24th Sep 2014 15:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,720,622 | 1.82% | 4,775,980 | 0.81% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,117,384 | 0.36% | 3,794,583 | 0.64% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,465,200 | 0.25% | 2,006,400 | 0.34% | |||||||
| (4) | |||||||||||
| TOTAL: | 14,303,206 | 2.43% | 10,576,963 | 1.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 15 | 49.0500 GBP | ||||
| ORD | Purchase | 20 | 49.0200 GBP | ||||
| ORD | Purchase | 20 | 49.0480 GBP | ||||
| ORD | Purchase | 28 | 49.7850 GBP | ||||
| ORD | Purchase | 33 | 49.0040 GBP | ||||
| ORD | Purchase | 34 | 49.1250 GBP | ||||
| ORD | Purchase | 34 | 49.3540 GBP | ||||
| ORD | Purchase | 35 | 49.0250 GBP | ||||
| ORD | Purchase | 36 | 49.9450 GBP | ||||
| ORD | Purchase | 37 | 48.9000 GBP | ||||
| ORD | Purchase | 43 | 49.5700 GBP | ||||
| ORD | Purchase | 51 | 49.1300 GBP | ||||
| ORD | Purchase | 53 | 49.5200 GBP | ||||
| ORD | Purchase | 58 | 49.4200 GBP | ||||
| ORD | Purchase | 59 | 49.4350 GBP | ||||
| ORD | Purchase | 62 | 49.2350 GBP | ||||
| ORD | Purchase | 69 | 49.3660 GBP | ||||
| ORD | Purchase | 69 | 49.3950 GBP | ||||
| ORD | Purchase | 69 | 49.7700 GBP | ||||
| ORD | Purchase | 69 | 50.5250 GBP | ||||
| ORD | Purchase | 69 | 51.0750 GBP | ||||
| ORD | Purchase | 70 | 49.4040 GBP | ||||
| ORD | Purchase | 70 | 49.4090 GBP | ||||
| ORD | Purchase | 70 | 49.4340 GBP | ||||
| ORD | Purchase | 70 | 51.4000 GBP | ||||
| ORD | Purchase | 86 | 49.0750 GBP | ||||
| ORD | Purchase | 92 | 49.2950 GBP | ||||
| ORD | Purchase | 92 | 49.2990 GBP | ||||
| ORD | Purchase | 92 | 49.3600 GBP | ||||
| ORD | Purchase | 100 | 49.1000 GBP | ||||
| ORD | Purchase | 103 | 49.2940 GBP | ||||
| ORD | Purchase | 106 | 49.8570 GBP | ||||
| ORD | Purchase | 106 | 49.8810 GBP | ||||
| ORD | Purchase | 106 | 49.8960 GBP | ||||
| ORD | Purchase | 106 | 49.9180 GBP | ||||
| ORD | Purchase | 118 | 48.9400 GBP | ||||
| ORD | Purchase | 118 | 49.1740 GBP | ||||
| ORD | Purchase | 118 | 49.2050 GBP | ||||
| ORD | Purchase | 118 | 49.2280 GBP | ||||
| ORD | Purchase | 118 | 49.2850 GBP | ||||
| ORD | Purchase | 118 | 49.3100 GBP | ||||
| ORD | Purchase | 118 | 49.3980 GBP | ||||
| ORD | Purchase | 118 | 49.4690 GBP | ||||
| ORD | Purchase | 118 | 49.4890 GBP | ||||
| ORD | Purchase | 118 | 49.5000 GBP | ||||
| ORD | Purchase | 118 | 49.5190 GBP | ||||
| ORD | Purchase | 118 | 49.5500 GBP | ||||
| ORD | Purchase | 118 | 49.6000 GBP | ||||
| ORD | Purchase | 118 | 49.6850 GBP | ||||
| ORD | Purchase | 118 | 49.7800 GBP | ||||
| ORD | Purchase | 118 | 49.8260 GBP | ||||
| ORD | Purchase | 121 | 49.3000 GBP | ||||
| ORD | Purchase | 134 | 50.0500 GBP | ||||
| ORD | Purchase | 135 | 50.7950 GBP | ||||
| ORD | Purchase | 139 | 49.2250 GBP | ||||
| ORD | Purchase | 139 | 49.2450 GBP | ||||
| ORD | Purchase | 139 | 49.2700 GBP | ||||
| ORD | Purchase | 141 | 49.8350 GBP | ||||
| ORD | Purchase | 142 | 49.2600 GBP | ||||
| ORD | Purchase | 148 | 49.1850 GBP | ||||
| ORD | Purchase | 158 | 50.8750 GBP | ||||
| ORD | Purchase | 171 | 49.3900 GBP | ||||
| ORD | Purchase | 177 | 49.8510 GBP | ||||
| ORD | Purchase | 177 | 50.0750 GBP | ||||
| ORD | Purchase | 178 | 49.1500 GBP | ||||
| ORD | Purchase | 183 | 49.9050 GBP | ||||
| ORD | Purchase | 184 | 49.3030 GBP | ||||
| ORD | Purchase | 186 | 49.8300 GBP | ||||
| ORD | Purchase | 188 | 49.4300 GBP | ||||
| ORD | Purchase | 204 | 49.5900 GBP | ||||
| ORD | Purchase | 212 | 49.8250 GBP | ||||
| ORD | Purchase | 214 | 50.6750 GBP | ||||
| ORD | Purchase | 230 | 51.2000 GBP | ||||
| ORD | Purchase | 236 | 49.4000 GBP | ||||
| ORD | Purchase | 236 | 49.4100 GBP | ||||
| ORD | Purchase | 242 | 49.3050 GBP | ||||
| ORD | Purchase | 243 | 49.9650 GBP | ||||
| ORD | Purchase | 246 | 49.8500 GBP | ||||
| ORD | Purchase | 247 | 51.4750 GBP | ||||
| ORD | Purchase | 252 | 49.9000 GBP | ||||
| ORD | Purchase | 254 | 50.9900 GBP | ||||
| ORD | Purchase | 256 | 49.7400 GBP | ||||
| ORD | Purchase | 256 | 49.8600 GBP | ||||
| ORD | Purchase | 265 | 49.7450 GBP | ||||
| ORD | Purchase | 266 | 50.3000 GBP | ||||
| ORD | Purchase | 267 | 49.2500 GBP | ||||
| ORD | Purchase | 276 | 49.8450 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 250.7800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 251.1600 USD | ||||
| ORD | Purchase | 324 | 49.2000 GBP | ||||
| ORD | Purchase | 330 | 49.0900 GBP | ||||
| ORD | Purchase | 332 | 51.4500 GBP | ||||
| ORD | Purchase | 344 | 49.8750 GBP | ||||
| ORD | Purchase | 363 | 49.7550 GBP | ||||
| ORD | Purchase | 377 | 49.2800 GBP | ||||
| ORD | Purchase | 390 | 49.7900 GBP | ||||
| ORD | Purchase | 406 | 49.1400 GBP | ||||
| ORD | Purchase | 406 | 49.9950 GBP | ||||
| ORD | Purchase | 418 | 49.8950 GBP | ||||
| ORD | Purchase | 428 | 49.1890 GBP | ||||
| ORD | Purchase | 441 | 49.9100 GBP | ||||
| ORD | Purchase | 444 | 49.8900 GBP | ||||
| ORD | Purchase | 459 | 50.4500 GBP | ||||
| ORD | Purchase | 482 | 49.8400 GBP | ||||
| ORD | Purchase | 489 | 49.2400 GBP | ||||
| ORD | Purchase | 491 | 49.6221 GBP | ||||
| ORD | Purchase | 506 | 49.2900 GBP | ||||
| ORD | Purchase | 515 | 49.9900 GBP | ||||
| ORD | Purchase | 518 | 50.7250 GBP | ||||
| ORD | Purchase | 549 | 50.6000 GBP | ||||
| ORD | Purchase | 555 | 49.2200 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 250.9950 USD | ||||
| ORD | Purchase | 615 | 49.0800 GBP | ||||
| ORD | Purchase | 628 | 49.8800 GBP | ||||
| ORD | Purchase | 632 | 49.7500 GBP | ||||
| ORD | Purchase | 663 | 49.1800 GBP | ||||
| ORD | Purchase | 675 | 49.1600 GBP | ||||
| ORD | Purchase | 696 | 51.3500 GBP | ||||
| ORD | Purchase | 700 | 48.8948 GBP | ||||
| ORD | Purchase | 711 | 50.1000 GBP | ||||
| ORD | Purchase | 757 | 49.9200 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 251.1333 USD | ||||
| ORD | Purchase | 931 | 49.8700 GBP | ||||
| ORD | Purchase | 964 | 49.8850 GBP | ||||
| ORD | Purchase | 965 | 49.1700 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,011 | 251.2852 USD | ||||
| ORD (traded as ADR) | Purchase | 1,053 | 250.6555 USD | ||||
| ORD | Purchase | 1,108 | 50.7500 GBP | ||||
| ORD | Purchase | 1,130 | 51.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 250.4055 USD | ||||
| ORD | Purchase | 1,281 | 50.6500 GBP | ||||
| ORD | Purchase | 1,301 | 50.8250 GBP | ||||
| ORD | Purchase | 1,349 | 51.2500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 251.2259 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 251.2560 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 251.3160 USD | ||||
| ORD | Purchase | 1,706 | 51.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 251.5783 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 251.8056 USD | ||||
| ORD | Purchase | 1,857 | 49.2300 GBP | ||||
| ORD | Purchase | 1,872 | 51.1000 GBP | ||||
| ORD | Purchase | 1,897 | 50.8500 GBP | ||||
| ORD | Purchase | 1,954 | 50.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,980 | 251.4500 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 250.6817 USD | ||||
| ORD | Purchase | 2,260 | 50.3417 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,718 | 250.8628 USD | ||||
| ORD | Purchase | 2,812 | 49.0000 GBP | ||||
| ORD | Purchase | 2,932 | 49.1900 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,456 | 251.5061 USD | ||||
| ORD | Purchase | 4,181 | 49.1750 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 251.1520 USD | ||||
| ORD (traded as ADR) | Purchase | 5,193 | 246.9012 USD | ||||
| ORD | Purchase | 5,420 | 50.7000 GBP | ||||
| ORD | Purchase | 5,648 | 50.8000 GBP | ||||
| ORD | Purchase | 6,439 | 50.3245 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,447 | 251.2097 USD | ||||
| ORD (traded as ADR) | Purchase | 6,624 | 250.7641 USD | ||||
| ORD (traded as ADR) | Purchase | 7,008 | 251.0728 USD | ||||
| ORD (traded as ADR) | Purchase | 7,521 | 250.8448 USD | ||||
| ORD (traded as ADR) | Purchase | 7,527 | 251.4000 USD | ||||
| ORD (traded as ADR) | Purchase | 7,806 | 250.9067 USD | ||||
| ORD (traded as ADR) | Purchase | 8,019 | 250.8754 USD | ||||
| ORD (traded as ADR) | Purchase | 8,058 | 250.8908 USD | ||||
| ORD | Purchase | 9,795 | 50.4560 GBP | ||||
| ORD | Purchase | 9,980 | 50.1348 GBP | ||||
| ORD | Purchase | 10,733 | 51.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,130 | 250.9459 USD | ||||
| ORD (traded as ADR) | Purchase | 11,400 | 250.6037 USD | ||||
| ORD (traded as ADR) | Purchase | 13,581 | 250.6632 USD | ||||
| ORD (traded as ADR) | Purchase | 14,700 | 251.3428 USD | ||||
| ORD | Purchase | 14,808 | 50.3116 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,600 | 250.8065 USD | ||||
| ORD (traded as ADR) | Purchase | 24,699 | 251.0008 USD | ||||
| ORD | Purchase | 25,218 | 51.0000 GBP | ||||
| ORD | Purchase | 25,552 | 50.4682 GBP | ||||
| ORD | Purchase | 28,682 | 50.2013 GBP | ||||
| ORD | Purchase | 28,751 | 50.2022 GBP | ||||
| ORD | Purchase | 31,227 | 49.9934 GBP | ||||
| ORD | Purchase | 35,107 | 49.0100 GBP | ||||
| ORD (traded as ADR) | Purchase | 37,746 | 250.9385 USD | ||||
| ORD | Purchase | 38,805 | 50.7463 GBP | ||||
| ORD | Purchase | 40,000 | 49.4184 GBP | ||||
| ORD (traded as ADR) | Purchase | 42,969 | 251.3156 USD | ||||
| ORD | Purchase | 44,773 | 48.8900 GBP | ||||
| ORD | Purchase | 53,195 | 49.8106 GBP | ||||
| ORD | Purchase | 54,154 | 49.2370 GBP | ||||
| ORD | Purchase | 79,400 | 49.9412 GBP | ||||
| ORD (traded as ADR) | Purchase | 82,800 | 251.2023 USD | ||||
| ORD (traded as ADR) | Purchase | 85,200 | 251.2994 USD | ||||
| ORD | Purchase | 94,436 | 49.4265 GBP | ||||
| ORD | Purchase | 100,119 | 48.9600 GBP | ||||
| ORD | Purchase | 103,540 | 49.6958 GBP | ||||
| ORD | Purchase | 115,151 | 50.3422 GBP | ||||
| ORD (traded as ADR) | Purchase | 135,000 | 250.3500 USD | ||||
| ORD | Purchase | 150,561 | 49.4365 GBP | ||||
| ORD | Purchase | 155,200 | 51.0541 GBP | ||||
| ORD | Purchase | 186,764 | 49.8669 GBP | ||||
| ORD | Purchase | 247,788 | 50.5775 GBP | ||||
| ORD | Purchase | 298,897 | 49.5409 GBP | ||||
| ORD (traded as ADR) | Purchase | 300,000 | 242.8150 USD | ||||
| ORD | Purchase | 425,000 | 49.0334 GBP | ||||
| ORD (traded as ADR) | Sale | 9 | 251.3400 USD | ||||
| ORD | Sale | 14 | 49.2528 GBP | ||||
| ORD | Sale | 15 | 49.0500 GBP | ||||
| ORD | Sale | 20 | 49.0200 GBP | ||||
| ORD | Sale | 20 | 49.0480 GBP | ||||
| ORD | Sale | 28 | 49.7850 GBP | ||||
| ORD | Sale | 33 | 49.0040 GBP | ||||
| ORD | Sale | 34 | 49.1250 GBP | ||||
| ORD | Sale | 34 | 49.3540 GBP | ||||
| ORD | Sale | 35 | 49.0250 GBP | ||||
| ORD | Sale | 36 | 49.9450 GBP | ||||
| ORD | Sale | 37 | 48.9000 GBP | ||||
| ORD | Sale | 43 | 49.5700 GBP | ||||
| ORD | Sale | 51 | 49.1300 GBP | ||||
| ORD | Sale | 53 | 49.5200 GBP | ||||
| ORD | Sale | 58 | 49.4200 GBP | ||||
| ORD | Sale | 59 | 49.4350 GBP | ||||
| ORD | Sale | 62 | 49.2350 GBP | ||||
| ORD (traded as ADR) | Sale | 63 | 251.0485 USD | ||||
| ORD | Sale | 69 | 49.3660 GBP | ||||
| ORD | Sale | 69 | 49.3950 GBP | ||||
| ORD | Sale | 69 | 49.7700 GBP | ||||
| ORD | Sale | 69 | 50.5250 GBP | ||||
| ORD | Sale | 69 | 51.0750 GBP | ||||
| ORD | Sale | 69 | 51.2500 GBP | ||||
| ORD | Sale | 70 | 49.4040 GBP | ||||
| ORD | Sale | 70 | 49.4090 GBP | ||||
| ORD | Sale | 70 | 49.4340 GBP | ||||
| ORD | Sale | 70 | 51.4000 GBP | ||||
| ORD | Sale | 86 | 49.0750 GBP | ||||
| ORD | Sale | 92 | 49.2950 GBP | ||||
| ORD | Sale | 92 | 49.2990 GBP | ||||
| ORD | Sale | 92 | 49.3600 GBP | ||||
| ORD | Sale | 99 | 49.9550 GBP | ||||
| ORD | Sale | 100 | 49.1000 GBP | ||||
| ORD | Sale | 103 | 49.2940 GBP | ||||
| ORD | Sale | 106 | 49.8570 GBP | ||||
| ORD | Sale | 106 | 49.8810 GBP | ||||
| ORD | Sale | 106 | 49.8960 GBP | ||||
| ORD | Sale | 106 | 49.9180 GBP | ||||
| ORD | Sale | 107 | 49.0100 GBP | ||||
| ORD | Sale | 118 | 48.9400 GBP | ||||
| ORD | Sale | 118 | 49.1740 GBP | ||||
| ORD | Sale | 118 | 49.2050 GBP | ||||
| ORD | Sale | 118 | 49.2280 GBP | ||||
| ORD | Sale | 118 | 49.2850 GBP | ||||
| ORD | Sale | 118 | 49.3100 GBP | ||||
| ORD | Sale | 118 | 49.3980 GBP | ||||
| ORD | Sale | 118 | 49.4690 GBP | ||||
| ORD | Sale | 118 | 49.4890 GBP | ||||
| ORD | Sale | 118 | 49.5000 GBP | ||||
| ORD | Sale | 118 | 49.5190 GBP | ||||
| ORD | Sale | 118 | 49.5500 GBP | ||||
| ORD | Sale | 118 | 49.6000 GBP | ||||
| ORD | Sale | 118 | 49.6850 GBP | ||||
| ORD | Sale | 118 | 49.7800 GBP | ||||
| ORD | Sale | 118 | 49.8260 GBP | ||||
| ORD | Sale | 121 | 49.3000 GBP | ||||
| ORD | Sale | 130 | 51.3000 GBP | ||||
| ORD | Sale | 134 | 50.0500 GBP | ||||
| ORD | Sale | 135 | 50.7950 GBP | ||||
| ORD | Sale | 139 | 49.2250 GBP | ||||
| ORD | Sale | 139 | 49.2450 GBP | ||||
| ORD | Sale | 139 | 49.2700 GBP | ||||
| ORD | Sale | 141 | 49.8350 GBP | ||||
| ORD | Sale | 142 | 49.2600 GBP | ||||
| ORD | Sale | 148 | 49.1850 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 248.5000 USD | ||||
| ORD | Sale | 158 | 50.8750 GBP | ||||
| ORD | Sale | 171 | 49.3900 GBP | ||||
| ORD | Sale | 177 | 49.8510 GBP | ||||
| ORD | Sale | 177 | 50.0750 GBP | ||||
| ORD | Sale | 178 | 49.1500 GBP | ||||
| ORD | Sale | 183 | 49.9050 GBP | ||||
| ORD | Sale | 184 | 49.3030 GBP | ||||
| ORD | Sale | 185 | 49.9327 GBP | ||||
| ORD | Sale | 186 | 49.8300 GBP | ||||
| ORD | Sale | 187 | 49.2300 GBP | ||||
| ORD | Sale | 188 | 49.4300 GBP | ||||
| ORD | Sale | 204 | 49.5900 GBP | ||||
| ORD | Sale | 212 | 49.8250 GBP | ||||
| ORD | Sale | 214 | 50.6750 GBP | ||||
| ORD | Sale | 230 | 51.2000 GBP | ||||
| ORD | Sale | 236 | 49.4000 GBP | ||||
| ORD | Sale | 236 | 49.4100 GBP | ||||
| ORD | Sale | 242 | 49.3050 GBP | ||||
| ORD | Sale | 243 | 49.9650 GBP | ||||
| ORD | Sale | 246 | 49.8500 GBP | ||||
| ORD | Sale | 247 | 51.4750 GBP | ||||
| ORD | Sale | 252 | 49.9000 GBP | ||||
| ORD | Sale | 254 | 50.9900 GBP | ||||
| ORD | Sale | 256 | 49.7400 GBP | ||||
| ORD | Sale | 256 | 49.8600 GBP | ||||
| ORD | Sale | 265 | 49.7450 GBP | ||||
| ORD | Sale | 266 | 50.3000 GBP | ||||
| ORD | Sale | 267 | 49.2500 GBP | ||||
| ORD | Sale | 276 | 49.8450 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 249.9400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.5400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.6100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.2500 USD | ||||
| ORD | Sale | 324 | 49.2000 GBP | ||||
| ORD | Sale | 330 | 49.0900 GBP | ||||
| ORD | Sale | 332 | 51.4500 GBP | ||||
| ORD | Sale | 344 | 49.8750 GBP | ||||
| ORD | Sale | 363 | 49.7550 GBP | ||||
| ORD | Sale | 377 | 49.2800 GBP | ||||
| ORD (traded as ADR) | Sale | 384 | 250.6379 USD | ||||
| ORD | Sale | 390 | 49.7900 GBP | ||||
| ORD | Sale | 406 | 49.1400 GBP | ||||
| ORD | Sale | 406 | 49.9950 GBP | ||||
| ORD | Sale | 408 | 49.4708 GBP | ||||
| ORD | Sale | 418 | 49.8950 GBP | ||||
| ORD | Sale | 428 | 49.1890 GBP | ||||
| ORD | Sale | 441 | 49.9100 GBP | ||||
| ORD | Sale | 444 | 49.8900 GBP | ||||
| ORD | Sale | 459 | 50.4500 GBP | ||||
| ORD | Sale | 482 | 49.8400 GBP | ||||
| ORD | Sale | 489 | 49.2400 GBP | ||||
| ORD | Sale | 506 | 49.2900 GBP | ||||
| ORD | Sale | 515 | 49.9900 GBP | ||||
| ORD | Sale | 518 | 50.7250 GBP | ||||
| ORD (traded as ADR) | Sale | 543 | 250.5803 USD | ||||
| ORD | Sale | 549 | 50.6000 GBP | ||||
| ORD | Sale | 555 | 49.2200 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 250.5800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 250.7180 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 251.1000 USD | ||||
| ORD | Sale | 615 | 49.0800 GBP | ||||
| ORD | Sale | 628 | 49.8800 GBP | ||||
| ORD | Sale | 632 | 49.7500 GBP | ||||
| ORD | Sale | 663 | 49.1800 GBP | ||||
| ORD | Sale | 675 | 49.1600 GBP | ||||
| ORD | Sale | 696 | 51.3500 GBP | ||||
| ORD | Sale | 711 | 50.1000 GBP | ||||
| ORD (traded as ADR) | Sale | 711 | 251.3000 USD | ||||
| ORD | Sale | 757 | 49.9200 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 250.4800 USD | ||||
| ORD | Sale | 931 | 49.8700 GBP | ||||
| ORD | Sale | 964 | 49.8850 GBP | ||||
| ORD | Sale | 965 | 49.1700 GBP | ||||
| ORD | Sale | 1,020 | 50.0777 GBP | ||||
| ORD (traded as ADR) | Sale | 1,044 | 250.7556 USD | ||||
| ORD | Sale | 1,108 | 50.7500 GBP | ||||
| ORD | Sale | 1,200 | 49.0939 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 250.4675 USD | ||||
| ORD | Sale | 1,281 | 50.6500 GBP | ||||
| ORD | Sale | 1,301 | 50.8250 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 250.7888 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 251.3420 USD | ||||
| ORD | Sale | 1,592 | 51.1000 GBP | ||||
| ORD | Sale | 1,706 | 51.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 250.2393 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 251.0233 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 251.2983 USD | ||||
| ORD | Sale | 1,897 | 50.8500 GBP | ||||
| ORD | Sale | 1,954 | 50.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 2,130 | 250.8725 USD | ||||
| ORD | Sale | 2,812 | 49.0000 GBP | ||||
| ORD | Sale | 2,932 | 49.1900 GBP | ||||
| ORD | Sale | 3,474 | 49.4792 GBP | ||||
| ORD | Sale | 4,151 | 49.1750 GBP | ||||
| ORD (traded as ADR) | Sale | 4,200 | 250.6817 USD | ||||
| ORD (traded as ADR) | Sale | 4,500 | 246.4040 USD | ||||
| ORD (traded as ADR) | Sale | 4,500 | 250.4776 USD | ||||
| ORD | Sale | 4,940 | 49.0938 GBP | ||||
| ORD | Sale | 4,971 | 50.9613 GBP | ||||
| ORD | Sale | 5,357 | 50.0405 GBP | ||||
| ORD | Sale | 5,420 | 50.7000 GBP | ||||
| ORD | Sale | 5,648 | 50.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 5,700 | 250.6037 USD | ||||
| ORD | Sale | 5,844 | 51.0000 GBP | ||||
| ORD | Sale | 7,298 | 51.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 11,100 | 250.9399 USD | ||||
| ORD (traded as ADR) | Sale | 13,200 | 250.8394 USD | ||||
| ORD (traded as ADR) | Sale | 13,500 | 251.1352 USD | ||||
| ORD | Sale | 13,623 | 50.7531 GBP | ||||
| ORD | Sale | 14,000 | 49.7969 GBP | ||||
| ORD | Sale | 15,243 | 49.1182 GBP | ||||
| ORD | Sale | 15,401 | 49.8578 GBP | ||||
| ORD (traded as ADR) | Sale | 17,898 | 250.8153 USD | ||||
| ORD | Sale | 19,942 | 49.2856 GBP | ||||
| ORD | Sale | 20,000 | 48.9800 GBP | ||||
| ORD | Sale | 20,189 | 50.2520 GBP | ||||
| ORD | Sale | 21,666 | 50.4052 GBP | ||||
| ORD | Sale | 26,430 | 49.9896 GBP | ||||
| ORD | Sale | 30,000 | 49.1822 GBP | ||||
| ORD | Sale | 32,173 | 50.9745 GBP | ||||
| ORD | Sale | 35,229 | 50.1082 GBP | ||||
| ORD | Sale | 38,451 | 50.3377 GBP | ||||
| ORD | Sale | 40,767 | 50.0948 GBP | ||||
| ORD | Sale | 48,046 | 49.1285 GBP | ||||
| ORD | Sale | 49,738 | 49.3668 GBP | ||||
| ORD | Sale | 62,100 | 49.2100 GBP | ||||
| ORD (traded as ADR) | Sale | 71,100 | 251.3355 USD | ||||
| ORD | Sale | 86,361 | 49.7642 GBP | ||||
| ORD | Sale | 87,265 | 49.3876 GBP | ||||
| ORD | Sale | 100,973 | 49.4966 GBP | ||||
| ORD | Sale | 105,283 | 49.6389 GBP | ||||
| ORD (traded as ADR) | Sale | 109,935 | 250.9144 USD | ||||
| ORD | Sale | 119,388 | 50.1233 GBP | ||||
| ORD | Sale | 133,417 | 49.3751 GBP | ||||
| ORD (traded as ADR) | Sale | 135,000 | 250.3500 USD | ||||
| ORD | Sale | 146,673 | 50.2080 GBP | ||||
| ORD | Sale | 183,528 | 49.3462 GBP | ||||
| ORD | Sale | 219,821 | 49.3503 GBP | ||||
| ORD (traded as ADR) | Sale | 300,000 | 242.8150 USD | ||||
| ORD | Sale | 500,000 | 50.8964 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 14 | 49.2525 GBP | |||||
| ORD | SWAP | Long | 2,339 | 48.9995 GBP | |||||
| ORD | CFD | Long | 3,374 | 49.3812 GBP | |||||
| ORD | CFD | Long | 3,474 | 49.4792 GBP | |||||
| ORD | SWAP | Long | 19,627 | 49.8685 GBP | |||||
| ORD | CFD | Long | 33,247 | 49.9012 GBP | |||||
| ORD | CFD | Short | 2,260 | 50.3417 GBP | |||||
| ORD | CFD | Short | 1,309 | 48.9966 GBP | |||||
| ORD | CFD | Short | 3,683 | 50.0041 GBP | |||||
| ORD | CFD | Short | 4,800 | 51.0045 GBP | |||||
| ORD | CFD | Short | 6,439 | 50.3245 GBP | |||||
| ORD | CFD | Short | 9,736 | 49.4670 GBP | |||||
| ORD | CFD | Short | 15,816 | 51.0844 GBP | |||||
| ORD | SWAP | Short | 20,395 | 49.8880 GBP | |||||
| ORD | SWAP | Short | 72,174 | 49.9518 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 49,400 | 270 USD | American | 17 Jan 2015 | 7.5000 USD | ||||||||
| ADR | Call Options | Selling | 1,300 | 195 USD | American | 15 Jan 2016 | 64.0000 USD | ||||||||
| ADR | Call Options | Selling | 49,400 | 255 USD | American | 17 Jan 2015 | 15.7000 USD | ||||||||
| ADR | Call Options | Selling | 300 | 280 USD | American | 17 Jan 2015 | 3.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 260 USD | American | 18 Oct 2014 | 14.2000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 220 USD | American | 17 Apr 2015 | 10.6000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 24 Sep 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
|
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,500 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire