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Form 8.3 - SHIRE PLC

12th Aug 2014 13:45

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:

11 August 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

YES:

ABBVIE INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,196,372 1.73% 3,971,578 0.67%
(2) Derivatives (other than
options): 2,107,896 0.36% 4,031,338 0.68%
(3) Options and agreements to
purchase/sell: 1,705,200 0.29% 1,410,900 0.24%
(4)
TOTAL: 14,009,468 2.38% 9,413,816 1.60%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 12 46.8490 GBP
ORD Purchase 22 46.6000 GBP
ORD Purchase 27 46.9750 GBP
ORD Purchase 32 46.6050 GBP
ORD Purchase 42 46.8900 GBP
ORD Purchase 44 47.3700 GBP
ORD Purchase 45 47.2800 GBP
ORD Purchase 51 46.8000 GBP
ORD Purchase 52 47.2200 GBP
ORD Purchase 52 47.2290 GBP
ORD Purchase 52 47.5200 GBP
ORD Purchase 54 46.5500 GBP
ORD Purchase 54 46.5690 GBP
ORD Purchase 54 46.7750 GBP
ORD Purchase 54 46.7800 GBP
ORD Purchase 54 46.8450 GBP
ORD Purchase 54 46.9000 GBP
ORD Purchase 54 46.9600 GBP
ORD Purchase 55 47.0450 GBP
ORD Purchase 66 47.0650 GBP
ORD Purchase 66 47.4150 GBP
ORD Purchase 66 47.4700 GBP
ORD Purchase 66 47.6100 GBP
ORD Purchase 66 47.6400 GBP
ORD Purchase 66 47.6500 GBP
ORD Purchase 69 47.5300 GBP
ORD Purchase 70 47.2900 GBP
ORD Purchase 71 47.2950 GBP
ORD Purchase 74 47.7850 GBP
ORD Purchase 75 47.3500 GBP
ORD Purchase 79 47.4200 GBP
ORD Purchase 80 47.6960 GBP
ORD Purchase 81 47.7050 GBP
ORD Purchase 84 47.4600 GBP
ORD Purchase 85 47.7400 GBP
ORD Purchase 88 47.2740 GBP
ORD Purchase 88 47.3400 GBP
ORD Purchase 88 47.7060 GBP
ORD Purchase 91 47.7300 GBP
ORD Purchase 93 47.0100 GBP
ORD Purchase 93 47.0500 GBP
ORD Purchase 105 46.9700 GBP
ORD (traded as ADR) Purchase 120 238.4897 USD
ORD Purchase 123 47.4500 GBP
ORD Purchase 132 46.7900 GBP
ORD Purchase 137 47.5900 GBP
ORD Purchase 140 47.1000 GBP
ORD Purchase 147 47.0600 GBP
ORD Purchase 147 47.0700 GBP
ORD Purchase 148 46.7300 GBP
ORD Purchase 148 46.9800 GBP
ORD Purchase 151 47.7700 GBP
ORD Purchase 152 46.4500 GBP
ORD Purchase 152 46.5000 GBP
ORD Purchase 160 47.0071 GBP
ORD Purchase 160 47.3000 GBP
ORD Purchase 200 46.5865 GBP
ORD Purchase 224 47.2600 GBP
ORD Purchase 232 47.3600 GBP
ORD Purchase 247 47.6200 GBP
ORD Purchase 249 47.1700 GBP
ORD Purchase 257 47.7200 GBP
ORD Purchase 259 46.9300 GBP
ORD Purchase 308 46.4276 GBP
ORD Purchase 357 47.7800 GBP
ORD Purchase 402 47.7100 GBP
ORD Purchase 440 47.1262 GBP
ORD Purchase 467 47.2400 GBP
ORD Purchase 556 46.7700 GBP
ORD Purchase 800 47.4900 GBP
ORD Purchase 916 47.5657 GBP
ORD Purchase 922 47.6900 GBP
ORD Purchase 957 47.7000 GBP
ORD Purchase 1,000 47.0010 GBP
ORD Purchase 1,000 47.2700 GBP
ORD Purchase 1,920 47.2895 GBP
ORD Purchase 2,636 47.4659 GBP
ORD Purchase 5,435 47.4089 GBP
ORD Purchase 5,584 47.3276 GBP
ORD Purchase 7,801 47.1434 GBP
ORD Purchase 12,847 47.6257 GBP
ORD Purchase 13,884 47.3077 GBP
ORD Purchase 14,735 47.1574 GBP
ORD Purchase 20,061 47.3201 GBP
ORD Purchase 21,178 47.1670 GBP
ORD Purchase 69,000 46.1900 GBP
ORD Purchase 72,780 47.1472 GBP
ORD Purchase 102,290 47.2226 GBP
ORD Purchase 133,353 47.1826 GBP
ORD Purchase 344,894 47.1759 GBP
ORD Sale 12 46.8490 GBP
ORD Sale 22 46.6000 GBP
ORD Sale 27 46.9750 GBP
ORD Sale 32 46.6050 GBP
ORD Sale 34 46.9712 GBP
ORD Sale 42 46.8900 GBP
ORD Sale 44 47.3700 GBP
ORD Sale 45 47.2800 GBP
ORD Sale 51 46.8000 GBP
ORD Sale 52 47.2200 GBP
ORD Sale 52 47.2290 GBP
ORD Sale 52 47.5200 GBP
ORD Sale 54 46.5500 GBP
ORD Sale 54 46.5690 GBP
ORD Sale 54 46.7750 GBP
ORD Sale 54 46.7800 GBP
ORD Sale 54 46.8450 GBP
ORD Sale 54 46.9000 GBP
ORD Sale 55 47.0450 GBP
ORD Sale 66 46.4600 GBP
ORD Sale 66 47.0650 GBP
ORD Sale 66 47.4150 GBP
ORD Sale 66 47.4700 GBP
ORD Sale 66 47.6100 GBP
ORD Sale 66 47.6500 GBP
ORD Sale 69 47.5300 GBP
ORD Sale 70 47.2900 GBP
ORD Sale 71 47.2950 GBP
ORD Sale 74 47.7850 GBP
ORD Sale 75 47.3500 GBP
ORD Sale 79 47.4200 GBP
ORD Sale 80 47.6960 GBP
ORD Sale 81 47.7050 GBP
ORD Sale 84 47.4600 GBP
ORD Sale 85 47.7400 GBP
ORD Sale 88 47.2740 GBP
ORD Sale 88 47.3400 GBP
ORD Sale 88 47.7060 GBP
ORD Sale 91 47.7300 GBP
ORD Sale 93 47.0100 GBP
ORD Sale 93 47.0500 GBP
ORD Sale 105 46.9700 GBP
ORD Sale 120 46.9600 GBP
ORD (traded as ADR) Sale 120 238.4897 USD
ORD Sale 132 46.7900 GBP
ORD Sale 137 47.5900 GBP
ORD Sale 140 47.1000 GBP
ORD Sale 147 47.0600 GBP
ORD Sale 147 47.0700 GBP
ORD Sale 148 46.7300 GBP
ORD Sale 148 46.9800 GBP
ORD Sale 151 47.7700 GBP
ORD Sale 152 46.4500 GBP
ORD Sale 152 46.5000 GBP
ORD Sale 160 47.3000 GBP
ORD Sale 224 47.2600 GBP
ORD Sale 232 47.3600 GBP
ORD Sale 247 47.6200 GBP
ORD Sale 257 47.7200 GBP
ORD Sale 259 46.9300 GBP
ORD Sale 402 47.7100 GBP
ORD Sale 404 47.6400 GBP
ORD Sale 467 47.2400 GBP
ORD Sale 556 46.7700 GBP
ORD Sale 721 47.7800 GBP
ORD Sale 922 47.6900 GBP
ORD Sale 957 47.7000 GBP
ORD Sale 1,540 47.2535 GBP
ORD Sale 2,053 46.9837 GBP
ORD Sale 2,367 47.3803 GBP
ORD Sale 2,441 47.2923 GBP
ORD Sale 2,675 47.3642 GBP
ORD Sale 2,902 47.2168 GBP
ORD Sale 2,933 47.1117 GBP
ORD Sale 3,516 47.3729 GBP
ORD Sale 6,136 47.1469 GBP
ORD Sale 6,469 47.2096 GBP
ORD Sale 6,821 47.3463 GBP
ORD Sale 7,183 47.0786 GBP
ORD Sale 8,760 46.7995 GBP
ORD Sale 12,459 47.0876 GBP
ORD Sale 13,012 46.9613 GBP
ORD Sale 17,700 47.7201 GBP
ORD Sale 19,825 47.3282 GBP
ORD Sale 27,184 46.8402 GBP
ORD Sale 30,005 47.2364 GBP
ORD Sale 35,650 47.3297 GBP
ORD Sale 37,065 47.1433 GBP
ORD (traded as ADR) Sale 69,000 232.6235 USD
ORD Sale 101,162 47.2294 GBP
ORD Sale 129,389 47.1965 GBP
ORD Sale 331,160 47.1976 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 193 46.5326 GBP
ORD CFD Long 388 47.0436 GBP
ORD CFD Long 1,540 47.2535 GBP
ORD CFD Long 2,053 46.9837 GBP
ORD SWAP Long 3,279 46.8712 GBP
ORD CFD Long 3,655 47.2108 GBP
ORD CFD Long 3,516 47.3729 GBP
ORD SWAP Long 9,000 46.6568 GBP
ORD SWAP Long 17,700 47.7201 GBP
ORD SWAP Long 22,995 47.2698 GBP
ORD CFD Long 13,599 47.5065 GBP
ORD CFD Long 30,005 47.2364 GBP
ORD SWAP Short 160 47.0071 GBP
ORD CFD Short 308 46.4276 GBP
ORD SWAP Short 702 47.1867 GBP
ORD SWAP Short 3,185 46.5091 GBP
ORD SWAP Short 3,269 46.9995 GBP
ORD CFD Short 3,017 46.6277 GBP
ORD CFD Short 9,591 46.6252 GBP
ORD SWAP Short 12,847 47.6257 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ADR Call Options Purchasing 3,000 270 USD American 17 Jan 2015 6.5900 USD
ADR Call Options Selling 2,100 225 USD American 17 Jan 2015 31.0000 USD
ADR Call Options Selling 1,000 240 USD American 17 Jan 2015 21.5000 USD
ADR Call Options Selling 3,000 250 USD American 17 Jan 2015 15.3400 USD
ADR Call Options Selling 1,200 255 USD American 17 Jan 2015 12.5000 USD
ADR Put Options Purchasing 1,000 210 USD American 17 Jan 2015 10.0000 USD
ADR Put Options Selling 1,000 100 USD American 17 Jan 2015 0.1500 USD

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 August 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 210.0000 American 17 Jan 2015
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -3,400 235.0000 American 16 Aug 2014
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -5,400 250.0000 American 16 Aug 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -1,600 270.0000 American 16 Aug 2014
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 100 225.0000 American 16 Aug 2014
ADR Put Options Written 3,400 225.0000 American 20 Sep 2014
ADR Put Options Written 100 230.0000 American 16 Aug 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 400 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 4,900 240.0000 American 16 Aug 2014
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,600 215.0000 American 16 Aug 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 900 230.0000 American 16 Aug 2014
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 20,400 255.0000 American 16 Aug 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 126,300 260.0000 American 16 Aug 2014
ADR Call Options Purchased 3,500 260.0000 American 18 Oct 2014
ADR Call Options Purchased 13,500 260.0000 American 17 Jan 2015
ADR Call Options Purchased 1,600 265.0000 American 16 Aug 2014
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 8,000 265.0000 American 17 Jan 2015
ADR Call Options Purchased 318,900 270.0000 American 17 Jan 2015
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,000 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -2,600 230.0000 American 17 Jan 2015
ADR Call Options Written -4,800 235.0000 American 16 Aug 2014
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,400 235.0000 American 17 Jan 2015
ADR Call Options Written -15,000 240.0000 American 16 Aug 2014
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -1,200 240.0000 American 17 Jan 2015
ADR Call Options Written -800 245.0000 American 17 Jan 2015
ADR Call Options Written -3,500 250.0000 American 16 Aug 2014
ADR Call Options Written -14,100 250.0000 American 17 Jan 2015
ADR Call Options Written -316,200 255.0000 American 17 Jan 2015
ADR Call Options Written -6,000 265.0000 American 16 Aug 2014
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014

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