15th Nov 2018 12:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,054,727 | 0.55% | 1,927,942 | 0.21% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 162,491 | 0.02% | 3,877,958 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 366,700 | 0.04% | 416,700 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,583,918 | 0.61% | 6,222,600 | 0.68% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 34 | 45.9900 GBP | ||||
| 5p ordinary | Purchase | 49 | 45.9950 GBP | ||||
| 5p ordinary | Purchase | 61 | 46.0150 GBP | ||||
| 5p ordinary | Purchase | 61 | 46.1150 GBP | ||||
| 5p ordinary | Purchase | 61 | 46.1050 GBP | ||||
| 5p ordinary | Purchase | 62 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.9450 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.1125 GBP | ||||
| 5p ordinary | Purchase | 78 | 45.9800 GBP | ||||
| 5p ordinary | Purchase | 94 | 45.9750 GBP | ||||
| 5p ordinary | Purchase | 94 | 46.0029 GBP | ||||
| 5p ordinary | Purchase | 95 | 46.0850 GBP | ||||
| 5p ordinary | Purchase | 182 | 46.0800 GBP | ||||
| 5p ordinary | Purchase | 207 | 46.0900 GBP | ||||
| 5p ordinary | Purchase | 224 | 46.0050 GBP | ||||
| 5p ordinary | Purchase | 360 | 45.9785 GBP | ||||
| 5p ordinary | Purchase | 860 | 45.9938 GBP | ||||
| 5p ordinary | Purchase | 1,238 | 46.0968 GBP | ||||
| 5p ordinary | Purchase | 1,331 | 46.0441 GBP | ||||
| 5p ordinary | Purchase | 1,689 | 45.9118 GBP | ||||
| 5p ordinary | Purchase | 2,045 | 45.9114 GBP | ||||
| 5p ordinary | Purchase | 2,518 | 45.9075 GBP | ||||
| 5p ordinary | Purchase | 3,047 | 46.0343 GBP | ||||
| 5p ordinary | Purchase | 3,107 | 46.0018 GBP | ||||
| 5p ordinary | Purchase | 3,185 | 45.9091 GBP | ||||
| 5p ordinary | Purchase | 3,735 | 45.9866 GBP | ||||
| 5p ordinary | Purchase | 5,732 | 46.0000 GBP | ||||
| 5p ordinary | Purchase | 9,734 | 46.0389 GBP | ||||
| 5p ordinary | Purchase | 9,810 | 46.0144 GBP | ||||
| 5p ordinary | Purchase | 14,114 | 45.9979 GBP | ||||
| 5p ordinary | Purchase | 15,965 | 46.0406 GBP | ||||
| 5p ordinary | Purchase | 16,423 | 46.0117 GBP | ||||
| 5p ordinary | Purchase | 16,547 | 45.9756 GBP | ||||
| 5p ordinary | Purchase | 25,639 | 46.0246 GBP | ||||
| 5p ordinary | Purchase | 62,565 | 46.0095 GBP | ||||
| 5p ordinary | Purchase | 103,003 | 46.0222 GBP | ||||
| 5p ordinary | Purchase | 227,520 | 46.0142 GBP | ||||
| 5p ordinary | Purchase | 491,533 | 45.9650 GBP | ||||
| 5p ordinary | Sale | 34 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 45 | 45.9925 GBP | ||||
| 5p ordinary | Sale | 61 | 46.0150 GBP | ||||
| 5p ordinary | Sale | 61 | 46.1050 GBP | ||||
| 5p ordinary | Sale | 61 | 46.1150 GBP | ||||
| 5p ordinary | Sale | 62 | 46.0200 GBP | ||||
| 5p ordinary | Sale | 64 | 45.9450 GBP | ||||
| 5p ordinary | Sale | 64 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 68 | 46.1125 GBP | ||||
| 5p ordinary | Sale | 78 | 45.9800 GBP | ||||
| 5p ordinary | Sale | 89 | 46.0800 GBP | ||||
| 5p ordinary | Sale | 94 | 45.9750 GBP | ||||
| 5p ordinary | Sale | 95 | 46.0850 GBP | ||||
| 5p ordinary | Sale | 182 | 46.0237 GBP | ||||
| 5p ordinary | Sale | 224 | 46.0050 GBP | ||||
| 5p ordinary | Sale | 249 | 46.0900 GBP | ||||
| 5p ordinary | Sale | 337 | 45.9950 GBP | ||||
| 5p ordinary | Sale | 447 | 46.0304 GBP | ||||
| 5p ordinary | Sale | 498 | 46.0279 GBP | ||||
| 5p ordinary | Sale | 682 | 45.9948 GBP | ||||
| 5p ordinary | Sale | 765 | 46.0984 GBP | ||||
| 5p ordinary | Sale | 1,610 | 45.9990 GBP | ||||
| 5p ordinary | Sale | 2,243 | 45.9778 GBP | ||||
| 5p ordinary | Sale | 2,750 | 45.9988 GBP | ||||
| 5p ordinary | Sale | 4,127 | 46.0000 GBP | ||||
| 5p ordinary | Sale | 8,368 | 46.0236 GBP | ||||
| 5p ordinary | Sale | 10,000 | 46.0041 GBP | ||||
| 5p ordinary | Sale | 14,221 | 45.9995 GBP | ||||
| 5p ordinary | Sale | 15,965 | 46.0406 GBP | ||||
| 5p ordinary | Sale | 25,639 | 46.0246 GBP | ||||
| 5p ordinary | Sale | 37,801 | 46.0226 GBP | ||||
| 5p ordinary | Sale | 40,240 | 46.0075 GBP | ||||
| 5p ordinary | Sale | 63,091 | 46.0191 GBP | ||||
| 5p ordinary | Sale | 100,375 | 46.0218 GBP | ||||
| 5p ordinary | Sale | 191,350 | 46.0147 GBP | ||||
| 5p ordinary | Sale | 491,358 | 45.9650 GBP | ||||
| ADR | Purchase | 100 | 179.5700 USD | ||||
| ADR | Purchase | 200 | 179.8800 USD | ||||
| ADR | Purchase | 300 | 180.6700 USD | ||||
| ADR | Purchase | 300 | 179.9791 USD | ||||
| ADR | Purchase | 300 | 180.7833 USD | ||||
| ADR | Purchase | 500 | 180.1260 USD | ||||
| ADR | Purchase | 500 | 180.2000 USD | ||||
| ADR | Purchase | 560 | 180.5505 USD | ||||
| ADR | Purchase | 800 | 179.3750 USD | ||||
| ADR | Purchase | 800 | 181.3288 USD | ||||
| ADR | Purchase | 1,000 | 180.4898 USD | ||||
| ADR | Purchase | 1,000 | 181.3275 USD | ||||
| ADR | Purchase | 1,246 | 180.0800 USD | ||||
| ADR | Purchase | 1,374 | 180.2360 USD | ||||
| ADR | Purchase | 2,132 | 180.0618 USD | ||||
| ADR | Purchase | 2,700 | 179.1322 USD | ||||
| ADR | Purchase | 3,100 | 180.6522 USD | ||||
| ADR | Purchase | 5,000 | 181.0070 USD | ||||
| ADR | Purchase | 6,468 | 180.3109 USD | ||||
| ADR | Purchase | 6,846 | 179.7200 USD | ||||
| ADR | Purchase | 7,300 | 180.4544 USD | ||||
| ADR | Purchase | 7,500 | 180.4217 USD | ||||
| ADR | Sale | 56 | 180.6700 USD | ||||
| ADR | Sale | 100 | 179.4200 USD | ||||
| ADR | Sale | 100 | 179.0900 USD | ||||
| ADR | Sale | 100 | 181.1200 USD | ||||
| ADR | Sale | 100 | 181.1600 USD | ||||
| ADR | Sale | 100 | 181.1100 USD | ||||
| ADR | Sale | 200 | 180.6000 USD | ||||
| ADR | Sale | 200 | 180.2800 USD | ||||
| ADR | Sale | 210 | 179.4466 USD | ||||
| ADR | Sale | 242 | 179.8356 USD | ||||
| ADR | Sale | 300 | 179.4966 USD | ||||
| ADR | Sale | 300 | 180.9366 USD | ||||
| ADR | Sale | 400 | 181.1150 USD | ||||
| ADR | Sale | 400 | 180.3175 USD | ||||
| ADR | Sale | 600 | 181.0875 USD | ||||
| ADR | Sale | 612 | 180.8139 USD | ||||
| ADR | Sale | 1,000 | 180.4898 USD | ||||
| ADR | Sale | 1,028 | 179.4804 USD | ||||
| ADR | Sale | 1,326 | 180.0800 USD | ||||
| ADR | Sale | 1,800 | 180.1130 USD | ||||
| ADR | Sale | 2,132 | 180.0618 USD | ||||
| ADR | Sale | 2,700 | 179.1322 USD | ||||
| ADR | Sale | 2,791 | 180.8011 USD | ||||
| ADR | Sale | 3,100 | 180.4905 USD | ||||
| ADR | Sale | 3,400 | 180.9754 USD | ||||
| ADR | Sale | 4,719 | 179.7130 USD | ||||
| ADR | Sale | 5,000 | 179.7900 USD | ||||
| ADR | Sale | 5,300 | 180.5775 USD | ||||
| ADR | Sale | 5,700 | 180.5192 USD | ||||
| ADR | Sale | 9,816 | 180.2789 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 7 | 46.0242 GBP | |||||
| 5p ordinary | CFD | Long | 28 | 46.0239 GBP | |||||
| 5p ordinary | CFD | Long | 147 | 46.0238 GBP | |||||
| 5p ordinary | CFD | Long | 345 | 45.9931 GBP | |||||
| 5p ordinary | SWAP | Long | 862 | 45.9993 GBP | |||||
| 5p ordinary | CFD | Long | 900 | 46.1088 GBP | |||||
| 5p ordinary | CFD | Long | 2,243 | 45.9778 GBP | |||||
| 5p ordinary | SWAP | Long | 3,681 | 46.0000 GBP | |||||
| ADR | CFD | Long | 5,000 | 179.7900 USD | |||||
| 5p ordinary | CFD | Long | 8,368 | 46.0236 GBP | |||||
| 5p ordinary | SWAP | Long | 12,935 | 46.0152 GBP | |||||
| 5p ordinary | CFD | Long | 14,083 | 45.9944 GBP | |||||
| 5p ordinary | CFD | Long | 16,408 | 45.9963 GBP | |||||
| 5p ordinary | SWAP | Long | 57,567 | 46.0303 GBP | |||||
| 5p ordinary | CFD | Short | 94 | 46.0029 GBP | |||||
| 5p ordinary | SWAP | Short | 171 | 46.0352 GBP | |||||
| 5p ordinary | SWAP | Short | 250 | 46.0917 GBP | |||||
| 5p ordinary | CFD | Short | 269 | 46.0469 GBP | |||||
| 5p ordinary | CFD | Short | 570 | 46.1112 GBP | |||||
| 5p ordinary | CFD | Short | 600 | 46.0823 GBP | |||||
| 5p ordinary | CFD | Short | 1,331 | 46.0441 GBP | |||||
| 5p ordinary | CFD | Short | 2,513 | 45.9741 GBP | |||||
| 5p ordinary | SWAP | Short | 2,941 | 46.0134 GBP | |||||
| 5p ordinary | CFD | Short | 3,735 | 45.9866 GBP | |||||
| 5p ordinary | SWAP | Short | 5,196 | 46.0000 GBP | |||||
| 5p ordinary | SWAP | Short | 6,209 | 45.9683 GBP | |||||
| 5p ordinary | CFD | Short | 6,785 | 46.0021 GBP | |||||
| 5p ordinary | CFD | Short | 7,125 | 46.0341 GBP | |||||
| 5p ordinary | CFD | Short | 9,734 | 46.0389 GBP | |||||
| 5p ordinary | CFD | Short | 16,547 | 45.9757 GBP | |||||
| 5p ordinary | SWAP | Short | 25,954 | 46.0226 GBP | |||||
| 5p ordinary | SWAP | Short | 38,941 | 46.0253 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,400 | 185 USD | American | 18 Apr 2019 | 10.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 195 USD | American | 19 Jul 2019 | 7.5100 USD | ||||||||
| ADR | Put Options | Selling | 400 | 165 USD | American | 21 Dec 2018 | 3.6000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 15 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181115005468/en/
Copyright Business Wire 2018
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