11th Apr 2018 12:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,226,493 | 0.58% | 3,661,767 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 450,660 | 0.05% | 2,770,196 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 329,200 | 0.04% | 432,900 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,006,353 | 0.67% | 6,864,863 | 0.75% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 10 | 155.3800 USD | ||||
| ADR | Purchase | 23 | 154.1930 USD | ||||
| ADR | Purchase | 27 | 155.4000 USD | ||||
| 5p ordinary | Purchase | 85 | 36.4851 GBP | ||||
| ADR | Purchase | 88 | 155.9527 USD | ||||
| ADR | Purchase | 100 | 154.4200 USD | ||||
| ADR | Purchase | 100 | 154.9300 USD | ||||
| ADR | Purchase | 100 | 155.5200 USD | ||||
| ADR | Purchase | 100 | 155.9400 USD | ||||
| ADR | Purchase | 137 | 155.4861 USD | ||||
| 5p ordinary | Purchase | 183 | 36.5635 GBP | ||||
| 5p ordinary | Purchase | 186 | 36.5304 GBP | ||||
| ADR | Purchase | 200 | 154.0550 USD | ||||
| ADR | Purchase | 300 | 153.8883 USD | ||||
| ADR | Purchase | 300 | 154.0500 USD | ||||
| 5p ordinary | Purchase | 337 | 36.4854 GBP | ||||
| ADR | Purchase | 356 | 156.1420 USD | ||||
| 5p ordinary | Purchase | 443 | 36.5888 GBP | ||||
| ADR | Purchase | 500 | 156.1400 USD | ||||
| ADR | Purchase | 500 | 154.0050 USD | ||||
| ADR | Purchase | 522 | 156.2675 USD | ||||
| ADR | Purchase | 537 | 153.9604 USD | ||||
| ADR | Purchase | 723 | 154.7217 USD | ||||
| 5p ordinary | Purchase | 773 | 36.6093 GBP | ||||
| 5p ordinary | Purchase | 922 | 36.5488 GBP | ||||
| 5p ordinary | Purchase | 925 | 36.5927 GBP | ||||
| 5p ordinary | Purchase | 953 | 36.7406 GBP | ||||
| ADR | Purchase | 1,275 | 153.9607 USD | ||||
| 5p ordinary | Purchase | 1,429 | 36.4550 GBP | ||||
| 5p ordinary | Purchase | 1,850 | 36.5591 GBP | ||||
| ADR | Purchase | 2,064 | 153.8300 USD | ||||
| ADR | Purchase | 2,117 | 153.7800 USD | ||||
| 5p ordinary | Purchase | 2,168 | 36.4796 GBP | ||||
| 5p ordinary | Purchase | 2,550 | 36.5323 GBP | ||||
| 5p ordinary | Purchase | 2,647 | 36.5303 GBP | ||||
| 5p ordinary | Purchase | 2,695 | 36.6409 GBP | ||||
| ADR | Purchase | 2,697 | 153.9992 USD | ||||
| ADR | Purchase | 2,697 | 153.9991 USD | ||||
| 5p ordinary | Purchase | 2,793 | 37.0050 GBP | ||||
| ADR | Purchase | 2,900 | 154.3315 USD | ||||
| 5p ordinary | Purchase | 2,905 | 36.6901 GBP | ||||
| ADR | Purchase | 3,400 | 154.2835 USD | ||||
| 5p ordinary | Purchase | 3,518 | 36.7042 GBP | ||||
| 5p ordinary | Purchase | 4,225 | 36.5893 GBP | ||||
| ADR | Purchase | 4,234 | 153.7700 USD | ||||
| 5p ordinary | Purchase | 7,396 | 36.5589 GBP | ||||
| 5p ordinary | Purchase | 7,953 | 36.4942 GBP | ||||
| 5p ordinary | Purchase | 8,115 | 36.6607 GBP | ||||
| 5p ordinary | Purchase | 8,426 | 36.5971 GBP | ||||
| ADR | Purchase | 8,881 | 155.0522 USD | ||||
| 5p ordinary | Purchase | 11,065 | 36.5696 GBP | ||||
| ADR | Purchase | 12,013 | 154.8238 USD | ||||
| 5p ordinary | Purchase | 13,992 | 36.6559 GBP | ||||
| 5p ordinary | Purchase | 17,730 | 36.6374 GBP | ||||
| 5p ordinary | Purchase | 19,000 | 36.4286 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 36.3884 GBP | ||||
| 5p ordinary | Purchase | 21,977 | 36.6113 GBP | ||||
| 5p ordinary | Purchase | 25,184 | 36.5252 GBP | ||||
| 5p ordinary | Purchase | 27,405 | 36.6015 GBP | ||||
| 5p ordinary | Purchase | 43,750 | 36.5300 GBP | ||||
| 5p ordinary | Purchase | 45,041 | 36.6222 GBP | ||||
| 5p ordinary | Purchase | 50,400 | 36.7000 GBP | ||||
| ADR | Sale | 5 | 153.9500 USD | ||||
| ADR | Sale | 20 | 156.3100 USD | ||||
| ADR | Sale | 70 | 156.3014 USD | ||||
| ADR | Sale | 88 | 155.9527 USD | ||||
| ADR | Sale | 100 | 153.7900 USD | ||||
| ADR | Sale | 100 | 154.0550 USD | ||||
| ADR | Sale | 100 | 154.9350 USD | ||||
| ADR | Sale | 100 | 155.9500 USD | ||||
| ADR | Sale | 100 | 156.4400 USD | ||||
| ADR | Sale | 137 | 155.4861 USD | ||||
| 5p ordinary | Sale | 150 | 36.4650 GBP | ||||
| 5p ordinary | Sale | 191 | 36.4421 GBP | ||||
| ADR | Sale | 200 | 155.8050 USD | ||||
| ADR | Sale | 200 | 154.0150 USD | ||||
| ADR | Sale | 200 | 154.6750 USD | ||||
| ADR | Sale | 202 | 153.7204 USD | ||||
| 5p ordinary | Sale | 210 | 36.4244 GBP | ||||
| ADR | Sale | 256 | 156.0256 USD | ||||
| ADR | Sale | 300 | 154.6450 USD | ||||
| ADR | Sale | 300 | 155.1341 USD | ||||
| ADR | Sale | 395 | 154.0790 USD | ||||
| ADR | Sale | 400 | 155.0050 USD | ||||
| ADR | Sale | 410 | 154.2246 USD | ||||
| ADR | Sale | 513 | 153.9839 USD | ||||
| ADR | Sale | 517 | 156.2900 USD | ||||
| ADR | Sale | 700 | 154.0036 USD | ||||
| 5p ordinary | Sale | 830 | 36.4497 GBP | ||||
| ADR | Sale | 849 | 153.8398 USD | ||||
| 5p ordinary | Sale | 887 | 36.4393 GBP | ||||
| 5p ordinary | Sale | 916 | 36.4439 GBP | ||||
| ADR | Sale | 1,044 | 155.4939 USD | ||||
| ADR | Sale | 1,100 | 154.0350 USD | ||||
| 5p ordinary | Sale | 1,277 | 36.5300 GBP | ||||
| 5p ordinary | Sale | 1,429 | 36.4550 GBP | ||||
| 5p ordinary | Sale | 1,631 | 36.6297 GBP | ||||
| 5p ordinary | Sale | 1,822 | 36.6777 GBP | ||||
| 5p ordinary | Sale | 1,972 | 36.5832 GBP | ||||
| ADR | Sale | 2,000 | 154.5018 USD | ||||
| ADR | Sale | 2,117 | 153.7700 USD | ||||
| ADR | Sale | 2,117 | 153.7800 USD | ||||
| 5p ordinary | Sale | 2,125 | 37.1956 GBP | ||||
| 5p ordinary | Sale | 2,152 | 37.0050 GBP | ||||
| 5p ordinary | Sale | 2,457 | 36.4137 GBP | ||||
| ADR | Sale | 2,500 | 154.2698 USD | ||||
| ADR | Sale | 2,697 | 153.9991 USD | ||||
| ADR | Sale | 3,100 | 154.2012 USD | ||||
| 5p ordinary | Sale | 3,373 | 36.5801 GBP | ||||
| 5p ordinary | Sale | 3,563 | 36.4470 GBP | ||||
| 5p ordinary | Sale | 3,663 | 36.8434 GBP | ||||
| 5p ordinary | Sale | 4,975 | 36.4793 GBP | ||||
| 5p ordinary | Sale | 5,687 | 36.5410 GBP | ||||
| 5p ordinary | Sale | 6,420 | 36.4164 GBP | ||||
| ADR | Sale | 6,437 | 154.9931 USD | ||||
| 5p ordinary | Sale | 6,756 | 36.6696 GBP | ||||
| 5p ordinary | Sale | 9,234 | 36.5395 GBP | ||||
| 5p ordinary | Sale | 9,459 | 36.6424 GBP | ||||
| 5p ordinary | Sale | 12,470 | 36.5177 GBP | ||||
| ADR | Sale | 13,523 | 154.8746 USD | ||||
| 5p ordinary | Sale | 16,183 | 36.5051 GBP | ||||
| 5p ordinary | Sale | 16,382 | 36.5316 GBP | ||||
| 5p ordinary | Sale | 24,797 | 36.4878 GBP | ||||
| 5p ordinary | Sale | 25,827 | 36.6097 GBP | ||||
| 5p ordinary | Sale | 27,190 | 36.4799 GBP | ||||
| 5p ordinary | Sale | 48,876 | 36.5416 GBP | ||||
| 5p ordinary | Sale | 184,277 | 36.5579 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 3,662 | 36.5624 GBP | |||||
| 5p ordinary | CFD | Long | 3,663 | 36.8434 GBP | |||||
| 5p ordinary | SWAP | Long | 4,106 | 36.9337 GBP | |||||
| 5p ordinary | CFD | Long | 6,735 | 36.7897 GBP | |||||
| 5p ordinary | SWAP | Long | 7,766 | 36.5266 GBP | |||||
| 5p ordinary | CFD | Long | 12,470 | 36.5177 GBP | |||||
| 5p ordinary | CFD | Long | 16,183 | 36.5051 GBP | |||||
| 5p ordinary | CFD | Long | 20,467 | 36.5270 GBP | |||||
| 5p ordinary | SWAP | Long | 41,463 | 36.5300 GBP | |||||
| 5p ordinary | SWAP | Long | 47,310 | 36.5356 GBP | |||||
| 5p ordinary | CFD | Long | 48,876 | 36.5416 GBP | |||||
| 5p ordinary | SWAP | Long | 63,921 | 36.5470 GBP | |||||
| 5p ordinary | CFD | Short | 46 | 36.5302 GBP | |||||
| 5p ordinary | CFD | Short | 82 | 36.5889 GBP | |||||
| 5p ordinary | CFD | Short | 85 | 36.4851 GBP | |||||
| 5p ordinary | SWAP | Short | 171 | 36.5091 GBP | |||||
| 5p ordinary | CFD | Short | 183 | 36.5635 GBP | |||||
| 5p ordinary | CFD | Short | 214 | 36.5487 GBP | |||||
| 5p ordinary | SWAP | Short | 281 | 36.5741 GBP | |||||
| 5p ordinary | CFD | Short | 337 | 36.4854 GBP | |||||
| 5p ordinary | CFD | Short | 361 | 36.5888 GBP | |||||
| 5p ordinary | CFD | Short | 365 | 36.4754 GBP | |||||
| 5p ordinary | CFD | Short | 453 | 36.5397 GBP | |||||
| 5p ordinary | SWAP | Short | 697 | 36.5403 GBP | |||||
| 5p ordinary | CFD | Short | 708 | 36.5488 GBP | |||||
| 5p ordinary | SWAP | Short | 826 | 36.5579 GBP | |||||
| 5p ordinary | CFD | Short | 953 | 36.7406 GBP | |||||
| 5p ordinary | CFD | Short | 1,815 | 36.5395 GBP | |||||
| 5p ordinary | CFD | Short | 1,850 | 36.5591 GBP | |||||
| 5p ordinary | SWAP | Short | 1,987 | 36.7634 GBP | |||||
| 5p ordinary | CFD | Short | 2,168 | 36.4796 GBP | |||||
| 5p ordinary | CFD | Short | 2,550 | 36.5323 GBP | |||||
| 5p ordinary | CFD | Short | 2,695 | 36.6409 GBP | |||||
| 5p ordinary | CFD | Short | 2,787 | 36.5303 GBP | |||||
| 5p ordinary | SWAP | Short | 3,895 | 36.5950 GBP | |||||
| 5p ordinary | SWAP | Short | 4,129 | 36.6049 GBP | |||||
| 5p ordinary | CFD | Short | 4,684 | 36.5252 GBP | |||||
| 5p ordinary | CFD | Short | 5,319 | 36.6100 GBP | |||||
| 5p ordinary | SWAP | Short | 5,411 | 36.8683 GBP | |||||
| 5p ordinary | CFD | Short | 7,396 | 36.5589 GBP | |||||
| 5p ordinary | CFD | Short | 8,115 | 36.6607 GBP | |||||
| 5p ordinary | CFD | Short | 13,992 | 36.6559 GBP | |||||
| 5p ordinary | CFD | Short | 16,681 | 36.5168 GBP | |||||
| 5p ordinary | CFD | Short | 25,241 | 36.5995 GBP | |||||
| 5p ordinary | CFD | Short | 43,750 | 36.5300 GBP | |||||
| 5p ordinary | SWAP | Short | 43,750 | 36.5300 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| 5p ordinary | Put Options | Purchasing | 40,000 | 3500 GBP | American | 15 Jun 2018 | 175.0000 GBP | ||||||||
| 5p ordinary | Put Options | Purchasing | 100,000 | 3500 GBP | American | 15 Jun 2018 | 185.0000 GBP | ||||||||
| ADR | Call Options | Selling | 100 | 130 USD | American | 20 Apr 2018 | 25.2000 USD | ||||||||
| ADR | Call Options | Selling | 200 | 155 USD | American | 4 May 2018 | 6.4500 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 143 USD | American | 20 Apr 2018 | 0.5050 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 150 USD | American | 13 Apr 2018 | 1.0500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 11 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 149.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 13,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180411005662/en/
Copyright Business Wire 2018
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