24th Jul 2014 15:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 23 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,932,711 | 1.52% | 2,906,439 | 0.49% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 601,274 | 0.10% | 2,466,860 | 0.42% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,395,300 | 0.24% | 1,513,500 | 0.26% | |||||||
| (4) | TOTAL: | ||||||||||
| 10,929,285 | 1.86% | 6,886,799 | 1.17% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 4 | 49.7080 GBP | ||||||
| ORD | Purchase | 9 | 49.4790 GBP | ||||||
| ORD | Purchase | 9 | 49.9050 GBP | ||||||
| ORD (traded as ADR) | Purchase | 15 | 255.9500 USD | ||||||
| ORD (traded as ADR) | Purchase | 15 | 256.2100 USD | ||||||
| ORD (traded as ADR) | Purchase | 33 | 255.0100 USD | ||||||
| ORD | Purchase | 38 | 49.4050 GBP | ||||||
| ORD | Purchase | 46 | 49.7260 GBP | ||||||
| ORD | Purchase | 58 | 49.9100 GBP | ||||||
| ORD | Purchase | 60 | 49.4250 GBP | ||||||
| ORD | Purchase | 60 | 49.6050 GBP | ||||||
| ORD | Purchase | 60 | 49.7550 GBP | ||||||
| ORD (traded as ADR) | Purchase | 60 | 255.8200 USD | ||||||
| ORD | Purchase | 61 | 49.5300 GBP | ||||||
| ORD | Purchase | 63 | 49.8400 GBP | ||||||
| ORD | Purchase | 64 | 49.4100 GBP | ||||||
| ORD | Purchase | 64 | 49.4200 GBP | ||||||
| ORD | Purchase | 64 | 49.4350 GBP | ||||||
| ORD | Purchase | 64 | 49.5090 GBP | ||||||
| ORD | Purchase | 64 | 49.8350 GBP | ||||||
| ORD | Purchase | 67 | 49.6961 GBP | ||||||
| ORD | Purchase | 68 | 49.9900 GBP | ||||||
| ORD | Purchase | 70 | 49.7180 GBP | ||||||
| ORD | Purchase | 72 | 49.8040 GBP | ||||||
| ORD | Purchase | 92 | 49.9040 GBP | ||||||
| ORD | Purchase | 102 | 49.8250 GBP | ||||||
| ORD | Purchase | 103 | 49.6550 GBP | ||||||
| ORD | Purchase | 106 | 49.7400 GBP | ||||||
| ORD | Purchase | 107 | 49.7200 GBP | ||||||
| ORD | Purchase | 112 | 49.9850 GBP | ||||||
| ORD | Purchase | 113 | 49.8990 GBP | ||||||
| ORD | Purchase | 117 | 49.7150 GBP | ||||||
| ORD | Purchase | 117 | 49.7800 GBP | ||||||
| ORD | Purchase | 132 | 49.7900 GBP | ||||||
| ORD | Purchase | 144 | 49.8150 GBP | ||||||
| ORD | Purchase | 147 | 49.6840 GBP | ||||||
| ORD | Purchase | 147 | 49.8860 GBP | ||||||
| ORD | Purchase | 169 | 49.7840 GBP | ||||||
| ORD | Purchase | 180 | 49.7300 GBP | ||||||
| ORD | Purchase | 191 | 49.8540 GBP | ||||||
| ORD | Purchase | 209 | 49.8900 GBP | ||||||
| ORD (traded as ADR) | Purchase | 222 | 254.1900 USD | ||||||
| ORD | Purchase | 252 | 49.6700 GBP | ||||||
| ORD | Purchase | 270 | 49.9200 GBP | ||||||
| ORD | Purchase | 286 | 49.8850 GBP | ||||||
| ORD | Purchase | 299 | 49.9860 GBP | ||||||
| ORD (traded as ADR) | Purchase | 300 | 254.3900 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 254.6400 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 255.0400 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 255.0500 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 255.2900 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 255.5400 USD | ||||||
| ORD | Purchase | 305 | 49.6600 GBP | ||||||
| ORD | Purchase | 312 | 49.8960 GBP | ||||||
| ORD (traded as ADR) | Purchase | 330 | 254.6000 USD | ||||||
| ORD | Purchase | 370 | 49.9950 GBP | ||||||
| ORD | Purchase | 376 | 49.9500 GBP | ||||||
| ORD | Purchase | 402 | 49.8700 GBP | ||||||
| ORD | Purchase | 424 | 49.7100 GBP | ||||||
| ORD | Purchase | 480 | 49.8550 GBP | ||||||
| ORD | Purchase | 487 | 49.8750 GBP | ||||||
| ORD | Purchase | 525 | 49.7600 GBP | ||||||
| ORD | Purchase | 542 | 50.0500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 600 | 254.5000 USD | ||||||
| ORD (traded as ADR) | Purchase | 600 | 254.9750 USD | ||||||
| ORD (traded as ADR) | Purchase | 675 | 255.7900 USD | ||||||
| ORD | Purchase | 693 | 49.8600 GBP | ||||||
| ORD | Purchase | 769 | 49.4812 GBP | ||||||
| ORD | Purchase | 798 | 49.7050 GBP | ||||||
| ORD | Purchase | 897 | 49.9920 GBP | ||||||
| ORD (traded as ADR) | Purchase | 900 | 254.4698 USD | ||||||
| ORD (traded as ADR) | Purchase | 900 | 254.5100 USD | ||||||
| ORD (traded as ADR) | Purchase | 900 | 254.7566 USD | ||||||
| ORD (traded as ADR) | Purchase | 900 | 255.0933 USD | ||||||
| ORD (traded as ADR) | Purchase | 930 | 254.2319 USD | ||||||
| ORD | Purchase | 946 | 49.9700 GBP | ||||||
| ORD | Purchase | 968 | 49.5302 GBP | ||||||
| ORD | Purchase | 979 | 49.9600 GBP | ||||||
| ORD | Purchase | 992 | 49.8800 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,119 | 254.2471 USD | ||||||
| ORD | Purchase | 1,203 | 49.7000 GBP | ||||||
| ORD | Purchase | 1,237 | 49.8763 GBP | ||||||
| ORD | Purchase | 1,257 | 49.4000 GBP | ||||||
| ORD | Purchase | 1,617 | 49.8500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,680 | 255.0073 USD | ||||||
| ORD | Purchase | 1,808 | 49.7652 GBP | ||||||
| ORD | Purchase | 1,955 | 49.9000 GBP | ||||||
| ORD | Purchase | 1,981 | 49.8000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 2,010 | 254.6660 USD | ||||||
| ORD | Purchase | 2,447 | 49.9300 GBP | ||||||
| ORD | Purchase | 2,717 | 49.9800 GBP | ||||||
| ORD | Purchase | 2,853 | 49.6800 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,000 | 254.5275 USD | ||||||
| ORD | Purchase | 3,113 | 49.3827 GBP | ||||||
| ORD | Purchase | 3,225 | 49.8300 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,300 | 254.9800 USD | ||||||
| ORD (traded as ADR) | Purchase | 3,600 | 255.2075 USD | ||||||
| ORD (traded as ADR) | Purchase | 3,900 | 254.6955 USD | ||||||
| ORD (traded as ADR) | Purchase | 3,900 | 255.0523 USD | ||||||
| ORD (traded as ADR) | Purchase | 4,152 | 254.5438 USD | ||||||
| ORD (traded as ADR) | Purchase | 4,500 | 255.5954 USD | ||||||
| ORD | Purchase | 4,717 | 49.8200 GBP | ||||||
| ORD | Purchase | 4,792 | 49.8166 GBP | ||||||
| ORD | Purchase | 5,097 | 49.7500 GBP | ||||||
| ORD | Purchase | 5,646 | 49.7650 GBP | ||||||
| ORD | Purchase | 5,782 | 49.7943 GBP | ||||||
| ORD (traded as ADR) | Purchase | 5,985 | 255.6930 USD | ||||||
| ORD (traded as ADR) | Purchase | 6,060 | 254.5547 USD | ||||||
| ORD | Purchase | 6,475 | 49.9400 GBP | ||||||
| ORD (traded as ADR) | Purchase | 6,600 | 255.7906 USD | ||||||
| ORD (traded as ADR) | Purchase | 6,648 | 254.3780 USD | ||||||
| ORD | Purchase | 6,748 | 49.8055 GBP | ||||||
| ORD (traded as ADR) | Purchase | 7,200 | 254.4535 USD | ||||||
| ORD | Purchase | 7,333 | 49.9403 GBP | ||||||
| ORD (traded as ADR) | Purchase | 8,400 | 254.9135 USD | ||||||
| ORD (traded as ADR) | Purchase | 9,000 | 255.5999 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,200 | 255.1400 USD | ||||||
| ORD | Purchase | 11,317 | 49.9449 GBP | ||||||
| ORD | Purchase | 13,428 | 49.8524 GBP | ||||||
| ORD (traded as ADR) | Purchase | 14,475 | 254.9796 USD | ||||||
| ORD (traded as ADR) | Purchase | 15,090 | 254.7244 USD | ||||||
| ORD (traded as ADR) | Purchase | 17,310 | 255.3922 USD | ||||||
| ORD (traded as ADR) | Purchase | 18,900 | 255.0901 USD | ||||||
| ORD (traded as ADR) | Purchase | 19,800 | 254.9009 USD | ||||||
| ORD (traded as ADR) | Purchase | 21,018 | 254.4776 USD | ||||||
| ORD (traded as ADR) | Purchase | 21,465 | 254.9069 USD | ||||||
| ORD (traded as ADR) | Purchase | 23,700 | 254.6906 USD | ||||||
| ORD | Purchase | 26,855 | 49.9034 GBP | ||||||
| ORD | Purchase | 27,139 | 49.8896 GBP | ||||||
| ORD (traded as ADR) | Purchase | 27,720 | 254.5884 USD | ||||||
| ORD (traded as ADR) | Purchase | 30,000 | 254.4716 USD | ||||||
| ORD | Purchase | 34,457 | 49.8286 GBP | ||||||
| ORD | Purchase | 38,996 | 49.8612 GBP | ||||||
| ORD | Purchase | 43,060 | 49.8314 GBP | ||||||
| ORD | Purchase | 49,603 | 50.0000 GBP | ||||||
| ORD | Purchase | 50,000 | 49.9761 GBP | ||||||
| ORD (traded as ADR) | Purchase | 52,200 | 254.9823 USD | ||||||
| ORD | Purchase | 53,761 | 49.6900 GBP | ||||||
| ORD (traded as ADR) | Purchase | 57,600 | 255.5347 USD | ||||||
| ORD | Purchase | 60,332 | 49.8810 GBP | ||||||
| ORD (traded as ADR) | Purchase | 62,100 | 254.7814 USD | ||||||
| ORD (traded as ADR) | Purchase | 72,717 | 254.9051 USD | ||||||
| ORD | Purchase | 83,391 | 49.8143 GBP | ||||||
| ORD (traded as ADR) | Purchase | 111,246 | 254.7716 USD | ||||||
| ORD (traded as ADR) | Purchase | 185,130 | 254.8864 USD | ||||||
| ORD | Purchase | 200,000 | 49.7418 GBP | ||||||
| ORD | Purchase | 206,745 | 49.8638 GBP | ||||||
| ORD (traded as ADR) | Purchase | 235,800 | 254.9308 USD | ||||||
| ORD (traded as ADR) | Purchase | 235,800 | 255.3132 USD | ||||||
| ORD | Purchase | 296,452 | 49.8076 GBP | ||||||
| ORD (traded as ADR) | Purchase | 297,216 | 254.5878 USD | ||||||
| ORD | Purchase | 298,227 | 49.9719 GBP | ||||||
| ORD | Purchase | 914,866 | 49.8650 GBP | ||||||
| ORD | Sale | 4 | 49.7080 GBP | ||||||
| ORD | Sale | 9 | 49.4790 GBP | ||||||
| ORD | Sale | 9 | 49.9050 GBP | ||||||
| ORD | Sale | 18 | 49.6500 GBP | ||||||
| ORD | Sale | 21 | 49.4750 GBP | ||||||
| ORD | Sale | 38 | 49.4050 GBP | ||||||
| ORD | Sale | 46 | 49.7260 GBP | ||||||
| ORD | Sale | 58 | 49.9100 GBP | ||||||
| ORD | Sale | 60 | 49.4250 GBP | ||||||
| ORD | Sale | 60 | 49.6050 GBP | ||||||
| ORD | Sale | 60 | 49.7550 GBP | ||||||
| ORD | Sale | 61 | 49.5300 GBP | ||||||
| ORD | Sale | 63 | 49.8400 GBP | ||||||
| ORD | Sale | 64 | 49.4100 GBP | ||||||
| ORD | Sale | 64 | 49.4200 GBP | ||||||
| ORD | Sale | 64 | 49.4350 GBP | ||||||
| ORD | Sale | 64 | 49.5090 GBP | ||||||
| ORD | Sale | 64 | 49.8350 GBP | ||||||
| ORD | Sale | 70 | 49.7180 GBP | ||||||
| ORD | Sale | 72 | 49.8040 GBP | ||||||
| ORD | Sale | 79 | 49.9600 GBP | ||||||
| ORD | Sale | 92 | 49.9040 GBP | ||||||
| ORD | Sale | 95 | 49.9650 GBP | ||||||
| ORD | Sale | 102 | 49.8250 GBP | ||||||
| ORD | Sale | 103 | 49.6550 GBP | ||||||
| ORD | Sale | 106 | 49.7400 GBP | ||||||
| ORD | Sale | 107 | 49.7200 GBP | ||||||
| ORD | Sale | 112 | 49.9850 GBP | ||||||
| ORD | Sale | 113 | 49.8990 GBP | ||||||
| ORD | Sale | 117 | 49.7150 GBP | ||||||
| ORD | Sale | 117 | 49.7800 GBP | ||||||
| ORD | Sale | 117 | 49.8650 GBP | ||||||
| ORD | Sale | 128 | 49.9900 GBP | ||||||
| ORD | Sale | 131 | 49.7700 GBP | ||||||
| ORD | Sale | 132 | 49.7900 GBP | ||||||
| ORD | Sale | 144 | 49.8150 GBP | ||||||
| ORD | Sale | 147 | 49.6840 GBP | ||||||
| ORD | Sale | 147 | 49.8860 GBP | ||||||
| ORD | Sale | 169 | 49.7840 GBP | ||||||
| ORD | Sale | 180 | 49.7300 GBP | ||||||
| ORD | Sale | 191 | 49.8540 GBP | ||||||
| ORD | Sale | 252 | 49.6700 GBP | ||||||
| ORD | Sale | 270 | 49.9200 GBP | ||||||
| ORD | Sale | 286 | 49.8850 GBP | ||||||
| ORD | Sale | 299 | 49.9860 GBP | ||||||
| ORD (traded as ADR) | Sale | 300 | 254.4700 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 254.5000 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 255.5400 USD | ||||||
| ORD | Sale | 310 | 49.6600 GBP | ||||||
| ORD | Sale | 312 | 49.8960 GBP | ||||||
| ORD | Sale | 370 | 49.9950 GBP | ||||||
| ORD | Sale | 376 | 49.9500 GBP | ||||||
| ORD | Sale | 402 | 49.8700 GBP | ||||||
| ORD | Sale | 424 | 49.7100 GBP | ||||||
| ORD | Sale | 480 | 49.8550 GBP | ||||||
| ORD | Sale | 487 | 49.8750 GBP | ||||||
| ORD | Sale | 525 | 49.7600 GBP | ||||||
| ORD | Sale | 542 | 50.0500 GBP | ||||||
| ORD (traded as ADR) | Sale | 600 | 254.4600 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 254.4800 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 255.1395 USD | ||||||
| ORD | Sale | 693 | 49.8600 GBP | ||||||
| ORD | Sale | 737 | 49.6900 GBP | ||||||
| ORD | Sale | 798 | 49.7050 GBP | ||||||
| ORD | Sale | 815 | 49.7000 GBP | ||||||
| ORD | Sale | 897 | 49.9920 GBP | ||||||
| ORD (traded as ADR) | Sale | 900 | 254.5244 USD | ||||||
| ORD (traded as ADR) | Sale | 930 | 254.5719 USD | ||||||
| ORD | Sale | 946 | 49.9700 GBP | ||||||
| ORD | Sale | 992 | 49.8800 GBP | ||||||
| ORD | Sale | 1,177 | 49.9787 GBP | ||||||
| ORD | Sale | 1,257 | 49.4000 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 254.6720 USD | ||||||
| ORD | Sale | 1,512 | 49.6683 GBP | ||||||
| ORD | Sale | 1,617 | 49.8500 GBP | ||||||
| ORD | Sale | 1,679 | 49.8825 GBP | ||||||
| ORD | Sale | 1,955 | 49.9000 GBP | ||||||
| ORD | Sale | 1,981 | 49.8000 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,100 | 254.5471 USD | ||||||
| ORD (traded as ADR) | Sale | 2,100 | 254.6900 USD | ||||||
| ORD (traded as ADR) | Sale | 2,400 | 254.5175 USD | ||||||
| ORD (traded as ADR) | Sale | 2,400 | 254.7125 USD | ||||||
| ORD | Sale | 2,447 | 49.9300 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,502 | 254.7000 USD | ||||||
| ORD | Sale | 2,717 | 49.9800 GBP | ||||||
| ORD | Sale | 2,823 | 49.7650 GBP | ||||||
| ORD | Sale | 2,853 | 49.6800 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,030 | 254.5547 USD | ||||||
| ORD | Sale | 3,225 | 49.8300 GBP | ||||||
| ORD | Sale | 3,490 | 49.8692 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,600 | 254.6491 USD | ||||||
| ORD (traded as ADR) | Sale | 4,200 | 254.6392 USD | ||||||
| ORD (traded as ADR) | Sale | 4,200 | 255.1352 USD | ||||||
| ORD | Sale | 4,243 | 49.8069 GBP | ||||||
| ORD (traded as ADR) | Sale | 4,824 | 254.5622 USD | ||||||
| ORD | Sale | 5,097 | 49.7500 GBP | ||||||
| ORD (traded as ADR) | Sale | 5,535 | 254.5757 USD | ||||||
| ORD (traded as ADR) | Sale | 5,970 | 254.4314 USD | ||||||
| ORD (traded as ADR) | Sale | 6,000 | 254.4840 USD | ||||||
| ORD | Sale | 6,313 | 49.8200 GBP | ||||||
| ORD | Sale | 6,343 | 49.7685 GBP | ||||||
| ORD (traded as ADR) | Sale | 6,510 | 254.4476 USD | ||||||
| ORD | Sale | 7,671 | 49.8070 GBP | ||||||
| ORD | Sale | 7,733 | 49.8087 GBP | ||||||
| ORD (traded as ADR) | Sale | 7,800 | 254.6955 USD | ||||||
| ORD (traded as ADR) | Sale | 7,800 | 255.2381 USD | ||||||
| ORD | Sale | 9,626 | 49.9125 GBP | ||||||
| ORD | Sale | 9,746 | 49.7839 GBP | ||||||
| ORD (traded as ADR) | Sale | 9,930 | 254.6009 USD | ||||||
| ORD (traded as ADR) | Sale | 10,296 | 254.4618 USD | ||||||
| ORD (traded as ADR) | Sale | 10,422 | 254.4639 USD | ||||||
| ORD | Sale | 10,543 | 49.7523 GBP | ||||||
| ORD (traded as ADR) | Sale | 11,700 | 255.2540 USD | ||||||
| ORD | Sale | 11,850 | 49.8900 GBP | ||||||
| ORD (traded as ADR) | Sale | 13,260 | 255.7465 USD | ||||||
| ORD | Sale | 14,603 | 50.0000 GBP | ||||||
| ORD (traded as ADR) | Sale | 14,700 | 254.5005 USD | ||||||
| ORD | Sale | 14,796 | 49.8136 GBP | ||||||
| ORD (traded as ADR) | Sale | 15,606 | 254.4565 USD | ||||||
| ORD (traded as ADR) | Sale | 15,969 | 254.6381 USD | ||||||
| ORD (traded as ADR) | Sale | 16,530 | 254.5575 USD | ||||||
| ORD (traded as ADR) | Sale | 16,920 | 254.4704 USD | ||||||
| ORD | Sale | 18,206 | 49.8705 GBP | ||||||
| ORD (traded as ADR) | Sale | 21,900 | 254.5199 USD | ||||||
| ORD (traded as ADR) | Sale | 22,686 | 254.5799 USD | ||||||
| ORD | Sale | 23,288 | 49.9256 GBP | ||||||
| ORD | Sale | 23,303 | 49.9004 GBP | ||||||
| ORD | Sale | 27,282 | 49.8215 GBP | ||||||
| ORD | Sale | 28,852 | 49.7764 GBP | ||||||
| ORD (traded as ADR) | Sale | 29,640 | 254.4732 USD | ||||||
| ORD (traded as ADR) | Sale | 30,312 | 254.8521 USD | ||||||
| ORD | Sale | 35,000 | 49.8065 GBP | ||||||
| ORD | Sale | 36,402 | 49.8744 GBP | ||||||
| ORD (traded as ADR) | Sale | 49,230 | 254.8203 USD | ||||||
| ORD | Sale | 55,497 | 49.8917 GBP | ||||||
| ORD (traded as ADR) | Sale | 56,400 | 254.5063 USD | ||||||
| ORD | Sale | 63,369 | 49.7912 GBP | ||||||
| ORD (traded as ADR) | Sale | 67,317 | 254.9121 USD | ||||||
| ORD (traded as ADR) | Sale | 75,000 | 255.5285 USD | ||||||
| ORD (traded as ADR) | Sale | 82,500 | 254.8512 USD | ||||||
| ORD (traded as ADR) | Sale | 113,064 | 254.7259 USD | ||||||
| ORD | Sale | 135,867 | 49.7870 GBP | ||||||
| ORD | Sale | 148,448 | 49.8524 GBP | ||||||
| ORD | Sale | 173,718 | 49.8680 GBP | ||||||
| ORD | Sale | 188,707 | 49.8896 GBP | ||||||
| ORD | Sale | 242,087 | 49.8436 GBP | ||||||
| ORD (traded as ADR) | Sale | 297,216 | 254.5878 USD | ||||||
| ORD (traded as ADR) | Sale | 308,517 | 254.9247 USD | ||||||
| ORD | Sale | 317,653 | 49.9198 GBP | ||||||
| ORD (traded as ADR) | Sale | 471,600 | 255.3132 USD | ||||||
| ORD | Sale | 587,782 | 49.8346 GBP | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 219 | 49.3880 GBP | |||||
| ORD | CFD | Long | 1,177 | 49.9787 GBP | |||||
| ORD | CFD | Long | 1,512 | 49.6683 GBP | |||||
| ORD | CFD | Long | 3,290 | 49.7234 GBP | |||||
| ORD | CFD | Long | 1,679 | 49.8825 GBP | |||||
| ORD | SWAP | Long | 4,088 | 49.7638 GBP | |||||
| ORD | SWAP | Long | 5,425 | 49.9001 GBP | |||||
| ORD | CFD | Long | 3,138 | 49.8118 GBP | |||||
| ORD | CFD | Long | 6,343 | 49.7685 GBP | |||||
| ORD | CFD | Long | 56,092 | 49.7945 GBP | |||||
| ORD | CFD | Short | 630 | 49.7744 GBP | |||||
| ORD | CFD | Short | 816 | 49.4055 GBP | |||||
| ORD | SWAP | Short | 4,085 | 49.8033 GBP | |||||
| ORD | SWAP | Short | 14,125 | 49.7665 GBP | |||||
| ORD | CFD | Short | 9,662 | 49.4000 GBP | |||||
| ORD | CFD | Short | 50,000 | 49.9761 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 245 USD | American | 17 Jan 2015 | 18.2000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 130 USD | American | 17 Jan 2015 | 0.1500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 July 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 20,000 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 123,900 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 300,000 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -300 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300,000 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
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