10th Sep 2014 15:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,872,170 | 1.67% | 3,826,250 | 0.65% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,134,593 | 0.36% | 3,864,133 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,339,500 | 2.23% | 1,858,500 | 0.32% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,346,263 | 4.26% | 9,548,883 | 1.63% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 86 | 51.6750 GBP | ||||
| ORD | Purchase | 146 | 51.4250 GBP | ||||
| ORD | Purchase | 146 | 51.4750 GBP | ||||
| ORD | Purchase | 157 | 51.5000 GBP | ||||
| ORD | Purchase | 175 | 51.3750 GBP | ||||
| ORD | Purchase | 181 | 51.9500 GBP | ||||
| ORD (traded as ADR) | Purchase | 192 | 249.6904 USD | ||||
| ORD (traded as ADR) | Purchase | 201 | 252.7700 USD | ||||
| ORD | Purchase | 243 | 52.1500 GBP | ||||
| ORD | Purchase | 251 | 52.3250 GBP | ||||
| ORD | Purchase | 287 | 51.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 251.0600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.4700 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 253.0400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 253.3000 USD | ||||
| ORD (traded as ADR) | Purchase | 303 | 252.8800 USD | ||||
| ORD | Purchase | 314 | 52.2750 GBP | ||||
| ORD (traded as ADR) | Purchase | 339 | 253.0423 USD | ||||
| ORD (traded as ADR) | Purchase | 420 | 252.4257 USD | ||||
| ORD | Purchase | 426 | 51.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 480 | 252.0785 USD | ||||
| ORD | Purchase | 489 | 52.3500 GBP | ||||
| ORD | Purchase | 500 | 51.3299 GBP | ||||
| ORD | Purchase | 513 | 51.8500 GBP | ||||
| ORD | Purchase | 569 | 51.7500 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 248.7000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 253.2497 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 253.3500 USD | ||||
| ORD (traded as ADR) | Purchase | 630 | 252.4571 USD | ||||
| ORD | Purchase | 660 | 51.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 672 | 251.3500 USD | ||||
| ORD | Purchase | 677 | 51.5500 GBP | ||||
| ORD | Purchase | 850 | 52.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 879 | 252.9169 USD | ||||
| ORD | Purchase | 1,080 | 51.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,146 | 253.0424 USD | ||||
| ORD | Purchase | 1,175 | 52.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 252.5625 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 253.1050 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 252.9300 USD | ||||
| ORD | Purchase | 1,840 | 52.3000 GBP | ||||
| ORD | Purchase | 1,949 | 51.4047 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,989 | 252.6736 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 252.4414 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 252.7941 USD | ||||
| ORD | Purchase | 2,349 | 51.9857 GBP | ||||
| ORD | Purchase | 2,596 | 51.4000 GBP | ||||
| ORD | Purchase | 2,605 | 51.3584 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 249.9773 USD | ||||
| ORD | Purchase | 2,877 | 51.6974 GBP | ||||
| ORD | Purchase | 2,972 | 51.9302 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 253.1898 USD | ||||
| ORD (traded as ADR) | Purchase | 3,423 | 252.8539 USD | ||||
| ORD | Purchase | 3,436 | 52.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,513 | 252.7137 USD | ||||
| ORD (traded as ADR) | Purchase | 3,675 | 252.9728 USD | ||||
| ORD | Purchase | 4,228 | 51.3500 GBP | ||||
| ORD | Purchase | 4,249 | 51.8686 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,260 | 252.1560 USD | ||||
| ORD (traded as ADR) | Purchase | 4,299 | 251.6536 USD | ||||
| ORD | Purchase | 4,445 | 51.7000 GBP | ||||
| ORD | Purchase | 4,848 | 51.5982 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 252.1058 USD | ||||
| ORD | Purchase | 5,500 | 51.9454 GBP | ||||
| ORD | Purchase | 5,562 | 51.6995 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,811 | 252.0000 USD | ||||
| ORD | Purchase | 5,912 | 52.2974 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 251.7339 USD | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 252.4800 USD | ||||
| ORD (traded as ADR) | Purchase | 6,918 | 252.6650 USD | ||||
| ORD | Purchase | 7,662 | 51.9060 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,923 | 252.4012 USD | ||||
| ORD (traded as ADR) | Purchase | 11,100 | 251.9909 USD | ||||
| ORD (traded as ADR) | Purchase | 11,100 | 252.0960 USD | ||||
| ORD (traded as ADR) | Purchase | 12,546 | 251.9526 USD | ||||
| ORD (traded as ADR) | Purchase | 13,152 | 252.3812 USD | ||||
| ORD | Purchase | 15,311 | 51.3811 GBP | ||||
| ORD | Purchase | 15,329 | 51.7962 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,400 | 252.6172 USD | ||||
| ORD (traded as ADR) | Purchase | 23,454 | 250.2429 USD | ||||
| ORD | Purchase | 25,729 | 51.5718 GBP | ||||
| ORD (traded as ADR) | Purchase | 27,300 | 252.4779 USD | ||||
| ORD | Purchase | 28,241 | 51.7581 GBP | ||||
| ORD | Purchase | 30,513 | 51.7635 GBP | ||||
| ORD (traded as ADR) | Purchase | 31,461 | 251.4784 USD | ||||
| ORD (traded as ADR) | Purchase | 35,232 | 252.3559 USD | ||||
| ORD | Purchase | 35,922 | 51.6387 GBP | ||||
| ORD | Purchase | 65,021 | 51.5993 GBP | ||||
| ORD (traded as ADR) | Purchase | 79,782 | 252.3314 USD | ||||
| ORD (traded as ADR) | Purchase | 105,900 | 252.1640 USD | ||||
| ORD (traded as ADR) | Purchase | 109,200 | 252.1743 USD | ||||
| ORD | Purchase | 132,388 | 51.7396 GBP | ||||
| ORD | Sale | 73 | 51.4302 GBP | ||||
| ORD | Sale | 86 | 51.6750 GBP | ||||
| ORD (traded as ADR) | Sale | 135 | 252.7900 USD | ||||
| ORD | Sale | 146 | 51.4250 GBP | ||||
| ORD | Sale | 146 | 51.4750 GBP | ||||
| ORD | Sale | 149 | 51.3750 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 253.2900 USD | ||||
| ORD | Sale | 157 | 51.5000 GBP | ||||
| ORD | Sale | 181 | 51.9500 GBP | ||||
| ORD | Sale | 201 | 51.7111 GBP | ||||
| ORD | Sale | 217 | 51.3680 GBP | ||||
| ORD | Sale | 243 | 52.1500 GBP | ||||
| ORD | Sale | 251 | 52.3250 GBP | ||||
| ORD (traded as ADR) | Sale | 264 | 253.5000 USD | ||||
| ORD | Sale | 287 | 51.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 249.4400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.9800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 253.1200 USD | ||||
| ORD | Sale | 314 | 52.2750 GBP | ||||
| ORD | Sale | 417 | 51.7508 GBP | ||||
| ORD | Sale | 513 | 51.8500 GBP | ||||
| ORD | Sale | 515 | 52.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 540 | 252.1822 USD | ||||
| ORD | Sale | 569 | 51.7500 GBP | ||||
| ORD | Sale | 575 | 52.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 248.7000 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.2280 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.3850 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.4500 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.7210 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 253.0100 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 253.2120 USD | ||||
| ORD | Sale | 639 | 51.3415 GBP | ||||
| ORD (traded as ADR) | Sale | 639 | 253.0412 USD | ||||
| ORD | Sale | 660 | 51.8000 GBP | ||||
| ORD | Sale | 677 | 51.5500 GBP | ||||
| ORD (traded as ADR) | Sale | 750 | 252.4360 USD | ||||
| ORD (traded as ADR) | Sale | 750 | 253.2000 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 249.4333 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 252.4233 USD | ||||
| ORD | Sale | 1,080 | 51.4500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,191 | 250.4169 USD | ||||
| ORD (traded as ADR) | Sale | 1,269 | 252.2086 USD | ||||
| ORD | Sale | 1,273 | 52.0809 GBP | ||||
| ORD (traded as ADR) | Sale | 1,350 | 252.6400 USD | ||||
| ORD | Sale | 1,428 | 51.4655 GBP | ||||
| ORD | Sale | 1,435 | 52.3500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 249.4280 USD | ||||
| ORD (traded as ADR) | Sale | 1,650 | 253.1898 USD | ||||
| ORD | Sale | 1,667 | 52.2926 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 252.1890 USD | ||||
| ORD | Sale | 1,840 | 52.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,962 | 252.4371 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 252.3575 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 252.6293 USD | ||||
| ORD | Sale | 2,645 | 51.4000 GBP | ||||
| ORD | Sale | 2,971 | 52.1579 GBP | ||||
| ORD | Sale | 2,990 | 51.7276 GBP | ||||
| ORD (traded as ADR) | Sale | 3,057 | 250.1245 USD | ||||
| ORD | Sale | 3,426 | 51.3000 GBP | ||||
| ORD | Sale | 3,436 | 52.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 3,900 | 252.2907 USD | ||||
| ORD | Sale | 4,445 | 51.7000 GBP | ||||
| ORD (traded as ADR) | Sale | 4,800 | 252.0905 USD | ||||
| ORD (traded as ADR) | Sale | 5,532 | 252.2024 USD | ||||
| ORD (traded as ADR) | Sale | 6,000 | 251.0793 USD | ||||
| ORD | Sale | 6,359 | 51.8299 GBP | ||||
| ORD (traded as ADR) | Sale | 6,510 | 250.0695 USD | ||||
| ORD | Sale | 6,616 | 51.8907 GBP | ||||
| ORD (traded as ADR) | Sale | 6,741 | 252.5874 USD | ||||
| ORD | Sale | 6,774 | 51.8964 GBP | ||||
| ORD (traded as ADR) | Sale | 6,828 | 249.7086 USD | ||||
| ORD | Sale | 7,463 | 51.8221 GBP | ||||
| ORD (traded as ADR) | Sale | 8,703 | 252.8639 USD | ||||
| ORD (traded as ADR) | Sale | 11,307 | 252.2683 USD | ||||
| ORD | Sale | 13,966 | 51.7488 GBP | ||||
| ORD | Sale | 14,500 | 51.8362 GBP | ||||
| ORD | Sale | 14,941 | 51.8057 GBP | ||||
| ORD | Sale | 20,849 | 51.8538 GBP | ||||
| ORD (traded as ADR) | Sale | 22,200 | 251.9909 USD | ||||
| ORD (traded as ADR) | Sale | 22,200 | 252.0351 USD | ||||
| ORD | Sale | 25,452 | 51.7765 GBP | ||||
| ORD | Sale | 25,741 | 51.3500 GBP | ||||
| ORD | Sale | 25,936 | 52.1060 GBP | ||||
| ORD | Sale | 29,798 | 51.7645 GBP | ||||
| ORD | Sale | 35,582 | 51.4400 GBP | ||||
| ORD | Sale | 37,961 | 51.4006 GBP | ||||
| ORD | Sale | 53,146 | 51.8320 GBP | ||||
| ORD (traded as ADR) | Sale | 54,267 | 251.6828 USD | ||||
| ORD (traded as ADR) | Sale | 54,600 | 252.4779 USD | ||||
| ORD (traded as ADR) | Sale | 90,300 | 252.2109 USD | ||||
| ORD | Sale | 108,078 | 51.7979 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 150 | 51.7948 GBP | |||||
| ORD | CFD | Long | 300 | 51.5000 GBP | |||||
| ORD | CFD | Long | 417 | 51.7508 GBP | |||||
| ORD | CFD | Long | 639 | 51.3415 GBP | |||||
| ORD | CFD | Long | 2,000 | 52.3298 GBP | |||||
| ORD | CFD | Long | 2,928 | 51.5006 GBP | |||||
| ORD | SWAP | Long | 3,907 | 51.8079 GBP | |||||
| ORD | CFD | Long | 2,255 | 51.3430 GBP | |||||
| ORD | CFD | Long | 5,550 | 52.3952 GBP | |||||
| ORD | SWAP | Long | 11,051 | 52.2704 GBP | |||||
| ORD | SWAP | Short | 600 | 52.4000 GBP | |||||
| ORD | CFD | Short | 1,771 | 51.8811 GBP | |||||
| ORD | CFD | Short | 1,949 | 51.4047 GBP | |||||
| ORD | CFD | Short | 1,280 | 51.5069 GBP | |||||
| ORD | SWAP | Short | 5,605 | 51.7586 GBP | |||||
| ORD | SWAP | Short | 19,546 | 51.3878 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 270 USD | American | 18 Oct 2014 | 2.2500 USD | ||||||||
| ADR | Call Options | Purchasing | 3,100 | 270 USD | American | 17 Jan 2015 | 7.4906 USD | ||||||||
| ADR | Call Options | Selling | 98,000 | 240 USD | American | 17 Jan 2015 | 25.0000 USD | ||||||||
| ADR | Call Options | Selling | 3,100 | 250 USD | American | 17 Jan 2015 | 19.0406 USD | ||||||||
| ADR | Put Options | Purchasing | 60,000 | 220 USD | American | 18 Oct 2014 | 3.2000 USD | ||||||||
| ADR | Put Options | Selling | 1,700 | 190 USD | American | 18 Oct 2014 | 0.9500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 328,800 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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