16th Nov 2018 12:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,166,764 | 0.56% | 1,951,638 | 0.21% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 189,099 | 0.02% | 3,950,193 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 367,100 | 0.04% | 419,600 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,722,963 | 0.62% | 6,321,431 | 0.69% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 25 | 45.8675 GBP | ||||
| 5p ordinary | Purchase | 33 | 45.8625 GBP | ||||
| 5p ordinary | Purchase | 34 | 46.0050 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.9375 GBP | ||||
| 5p ordinary | Purchase | 34 | 46.0025 GBP | ||||
| 5p ordinary | Purchase | 35 | 46.0350 GBP | ||||
| 5p ordinary | Purchase | 40 | 45.9500 GBP | ||||
| 5p ordinary | Purchase | 42 | 46.0725 GBP | ||||
| 5p ordinary | Purchase | 45 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 50 | 46.0150 GBP | ||||
| 5p ordinary | Purchase | 62 | 45.9550 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8975 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.0300 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9225 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8900 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9875 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.8650 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.9725 GBP | ||||
| 5p ordinary | Purchase | 70 | 46.0075 GBP | ||||
| 5p ordinary | Purchase | 70 | 46.0325 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.9400 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.9825 GBP | ||||
| 5p ordinary | Purchase | 74 | 45.9100 GBP | ||||
| 5p ordinary | Purchase | 75 | 45.9775 GBP | ||||
| 5p ordinary | Purchase | 77 | 45.8800 GBP | ||||
| 5p ordinary | Purchase | 98 | 45.8950 GBP | ||||
| 5p ordinary | Purchase | 102 | 45.9350 GBP | ||||
| 5p ordinary | Purchase | 109 | 45.9900 GBP | ||||
| 5p ordinary | Purchase | 112 | 45.9700 GBP | ||||
| 5p ordinary | Purchase | 112 | 45.9300 GBP | ||||
| 5p ordinary | Purchase | 115 | 46.1050 GBP | ||||
| 5p ordinary | Purchase | 120 | 45.8750 GBP | ||||
| 5p ordinary | Purchase | 137 | 45.8700 GBP | ||||
| 5p ordinary | Purchase | 143 | 46.0750 GBP | ||||
| 5p ordinary | Purchase | 145 | 45.9800 GBP | ||||
| 5p ordinary | Purchase | 160 | 45.8200 GBP | ||||
| 5p ordinary | Purchase | 162 | 45.9050 GBP | ||||
| 5p ordinary | Purchase | 175 | 45.9250 GBP | ||||
| 5p ordinary | Purchase | 176 | 46.0000 GBP | ||||
| 5p ordinary | Purchase | 177 | 45.8925 GBP | ||||
| 5p ordinary | Purchase | 183 | 46.0590 GBP | ||||
| 5p ordinary | Purchase | 187 | 45.9925 GBP | ||||
| 5p ordinary | Purchase | 199 | 45.9750 GBP | ||||
| 5p ordinary | Purchase | 211 | 45.8850 GBP | ||||
| 5p ordinary | Purchase | 221 | 45.9000 GBP | ||||
| 5p ordinary | Purchase | 285 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 376 | 46.0002 GBP | ||||
| 5p ordinary | Purchase | 388 | 46.0466 GBP | ||||
| 5p ordinary | Purchase | 405 | 46.0323 GBP | ||||
| 5p ordinary | Purchase | 728 | 46.0434 GBP | ||||
| 5p ordinary | Purchase | 780 | 46.0430 GBP | ||||
| 5p ordinary | Purchase | 2,463 | 45.9987 GBP | ||||
| 5p ordinary | Purchase | 3,378 | 46.0024 GBP | ||||
| 5p ordinary | Purchase | 3,537 | 45.9769 GBP | ||||
| 5p ordinary | Purchase | 3,791 | 46.2100 GBP | ||||
| 5p ordinary | Purchase | 5,078 | 45.9518 GBP | ||||
| 5p ordinary | Purchase | 5,176 | 45.9202 GBP | ||||
| 5p ordinary | Purchase | 6,963 | 45.8711 GBP | ||||
| 5p ordinary | Purchase | 7,308 | 46.0566 GBP | ||||
| 5p ordinary | Purchase | 7,872 | 46.1445 GBP | ||||
| 5p ordinary | Purchase | 9,919 | 45.9189 GBP | ||||
| 5p ordinary | Purchase | 12,509 | 46.2047 GBP | ||||
| 5p ordinary | Purchase | 13,529 | 45.9574 GBP | ||||
| 5p ordinary | Purchase | 17,320 | 46.0400 GBP | ||||
| 5p ordinary | Purchase | 17,320 | 46.0547 GBP | ||||
| 5p ordinary | Purchase | 22,328 | 45.9527 GBP | ||||
| 5p ordinary | Purchase | 37,500 | 46.0658 GBP | ||||
| 5p ordinary | Purchase | 57,281 | 46.0880 GBP | ||||
| 5p ordinary | Purchase | 91,724 | 45.9891 GBP | ||||
| 5p ordinary | Purchase | 208,105 | 46.0089 GBP | ||||
| 5p ordinary | Purchase | 278,249 | 45.9047 GBP | ||||
| 5p ordinary | Sale | 15 | 45.9052 GBP | ||||
| 5p ordinary | Sale | 25 | 45.8675 GBP | ||||
| 5p ordinary | Sale | 34 | 45.9375 GBP | ||||
| 5p ordinary | Sale | 34 | 46.0025 GBP | ||||
| 5p ordinary | Sale | 34 | 46.0050 GBP | ||||
| 5p ordinary | Sale | 40 | 45.9500 GBP | ||||
| 5p ordinary | Sale | 42 | 46.0725 GBP | ||||
| 5p ordinary | Sale | 45 | 46.0200 GBP | ||||
| 5p ordinary | Sale | 50 | 46.0150 GBP | ||||
| 5p ordinary | Sale | 62 | 45.9550 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8975 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9875 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9225 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8900 GBP | ||||
| 5p ordinary | Sale | 68 | 46.0300 GBP | ||||
| 5p ordinary | Sale | 69 | 45.9725 GBP | ||||
| 5p ordinary | Sale | 69 | 45.8650 GBP | ||||
| 5p ordinary | Sale | 70 | 46.0325 GBP | ||||
| 5p ordinary | Sale | 70 | 46.0075 GBP | ||||
| 5p ordinary | Sale | 70 | 45.9400 GBP | ||||
| 5p ordinary | Sale | 73 | 45.9825 GBP | ||||
| 5p ordinary | Sale | 74 | 45.9100 GBP | ||||
| 5p ordinary | Sale | 75 | 45.9775 GBP | ||||
| 5p ordinary | Sale | 77 | 45.8800 GBP | ||||
| 5p ordinary | Sale | 83 | 46.0413 GBP | ||||
| 5p ordinary | Sale | 87 | 46.0439 GBP | ||||
| 5p ordinary | Sale | 98 | 45.8950 GBP | ||||
| 5p ordinary | Sale | 100 | 45.8350 GBP | ||||
| 5p ordinary | Sale | 102 | 45.9350 GBP | ||||
| 5p ordinary | Sale | 104 | 45.8700 GBP | ||||
| 5p ordinary | Sale | 109 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 112 | 45.9300 GBP | ||||
| 5p ordinary | Sale | 112 | 45.9700 GBP | ||||
| 5p ordinary | Sale | 120 | 45.8750 GBP | ||||
| 5p ordinary | Sale | 143 | 46.0750 GBP | ||||
| 5p ordinary | Sale | 145 | 45.9800 GBP | ||||
| 5p ordinary | Sale | 162 | 45.9050 GBP | ||||
| 5p ordinary | Sale | 175 | 45.9250 GBP | ||||
| 5p ordinary | Sale | 176 | 46.0000 GBP | ||||
| 5p ordinary | Sale | 177 | 45.8925 GBP | ||||
| 5p ordinary | Sale | 187 | 45.9925 GBP | ||||
| 5p ordinary | Sale | 199 | 45.9750 GBP | ||||
| 5p ordinary | Sale | 211 | 45.8850 GBP | ||||
| 5p ordinary | Sale | 221 | 45.9000 GBP | ||||
| 5p ordinary | Sale | 251 | 46.0045 GBP | ||||
| 5p ordinary | Sale | 273 | 46.2500 GBP | ||||
| 5p ordinary | Sale | 285 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 290 | 45.9408 GBP | ||||
| 5p ordinary | Sale | 321 | 46.0124 GBP | ||||
| 5p ordinary | Sale | 447 | 45.9862 GBP | ||||
| 5p ordinary | Sale | 573 | 46.0492 GBP | ||||
| 5p ordinary | Sale | 583 | 45.9051 GBP | ||||
| 5p ordinary | Sale | 989 | 46.1251 GBP | ||||
| 5p ordinary | Sale | 1,284 | 45.9844 GBP | ||||
| 5p ordinary | Sale | 1,457 | 46.1289 GBP | ||||
| 5p ordinary | Sale | 1,870 | 46.0079 GBP | ||||
| 5p ordinary | Sale | 1,887 | 45.9695 GBP | ||||
| 5p ordinary | Sale | 2,427 | 45.9834 GBP | ||||
| 5p ordinary | Sale | 3,191 | 46.0804 GBP | ||||
| 5p ordinary | Sale | 3,553 | 46.1002 GBP | ||||
| 5p ordinary | Sale | 4,286 | 45.9418 GBP | ||||
| 5p ordinary | Sale | 5,013 | 46.0800 GBP | ||||
| 5p ordinary | Sale | 5,308 | 45.9033 GBP | ||||
| 5p ordinary | Sale | 8,568 | 45.9299 GBP | ||||
| 5p ordinary | Sale | 9,020 | 45.9291 GBP | ||||
| 5p ordinary | Sale | 12,439 | 46.2083 GBP | ||||
| 5p ordinary | Sale | 13,529 | 45.9574 GBP | ||||
| 5p ordinary | Sale | 17,150 | 46.0662 GBP | ||||
| 5p ordinary | Sale | 17,320 | 45.9194 GBP | ||||
| 5p ordinary | Sale | 22,328 | 45.9527 GBP | ||||
| 5p ordinary | Sale | 22,714 | 46.1999 GBP | ||||
| 5p ordinary | Sale | 26,929 | 46.0350 GBP | ||||
| 5p ordinary | Sale | 41,674 | 46.1561 GBP | ||||
| 5p ordinary | Sale | 63,193 | 45.9561 GBP | ||||
| 5p ordinary | Sale | 76,397 | 45.9043 GBP | ||||
| 5p ordinary | Sale | 119,108 | 45.9459 GBP | ||||
| 5p ordinary | Sale | 187,306 | 45.9086 GBP | ||||
| ADR | Purchase | 15 | 177.4699 USD | ||||
| ADR | Purchase | 100 | 176.6100 USD | ||||
| ADR | Purchase | 100 | 179.0700 USD | ||||
| ADR | Purchase | 100 | 178.7500 USD | ||||
| ADR | Purchase | 100 | 177.1000 USD | ||||
| ADR | Purchase | 100 | 178.9100 USD | ||||
| ADR | Purchase | 100 | 177.0200 USD | ||||
| ADR | Purchase | 100 | 176.8650 USD | ||||
| ADR | Purchase | 120 | 176.7800 USD | ||||
| ADR | Purchase | 200 | 176.9350 USD | ||||
| ADR | Purchase | 200 | 178.7400 USD | ||||
| ADR | Purchase | 200 | 178.9500 USD | ||||
| ADR | Purchase | 300 | 177.0450 USD | ||||
| ADR | Purchase | 300 | 176.8233 USD | ||||
| ADR | Purchase | 300 | 177.5733 USD | ||||
| ADR | Purchase | 300 | 179.0933 USD | ||||
| ADR | Purchase | 300 | 178.7233 USD | ||||
| ADR | Purchase | 329 | 178.9951 USD | ||||
| ADR | Purchase | 400 | 178.2675 USD | ||||
| ADR | Purchase | 403 | 176.8412 USD | ||||
| ADR | Purchase | 418 | 177.0093 USD | ||||
| ADR | Purchase | 500 | 176.8810 USD | ||||
| ADR | Purchase | 550 | 177.1372 USD | ||||
| ADR | Purchase | 1,000 | 177.8915 USD | ||||
| ADR | Purchase | 1,011 | 176.8739 USD | ||||
| ADR | Purchase | 1,100 | 178.2390 USD | ||||
| ADR | Purchase | 1,474 | 177.3011 USD | ||||
| ADR | Purchase | 1,700 | 178.6095 USD | ||||
| ADR | Purchase | 2,200 | 177.2027 USD | ||||
| ADR | Purchase | 3,848 | 178.9900 USD | ||||
| ADR | Purchase | 11,815 | 177.4871 USD | ||||
| ADR | Purchase | 12,700 | 178.2091 USD | ||||
| ADR | Purchase | 13,200 | 178.2268 USD | ||||
| ADR | Purchase | 22,015 | 178.3506 USD | ||||
| ADR | Purchase | 30,294 | 177.4618 USD | ||||
| ADR | Sale | 15 | 177.4699 USD | ||||
| ADR | Sale | 37 | 176.9602 USD | ||||
| ADR | Sale | 100 | 178.2000 USD | ||||
| ADR | Sale | 100 | 178.3500 USD | ||||
| ADR | Sale | 100 | 178.9500 USD | ||||
| ADR | Sale | 120 | 176.7800 USD | ||||
| ADR | Sale | 200 | 176.7412 USD | ||||
| ADR | Sale | 300 | 178.7566 USD | ||||
| ADR | Sale | 301 | 177.3362 USD | ||||
| ADR | Sale | 366 | 176.8291 USD | ||||
| ADR | Sale | 400 | 178.9525 USD | ||||
| ADR | Sale | 500 | 177.1000 USD | ||||
| ADR | Sale | 600 | 177.9133 USD | ||||
| ADR | Sale | 700 | 178.7607 USD | ||||
| ADR | Sale | 700 | 178.9285 USD | ||||
| ADR | Sale | 900 | 178.6422 USD | ||||
| ADR | Sale | 1,000 | 177.3450 USD | ||||
| ADR | Sale | 1,042 | 177.1804 USD | ||||
| ADR | Sale | 1,167 | 176.9123 USD | ||||
| ADR | Sale | 1,249 | 177.2397 USD | ||||
| ADR | Sale | 2,200 | 177.2027 USD | ||||
| ADR | Sale | 2,400 | 178.8008 USD | ||||
| ADR | Sale | 2,629 | 176.9101 USD | ||||
| ADR | Sale | 3,468 | 178.9900 USD | ||||
| ADR | Sale | 5,186 | 177.0715 USD | ||||
| ADR | Sale | 5,600 | 177.6720 USD | ||||
| ADR | Sale | 8,700 | 178.5855 USD | ||||
| ADR | Sale | 12,000 | 178.1769 USD | ||||
| ADR | Sale | 14,249 | 177.2331 USD | ||||
| ADR | Sale | 15,239 | 177.4929 USD | ||||
| ADR | Sale | 25,844 | 178.3813 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 44 | 46.0450 GBP | |||||
| 5p ordinary | SWAP | Long | 127 | 46.0607 GBP | |||||
| 5p ordinary | CFD | Long | 573 | 46.0492 GBP | |||||
| 5p ordinary | CFD | Long | 1,350 | 46.0269 GBP | |||||
| 5p ordinary | CFD | Long | 2,427 | 45.9834 GBP | |||||
| 5p ordinary | SWAP | Long | 3,464 | 46.2100 GBP | |||||
| 5p ordinary | CFD | Long | 3,553 | 46.1002 GBP | |||||
| 5p ordinary | CFD | Long | 5,013 | 46.0800 GBP | |||||
| 5p ordinary | SWAP | Long | 7,833 | 46.2084 GBP | |||||
| 5p ordinary | CFD | Long | 14,946 | 46.0604 GBP | |||||
| 5p ordinary | SWAP | Long | 16,208 | 46.2048 GBP | |||||
| 5p ordinary | CFD | Long | 17,150 | 46.0662 GBP | |||||
| 5p ordinary | SWAP | Long | 17,320 | 45.9194 GBP | |||||
| 5p ordinary | CFD | Long | 22,714 | 46.1999 GBP | |||||
| 5p ordinary | SWAP | Short | 30 | 46.0200 GBP | |||||
| 5p ordinary | SWAP | Short | 132 | 46.0487 GBP | |||||
| 5p ordinary | CFD | Short | 183 | 46.0591 GBP | |||||
| 5p ordinary | SWAP | Short | 444 | 45.9736 GBP | |||||
| 5p ordinary | SWAP | Short | 514 | 46.0902 GBP | |||||
| 5p ordinary | SWAP | Short | 3,827 | 46.2100 GBP | |||||
| 5p ordinary | CFD | Short | 5,176 | 45.9202 GBP | |||||
| 5p ordinary | CFD | Short | 6,963 | 45.8712 GBP | |||||
| 5p ordinary | CFD | Short | 30,666 | 46.2066 GBP | |||||
| 5p ordinary | CFD | Short | 37,500 | 46.0658 GBP | |||||
| 5p ordinary | SWAP | Short | 42,296 | 46.0735 GBP | |||||
| 5p ordinary | SWAP | Short | 44,395 | 46.0165 GBP | |||||
| 5p ordinary | SWAP | Short | 46,983 | 46.1098 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 18 Apr 2019 | 7.9000 USD | ||||||||
| ADR | Call Options | Purchasing | 900 | 190 USD | American | 18 Apr 2019 | 6.1000 USD | ||||||||
| ADR | Call Options | Selling | 3,400 | 170 USD | American | 21 Dec 2018 | 13.8235 USD | ||||||||
| ADR | Call Options | Selling | 600 | 170 USD | American | 17 Jan 2020 | 25.0000 USD | ||||||||
| ADR | Call Options | Selling | 400 | 175 USD | American | 21 Dec 2018 | 10.2000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 148 USD | American | 14 Dec 2018 | 0.6500 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 140 USD | American | 18 Jan 2019 | 1.7000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
aSUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181116005178/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire