16th May 2018 12:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | ||
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | ||
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 15 May 2018 | ||
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,189,827 | 0.90% | 2,853,855 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 334,587 | 0.04% | 4,125,418 | 0.45% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 356,400 | 0.04% | 666,200 | 0.07% | |||||||
| (4) | |||||||||||
| TOTAL: | 8,880,814 | 0.98% | 7,645,473 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 3 | 41.2800 GBP | ||||
| ADR | Purchase | 4 | 170.9200 USD | ||||
| ADR | Purchase | 17 | 170.5300 USD | ||||
| ADR | Purchase | 33 | 171.1300 USD | ||||
| ADR | Purchase | 44 | 171.4300 USD | ||||
| 5p ordinary | Purchase | 70 | 42.1000 GBP | ||||
| ADR | Purchase | 92 | 169.8200 USD | ||||
| ADR | Purchase | 100 | 170.9800 USD | ||||
| 5p ordinary | Purchase | 154 | 41.6644 GBP | ||||
| 5p ordinary | Purchase | 163 | 41.9900 GBP | ||||
| 5p ordinary | Purchase | 168 | 41.9275 GBP | ||||
| 5p ordinary | Purchase | 181 | 41.9472 GBP | ||||
| 5p ordinary | Purchase | 215 | 41.8050 GBP | ||||
| 5p ordinary | Purchase | 236 | 41.9250 GBP | ||||
| 5p ordinary | Purchase | 246 | 41.8350 GBP | ||||
| 5p ordinary | Purchase | 257 | 41.7625 GBP | ||||
| ADR | Purchase | 278 | 170.8900 USD | ||||
| ADR | Purchase | 300 | 170.5866 USD | ||||
| 5p ordinary | Purchase | 318 | 41.9750 GBP | ||||
| 5p ordinary | Purchase | 376 | 41.3669 GBP | ||||
| 5p ordinary | Purchase | 381 | 41.9862 GBP | ||||
| 5p ordinary | Purchase | 398 | 41.4849 GBP | ||||
| 5p ordinary | Purchase | 406 | 41.6082 GBP | ||||
| 5p ordinary | Purchase | 428 | 41.9575 GBP | ||||
| 5p ordinary | Purchase | 430 | 41.9700 GBP | ||||
| 5p ordinary | Purchase | 441 | 41.2653 GBP | ||||
| ADR | Purchase | 600 | 170.0866 USD | ||||
| ADR | Purchase | 600 | 170.9766 USD | ||||
| 5p ordinary | Purchase | 648 | 41.3217 GBP | ||||
| 5p ordinary | Purchase | 758 | 41.7904 GBP | ||||
| 5p ordinary | Purchase | 829 | 41.9775 GBP | ||||
| ADR | Purchase | 845 | 170.5648 USD | ||||
| ADR | Purchase | 858 | 170.0635 USD | ||||
| 5p ordinary | Purchase | 892 | 41.9950 GBP | ||||
| 5p ordinary | Purchase | 943 | 41.9525 GBP | ||||
| 5p ordinary | Purchase | 947 | 41.9850 GBP | ||||
| 5p ordinary | Purchase | 1,173 | 41.9975 GBP | ||||
| 5p ordinary | Purchase | 1,288 | 41.9725 GBP | ||||
| 5p ordinary | Purchase | 1,363 | 41.8250 GBP | ||||
| 5p ordinary | Purchase | 1,380 | 41.9875 GBP | ||||
| 5p ordinary | Purchase | 1,602 | 41.9825 GBP | ||||
| 5p ordinary | Purchase | 1,925 | 41.9952 GBP | ||||
| 5p ordinary | Purchase | 2,181 | 41.8106 GBP | ||||
| 5p ordinary | Purchase | 2,421 | 41.8730 GBP | ||||
| 5p ordinary | Purchase | 2,571 | 41.9934 GBP | ||||
| ADR | Purchase | 2,714 | 169.9448 USD | ||||
| 5p ordinary | Purchase | 3,000 | 41.3480 GBP | ||||
| 5p ordinary | Purchase | 3,283 | 41.8615 GBP | ||||
| 5p ordinary | Purchase | 3,342 | 41.9925 GBP | ||||
| ADR | Purchase | 4,400 | 170.2843 USD | ||||
| ADR | Purchase | 4,582 | 170.6800 USD | ||||
| 5p ordinary | Purchase | 4,596 | 41.4509 GBP | ||||
| 5p ordinary | Purchase | 4,685 | 42.0000 GBP | ||||
| 5p ordinary | Purchase | 4,919 | 41.8853 GBP | ||||
| 5p ordinary | Purchase | 8,325 | 41.9636 GBP | ||||
| 5p ordinary | Purchase | 8,357 | 41.8518 GBP | ||||
| ADR | Purchase | 8,600 | 170.2397 USD | ||||
| 5p ordinary | Purchase | 8,850 | 40.9227 GBP | ||||
| ADR | Purchase | 9,193 | 170.2513 USD | ||||
| ADR | Purchase | 9,200 | 170.1805 USD | ||||
| 5p ordinary | Purchase | 11,750 | 41.9609 GBP | ||||
| 5p ordinary | Purchase | 13,772 | 41.8395 GBP | ||||
| 5p ordinary | Purchase | 13,804 | 42.0742 GBP | ||||
| 5p ordinary | Purchase | 15,609 | 41.9665 GBP | ||||
| 5p ordinary | Purchase | 18,347 | 41.7953 GBP | ||||
| 5p ordinary | Purchase | 57,459 | 41.6422 GBP | ||||
| 5p ordinary | Purchase | 70,405 | 41.9500 GBP | ||||
| ADR | Purchase | 88,340 | 170.3346 USD | ||||
| 5p ordinary | Purchase | 457,206 | 41.7774 GBP | ||||
| 5p ordinary | Sale | 10 | 41.9367 GBP | ||||
| ADR | Sale | 22 | 170.7400 USD | ||||
| 5p ordinary | Sale | 24 | 41.2946 GBP | ||||
| 5p ordinary | Sale | 76 | 41.2950 GBP | ||||
| ADR | Sale | 92 | 169.8200 USD | ||||
| ADR | Sale | 98 | 171.1520 USD | ||||
| ADR | Sale | 100 | 170.7450 USD | ||||
| ADR | Sale | 100 | 169.7970 USD | ||||
| ADR | Sale | 100 | 169.7200 USD | ||||
| ADR | Sale | 100 | 170.9600 USD | ||||
| 5p ordinary | Sale | 127 | 41.2904 GBP | ||||
| ADR | Sale | 138 | 170.5856 USD | ||||
| 5p ordinary | Sale | 148 | 42.2825 GBP | ||||
| 5p ordinary | Sale | 163 | 41.9900 GBP | ||||
| 5p ordinary | Sale | 168 | 41.9275 GBP | ||||
| 5p ordinary | Sale | 182 | 41.8250 GBP | ||||
| 5p ordinary | Sale | 236 | 41.9250 GBP | ||||
| ADR | Sale | 237 | 171.0124 USD | ||||
| 5p ordinary | Sale | 246 | 41.8350 GBP | ||||
| 5p ordinary | Sale | 257 | 41.7625 GBP | ||||
| ADR | Sale | 300 | 170.3800 USD | ||||
| ADR | Sale | 300 | 170.0566 USD | ||||
| 5p ordinary | Sale | 318 | 41.9750 GBP | ||||
| 5p ordinary | Sale | 329 | 41.2050 GBP | ||||
| 5p ordinary | Sale | 399 | 41.9369 GBP | ||||
| ADR | Sale | 400 | 171.0000 USD | ||||
| ADR | Sale | 417 | 170.8900 USD | ||||
| 5p ordinary | Sale | 424 | 41.9941 GBP | ||||
| 5p ordinary | Sale | 428 | 41.9575 GBP | ||||
| 5p ordinary | Sale | 430 | 41.9700 GBP | ||||
| ADR | Sale | 443 | 170.9480 USD | ||||
| 5p ordinary | Sale | 495 | 42.0009 GBP | ||||
| ADR | Sale | 500 | 170.6950 USD | ||||
| ADR | Sale | 500 | 169.9970 USD | ||||
| ADR | Sale | 562 | 170.2780 USD | ||||
| ADR | Sale | 600 | 169.8258 USD | ||||
| 5p ordinary | Sale | 711 | 42.0139 GBP | ||||
| ADR | Sale | 721 | 170.9757 USD | ||||
| 5p ordinary | Sale | 768 | 41.9392 GBP | ||||
| 5p ordinary | Sale | 829 | 41.9775 GBP | ||||
| 5p ordinary | Sale | 892 | 41.9950 GBP | ||||
| ADR | Sale | 900 | 170.2133 USD | ||||
| 5p ordinary | Sale | 943 | 41.9525 GBP | ||||
| 5p ordinary | Sale | 947 | 41.9850 GBP | ||||
| 5p ordinary | Sale | 995 | 42.0445 GBP | ||||
| ADR | Sale | 1,030 | 169.5368 USD | ||||
| 5p ordinary | Sale | 1,173 | 41.9975 GBP | ||||
| 5p ordinary | Sale | 1,200 | 42.2849 GBP | ||||
| 5p ordinary | Sale | 1,288 | 41.9725 GBP | ||||
| 5p ordinary | Sale | 1,321 | 42.0511 GBP | ||||
| 5p ordinary | Sale | 1,380 | 41.9875 GBP | ||||
| ADR | Sale | 1,600 | 170.7768 USD | ||||
| 5p ordinary | Sale | 1,602 | 41.9825 GBP | ||||
| ADR | Sale | 1,901 | 170.6795 USD | ||||
| 5p ordinary | Sale | 1,941 | 41.6402 GBP | ||||
| 5p ordinary | Sale | 2,151 | 41.7682 GBP | ||||
| ADR | Sale | 2,372 | 170.6800 USD | ||||
| ADR | Sale | 2,592 | 170.2381 USD | ||||
| ADR | Sale | 2,600 | 170.1931 USD | ||||
| 5p ordinary | Sale | 2,890 | 42.0113 GBP | ||||
| 5p ordinary | Sale | 3,211 | 41.8473 GBP | ||||
| 5p ordinary | Sale | 3,342 | 41.9925 GBP | ||||
| 5p ordinary | Sale | 3,400 | 41.8621 GBP | ||||
| ADR | Sale | 3,751 | 170.6922 USD | ||||
| ADR | Sale | 4,034 | 170.6763 USD | ||||
| 5p ordinary | Sale | 4,059 | 41.2297 GBP | ||||
| 5p ordinary | Sale | 4,610 | 41.9070 GBP | ||||
| 5p ordinary | Sale | 4,650 | 42.0007 GBP | ||||
| ADR | Sale | 4,961 | 169.8625 USD | ||||
| 5p ordinary | Sale | 5,185 | 42.0000 GBP | ||||
| ADR | Sale | 5,905 | 170.9106 USD | ||||
| 5p ordinary | Sale | 5,964 | 42.0454 GBP | ||||
| 5p ordinary | Sale | 6,048 | 41.7521 GBP | ||||
| 5p ordinary | Sale | 6,166 | 41.9223 GBP | ||||
| 5p ordinary | Sale | 6,204 | 41.9186 GBP | ||||
| ADR | Sale | 6,300 | 170.2754 USD | ||||
| ADR | Sale | 6,444 | 170.4988 USD | ||||
| 5p ordinary | Sale | 6,791 | 41.8790 GBP | ||||
| 5p ordinary | Sale | 7,233 | 41.8268 GBP | ||||
| ADR | Sale | 7,777 | 170.0169 USD | ||||
| 5p ordinary | Sale | 7,795 | 41.8767 GBP | ||||
| ADR | Sale | 8,400 | 170.1932 USD | ||||
| 5p ordinary | Sale | 10,157 | 41.9915 GBP | ||||
| 5p ordinary | Sale | 11,727 | 41.9861 GBP | ||||
| ADR | Sale | 12,325 | 170.1300 USD | ||||
| 5p ordinary | Sale | 13,298 | 41.8822 GBP | ||||
| 5p ordinary | Sale | 13,541 | 41.9747 GBP | ||||
| 5p ordinary | Sale | 16,704 | 41.8312 GBP | ||||
| 5p ordinary | Sale | 21,476 | 41.9342 GBP | ||||
| 5p ordinary | Sale | 28,823 | 41.9748 GBP | ||||
| 5p ordinary | Sale | 31,832 | 41.8974 GBP | ||||
| 5p ordinary | Sale | 34,509 | 41.3110 GBP | ||||
| 5p ordinary | Sale | 36,361 | 41.8804 GBP | ||||
| 5p ordinary | Sale | 43,951 | 41.8968 GBP | ||||
| 5p ordinary | Sale | 47,674 | 41.6346 GBP | ||||
| ADR | Sale | 53,178 | 170.2941 USD | ||||
| 5p ordinary | Sale | 63,022 | 41.9273 GBP | ||||
| 5p ordinary | Sale | 98,178 | 41.8799 GBP | ||||
| 5p ordinary | Sale | 189,103 | 41.7446 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 24 | 41.2945 GBP | |||||
| 5p ordinary | SWAP | Long | 76 | 41.2941 GBP | |||||
| 5p ordinary | SWAP | Long | 164 | 41.6948 GBP | |||||
| 5p ordinary | SWAP | Long | 529 | 41.4380 GBP | |||||
| 5p ordinary | CFD | Long | 557 | 41.8222 GBP | |||||
| 5p ordinary | CFD | Long | 1,204 | 41.8425 GBP | |||||
| 5p ordinary | CFD | Long | 1,941 | 41.6402 GBP | |||||
| 5p ordinary | SWAP | Long | 1,969 | 41.8901 GBP | |||||
| 5p ordinary | CFD | Long | 2,000 | 42.0000 GBP | |||||
| 5p ordinary | SWAP | Long | 2,151 | 41.7682 GBP | |||||
| 5p ordinary | CFD | Long | 2,500 | 41.9887 GBP | |||||
| 5p ordinary | CFD | Long | 2,843 | 41.8699 GBP | |||||
| 5p ordinary | CFD | Long | 3,211 | 41.8473 GBP | |||||
| 5p ordinary | CFD | Long | 3,942 | 41.9378 GBP | |||||
| 5p ordinary | SWAP | Long | 4,653 | 41.8417 GBP | |||||
| 5p ordinary | SWAP | Long | 6,285 | 41.8672 GBP | |||||
| 5p ordinary | CFD | Long | 6,791 | 41.8790 GBP | |||||
| 5p ordinary | SWAP | Long | 7,284 | 41.9448 GBP | |||||
| 5p ordinary | CFD | Long | 10,157 | 41.9915 GBP | |||||
| 5p ordinary | CFD | Long | 13,541 | 41.9747 GBP | |||||
| 5p ordinary | CFD | Long | 31,832 | 41.8974 GBP | |||||
| 5p ordinary | SWAP | Long | 34,509 | 41.3110 GBP | |||||
| 5p ordinary | SWAP | Long | 36,500 | 41.9366 GBP | |||||
| 5p ordinary | CFD | Long | 42,987 | 41.9260 GBP | |||||
| 5p ordinary | CFD | Long | 98,178 | 41.8799 GBP | |||||
| 5p ordinary | SWAP | Short | 12 | 42.0083 GBP | |||||
| 5p ordinary | SWAP | Short | 74 | 41.4000 GBP | |||||
| 5p ordinary | SWAP | Short | 74 | 41.9800 GBP | |||||
| 5p ordinary | SWAP | Short | 146 | 41.8339 GBP | |||||
| 5p ordinary | SWAP | Short | 296 | 42.0081 GBP | |||||
| 5p ordinary | CFD | Short | 398 | 41.4849 GBP | |||||
| 5p ordinary | SWAP | Short | 592 | 41.8575 GBP | |||||
| 5p ordinary | SWAP | Short | 1,050 | 41.7862 GBP | |||||
| 5p ordinary | CFD | Short | 3,283 | 41.8615 GBP | |||||
| 5p ordinary | SWAP | Short | 4,653 | 41.6264 GBP | |||||
| 5p ordinary | CFD | Short | 13,075 | 41.4509 GBP | |||||
| 5p ordinary | SWAP | Short | 33,648 | 41.8250 GBP | |||||
| 5p ordinary | CFD | Short | 34,663 | 41.8283 GBP | |||||
| 5p ordinary | SWAP | Short | 61,253 | 41.7974 GBP | |||||
| 5p ordinary | CFD | Short | 62,196 | 41.8287 GBP | |||||
| 5p ordinary | SWAP | Short | 70,332 | 41.8087 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 170 USD | American | 18 May 2018 | 2.2000 USD | ||||||||
| ADR | Call Options | Selling | 400 | 173 USD | American | 22 Jun 2018 | 3.8800 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 180 USD | American | 18 May 2018 | 0.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 29,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 158.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180516005677/en/
Copyright Business Wire 2018
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