7th Aug 2014 15:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 6 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,587,525 | 1.80% | 4,853,458 | 0.82% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,148,237 | 0.36% | 3,708,315 | 0.63% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,600,800 | 0.27% | 1,309,800 | 0.22% | |||||||
| TOTAL: | 14,336,562 | 2.43% | 9,871,573 | 1.67% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 46.5340 GBP | ||||
| ORD | Purchase | 3 | 46.5740 GBP | ||||
| ORD | Purchase | 3 | 46.8450 GBP | ||||
| ORD | Purchase | 19 | 46.5220 GBP | ||||
| ORD | Purchase | 20 | 46.6050 GBP | ||||
| ORD | Purchase | 28 | 45.8650 GBP | ||||
| ORD | Purchase | 30 | 46.3510 GBP | ||||
| ORD | Purchase | 30 | 46.8500 GBP | ||||
| ORD | Purchase | 37 | 45.6000 GBP | ||||
| ORD | Purchase | 40 | 46.8560 GBP | ||||
| ORD | Purchase | 42 | 46.2760 GBP | ||||
| ORD | Purchase | 43 | 46.4500 GBP | ||||
| ORD | Purchase | 46 | 46.2910 GBP | ||||
| ORD | Purchase | 49 | 45.8000 GBP | ||||
| ORD | Purchase | 49 | 45.9100 GBP | ||||
| ORD | Purchase | 49 | 46.0000 GBP | ||||
| ORD | Purchase | 54 | 46.5960 GBP | ||||
| ORD | Purchase | 59 | 47.2300 GBP | ||||
| ORD | Purchase | 59 | 47.2460 GBP | ||||
| ORD | Purchase | 59 | 47.5000 GBP | ||||
| ORD | Purchase | 62 | 48.2200 GBP | ||||
| ORD | Purchase | 63 | 46.2210 GBP | ||||
| ORD | Purchase | 63 | 46.2650 GBP | ||||
| ORD | Purchase | 63 | 46.2710 GBP | ||||
| ORD | Purchase | 70 | 46.2100 GBP | ||||
| ORD | Purchase | 70 | 46.3800 GBP | ||||
| ORD | Purchase | 73 | 46.6900 GBP | ||||
| ORD | Purchase | 78 | 46.5400 GBP | ||||
| ORD | Purchase | 80 | 45.6700 GBP | ||||
| ORD | Purchase | 80 | 46.0600 GBP | ||||
| ORD | Purchase | 80 | 46.3250 GBP | ||||
| ORD | Purchase | 80 | 46.3350 GBP | ||||
| ORD | Purchase | 80 | 46.3360 GBP | ||||
| ORD | Purchase | 80 | 46.3950 GBP | ||||
| ORD | Purchase | 82 | 46.0200 GBP | ||||
| ORD | Purchase | 85 | 45.7800 GBP | ||||
| ORD | Purchase | 85 | 46.2860 GBP | ||||
| ORD | Purchase | 90 | 46.2450 GBP | ||||
| ORD | Purchase | 90 | 46.6250 GBP | ||||
| ORD | Purchase | 93 | 45.8100 GBP | ||||
| ORD | Purchase | 93 | 46.1400 GBP | ||||
| ORD | Purchase | 106 | 46.2960 GBP | ||||
| ORD | Purchase | 107 | 46.8400 GBP | ||||
| ORD | Purchase | 118 | 46.4100 GBP | ||||
| ORD | Purchase | 118 | 47.1000 GBP | ||||
| ORD | Purchase | 122 | 47.1900 GBP | ||||
| ORD | Purchase | 140 | 46.2000 GBP | ||||
| ORD | Purchase | 140 | 46.7100 GBP | ||||
| ORD | Purchase | 157 | 46.5810 GBP | ||||
| ORD | Purchase | 158 | 46.4600 GBP | ||||
| ORD | Purchase | 159 | 46.3600 GBP | ||||
| ORD | Purchase | 160 | 46.2950 GBP | ||||
| ORD | Purchase | 166 | 46.5450 GBP | ||||
| ORD | Purchase | 166 | 48.2100 GBP | ||||
| ORD | Purchase | 170 | 47.0814 GBP | ||||
| ORD | Purchase | 182 | 46.5050 GBP | ||||
| ORD | Purchase | 189 | 46.2810 GBP | ||||
| ORD | Purchase | 190 | 46.4000 GBP | ||||
| ORD | Purchase | 195 | 46.8900 GBP | ||||
| ORD | Purchase | 204 | 46.6310 GBP | ||||
| ORD | Purchase | 209 | 47.0100 GBP | ||||
| ORD | Purchase | 210 | 46.6400 GBP | ||||
| ORD | Purchase | 212 | 46.5550 GBP | ||||
| ORD | Purchase | 220 | 45.8500 GBP | ||||
| ORD | Purchase | 221 | 46.4200 GBP | ||||
| ORD | Purchase | 222 | 46.3310 GBP | ||||
| ORD | Purchase | 224 | 46.6810 GBP | ||||
| ORD | Purchase | 230 | 46.4800 GBP | ||||
| ORD | Purchase | 235 | 46.5200 GBP | ||||
| ORD | Purchase | 237 | 45.5900 GBP | ||||
| ORD | Purchase | 240 | 46.3150 GBP | ||||
| ORD | Purchase | 259 | 46.4700 GBP | ||||
| ORD | Purchase | 265 | 45.8600 GBP | ||||
| ORD | Purchase | 265 | 45.8700 GBP | ||||
| ORD | Purchase | 265 | 46.6500 GBP | ||||
| ORD | Purchase | 270 | 46.3110 GBP | ||||
| ORD | Purchase | 273 | 46.6300 GBP | ||||
| ORD | Purchase | 290 | 45.6100 GBP | ||||
| ORD | Purchase | 298 | 46.6200 GBP | ||||
| ORD | Purchase | 333 | 45.8400 GBP | ||||
| ORD | Purchase | 334 | 46.5510 GBP | ||||
| ORD | Purchase | 336 | 46.2300 GBP | ||||
| ORD | Purchase | 414 | 46.5650 GBP | ||||
| ORD | Purchase | 423 | 46.3133 GBP | ||||
| ORD | Purchase | 436 | 46.4950 GBP | ||||
| ORD | Purchase | 446 | 46.6700 GBP | ||||
| ORD | Purchase | 479 | 46.5250 GBP | ||||
| ORD | Purchase | 480 | 47.1400 GBP | ||||
| ORD | Purchase | 503 | 47.6810 GBP | ||||
| ORD | Purchase | 528 | 46.3050 GBP | ||||
| ORD | Purchase | 557 | 46.6100 GBP | ||||
| ORD | Purchase | 587 | 46.3200 GBP | ||||
| ORD | Purchase | 590 | 46.5500 GBP | ||||
| ORD | Purchase | 602 | 46.5010 GBP | ||||
| ORD | Purchase | 604 | 46.3900 GBP | ||||
| ORD | Purchase | 611 | 45.7300 GBP | ||||
| ORD | Purchase | 626 | 46.7000 GBP | ||||
| ORD | Purchase | 907 | 46.5600 GBP | ||||
| ORD | Purchase | 955 | 46.2400 GBP | ||||
| ORD | Purchase | 1,021 | 46.0300 GBP | ||||
| ORD | Purchase | 1,066 | 46.3300 GBP | ||||
| ORD | Purchase | 1,085 | 46.2700 GBP | ||||
| ORD | Purchase | 1,160 | 46.3500 GBP | ||||
| ORD | Purchase | 1,231 | 46.5800 GBP | ||||
| ORD | Purchase | 1,245 | 46.8000 GBP | ||||
| ORD | Purchase | 1,267 | 47.2500 GBP | ||||
| ORD | Purchase | 1,283 | 46.3100 GBP | ||||
| ORD | Purchase | 1,306 | 46.5700 GBP | ||||
| ORD | Purchase | 1,383 | 47.1688 GBP | ||||
| ORD | Purchase | 1,384 | 46.5100 GBP | ||||
| ORD | Purchase | 1,480 | 46.4900 GBP | ||||
| ORD | Purchase | 1,508 | 47.6723 GBP | ||||
| ORD | Purchase | 1,553 | 46.8659 GBP | ||||
| ORD | Purchase | 1,638 | 46.3000 GBP | ||||
| ORD | Purchase | 1,729 | 46.5648 GBP | ||||
| ORD | Purchase | 2,053 | 46.2800 GBP | ||||
| ORD | Purchase | 2,125 | 46.3700 GBP | ||||
| ORD | Purchase | 2,263 | 46.6000 GBP | ||||
| ORD | Purchase | 2,277 | 46.6800 GBP | ||||
| ORD | Purchase | 2,401 | 46.0969 GBP | ||||
| ORD | Purchase | 2,551 | 46.3400 GBP | ||||
| ORD | Purchase | 2,614 | 46.2600 GBP | ||||
| ORD | Purchase | 3,312 | 46.5300 GBP | ||||
| ORD | Purchase | 3,598 | 46.2900 GBP | ||||
| ORD | Purchase | 4,082 | 46.2446 GBP | ||||
| ORD | Purchase | 4,358 | 46.2701 GBP | ||||
| ORD | Purchase | 4,696 | 46.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,382 | 236.4621 USD | ||||
| ORD | Purchase | 5,494 | 46.7057 GBP | ||||
| ORD | Purchase | 6,009 | 46.5900 GBP | ||||
| ORD | Purchase | 8,500 | 46.6998 GBP | ||||
| ORD | Purchase | 8,678 | 46.5794 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,900 | 235.9286 USD | ||||
| ORD | Purchase | 9,995 | 47.1425 GBP | ||||
| ORD | Purchase | 13,633 | 46.3869 GBP | ||||
| ORD | Purchase | 20,000 | 46.5830 GBP | ||||
| ORD | Purchase | 23,043 | 46.6612 GBP | ||||
| ORD | Purchase | 28,625 | 46.4698 GBP | ||||
| ORD | Purchase | 30,418 | 46.4015 GBP | ||||
| ORD | Purchase | 31,678 | 46.4766 GBP | ||||
| ORD | Purchase | 66,277 | 46.5768 GBP | ||||
| ORD | Purchase | 73,478 | 46.6331 GBP | ||||
| ORD | Purchase | 78,054 | 46.2500 GBP | ||||
| ORD | Purchase | 95,284 | 46.6805 GBP | ||||
| ORD | Purchase | 111,199 | 46.8918 GBP | ||||
| ORD | Purchase | 125,405 | 46.5781 GBP | ||||
| ORD | Purchase | 155,195 | 46.8200 GBP | ||||
| ORD | Purchase | 319,814 | 46.8201 GBP | ||||
| ORD | Purchase | 376,776 | 46.6733 GBP | ||||
| ORD | Sale | 2 | 46.5340 GBP | ||||
| ORD | Sale | 3 | 46.5740 GBP | ||||
| ORD | Sale | 3 | 46.8450 GBP | ||||
| ORD | Sale | 19 | 46.5220 GBP | ||||
| ORD | Sale | 20 | 46.6050 GBP | ||||
| ORD | Sale | 28 | 45.8650 GBP | ||||
| ORD | Sale | 30 | 46.3510 GBP | ||||
| ORD | Sale | 30 | 46.8500 GBP | ||||
| ORD | Sale | 37 | 45.6000 GBP | ||||
| ORD | Sale | 40 | 46.8560 GBP | ||||
| ORD | Sale | 42 | 46.2760 GBP | ||||
| ORD | Sale | 43 | 46.4500 GBP | ||||
| ORD | Sale | 46 | 46.2910 GBP | ||||
| ORD | Sale | 49 | 45.8000 GBP | ||||
| ORD | Sale | 49 | 45.9100 GBP | ||||
| ORD | Sale | 49 | 46.0000 GBP | ||||
| ORD | Sale | 54 | 46.5960 GBP | ||||
| ORD | Sale | 59 | 47.2460 GBP | ||||
| ORD | Sale | 59 | 47.5000 GBP | ||||
| ORD | Sale | 62 | 48.2200 GBP | ||||
| ORD | Sale | 63 | 46.2210 GBP | ||||
| ORD | Sale | 63 | 46.2650 GBP | ||||
| ORD | Sale | 63 | 46.2710 GBP | ||||
| ORD | Sale | 70 | 46.2100 GBP | ||||
| ORD | Sale | 70 | 46.3800 GBP | ||||
| ORD | Sale | 73 | 46.6900 GBP | ||||
| ORD | Sale | 78 | 46.5400 GBP | ||||
| ORD | Sale | 80 | 45.6700 GBP | ||||
| ORD | Sale | 80 | 45.8500 GBP | ||||
| ORD | Sale | 80 | 46.0600 GBP | ||||
| ORD | Sale | 80 | 46.3250 GBP | ||||
| ORD | Sale | 80 | 46.3350 GBP | ||||
| ORD | Sale | 80 | 46.3360 GBP | ||||
| ORD | Sale | 80 | 46.3950 GBP | ||||
| ORD | Sale | 82 | 46.0200 GBP | ||||
| ORD | Sale | 85 | 45.7800 GBP | ||||
| ORD | Sale | 85 | 46.2860 GBP | ||||
| ORD | Sale | 90 | 46.2450 GBP | ||||
| ORD | Sale | 90 | 46.6250 GBP | ||||
| ORD | Sale | 93 | 45.8100 GBP | ||||
| ORD | Sale | 93 | 46.1400 GBP | ||||
| ORD | Sale | 106 | 46.2960 GBP | ||||
| ORD | Sale | 107 | 46.8400 GBP | ||||
| ORD | Sale | 118 | 46.4100 GBP | ||||
| ORD | Sale | 118 | 47.1000 GBP | ||||
| ORD | Sale | 122 | 47.1900 GBP | ||||
| ORD | Sale | 140 | 46.2000 GBP | ||||
| ORD | Sale | 140 | 46.7100 GBP | ||||
| ORD | Sale | 152 | 46.5204 GBP | ||||
| ORD | Sale | 157 | 46.5810 GBP | ||||
| ORD | Sale | 158 | 46.4600 GBP | ||||
| ORD | Sale | 159 | 46.3600 GBP | ||||
| ORD | Sale | 160 | 46.2950 GBP | ||||
| ORD | Sale | 166 | 46.5450 GBP | ||||
| ORD | Sale | 166 | 48.2100 GBP | ||||
| ORD | Sale | 182 | 46.5050 GBP | ||||
| ORD | Sale | 189 | 46.2810 GBP | ||||
| ORD | Sale | 190 | 46.4000 GBP | ||||
| ORD | Sale | 195 | 46.8200 GBP | ||||
| ORD | Sale | 195 | 46.8900 GBP | ||||
| ORD | Sale | 204 | 46.6310 GBP | ||||
| ORD | Sale | 209 | 47.0100 GBP | ||||
| ORD | Sale | 210 | 46.6400 GBP | ||||
| ORD | Sale | 212 | 46.5550 GBP | ||||
| ORD | Sale | 221 | 46.4200 GBP | ||||
| ORD | Sale | 222 | 46.3310 GBP | ||||
| ORD | Sale | 224 | 46.6810 GBP | ||||
| ORD | Sale | 230 | 46.4800 GBP | ||||
| ORD | Sale | 235 | 46.5200 GBP | ||||
| ORD | Sale | 237 | 45.5900 GBP | ||||
| ORD | Sale | 240 | 46.3150 GBP | ||||
| ORD | Sale | 240 | 48.3700 GBP | ||||
| ORD | Sale | 259 | 46.4700 GBP | ||||
| ORD | Sale | 265 | 45.8600 GBP | ||||
| ORD | Sale | 265 | 45.8700 GBP | ||||
| ORD | Sale | 265 | 46.6500 GBP | ||||
| ORD | Sale | 270 | 46.3110 GBP | ||||
| ORD | Sale | 273 | 46.6300 GBP | ||||
| ORD | Sale | 290 | 45.6100 GBP | ||||
| ORD | Sale | 298 | 46.6200 GBP | ||||
| ORD | Sale | 333 | 45.8400 GBP | ||||
| ORD | Sale | 334 | 46.5510 GBP | ||||
| ORD | Sale | 336 | 46.2300 GBP | ||||
| ORD | Sale | 414 | 46.5650 GBP | ||||
| ORD | Sale | 436 | 46.4950 GBP | ||||
| ORD | Sale | 446 | 46.6700 GBP | ||||
| ORD | Sale | 464 | 46.3750 GBP | ||||
| ORD | Sale | 479 | 46.5250 GBP | ||||
| ORD | Sale | 480 | 47.1400 GBP | ||||
| ORD | Sale | 528 | 46.3050 GBP | ||||
| ORD | Sale | 557 | 46.6100 GBP | ||||
| ORD | Sale | 587 | 46.3200 GBP | ||||
| ORD | Sale | 590 | 46.5500 GBP | ||||
| ORD | Sale | 602 | 46.5010 GBP | ||||
| ORD | Sale | 604 | 46.3900 GBP | ||||
| ORD | Sale | 611 | 45.7300 GBP | ||||
| ORD | Sale | 626 | 46.7000 GBP | ||||
| ORD | Sale | 851 | 46.5743 GBP | ||||
| ORD | Sale | 907 | 46.5600 GBP | ||||
| ORD | Sale | 948 | 46.8000 GBP | ||||
| ORD | Sale | 955 | 46.2400 GBP | ||||
| ORD | Sale | 1,021 | 46.0300 GBP | ||||
| ORD | Sale | 1,066 | 46.3300 GBP | ||||
| ORD | Sale | 1,085 | 46.2700 GBP | ||||
| ORD | Sale | 1,160 | 46.3500 GBP | ||||
| ORD | Sale | 1,231 | 46.5800 GBP | ||||
| ORD | Sale | 1,267 | 47.2500 GBP | ||||
| ORD | Sale | 1,283 | 46.3100 GBP | ||||
| ORD | Sale | 1,306 | 46.5700 GBP | ||||
| ORD | Sale | 1,384 | 46.5100 GBP | ||||
| ORD | Sale | 1,480 | 46.4900 GBP | ||||
| ORD | Sale | 1,638 | 46.3000 GBP | ||||
| ORD | Sale | 1,824 | 46.5244 GBP | ||||
| ORD | Sale | 2,053 | 46.2800 GBP | ||||
| ORD | Sale | 2,125 | 46.3700 GBP | ||||
| ORD | Sale | 2,263 | 46.6000 GBP | ||||
| ORD | Sale | 2,277 | 46.6800 GBP | ||||
| ORD | Sale | 2,551 | 46.3400 GBP | ||||
| ORD | Sale | 2,614 | 46.2600 GBP | ||||
| ORD | Sale | 3,054 | 46.2500 GBP | ||||
| ORD | Sale | 3,150 | 46.5323 GBP | ||||
| ORD | Sale | 3,312 | 46.5300 GBP | ||||
| ORD | Sale | 3,598 | 46.2900 GBP | ||||
| ORD | Sale | 4,254 | 46.4428 GBP | ||||
| ORD | Sale | 5,000 | 46.8315 GBP | ||||
| ORD (traded as ADR) | Sale | 5,382 | 236.4621 USD | ||||
| ORD | Sale | 6,009 | 46.5900 GBP | ||||
| ORD | Sale | 7,388 | 46.3684 GBP | ||||
| ORD | Sale | 8,087 | 46.3463 GBP | ||||
| ORD | Sale | 9,084 | 46.4147 GBP | ||||
| ORD (traded as ADR) | Sale | 9,900 | 235.9286 USD | ||||
| ORD | Sale | 9,902 | 47.2300 GBP | ||||
| ORD | Sale | 10,287 | 46.6522 GBP | ||||
| ORD | Sale | 12,609 | 46.5000 GBP | ||||
| ORD | Sale | 14,899 | 46.2244 GBP | ||||
| ORD | Sale | 17,891 | 46.3827 GBP | ||||
| ORD | Sale | 23,111 | 47.1560 GBP | ||||
| ORD | Sale | 24,906 | 46.9388 GBP | ||||
| ORD | Sale | 27,552 | 46.4474 GBP | ||||
| ORD | Sale | 33,276 | 46.4672 GBP | ||||
| ORD | Sale | 43,193 | 46.4398 GBP | ||||
| ORD | Sale | 48,286 | 46.7539 GBP | ||||
| ORD | Sale | 55,156 | 46.6035 GBP | ||||
| ORD (traded as ADR) | Sale | 75,000 | 233.6473 USD | ||||
| ORD | Sale | 82,299 | 46.6604 GBP | ||||
| ORD | Sale | 92,608 | 46.3104 GBP | ||||
| ORD | Sale | 99,507 | 46.8985 GBP | ||||
| ORD | Sale | 102,676 | 46.5066 GBP | ||||
| ORD | Sale | 143,082 | 46.5426 GBP | ||||
| ORD | Sale | 221,647 | 46.7668 GBP |
(b) Derivatives transactions (other than options)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 46.5340 GBP | ||||
| ORD | Purchase | 3 | 46.5740 GBP | ||||
| ORD | Purchase | 3 | 46.8450 GBP | ||||
| ORD | Purchase | 19 | 46.5220 GBP | ||||
| ORD | Purchase | 20 | 46.6050 GBP | ||||
| ORD | Purchase | 28 | 45.8650 GBP | ||||
| ORD | Purchase | 30 | 46.3510 GBP | ||||
| ORD | Purchase | 30 | 46.8500 GBP | ||||
| ORD | Purchase | 37 | 45.6000 GBP | ||||
| ORD | Purchase | 40 | 46.8560 GBP | ||||
| ORD | Purchase | 42 | 46.2760 GBP | ||||
| ORD | Purchase | 43 | 46.4500 GBP | ||||
| ORD | Purchase | 46 | 46.2910 GBP | ||||
| ORD | Purchase | 49 | 45.8000 GBP | ||||
| ORD | Purchase | 49 | 45.9100 GBP | ||||
| ORD | Purchase | 49 | 46.0000 GBP | ||||
| ORD | Purchase | 54 | 46.5960 GBP | ||||
| ORD | Purchase | 59 | 47.2300 GBP | ||||
| ORD | Purchase | 59 | 47.2460 GBP | ||||
| ORD | Purchase | 59 | 47.5000 GBP | ||||
| ORD | Purchase | 62 | 48.2200 GBP | ||||
| ORD | Purchase | 63 | 46.2210 GBP | ||||
| ORD | Purchase | 63 | 46.2650 GBP | ||||
| ORD | Purchase | 63 | 46.2710 GBP | ||||
| ORD | Purchase | 70 | 46.2100 GBP | ||||
| ORD | Purchase | 70 | 46.3800 GBP | ||||
| ORD | Purchase | 73 | 46.6900 GBP | ||||
| ORD | Purchase | 78 | 46.5400 GBP | ||||
| ORD | Purchase | 80 | 45.6700 GBP | ||||
| ORD | Purchase | 80 | 46.0600 GBP | ||||
| ORD | Purchase | 80 | 46.3250 GBP | ||||
| ORD | Purchase | 80 | 46.3350 GBP | ||||
| ORD | Purchase | 80 | 46.3360 GBP | ||||
| ORD | Purchase | 80 | 46.3950 GBP | ||||
| ORD | Purchase | 82 | 46.0200 GBP | ||||
| ORD | Purchase | 85 | 45.7800 GBP | ||||
| ORD | Purchase | 85 | 46.2860 GBP | ||||
| ORD | Purchase | 90 | 46.2450 GBP | ||||
| ORD | Purchase | 90 | 46.6250 GBP | ||||
| ORD | Purchase | 93 | 45.8100 GBP | ||||
| ORD | Purchase | 93 | 46.1400 GBP | ||||
| ORD | Purchase | 106 | 46.2960 GBP | ||||
| ORD | Purchase | 107 | 46.8400 GBP | ||||
| ORD | Purchase | 118 | 46.4100 GBP | ||||
| ORD | Purchase | 118 | 47.1000 GBP | ||||
| ORD | Purchase | 122 | 47.1900 GBP | ||||
| ORD | Purchase | 140 | 46.2000 GBP | ||||
| ORD | Purchase | 140 | 46.7100 GBP | ||||
| ORD | Purchase | 157 | 46.5810 GBP | ||||
| ORD | Purchase | 158 | 46.4600 GBP | ||||
| ORD | Purchase | 159 | 46.3600 GBP | ||||
| ORD | Purchase | 160 | 46.2950 GBP | ||||
| ORD | Purchase | 166 | 46.5450 GBP | ||||
| ORD | Purchase | 166 | 48.2100 GBP | ||||
| ORD | Purchase | 170 | 47.0814 GBP | ||||
| ORD | Purchase | 182 | 46.5050 GBP | ||||
| ORD | Purchase | 189 | 46.2810 GBP | ||||
| ORD | Purchase | 190 | 46.4000 GBP | ||||
| ORD | Purchase | 195 | 46.8900 GBP | ||||
| ORD | Purchase | 204 | 46.6310 GBP | ||||
| ORD | Purchase | 209 | 47.0100 GBP | ||||
| ORD | Purchase | 210 | 46.6400 GBP | ||||
| ORD | Purchase | 212 | 46.5550 GBP | ||||
| ORD | Purchase | 220 | 45.8500 GBP | ||||
| ORD | Purchase | 221 | 46.4200 GBP | ||||
| ORD | Purchase | 222 | 46.3310 GBP | ||||
| ORD | Purchase | 224 | 46.6810 GBP | ||||
| ORD | Purchase | 230 | 46.4800 GBP | ||||
| ORD | Purchase | 235 | 46.5200 GBP | ||||
| ORD | Purchase | 237 | 45.5900 GBP | ||||
| ORD | Purchase | 240 | 46.3150 GBP | ||||
| ORD | Purchase | 259 | 46.4700 GBP | ||||
| ORD | Purchase | 265 | 45.8600 GBP | ||||
| ORD | Purchase | 265 | 45.8700 GBP | ||||
| ORD | Purchase | 265 | 46.6500 GBP | ||||
| ORD | Purchase | 270 | 46.3110 GBP | ||||
| ORD | Purchase | 273 | 46.6300 GBP | ||||
| ORD | Purchase | 290 | 45.6100 GBP | ||||
| ORD | Purchase | 298 | 46.6200 GBP | ||||
| ORD | Purchase | 333 | 45.8400 GBP | ||||
| ORD | Purchase | 334 | 46.5510 GBP | ||||
| ORD | Purchase | 336 | 46.2300 GBP | ||||
| ORD | Purchase | 414 | 46.5650 GBP | ||||
| ORD | Purchase | 423 | 46.3133 GBP | ||||
| ORD | Purchase | 436 | 46.4950 GBP | ||||
| ORD | Purchase | 446 | 46.6700 GBP | ||||
| ORD | Purchase | 479 | 46.5250 GBP | ||||
| ORD | Purchase | 480 | 47.1400 GBP | ||||
| ORD | Purchase | 503 | 47.6810 GBP | ||||
| ORD | Purchase | 528 | 46.3050 GBP | ||||
| ORD | Purchase | 557 | 46.6100 GBP | ||||
| ORD | Purchase | 587 | 46.3200 GBP | ||||
| ORD | Purchase | 590 | 46.5500 GBP | ||||
| ORD | Purchase | 602 | 46.5010 GBP | ||||
| ORD | Purchase | 604 | 46.3900 GBP | ||||
| ORD | Purchase | 611 | 45.7300 GBP | ||||
| ORD | Purchase | 626 | 46.7000 GBP | ||||
| ORD | Purchase | 907 | 46.5600 GBP | ||||
| ORD | Purchase | 955 | 46.2400 GBP | ||||
| ORD | Purchase | 1,021 | 46.0300 GBP | ||||
| ORD | Purchase | 1,066 | 46.3300 GBP | ||||
| ORD | Purchase | 1,085 | 46.2700 GBP | ||||
| ORD | Purchase | 1,160 | 46.3500 GBP | ||||
| ORD | Purchase | 1,231 | 46.5800 GBP | ||||
| ORD | Purchase | 1,245 | 46.8000 GBP | ||||
| ORD | Purchase | 1,267 | 47.2500 GBP | ||||
| ORD | Purchase | 1,283 | 46.3100 GBP | ||||
| ORD | Purchase | 1,306 | 46.5700 GBP | ||||
| ORD | Purchase | 1,383 | 47.1688 GBP | ||||
| ORD | Purchase | 1,384 | 46.5100 GBP | ||||
| ORD | Purchase | 1,480 | 46.4900 GBP | ||||
| ORD | Purchase | 1,508 | 47.6723 GBP | ||||
| ORD | Purchase | 1,553 | 46.8659 GBP | ||||
| ORD | Purchase | 1,638 | 46.3000 GBP | ||||
| ORD | Purchase | 1,729 | 46.5648 GBP | ||||
| ORD | Purchase | 2,053 | 46.2800 GBP | ||||
| ORD | Purchase | 2,125 | 46.3700 GBP | ||||
| ORD | Purchase | 2,263 | 46.6000 GBP | ||||
| ORD | Purchase | 2,277 | 46.6800 GBP | ||||
| ORD | Purchase | 2,401 | 46.0969 GBP | ||||
| ORD | Purchase | 2,551 | 46.3400 GBP | ||||
| ORD | Purchase | 2,614 | 46.2600 GBP | ||||
| ORD | Purchase | 3,312 | 46.5300 GBP | ||||
| ORD | Purchase | 3,598 | 46.2900 GBP | ||||
| ORD | Purchase | 4,082 | 46.2446 GBP | ||||
| ORD | Purchase | 4,358 | 46.2701 GBP | ||||
| ORD | Purchase | 4,696 | 46.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,382 | 236.4621 USD | ||||
| ORD | Purchase | 5,494 | 46.7057 GBP | ||||
| ORD | Purchase | 6,009 | 46.5900 GBP | ||||
| ORD | Purchase | 8,500 | 46.6998 GBP | ||||
| ORD | Purchase | 8,678 | 46.5794 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,900 | 235.9286 USD | ||||
| ORD | Purchase | 9,995 | 47.1425 GBP | ||||
| ORD | Purchase | 13,633 | 46.3869 GBP | ||||
| ORD | Purchase | 20,000 | 46.5830 GBP | ||||
| ORD | Purchase | 23,043 | 46.6612 GBP | ||||
| ORD | Purchase | 28,625 | 46.4698 GBP | ||||
| ORD | Purchase | 30,418 | 46.4015 GBP | ||||
| ORD | Purchase | 31,678 | 46.4766 GBP | ||||
| ORD | Purchase | 66,277 | 46.5768 GBP | ||||
| ORD | Purchase | 73,478 | 46.6331 GBP | ||||
| ORD | Purchase | 78,054 | 46.2500 GBP | ||||
| ORD | Purchase | 95,284 | 46.6805 GBP | ||||
| ORD | Purchase | 111,199 | 46.8918 GBP | ||||
| ORD | Purchase | 125,405 | 46.5781 GBP | ||||
| ORD | Purchase | 155,195 | 46.8200 GBP | ||||
| ORD | Purchase | 319,814 | 46.8201 GBP | ||||
| ORD | Purchase | 376,776 | 46.6733 GBP | ||||
| ORD | Sale | 2 | 46.5340 GBP | ||||
| ORD | Sale | 3 | 46.5740 GBP | ||||
| ORD | Sale | 3 | 46.8450 GBP | ||||
| ORD | Sale | 19 | 46.5220 GBP | ||||
| ORD | Sale | 20 | 46.6050 GBP | ||||
| ORD | Sale | 28 | 45.8650 GBP | ||||
| ORD | Sale | 30 | 46.3510 GBP | ||||
| ORD | Sale | 30 | 46.8500 GBP | ||||
| ORD | Sale | 37 | 45.6000 GBP | ||||
| ORD | Sale | 40 | 46.8560 GBP | ||||
| ORD | Sale | 42 | 46.2760 GBP | ||||
| ORD | Sale | 43 | 46.4500 GBP | ||||
| ORD | Sale | 46 | 46.2910 GBP | ||||
| ORD | Sale | 49 | 45.8000 GBP | ||||
| ORD | Sale | 49 | 45.9100 GBP | ||||
| ORD | Sale | 49 | 46.0000 GBP | ||||
| ORD | Sale | 54 | 46.5960 GBP | ||||
| ORD | Sale | 59 | 47.2460 GBP | ||||
| ORD | Sale | 59 | 47.5000 GBP | ||||
| ORD | Sale | 62 | 48.2200 GBP | ||||
| ORD | Sale | 63 | 46.2210 GBP | ||||
| ORD | Sale | 63 | 46.2650 GBP | ||||
| ORD | Sale | 63 | 46.2710 GBP | ||||
| ORD | Sale | 70 | 46.2100 GBP | ||||
| ORD | Sale | 70 | 46.3800 GBP | ||||
| ORD | Sale | 73 | 46.6900 GBP | ||||
| ORD | Sale | 78 | 46.5400 GBP | ||||
| ORD | Sale | 80 | 45.6700 GBP | ||||
| ORD | Sale | 80 | 45.8500 GBP | ||||
| ORD | Sale | 80 | 46.0600 GBP | ||||
| ORD | Sale | 80 | 46.3250 GBP | ||||
| ORD | Sale | 80 | 46.3350 GBP | ||||
| ORD | Sale | 80 | 46.3360 GBP | ||||
| ORD | Sale | 80 | 46.3950 GBP | ||||
| ORD | Sale | 82 | 46.0200 GBP | ||||
| ORD | Sale | 85 | 45.7800 GBP | ||||
| ORD | Sale | 85 | 46.2860 GBP | ||||
| ORD | Sale | 90 | 46.2450 GBP | ||||
| ORD | Sale | 90 | 46.6250 GBP | ||||
| ORD | Sale | 93 | 45.8100 GBP | ||||
| ORD | Sale | 93 | 46.1400 GBP | ||||
| ORD | Sale | 106 | 46.2960 GBP | ||||
| ORD | Sale | 107 | 46.8400 GBP | ||||
| ORD | Sale | 118 | 46.4100 GBP | ||||
| ORD | Sale | 118 | 47.1000 GBP | ||||
| ORD | Sale | 122 | 47.1900 GBP | ||||
| ORD | Sale | 140 | 46.2000 GBP | ||||
| ORD | Sale | 140 | 46.7100 GBP | ||||
| ORD | Sale | 152 | 46.5204 GBP | ||||
| ORD | Sale | 157 | 46.5810 GBP | ||||
| ORD | Sale | 158 | 46.4600 GBP | ||||
| ORD | Sale | 159 | 46.3600 GBP | ||||
| ORD | Sale | 160 | 46.2950 GBP | ||||
| ORD | Sale | 166 | 46.5450 GBP | ||||
| ORD | Sale | 166 | 48.2100 GBP | ||||
| ORD | Sale | 182 | 46.5050 GBP | ||||
| ORD | Sale | 189 | 46.2810 GBP | ||||
| ORD | Sale | 190 | 46.4000 GBP | ||||
| ORD | Sale | 195 | 46.8200 GBP | ||||
| ORD | Sale | 195 | 46.8900 GBP | ||||
| ORD | Sale | 204 | 46.6310 GBP | ||||
| ORD | Sale | 209 | 47.0100 GBP | ||||
| ORD | Sale | 210 | 46.6400 GBP | ||||
| ORD | Sale | 212 | 46.5550 GBP | ||||
| ORD | Sale | 221 | 46.4200 GBP | ||||
| ORD | Sale | 222 | 46.3310 GBP | ||||
| ORD | Sale | 224 | 46.6810 GBP | ||||
| ORD | Sale | 230 | 46.4800 GBP | ||||
| ORD | Sale | 235 | 46.5200 GBP | ||||
| ORD | Sale | 237 | 45.5900 GBP | ||||
| ORD | Sale | 240 | 46.3150 GBP | ||||
| ORD | Sale | 240 | 48.3700 GBP | ||||
| ORD | Sale | 259 | 46.4700 GBP | ||||
| ORD | Sale | 265 | 45.8600 GBP | ||||
| ORD | Sale | 265 | 45.8700 GBP | ||||
| ORD | Sale | 265 | 46.6500 GBP | ||||
| ORD | Sale | 270 | 46.3110 GBP | ||||
| ORD | Sale | 273 | 46.6300 GBP | ||||
| ORD | Sale | 290 | 45.6100 GBP | ||||
| ORD | Sale | 298 | 46.6200 GBP | ||||
| ORD | Sale | 333 | 45.8400 GBP | ||||
| ORD | Sale | 334 | 46.5510 GBP | ||||
| ORD | Sale | 336 | 46.2300 GBP | ||||
| ORD | Sale | 414 | 46.5650 GBP | ||||
| ORD | Sale | 436 | 46.4950 GBP | ||||
| ORD | Sale | 446 | 46.6700 GBP | ||||
| ORD | Sale | 464 | 46.3750 GBP | ||||
| ORD | Sale | 479 | 46.5250 GBP | ||||
| ORD | Sale | 480 | 47.1400 GBP | ||||
| ORD | Sale | 528 | 46.3050 GBP | ||||
| ORD | Sale | 557 | 46.6100 GBP | ||||
| ORD | Sale | 587 | 46.3200 GBP | ||||
| ORD | Sale | 590 | 46.5500 GBP | ||||
| ORD | Sale | 602 | 46.5010 GBP | ||||
| ORD | Sale | 604 | 46.3900 GBP | ||||
| ORD | Sale | 611 | 45.7300 GBP | ||||
| ORD | Sale | 626 | 46.7000 GBP | ||||
| ORD | Sale | 851 | 46.5743 GBP | ||||
| ORD | Sale | 907 | 46.5600 GBP | ||||
| ORD | Sale | 948 | 46.8000 GBP | ||||
| ORD | Sale | 955 | 46.2400 GBP | ||||
| ORD | Sale | 1,021 | 46.0300 GBP | ||||
| ORD | Sale | 1,066 | 46.3300 GBP | ||||
| ORD | Sale | 1,085 | 46.2700 GBP | ||||
| ORD | Sale | 1,160 | 46.3500 GBP | ||||
| ORD | Sale | 1,231 | 46.5800 GBP | ||||
| ORD | Sale | 1,267 | 47.2500 GBP | ||||
| ORD | Sale | 1,283 | 46.3100 GBP | ||||
| ORD | Sale | 1,306 | 46.5700 GBP | ||||
| ORD | Sale | 1,384 | 46.5100 GBP | ||||
| ORD | Sale | 1,480 | 46.4900 GBP | ||||
| ORD | Sale | 1,638 | 46.3000 GBP | ||||
| ORD | Sale | 1,824 | 46.5244 GBP | ||||
| ORD | Sale | 2,053 | 46.2800 GBP | ||||
| ORD | Sale | 2,125 | 46.3700 GBP | ||||
| ORD | Sale | 2,263 | 46.6000 GBP | ||||
| ORD | Sale | 2,277 | 46.6800 GBP | ||||
| ORD | Sale | 2,551 | 46.3400 GBP | ||||
| ORD | Sale | 2,614 | 46.2600 GBP | ||||
| ORD | Sale | 3,054 | 46.2500 GBP | ||||
| ORD | Sale | 3,150 | 46.5323 GBP | ||||
| ORD | Sale | 3,312 | 46.5300 GBP | ||||
| ORD | Sale | 3,598 | 46.2900 GBP | ||||
| ORD | Sale | 4,254 | 46.4428 GBP | ||||
| ORD | Sale | 5,000 | 46.8315 GBP | ||||
| ORD (traded as ADR) | Sale | 5,382 | 236.4621 USD | ||||
| ORD | Sale | 6,009 | 46.5900 GBP | ||||
| ORD | Sale | 7,388 | 46.3684 GBP | ||||
| ORD | Sale | 8,087 | 46.3463 GBP | ||||
| ORD | Sale | 9,084 | 46.4147 GBP | ||||
| ORD (traded as ADR) | Sale | 9,900 | 235.9286 USD | ||||
| ORD | Sale | 9,902 | 47.2300 GBP | ||||
| ORD | Sale | 10,287 | 46.6522 GBP | ||||
| ORD | Sale | 12,609 | 46.5000 GBP | ||||
| ORD | Sale | 14,899 | 46.2244 GBP | ||||
| ORD | Sale | 17,891 | 46.3827 GBP | ||||
| ORD | Sale | 23,111 | 47.1560 GBP | ||||
| ORD | Sale | 24,906 | 46.9388 GBP | ||||
| ORD | Sale | 27,552 | 46.4474 GBP | ||||
| ORD | Sale | 33,276 | 46.4672 GBP | ||||
| ORD | Sale | 43,193 | 46.4398 GBP | ||||
| ORD | Sale | 48,286 | 46.7539 GBP | ||||
| ORD | Sale | 55,156 | 46.6035 GBP | ||||
| ORD (traded as ADR) | Sale | 75,000 | 233.6473 USD | ||||
| ORD | Sale | 82,299 | 46.6604 GBP | ||||
| ORD | Sale | 92,608 | 46.3104 GBP | ||||
| ORD | Sale | 99,507 | 46.8985 GBP | ||||
| ORD | Sale | 102,676 | 46.5066 GBP | ||||
| ORD | Sale | 143,082 | 46.5426 GBP | ||||
| ORD | Sale | 221,647 | 46.7668 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,800 | 225 USD | American | 17 Jan 2015 | 21.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 6,000 | 230 USD | American | 17 Jan 2015 | 20.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 66,000 | 240 USD | American | 16 Aug 2014 | 3.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 255 USD | American | 16 Aug 2014 | 0.3800 USD | ||||||||
| ADR | Call Options | Purchasing | 13,100 | 260 USD | American | 17 Jan 2015 | 7.4334 USD | ||||||||
| ADR | Call Options | Selling | 300 | 210 USD | American | 17 Jan 2015 | 35.1000 USD | ||||||||
| ADR | Call Options | Selling | 55,400 | 220 USD | American | 18 Oct 2014 | 23.9000 USD | ||||||||
| ADR | Call Options | Selling | 300 | 220 USD | American | 17 Jan 2015 | 28.1000 USD | ||||||||
| ADR | Call Options | Selling | 2,100 | 230 USD | American | 17 Jan 2015 | 21.2285 USD | ||||||||
| ADR | Call Options | Selling | 500 | 250 USD | American | 16 Aug 2014 | 0.7800 USD | ||||||||
| ADR | Call Options | Selling | 400 | 255 USD | American | 17 Jan 2015 | 8.0000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 270 USD | American | 17 Jan 2015 | 4.2000 USD | ||||||||
| ADR | Put Options | Purchasing | 3,400 | 235 USD | American | 16 Aug 2014 | 4.6400 USD | ||||||||
| ADR | Put Options | Selling | 13,100 | 215 USD | American | 17 Jan 2015 | 10.7115 USD | ||||||||
| ADR | Put Options | Selling | 3,400 | 225 USD | American | 20 Sep 2014 | 6.1400 USD | ||||||||
| ADR | Put Options | Selling | 100 | 230 USD | American | 16 Aug 2014 | 3.6800 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 7 Aug 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -3,400 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 20,400 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 126,300 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 13,500 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 7,500 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 300,000 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,600 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,400 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -15,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -300 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -3,600 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -310,900 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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