 15 | 41.8095 GBP | |||||
| 5p ordinary | SWAP | Long | 26 | 41.8008 GBP | |||||
| 5p ordinary | SWAP | Long | 113 | 41.7377 GBP | |||||
| 5p ordinary | SWAP | Long | 200 | 41.7824 GBP | |||||
| 5p ordinary | SWAP | Long | 221 | 42.1474 GBP | |||||
| 5p ordinary | SWAP | Long | 559 | 41.8317 GBP | |||||
| 5p ordinary | SWAP | Long | 789 | 41.8460 GBP | |||||
| 5p ordinary | CFD | Long | 1,378 | 41.7346 GBP | |||||
| 5p ordinary | SWAP | Long | 1,685 | 42.1236 GBP | |||||
| 5p ordinary | SWAP | Long | 3,002 | 41.8416 GBP | |||||
| 5p ordinary | CFD | Long | 3,164 | 42.0786 GBP | |||||
| 5p ordinary | CFD | Long | 3,185 | 41.8429 GBP | |||||
| 5p ordinary | CFD | Long | 3,185 | 41.8821 GBP | |||||
| 5p ordinary | CFD | Long | 4,442 | 41.9360 GBP | |||||
| 5p ordinary | SWAP | Long | 5,887 | 41.9732 GBP | |||||
| 5p ordinary | CFD | Long | 5,962 | 42.1261 GBP | |||||
| 5p ordinary | CFD | Long | 7,668 | 41.8287 GBP | |||||
| 5p ordinary | CFD | Long | 7,979 | 42.1367 GBP | |||||
| 5p ordinary | CFD | Long | 8,814 | 41.8442 GBP | |||||
| 5p ordinary | CFD | Long | 11,930 | 41.8175 GBP | |||||
| 5p ordinary | SWAP | Long | 18,300 | 42.0431 GBP | |||||
| 5p ordinary | SWAP | Long | 19,055 | 41.8152 GBP | |||||
| 5p ordinary | SWAP | Long | 33,689 | 42.0242 GBP | |||||
| 5p ordinary | SWAP | Long | 41,942 | 42.2150 GBP | |||||
| 5p ordinary | SWAP | Long | 42,827 | 41.9633 GBP | |||||
| 5p ordinary | CFD | Long | 60,818 | 41.8164 GBP | |||||
| 5p ordinary | SWAP | Short | 39 | 41.8579 GBP | |||||
| 5p ordinary | SWAP | Short | 40 | 41.8745 GBP | |||||
| 5p ordinary | SWAP | Short | 118 | 41.9025 GBP | |||||
| 5p ordinary | SWAP | Short | 166 | 41.8198 GBP | |||||
| 5p ordinary | SWAP | Short | 170 | 41.9201 GBP | |||||
| 5p ordinary | SWAP | Short | 355 | 41.8150 GBP | |||||
| 5p ordinary | CFD | Short | 359 | 42.2500 GBP | |||||
| 5p ordinary | SWAP | Short | 572 | 41.9009 GBP | |||||
| 5p ordinary | SWAP | Short | 1,024 | 41.8101 GBP | |||||
| 5p ordinary | CFD | Short | 1,668 | 41.8973 GBP | |||||
| 5p ordinary | SWAP | Short | 2,026 | 41.8864 GBP | |||||
| 5p ordinary | SWAP | Short | 2,998 | 41.8557 GBP | |||||
| 5p ordinary | CFD | Short | 3,288 | 42.2187 GBP | |||||
| 5p ordinary | SWAP | Short | 14,319 | 41.8640 GBP | |||||
| 5p ordinary | SWAP | Short | 15,565 | 41.8766 GBP | |||||
| 5p ordinary | SWAP | Short | 16,800 | 41.8471 GBP | |||||
| 5p ordinary | SWAP | Short | 22,508 | 42.2150 GBP | |||||
| 5p ordinary | SWAP | Short | 27,617 | 42.0902 GBP | |||||
| 5p ordinary | CFD | Short | 42,968 | 41.9249 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 130 USD | American | 19 Oct 2018 | 36.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 160 USD | American | 20 Jul 2018 | 7.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,200 | 165 USD | American | 20 Jul 2018 | 3.4181 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 165 USD | American | 19 Oct 2018 | 8.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 700 | 170 USD | American | 20 Jul 2018 | 1.4857 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 210 USD | American | 18 Jan 2019 | 0.4000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 170 USD | American | 20 Jul 2018 | 1.9000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,100 | 150 USD | American | 19 Oct 2018 | 3.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Jun 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180629005350/en/
Copyright Business Wire 2018
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