15th Jun 2018 15:44
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,500,303 | 0.93% | 3,620,021 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 162,571 | 0.02% | 4,681,703 | 0.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 424,500 | 0.05% | 574,400 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,087,374 | 0.99% | 8,876,124 | 0.97% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 31 | 162.4400 USD | ||||
| 5p ordinary | Purchase | 33 | 40.7950 GBP | ||||
| 5p ordinary | Purchase | 33 | 40.1939 GBP | ||||
| ADR | Purchase | 38 | 162.6797 USD | ||||
| ADR | Purchase | 72 | 162.7300 USD | ||||
| ADR | Purchase | 100 | 162.7000 USD | ||||
| ADR | Purchase | 100 | 162.4700 USD | ||||
| ADR | Purchase | 100 | 162.6100 USD | ||||
| ADR | Purchase | 122 | 162.6996 USD | ||||
| 5p ordinary | Purchase | 150 | 40.6931 GBP | ||||
| ADR | Purchase | 200 | 162.5400 USD | ||||
| ADR | Purchase | 200 | 162.6000 USD | ||||
| 5p ordinary | Purchase | 210 | 40.3075 GBP | ||||
| 5p ordinary | Purchase | 298 | 40.5875 GBP | ||||
| ADR | Purchase | 300 | 162.7233 USD | ||||
| ADR | Purchase | 300 | 162.2400 USD | ||||
| ADR | Purchase | 350 | 162.3328 USD | ||||
| ADR | Purchase | 400 | 162.9325 USD | ||||
| ADR | Purchase | 400 | 162.2650 USD | ||||
| ADR | Purchase | 400 | 162.6875 USD | ||||
| ADR | Purchase | 600 | 162.5341 USD | ||||
| 5p ordinary | Purchase | 828 | 40.7070 GBP | ||||
| ADR | Purchase | 862 | 162.7160 USD | ||||
| ADR | Purchase | 940 | 162.5944 USD | ||||
| ADR | Purchase | 1,000 | 162.5635 USD | ||||
| ADR | Purchase | 1,000 | 162.6355 USD | ||||
| 5p ordinary | Purchase | 1,006 | 40.4667 GBP | ||||
| ADR | Purchase | 1,018 | 162.7700 USD | ||||
| 5p ordinary | Purchase | 1,175 | 40.7157 GBP | ||||
| 5p ordinary | Purchase | 1,295 | 40.6950 GBP | ||||
| ADR | Purchase | 1,300 | 162.5934 USD | ||||
| 5p ordinary | Purchase | 1,395 | 40.6759 GBP | ||||
| 5p ordinary | Purchase | 1,533 | 40.7072 GBP | ||||
| 5p ordinary | Purchase | 1,741 | 40.2102 GBP | ||||
| ADR | Purchase | 1,949 | 162.5641 USD | ||||
| 5p ordinary | Purchase | 2,173 | 40.5383 GBP | ||||
| ADR | Purchase | 2,300 | 162.6647 USD | ||||
| 5p ordinary | Purchase | 2,364 | 40.7983 GBP | ||||
| ADR | Purchase | 2,400 | 162.6231 USD | ||||
| 5p ordinary | Purchase | 4,436 | 40.6314 GBP | ||||
| 5p ordinary | Purchase | 5,988 | 40.5427 GBP | ||||
| 5p ordinary | Purchase | 12,291 | 40.6852 GBP | ||||
| 5p ordinary | Purchase | 12,480 | 40.2691 GBP | ||||
| 5p ordinary | Purchase | 12,560 | 40.5435 GBP | ||||
| 5p ordinary | Purchase | 16,557 | 40.6934 GBP | ||||
| ADR | Purchase | 16,560 | 162.7085 USD | ||||
| 5p ordinary | Purchase | 101,776 | 40.6755 GBP | ||||
| ADR | Sale | 31 | 162.4400 USD | ||||
| ADR | Sale | 72 | 162.7300 USD | ||||
| ADR | Sale | 100 | 162.8950 USD | ||||
| ADR | Sale | 100 | 162.8450 USD | ||||
| ADR | Sale | 100 | 162.6700 USD | ||||
| ADR | Sale | 122 | 162.6996 USD | ||||
| 5p ordinary | Sale | 219 | 40.3650 GBP | ||||
| ADR | Sale | 300 | 162.3700 USD | ||||
| ADR | Sale | 300 | 162.3933 USD | ||||
| ADR | Sale | 300 | 163.1400 USD | ||||
| 5p ordinary | Sale | 335 | 40.2410 GBP | ||||
| ADR | Sale | 438 | 162.5818 USD | ||||
| ADR | Sale | 481 | 162.7138 USD | ||||
| ADR | Sale | 500 | 162.4840 USD | ||||
| 5p ordinary | Sale | 520 | 40.4378 GBP | ||||
| 5p ordinary | Sale | 636 | 40.7075 GBP | ||||
| ADR | Sale | 700 | 162.7029 USD | ||||
| ADR | Sale | 900 | 162.6511 USD | ||||
| 5p ordinary | Sale | 986 | 40.2756 GBP | ||||
| ADR | Sale | 1,123 | 162.7700 USD | ||||
| ADR | Sale | 1,200 | 162.5154 USD | ||||
| ADR | Sale | 1,300 | 162.5934 USD | ||||
| 5p ordinary | Sale | 1,500 | 40.7771 GBP | ||||
| 5p ordinary | Sale | 2,085 | 40.5332 GBP | ||||
| 5p ordinary | Sale | 2,474 | 40.6821 GBP | ||||
| 5p ordinary | Sale | 2,730 | 40.4964 GBP | ||||
| 5p ordinary | Sale | 4,146 | 40.6369 GBP | ||||
| 5p ordinary | Sale | 4,300 | 40.2483 GBP | ||||
| 5p ordinary | Sale | 5,264 | 40.6772 GBP | ||||
| 5p ordinary | Sale | 7,644 | 40.2526 GBP | ||||
| 5p ordinary | Sale | 10,514 | 40.3325 GBP | ||||
| 5p ordinary | Sale | 11,626 | 40.7090 GBP | ||||
| 5p ordinary | Sale | 15,226 | 40.6968 GBP | ||||
| 5p ordinary | Sale | 20,003 | 40.6950 GBP | ||||
| ADR | Sale | 24,980 | 162.6704 USD | ||||
| 5p ordinary | Sale | 26,920 | 40.4553 GBP | ||||
| 5p ordinary | Sale | 34,480 | 40.7428 GBP | ||||
| 5p ordinary | Sale | 40,167 | 40.4953 GBP | ||||
| 5p ordinary | Sale | 41,376 | 40.2591 GBP | ||||
| 5p ordinary | Sale | 57,547 | 40.3837 GBP | ||||
| 5p ordinary | Sale | 68,753 | 40.5583 GBP | ||||
| 5p ordinary | Sale | 68,960 | 40.1400 GBP | ||||
| 5p ordinary | Sale | 287,251 | 40.3538 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 16 | 40.6643 GBP | |||||
| 5p ordinary | SWAP | Long | 57 | 40.2008 GBP | |||||
| 5p ordinary | SWAP | Long | 73 | 40.7200 GBP | |||||
| 5p ordinary | CFD | Long | 247 | 40.8389 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 40.5766 GBP | |||||
| 5p ordinary | CFD | Long | 335 | 40.2409 GBP | |||||
| 5p ordinary | SWAP | Long | 861 | 40.2994 GBP | |||||
| 5p ordinary | SWAP | Long | 1,101 | 40.6896 GBP | |||||
| 5p ordinary | CFD | Long | 1,500 | 40.7771 GBP | |||||
| 5p ordinary | SWAP | Long | 2,056 | 40.3302 GBP | |||||
| 5p ordinary | CFD | Long | 2,346 | 40.6917 GBP | |||||
| 5p ordinary | CFD | Long | 2,614 | 40.2912 GBP | |||||
| 5p ordinary | SWAP | Long | 2,913 | 40.3279 GBP | |||||
| 5p ordinary | CFD | Long | 4,783 | 40.2012 GBP | |||||
| 5p ordinary | SWAP | Long | 15,544 | 40.6950 GBP | |||||
| 5p ordinary | SWAP | Long | 34,480 | 40.7428 GBP | |||||
| 5p ordinary | SWAP | Long | 41,253 | 40.4538 GBP | |||||
| 5p ordinary | SWAP | Long | 68,753 | 40.5583 GBP | |||||
| 5p ordinary | SWAP | Long | 68,960 | 40.1400 GBP | |||||
| 5p ordinary | CFD | Short | 33 | 40.1939 GBP | |||||
| 5p ordinary | SWAP | Short | 33 | 40.7951 GBP | |||||
| 5p ordinary | SWAP | Short | 92 | 40.4238 GBP | |||||
| 5p ordinary | SWAP | Short | 258 | 40.3957 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 40.2841 GBP | |||||
| 5p ordinary | SWAP | Short | 411 | 40.5952 GBP | |||||
| 5p ordinary | CFD | Short | 828 | 40.7070 GBP | |||||
| 5p ordinary | CFD | Short | 1,006 | 40.4667 GBP | |||||
| 5p ordinary | SWAP | Short | 1,263 | 40.6584 GBP | |||||
| 5p ordinary | CFD | Short | 2,364 | 40.7983 GBP | |||||
| 5p ordinary | CFD | Short | 4,436 | 40.6314 GBP | |||||
| 5p ordinary | SWAP | Short | 4,653 | 40.6795 GBP | |||||
| 5p ordinary | CFD | Short | 5,004 | 40.7693 GBP | |||||
| 5p ordinary | CFD | Short | 8,756 | 40.6977 GBP | |||||
| 5p ordinary | SWAP | Short | 36,804 | 40.6950 GBP | |||||
| 5p ordinary | SWAP | Short | 59,926 | 40.6613 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 200 | 165 USD | American | 20 Jul 2018 | 3.0000 USD | ||||||||
| ADR | Call Options | Selling | 1,100 | 210 USD | American | 19 Oct 2018 | 0.2200 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 15 Jun 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 168.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -154,500 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,000 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180615005484/en/
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