4th Jul 2018 15:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 3 July 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,153,908 | 1.00% | 4,457,685 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 434,873 | 0.05% | 4,954,278 | 0.54% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 239,300 | 0.02% | 263,800 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,828,081 | 1.07% | 9,675,763 | 1.05% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 5 | 168.1800 USD | ||||
| 5p ordinary | Purchase | 22 | 42.4025 GBP | ||||
| ADR | Purchase | 30 | 168.0500 USD | ||||
| 5p ordinary | Purchase | 35 | 42.5000 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.4625 GBP | ||||
| 5p ordinary | Purchase | 74 | 42.4450 GBP | ||||
| 5p ordinary | Purchase | 89 | 42.4250 GBP | ||||
| 5p ordinary | Purchase | 90 | 42.4850 GBP | ||||
| ADR | Purchase | 100 | 168.0400 USD | ||||
| ADR | Purchase | 100 | 167.8100 USD | ||||
| ADR | Purchase | 100 | 168.4100 USD | ||||
| ADR | Purchase | 200 | 168.8500 USD | ||||
| ADR | Purchase | 210 | 168.5309 USD | ||||
| ADR | Purchase | 300 | 168.2000 USD | ||||
| 5p ordinary | Purchase | 300 | 42.5326 GBP | ||||
| 5p ordinary | Purchase | 383 | 42.5770 GBP | ||||
| ADR | Purchase | 400 | 168.4375 USD | ||||
| ADR | Purchase | 400 | 168.3756 USD | ||||
| 5p ordinary | Purchase | 448 | 42.4494 GBP | ||||
| 5p ordinary | Purchase | 500 | 42.4092 GBP | ||||
| ADR | Purchase | 500 | 168.6400 USD | ||||
| 5p ordinary | Purchase | 665 | 42.6600 GBP | ||||
| 5p ordinary | Purchase | 684 | 42.3611 GBP | ||||
| ADR | Purchase | 702 | 168.1873 USD | ||||
| 5p ordinary | Purchase | 854 | 42.7240 GBP | ||||
| ADR | Purchase | 1,100 | 168.3609 USD | ||||
| 5p ordinary | Purchase | 1,271 | 42.5305 GBP | ||||
| ADR | Purchase | 1,484 | 168.0300 USD | ||||
| 5p ordinary | Purchase | 1,524 | 42.3403 GBP | ||||
| 5p ordinary | Purchase | 1,621 | 42.4296 GBP | ||||
| ADR | Purchase | 2,500 | 168.2513 USD | ||||
| 5p ordinary | Purchase | 2,709 | 42.6996 GBP | ||||
| ADR | Purchase | 2,800 | 168.2637 USD | ||||
| 5p ordinary | Purchase | 3,106 | 42.4766 GBP | ||||
| 5p ordinary | Purchase | 3,343 | 42.4004 GBP | ||||
| 5p ordinary | Purchase | 5,140 | 42.5750 GBP | ||||
| 5p ordinary | Purchase | 5,730 | 42.4733 GBP | ||||
| ADR | Purchase | 6,332 | 168.4534 USD | ||||
| 5p ordinary | Purchase | 9,077 | 42.4291 GBP | ||||
| 5p ordinary | Purchase | 12,381 | 42.4552 GBP | ||||
| 5p ordinary | Purchase | 14,426 | 42.5985 GBP | ||||
| 5p ordinary | Purchase | 14,846 | 42.6000 GBP | ||||
| ADR | Purchase | 19,625 | 168.6154 USD | ||||
| 5p ordinary | Purchase | 65,318 | 42.5603 GBP | ||||
| 5p ordinary | Purchase | 71,128 | 42.4577 GBP | ||||
| 5p ordinary | Purchase | 264,567 | 42.4820 GBP | ||||
| ADR | Sale | 5 | 168.1800 USD | ||||
| ADR | Sale | 21 | 168.7000 USD | ||||
| 5p ordinary | Sale | 22 | 42.4025 GBP | ||||
| ADR | Sale | 30 | 168.0500 USD | ||||
| 5p ordinary | Sale | 73 | 42.4625 GBP | ||||
| 5p ordinary | Sale | 74 | 42.4450 GBP | ||||
| 5p ordinary | Sale | 89 | 42.4250 GBP | ||||
| 5p ordinary | Sale | 90 | 42.4850 GBP | ||||
| 5p ordinary | Sale | 98 | 42.6600 GBP | ||||
| ADR | Sale | 100 | 167.7500 USD | ||||
| ADR | Sale | 100 | 168.4000 USD | ||||
| ADR | Sale | 100 | 168.4400 USD | ||||
| ADR | Sale | 100 | 168.5043 USD | ||||
| ADR | Sale | 100 | 168.6000 USD | ||||
| ADR | Sale | 100 | 168.9800 USD | ||||
| ADR | Sale | 100 | 169.1000 USD | ||||
| 5p ordinary | Sale | 118 | 42.4160 GBP | ||||
| 5p ordinary | Sale | 177 | 42.6994 GBP | ||||
| ADR | Sale | 200 | 167.7400 USD | ||||
| ADR | Sale | 229 | 168.0400 USD | ||||
| ADR | Sale | 252 | 168.2883 USD | ||||
| ADR | Sale | 300 | 168.3700 USD | ||||
| ADR | Sale | 300 | 168.3675 USD | ||||
| ADR | Sale | 310 | 167.8012 USD | ||||
| ADR | Sale | 400 | 168.8150 USD | ||||
| ADR | Sale | 500 | 168.4600 USD | ||||
| ADR | Sale | 500 | 168.0620 USD | ||||
| 5p ordinary | Sale | 556 | 42.6036 GBP | ||||
| 5p ordinary | Sale | 571 | 42.6630 GBP | ||||
| ADR | Sale | 660 | 168.6400 USD | ||||
| ADR | Sale | 800 | 168.5306 USD | ||||
| ADR | Sale | 1,000 | 168.7100 USD | ||||
| 5p ordinary | Sale | 1,189 | 42.5070 GBP | ||||
| ADR | Sale | 1,484 | 168.0300 USD | ||||
| ADR | Sale | 1,700 | 168.1198 USD | ||||
| 5p ordinary | Sale | 1,853 | 42.5484 GBP | ||||
| ADR | Sale | 2,201 | 168.5612 USD | ||||
| ADR | Sale | 2,400 | 168.1718 USD | ||||
| 5p ordinary | Sale | 3,310 | 42.6417 GBP | ||||
| ADR | Sale | 4,442 | 168.6871 USD | ||||
| 5p ordinary | Sale | 5,146 | 42.4265 GBP | ||||
| ADR | Sale | 5,531 | 168.3722 USD | ||||
| 5p ordinary | Sale | 5,592 | 42.4722 GBP | ||||
| 5p ordinary | Sale | 10,950 | 42.4708 GBP | ||||
| 5p ordinary | Sale | 12,381 | 42.4552 GBP | ||||
| ADR | Sale | 13,423 | 168.6315 USD | ||||
| 5p ordinary | Sale | 16,538 | 42.5705 GBP | ||||
| 5p ordinary | Sale | 25,398 | 42.6000 GBP | ||||
| 5p ordinary | Sale | 31,580 | 42.5546 GBP | ||||
| 5p ordinary | Sale | 37,472 | 42.6039 GBP | ||||
| 5p ordinary | Sale | 51,101 | 42.4387 GBP | ||||
| 5p ordinary | Sale | 91,139 | 42.5615 GBP | ||||
| 5p ordinary | Sale | 182,885 | 42.4310 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 118 | 42.4161 GBP | |||||
| 5p ordinary | SWAP | Long | 420 | 42.5035 GBP | |||||
| 5p ordinary | CFD | Long | 709 | 42.6429 GBP | |||||
| 5p ordinary | SWAP | Long | 2,306 | 42.5435 GBP | |||||
| 5p ordinary | CFD | Long | 3,310 | 42.6417 GBP | |||||
| 5p ordinary | SWAP | Long | 17,320 | 42.3971 GBP | |||||
| 5p ordinary | SWAP | Long | 35,340 | 42.5761 GBP | |||||
| 5p ordinary | CFD | Long | 37,472 | 42.6039 GBP | |||||
| 5p ordinary | SWAP | Long | 41,556 | 42.6000 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 42.6043 GBP | |||||
| 5p ordinary | SWAP | Short | 300 | 42.5326 GBP | |||||
| 5p ordinary | SWAP | Short | 436 | 42.4503 GBP | |||||
| 5p ordinary | SWAP | Short | 752 | 42.5153 GBP | |||||
| 5p ordinary | SWAP | Short | 927 | 42.4842 GBP | |||||
| 5p ordinary | CFD | Short | 1,271 | 42.5305 GBP | |||||
| 5p ordinary | CFD | Short | 1,524 | 42.3403 GBP | |||||
| 5p ordinary | CFD | Short | 2,587 | 42.6618 GBP | |||||
| 5p ordinary | CFD | Short | 2,709 | 42.6996 GBP | |||||
| 5p ordinary | CFD | Short | 3,343 | 42.4004 GBP | |||||
| 5p ordinary | SWAP | Short | 7,700 | 42.6004 GBP | |||||
| 5p ordinary | SWAP | Short | 20,736 | 42.4889 GBP | |||||
| 5p ordinary | SWAP | Short | 42,371 | 42.5485 GBP | |||||
| 5p ordinary | CFD | Short | 47,826 | 42.6038 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Selling | 1,000 | 115 USD | American | 20 Jul 2018 | 0.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES/NO |
| Date of disclosure: | 4 JULY 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 168.0000 | American | 6 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180704005190/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire