6th Jul 2018 14:52
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,135,164 | 0.67% | 4,476,347 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 441,069 | 0.05% | 4,863,750 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 242,000 | 0.03% | 266,900 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,818,233 | 0.75% | 9,606,997 | 1.05% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 2 | 42.5900 GBP | ||||
| ADR | Purchase | 25 | 170.3000 USD | ||||
| ADR | Purchase | 60 | 169.1000 USD | ||||
| ADR | Purchase | 100 | 169.3800 USD | ||||
| ADR | Purchase | 100 | 169.4500 USD | ||||
| ADR | Purchase | 100 | 170.2000 USD | ||||
| ADR | Purchase | 100 | 169.6300 USD | ||||
| ADR | Purchase | 148 | 169.0621 USD | ||||
| 5p ordinary | Purchase | 185 | 42.6500 GBP | ||||
| 5p ordinary | Purchase | 200 | 42.6370 GBP | ||||
| ADR | Purchase | 200 | 170.9525 USD | ||||
| 5p ordinary | Purchase | 240 | 42.7641 GBP | ||||
| 5p ordinary | Purchase | 248 | 42.7150 GBP | ||||
| ADR | Purchase | 284 | 170.9400 USD | ||||
| ADR | Purchase | 300 | 169.3616 USD | ||||
| ADR | Purchase | 300 | 169.4866 USD | ||||
| 5p ordinary | Purchase | 483 | 42.6646 GBP | ||||
| ADR | Purchase | 552 | 169.2105 USD | ||||
| ADR | Purchase | 902 | 170.7280 USD | ||||
| ADR | Purchase | 1,000 | 170.1300 USD | ||||
| 5p ordinary | Purchase | 1,200 | 42.4429 GBP | ||||
| 5p ordinary | Purchase | 1,385 | 42.5852 GBP | ||||
| 5p ordinary | Purchase | 1,431 | 42.6350 GBP | ||||
| ADR | Purchase | 1,656 | 170.3364 USD | ||||
| ADR | Purchase | 2,198 | 170.6100 USD | ||||
| ADR | Purchase | 2,300 | 169.1021 USD | ||||
| 5p ordinary | Purchase | 2,799 | 42.5408 GBP | ||||
| 5p ordinary | Purchase | 3,539 | 42.7031 GBP | ||||
| 5p ordinary | Purchase | 3,567 | 42.6436 GBP | ||||
| 5p ordinary | Purchase | 3,743 | 42.6658 GBP | ||||
| ADR | Purchase | 3,876 | 169.7977 USD | ||||
| ORD | Purchase | 5,060 | 42.6661 GBP | ||||
| 5p ordinary | Purchase | 7,101 | 42.6800 GBP | ||||
| 5p ordinary | Purchase | 7,322 | 42.6660 GBP | ||||
| ADR | Purchase | 11,044 | 169.4564 USD | ||||
| 5p ordinary | Purchase | 22,357 | 42.6780 GBP | ||||
| 5p ordinary | Purchase | 25,963 | 42.6591 GBP | ||||
| 5p ordinary | Purchase | 37,525 | 42.6449 GBP | ||||
| 5p ordinary | Purchase | 128,233 | 42.6620 GBP | ||||
| 5p ordinary | Sale | 4 | 42.7250 GBP | ||||
| 5p ordinary | Sale | 6 | 42.6550 GBP | ||||
| ADR | Sale | 25 | 170.3000 USD | ||||
| ADR | Sale | 60 | 169.1000 USD | ||||
| ADR | Sale | 95 | 170.8300 USD | ||||
| ADR | Sale | 100 | 169.2750 USD | ||||
| ADR | Sale | 100 | 170.6300 USD | ||||
| ADR | Sale | 124 | 170.9800 USD | ||||
| 5p ordinary | Sale | 179 | 42.6542 GBP | ||||
| 5p ordinary | Sale | 185 | 42.6500 GBP | ||||
| ADR | Sale | 200 | 170.9525 USD | ||||
| ADR | Sale | 200 | 170.7700 USD | ||||
| ADR | Sale | 200 | 170.6750 USD | ||||
| ADR | Sale | 203 | 170.7872 USD | ||||
| 5p ordinary | Sale | 268 | 42.6164 GBP | ||||
| ADR | Sale | 300 | 170.7000 USD | ||||
| ADR | Sale | 380 | 170.6144 USD | ||||
| ADR | Sale | 400 | 168.9225 USD | ||||
| ADR | Sale | 400 | 170.8425 USD | ||||
| ADR | Sale | 400 | 169.5575 USD | ||||
| ADR | Sale | 426 | 170.9400 USD | ||||
| 5p ordinary | Sale | 491 | 42.6318 GBP | ||||
| 5p ordinary | Sale | 571 | 42.6129 GBP | ||||
| 5p ordinary | Sale | 578 | 42.6388 GBP | ||||
| ADR | Sale | 657 | 170.6982 USD | ||||
| 5p ordinary | Sale | 658 | 42.6800 GBP | ||||
| 5p ordinary | Sale | 682 | 42.6391 GBP | ||||
| 5p ordinary | Sale | 825 | 42.6959 GBP | ||||
| ADR | Sale | 917 | 169.2566 USD | ||||
| ADR | Sale | 1,000 | 170.1300 USD | ||||
| ADR | Sale | 1,000 | 169.1050 USD | ||||
| 5p ordinary | Sale | 1,088 | 42.7042 GBP | ||||
| ADR | Sale | 1,099 | 170.6100 USD | ||||
| 5p ordinary | Sale | 1,167 | 42.7013 GBP | ||||
| 5p ordinary | Sale | 1,372 | 42.5856 GBP | ||||
| ADR | Sale | 1,500 | 170.7153 USD | ||||
| ADR | Sale | 1,656 | 170.3364 USD | ||||
| ADR | Sale | 1,800 | 169.5413 USD | ||||
| ADR | Sale | 2,763 | 169.8156 USD | ||||
| 5p ordinary | Sale | 2,928 | 42.6859 GBP | ||||
| ADR | Sale | 4,713 | 169.3204 USD | ||||
| 5p ordinary | Sale | 6,347 | 42.6560 GBP | ||||
| ADR | Sale | 6,727 | 169.5429 USD | ||||
| 5p ordinary | Sale | 7,892 | 42.6573 GBP | ||||
| 5p ordinary | Sale | 14,880 | 42.6751 GBP | ||||
| 5p ordinary | Sale | 26,593 | 42.6644 GBP | ||||
| 5p ordinary | Sale | 33,425 | 42.6387 GBP | ||||
| 5p ordinary | Sale | 76,811 | 42.6499 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 134 | 42.6578 GBP | |||||
| 5p ordinary | SWAP | Long | 139 | 42.6750 GBP | |||||
| 5p ordinary | CFD | Long | 571 | 42.6128 GBP | |||||
| 5p ordinary | SWAP | Long | 1,028 | 42.7201 GBP | |||||
| 5p ordinary | SWAP | Long | 1,834 | 42.6016 GBP | |||||
| 5p ordinary | SWAP | Long | 1,852 | 42.6934 GBP | |||||
| 5p ordinary | SWAP | Long | 2,249 | 42.6281 GBP | |||||
| 5p ordinary | CFD | Long | 2,928 | 42.6859 GBP | |||||
| 5p ordinary | SWAP | Long | 5,194 | 42.6800 GBP | |||||
| 5p ordinary | CFD | Long | 6,600 | 42.6803 GBP | |||||
| 5p ordinary | CFD | Short | 17 | 42.7288 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 42.6843 GBP | |||||
| 5p ordinary | SWAP | Short | 200 | 42.6370 GBP | |||||
| 5p ordinary | CFD | Short | 1,027 | 42.6350 GBP | |||||
| 5p ordinary | SWAP | Short | 1,032 | 42.5949 GBP | |||||
| 5p ordinary | SWAP | Short | 1,376 | 42.6642 GBP | |||||
| 5p ordinary | CFD | Short | 2,799 | 42.5408 GBP | |||||
| 5p ordinary | SWAP | Short | 3,463 | 42.6800 GBP | |||||
| 5p ordinary | CFD | Short | 3,522 | 42.7029 GBP | |||||
| 5p ordinary | CFD | Short | 5,306 | 42.7406 GBP | |||||
| 5p ordinary | SWAP | Short | 9,887 | 42.6733 GBP | |||||
| 5p ordinary | SWAP | Short | 10,341 | 42.6775 GBP | |||||
| 5p ordinary | CFD | Short | 25,963 | 42.6591 GBP | |||||
| 5p ordinary | CFD | Short | 26,481 | 42.6838 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 165 USD | American | 19 Oct 2018 | 11.3933 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 170 USD | American | 13 Jul 2018 | 1.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 170 USD | American | 17 Aug 2018 | 4.5000 USD | ||||||||
| ADR | Call Options | Selling | 300 | 170 USD | American | 20 Jul 2018 | 2.2800 USD | ||||||||
| ADR | Call Options | Selling | 300 | 175 USD | American | 19 Oct 2018 | 5.5933 USD | ||||||||
| ADR | Put Options | Purchasing | 2,500 | 165 USD | American | 20 Jul 2018 | 1.1000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 125 USD | American | 18 Jan 2019 | 1.3000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 6 Jul 2018 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 168.0000 | American | 6 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 170.0000 | American | 17 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 170.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -4,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180706005223/en/
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