30th Oct 2018 14:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,184,988 | 0.46% | 2,011,439 | 0.22% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 373,611 | 0.04% | 3,482,584 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 243,100 | 0.03% | 281,200 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,801,699 | 0.52% | 5,775,223 | 0.63% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 45.4700 GBP | ||||
| 5p ordinary | Purchase | 4 | 45.3100 GBP | ||||
| 5p ordinary | Purchase | 13 | 45.0900 GBP | ||||
| 5p ordinary | Purchase | 29 | 45.1464 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.5550 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.0700 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.5600 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.4800 GBP | ||||
| 5p ordinary | Purchase | 86 | 45.4625 GBP | ||||
| 5p ordinary | Purchase | 98 | 45.5650 GBP | ||||
| 5p ordinary | Purchase | 100 | 45.4000 GBP | ||||
| 5p ordinary | Purchase | 113 | 44.3000 GBP | ||||
| 5p ordinary | Purchase | 140 | 45.4297 GBP | ||||
| 5p ordinary | Purchase | 158 | 45.4875 GBP | ||||
| 5p ordinary | Purchase | 196 | 45.5700 GBP | ||||
| 5p ordinary | Purchase | 413 | 45.3691 GBP | ||||
| 5p ordinary | Purchase | 580 | 45.4159 GBP | ||||
| 5p ordinary | Purchase | 615 | 45.2473 GBP | ||||
| 5p ordinary | Purchase | 632 | 45.3921 GBP | ||||
| 5p ordinary | Purchase | 910 | 45.3680 GBP | ||||
| 5p ordinary | Purchase | 915 | 44.8998 GBP | ||||
| 5p ordinary | Purchase | 1,119 | 45.4116 GBP | ||||
| 5p ordinary | Purchase | 1,295 | 45.4046 GBP | ||||
| 5p ordinary | Purchase | 1,387 | 45.4070 GBP | ||||
| 5p ordinary | Purchase | 4,298 | 45.3458 GBP | ||||
| 5p ordinary | Purchase | 4,408 | 45.2771 GBP | ||||
| 5p ordinary | Purchase | 4,980 | 45.3848 GBP | ||||
| 5p ordinary | Purchase | 7,157 | 45.2803 GBP | ||||
| 5p ordinary | Purchase | 17,806 | 45.2006 GBP | ||||
| 5p ordinary | Purchase | 23,846 | 45.1472 GBP | ||||
| 5p ordinary | Purchase | 27,717 | 45.2848 GBP | ||||
| 5p ordinary | Purchase | 28,340 | 45.4173 GBP | ||||
| 5p ordinary | Purchase | 162,459 | 45.2610 GBP | ||||
| 5p ordinary | Sale | 34 | 45.5550 GBP | ||||
| 5p ordinary | Sale | 34 | 45.0700 GBP | ||||
| 5p ordinary | Sale | 68 | 45.5600 GBP | ||||
| 5p ordinary | Sale | 68 | 45.4800 GBP | ||||
| 5p ordinary | Sale | 79 | 45.4689 GBP | ||||
| 5p ordinary | Sale | 79 | 45.4875 GBP | ||||
| 5p ordinary | Sale | 85 | 45.4600 GBP | ||||
| 5p ordinary | Sale | 86 | 45.4625 GBP | ||||
| 5p ordinary | Sale | 98 | 45.5650 GBP | ||||
| 5p ordinary | Sale | 111 | 44.9800 GBP | ||||
| 5p ordinary | Sale | 196 | 45.5700 GBP | ||||
| 5p ordinary | Sale | 197 | 45.2383 GBP | ||||
| 5p ordinary | Sale | 285 | 45.5367 GBP | ||||
| 5p ordinary | Sale | 336 | 45.4547 GBP | ||||
| 5p ordinary | Sale | 580 | 45.4159 GBP | ||||
| 5p ordinary | Sale | 910 | 45.3680 GBP | ||||
| 5p ordinary | Sale | 926 | 45.3879 GBP | ||||
| 5p ordinary | Sale | 1,164 | 45.3053 GBP | ||||
| 5p ordinary | Sale | 1,851 | 45.3862 GBP | ||||
| 5p ordinary | Sale | 2,234 | 45.2965 GBP | ||||
| 5p ordinary | Sale | 2,279 | 45.3894 GBP | ||||
| 5p ordinary | Sale | 3,736 | 45.3086 GBP | ||||
| 5p ordinary | Sale | 4,919 | 45.2803 GBP | ||||
| 5p ordinary | Sale | 5,398 | 45.4255 GBP | ||||
| 5p ordinary | Sale | 5,763 | 45.2427 GBP | ||||
| 5p ordinary | Sale | 9,287 | 45.2522 GBP | ||||
| 5p ordinary | Sale | 16,283 | 45.1860 GBP | ||||
| 5p ordinary | Sale | 48,291 | 45.3835 GBP | ||||
| 5p ordinary | Sale | 56,540 | 45.4577 GBP | ||||
| 5p ordinary | Sale | 65,020 | 45.4300 GBP | ||||
| ADR | Purchase | 11 | 174.7000 USD | ||||
| ADR | Purchase | 20 | 173.8700 USD | ||||
| ADR | Purchase | 100 | 174.9800 USD | ||||
| ADR | Purchase | 100 | 173.0000 USD | ||||
| ADR | Purchase | 200 | 174.3900 USD | ||||
| ADR | Purchase | 200 | 174.7600 USD | ||||
| ADR | Purchase | 200 | 173.9950 USD | ||||
| ADR | Purchase | 300 | 174.7266 USD | ||||
| ADR | Purchase | 320 | 174.3400 USD | ||||
| ADR | Purchase | 441 | 174.1523 USD | ||||
| ADR | Purchase | 641 | 174.3224 USD | ||||
| ADR | Purchase | 700 | 174.6421 USD | ||||
| ADR | Purchase | 760 | 174.6727 USD | ||||
| ADR | Purchase | 890 | 174.6824 USD | ||||
| ADR | Purchase | 2,159 | 174.2696 USD | ||||
| ADR | Purchase | 3,000 | 174.1920 USD | ||||
| ADR | Purchase | 3,500 | 174.5480 USD | ||||
| ADR | Purchase | 4,400 | 174.5250 USD | ||||
| ADR | Purchase | 7,098 | 174.9000 USD | ||||
| ADR | Purchase | 11,172 | 174.5257 USD | ||||
| ADR | Purchase | 21,027 | 174.6393 USD | ||||
| ADR | Sale | 20 | 173.8700 USD | ||||
| ADR | Sale | 100 | 173.8600 USD | ||||
| ADR | Sale | 100 | 174.8900 USD | ||||
| ADR | Sale | 100 | 174.7100 USD | ||||
| ADR | Sale | 100 | 174.6900 USD | ||||
| ADR | Sale | 100 | 174.4000 USD | ||||
| ADR | Sale | 100 | 174.2950 USD | ||||
| ADR | Sale | 200 | 174.2725 USD | ||||
| ADR | Sale | 200 | 174.4250 USD | ||||
| ADR | Sale | 200 | 174.6850 USD | ||||
| ADR | Sale | 211 | 174.2639 USD | ||||
| ADR | Sale | 241 | 174.3431 USD | ||||
| ADR | Sale | 320 | 174.3400 USD | ||||
| ADR | Sale | 347 | 174.6104 USD | ||||
| ADR | Sale | 353 | 174.7730 USD | ||||
| ADR | Sale | 400 | 174.2362 USD | ||||
| ADR | Sale | 500 | 174.7900 USD | ||||
| ADR | Sale | 590 | 174.6803 USD | ||||
| ADR | Sale | 700 | 174.4228 USD | ||||
| ADR | Sale | 1,700 | 174.6233 USD | ||||
| ADR | Sale | 2,053 | 174.7790 USD | ||||
| ADR | Sale | 2,400 | 174.1608 USD | ||||
| ADR | Sale | 2,400 | 174.3066 USD | ||||
| ADR | Sale | 2,432 | 174.7048 USD | ||||
| ADR | Sale | 2,500 | 174.5232 USD | ||||
| ADR | Sale | 3,700 | 174.5443 USD | ||||
| ADR | Sale | 3,992 | 174.5537 USD | ||||
| ADR | Sale | 7,098 | 174.9000 USD | ||||
| ADR | Sale | 11,050 | 174.6275 USD | ||||
| ADR | Sale | 15,432 | 174.4795 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 249 | 45.3289 GBP | |||||
| 5p ordinary | SWAP | Long | 451 | 45.4552 GBP | |||||
| 5p ordinary | CFD | Long | 638 | 45.4231 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 45.4259 GBP | |||||
| 5p ordinary | SWAP | Long | 1,208 | 44.6439 GBP | |||||
| 5p ordinary | CFD | Long | 3,736 | 45.3086 GBP | |||||
| 5p ordinary | CFD | Long | 5,763 | 45.2427 GBP | |||||
| 5p ordinary | SWAP | Long | 10,637 | 45.3643 GBP | |||||
| 5p ordinary | CFD | Long | 30,000 | 44.9325 GBP | |||||
| 5p ordinary | CFD | Long | 31,200 | 45.4028 GBP | |||||
| 5p ordinary | CFD | Long | 56,540 | 45.4577 GBP | |||||
| 5p ordinary | SWAP | Long | 59,189 | 45.4300 GBP | |||||
| 5p ordinary | CFD | Short | 43 | 45.4297 GBP | |||||
| 5p ordinary | CFD | Short | 83 | 45.4296 GBP | |||||
| 5p ordinary | SWAP | Short | 94 | 45.0077 GBP | |||||
| 5p ordinary | SWAP | Short | 392 | 45.5658 GBP | |||||
| 5p ordinary | CFD | Short | 517 | 45.0741 GBP | |||||
| 5p ordinary | CFD | Short | 915 | 44.8998 GBP | |||||
| 5p ordinary | CFD | Short | 1,295 | 45.4046 GBP | |||||
| 5p ordinary | CFD | Short | 1,500 | 45.4085 GBP | |||||
| 5p ordinary | CFD | Short | 9,540 | 45.4300 GBP | |||||
| 5p ordinary | SWAP | Short | 9,540 | 45.4300 GBP | |||||
| ADR | CFD | Short | 10,000 | 172.8725 USD | |||||
| 5p ordinary | CFD | Short | 17,806 | 45.2006 GBP | |||||
| 5p ordinary | SWAP | Short | 22,301 | 45.2683 GBP | |||||
| 5p ordinary | CFD | Short | 23,846 | 45.1472 GBP | |||||
| 5p ordinary | SWAP | Short | 31,043 | 45.4267 GBP | |||||
| 5p ordinary | SWAP | Short | 33,084 | 45.3534 GBP | |||||
| 5p ordinary | CFD | Short | 104,730 | 45.2371 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 180 USD | American | 21 Dec 2018 | 4.0000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 180 USD | American | 26 Oct 2018 | 1.6000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 155 USD | American | 26 Oct 2018 | 0.4500 USD | ||||||||
| ADR | Put Options | Selling | 900 | 155 USD | American | 21 Dec 2018 | 1.9500 USD | ||||||||
| ADR | Put Options | Selling | 600 | 160 USD | American | 18 Jan 2019 | 4.6666 USD | ||||||||
| ADR | Put Options | Selling | 3,500 | 165 USD | American | 18 Jan 2019 | 6.1142 USD | ||||||||
| ADR | Put Options | Selling | 9,900 | 168 USD | American | 26 Oct 2018 | 0.0500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 30 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,900 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -18,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -15,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -18,800 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 900 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 7,500 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 8,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 9,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181030005683/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire