11th Jul 2018 12:41
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,673,790 | 0.62% | 4,320,351 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,635,798 | 0.18% | 4,444,274 | 0.48% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 242,600 | 0.02% | 270,200 | 0.03% | |||||||
| TOTAL: | 7,552,188 | 0.82% | 9,034,825 | 0.99% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 43.4000 GBP | ||||
| 5p ordinary | Purchase | 2 | 43.3650 GBP | ||||
| 5p ordinary | Purchase | 9 | 43.2050 GBP | ||||
| ADR | Purchase | 10 | 172.3500 USD | ||||
| 5p ordinary | Purchase | 12 | 43.3700 GBP | ||||
| ADR | Purchase | 17 | 173.3200 USD | ||||
| ADR | Purchase | 50 | 173.2700 USD | ||||
| 5p ordinary | Purchase | 66 | 43.2500 GBP | ||||
| 5p ordinary | Purchase | 66 | 43.1600 GBP | ||||
| 5p ordinary | Purchase | 66 | 43.3250 GBP | ||||
| 5p ordinary | Purchase | 66 | 43.3750 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.2975 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.2925 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.2650 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.1100 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.1000 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.0850 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.0500 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.4200 GBP | ||||
| 5p ordinary | Purchase | 74 | 43.1450 GBP | ||||
| 5p ordinary | Purchase | 75 | 43.1750 GBP | ||||
| 5p ordinary | Purchase | 78 | 43.2600 GBP | ||||
| 5p ordinary | Purchase | 79 | 43.4050 GBP | ||||
| 5p ordinary | Purchase | 80 | 43.3350 GBP | ||||
| 5p ordinary | Purchase | 84 | 43.2450 GBP | ||||
| 5p ordinary | Purchase | 90 | 42.9900 GBP | ||||
| 5p ordinary | Purchase | 90 | 43.2700 GBP | ||||
| 5p ordinary | Purchase | 95 | 43.2850 GBP | ||||
| ADR | Purchase | 100 | 171.8800 USD | ||||
| 5p ordinary | Purchase | 103 | 43.0600 GBP | ||||
| 5p ordinary | Purchase | 111 | 43.1384 GBP | ||||
| 5p ordinary | Purchase | 116 | 43.1500 GBP | ||||
| 5p ordinary | Purchase | 127 | 43.2725 GBP | ||||
| 5p ordinary | Purchase | 142 | 43.1800 GBP | ||||
| 5p ordinary | Purchase | 145 | 43.0400 GBP | ||||
| 5p ordinary | Purchase | 146 | 43.2900 GBP | ||||
| 5p ordinary | Purchase | 146 | 43.2200 GBP | ||||
| 5p ordinary | Purchase | 146 | 43.1650 GBP | ||||
| 5p ordinary | Purchase | 147 | 43.2525 GBP | ||||
| 5p ordinary | Purchase | 151 | 43.1150 GBP | ||||
| 5p ordinary | Purchase | 151 | 43.4600 GBP | ||||
| 5p ordinary | Purchase | 156 | 43.2250 GBP | ||||
| 5p ordinary | Purchase | 159 | 43.4500 GBP | ||||
| 5p ordinary | Purchase | 168 | 43.1050 GBP | ||||
| 5p ordinary | Purchase | 178 | 43.3100 GBP | ||||
| 5p ordinary | Purchase | 185 | 43.1900 GBP | ||||
| ADR | Purchase | 200 | 173.0250 USD | ||||
| ADR | Purchase | 200 | 172.0100 USD | ||||
| ADR | Purchase | 200 | 173.4900 USD | ||||
| ADR | Purchase | 200 | 173.7500 USD | ||||
| 5p ordinary | Purchase | 219 | 43.1430 GBP | ||||
| 5p ordinary | Purchase | 231 | 43.2350 GBP | ||||
| 5p ordinary | Purchase | 232 | 43.2300 GBP | ||||
| 5p ordinary | Purchase | 244 | 43.2675 GBP | ||||
| 5p ordinary | Purchase | 267 | 43.2701 GBP | ||||
| ADR | Purchase | 281 | 170.6500 USD | ||||
| ADR | Purchase | 300 | 173.2333 USD | ||||
| ADR | Purchase | 300 | 172.1633 USD | ||||
| 5p ordinary | Purchase | 379 | 43.1110 GBP | ||||
| ADR | Purchase | 381 | 171.9000 USD | ||||
| ADR | Purchase | 500 | 173.2410 USD | ||||
| ADR | Purchase | 600 | 173.3400 USD | ||||
| ADR | Purchase | 600 | 173.4833 USD | ||||
| ADR | Purchase | 650 | 173.1576 USD | ||||
| 5p ordinary | Purchase | 744 | 43.2106 GBP | ||||
| ADR | Purchase | 892 | 173.0903 USD | ||||
| 5p ordinary | Purchase | 1,173 | 43.0100 GBP | ||||
| ADR | Purchase | 1,356 | 172.2818 USD | ||||
| ADR | Purchase | 1,408 | 173.2822 USD | ||||
| ADR | Purchase | 1,635 | 173.0348 USD | ||||
| ADR | Purchase | 1,688 | 173.0400 USD | ||||
| 5p ordinary | Purchase | 2,057 | 43.3469 GBP | ||||
| 5p ordinary | Purchase | 2,120 | 43.1332 GBP | ||||
| 5p ordinary | Purchase | 2,238 | 43.1720 GBP | ||||
| 5p ordinary | Purchase | 2,500 | 43.1523 GBP | ||||
| ADR | Purchase | 2,780 | 172.1532 USD | ||||
| 5p ordinary | Purchase | 2,933 | 43.3234 GBP | ||||
| 5p ordinary | Purchase | 3,073 | 43.4900 GBP | ||||
| ADR | Purchase | 3,100 | 172.2545 USD | ||||
| 5p ordinary | Purchase | 4,031 | 43.3222 GBP | ||||
| ADR | Purchase | 5,900 | 172.7053 USD | ||||
| 5p ordinary | Purchase | 5,905 | 43.1429 GBP | ||||
| 5p ordinary | Purchase | 6,705 | 43.0062 GBP | ||||
| 5p ordinary | Purchase | 7,013 | 43.2275 GBP | ||||
| ADR | Purchase | 8,500 | 173.5421 USD | ||||
| ADR | Purchase | 8,800 | 172.5414 USD | ||||
| 5p ordinary | Purchase | 9,579 | 43.1877 GBP | ||||
| ADR | Purchase | 12,300 | 173.2959 USD | ||||
| 5p ordinary | Purchase | 12,375 | 43.1702 GBP | ||||
| ADR | Purchase | 13,200 | 171.8545 USD | ||||
| 5p ordinary | Purchase | 14,670 | 43.1170 GBP | ||||
| 5p ordinary | Purchase | 17,306 | 43.3324 GBP | ||||
| 5p ordinary | Purchase | 24,412 | 43.0675 GBP | ||||
| 5p ordinary | Purchase | 26,219 | 43.1345 GBP | ||||
| 5p ordinary | Purchase | 28,520 | 43.1843 GBP | ||||
| ADR | Purchase | 40,000 | 173.5500 USD | ||||
| 5p ordinary | Purchase | 44,862 | 43.1824 GBP | ||||
| 5p ordinary | Purchase | 178,326 | 43.0385 GBP | ||||
| 5p ordinary | Purchase | 1,220,831 | 42.9400 GBP | ||||
| 5p ordinary | Sale | 4 | 43.1850 GBP | ||||
| 5p ordinary | Sale | 6 | 43.3650 GBP | ||||
| 5p ordinary | Sale | 9 | 43.2050 GBP | ||||
| ADR | Sale | 10 | 172.3500 USD | ||||
| ADR | Sale | 17 | 173.3200 USD | ||||
| 5p ordinary | Sale | 52 | 43.0950 GBP | ||||
| 5p ordinary | Sale | 66 | 43.1600 GBP | ||||
| 5p ordinary | Sale | 66 | 43.3250 GBP | ||||
| 5p ordinary | Sale | 66 | 43.2500 GBP | ||||
| 5p ordinary | Sale | 72 | 43.3750 GBP | ||||
| 5p ordinary | Sale | 73 | 43.4900 GBP | ||||
| 5p ordinary | Sale | 73 | 43.4200 GBP | ||||
| 5p ordinary | Sale | 73 | 43.2975 GBP | ||||
| 5p ordinary | Sale | 73 | 43.2925 GBP | ||||
| 5p ordinary | Sale | 73 | 43.2650 GBP | ||||
| 5p ordinary | Sale | 73 | 43.1100 GBP | ||||
| 5p ordinary | Sale | 73 | 43.1000 GBP | ||||
| 5p ordinary | Sale | 73 | 43.0850 GBP | ||||
| 5p ordinary | Sale | 73 | 43.0500 GBP | ||||
| 5p ordinary | Sale | 74 | 43.1450 GBP | ||||
| 5p ordinary | Sale | 75 | 43.1750 GBP | ||||
| 5p ordinary | Sale | 78 | 43.2600 GBP | ||||
| 5p ordinary | Sale | 79 | 43.4050 GBP | ||||
| 5p ordinary | Sale | 80 | 43.3350 GBP | ||||
| 5p ordinary | Sale | 84 | 43.2450 GBP | ||||
| ADR | Sale | 85 | 173.2700 USD | ||||
| 5p ordinary | Sale | 90 | 42.9900 GBP | ||||
| 5p ordinary | Sale | 90 | 43.2700 GBP | ||||
| ADR | Sale | 100 | 171.8600 USD | ||||
| ADR | Sale | 100 | 172.0500 USD | ||||
| 5p ordinary | Sale | 103 | 43.0600 GBP | ||||
| 5p ordinary | Sale | 116 | 43.1500 GBP | ||||
| ADR | Sale | 120 | 173.1283 USD | ||||
| 5p ordinary | Sale | 127 | 43.2725 GBP | ||||
| 5p ordinary | Sale | 132 | 43.2850 GBP | ||||
| 5p ordinary | Sale | 142 | 43.1800 GBP | ||||
| 5p ordinary | Sale | 145 | 43.0400 GBP | ||||
| 5p ordinary | Sale | 146 | 43.2200 GBP | ||||
| 5p ordinary | Sale | 146 | 43.1650 GBP | ||||
| 5p ordinary | Sale | 146 | 43.2900 GBP | ||||
| 5p ordinary | Sale | 147 | 43.2525 GBP | ||||
| 5p ordinary | Sale | 151 | 43.4600 GBP | ||||
| 5p ordinary | Sale | 151 | 43.1150 GBP | ||||
| 5p ordinary | Sale | 156 | 43.2250 GBP | ||||
| 5p ordinary | Sale | 159 | 43.4500 GBP | ||||
| 5p ordinary | Sale | 165 | 43.2800 GBP | ||||
| 5p ordinary | Sale | 168 | 43.1050 GBP | ||||
| 5p ordinary | Sale | 178 | 43.3100 GBP | ||||
| 5p ordinary | Sale | 185 | 43.1900 GBP | ||||
| ADR | Sale | 200 | 172.1750 USD | ||||
| ADR | Sale | 200 | 173.1700 USD | ||||
| ADR | Sale | 200 | 173.3000 USD | ||||
| ADR | Sale | 200 | 173.2850 USD | ||||
| ADR | Sale | 205 | 172.3802 USD | ||||
| 5p ordinary | Sale | 231 | 43.2350 GBP | ||||
| 5p ordinary | Sale | 232 | 43.2300 GBP | ||||
| ADR | Sale | 300 | 173.2883 USD | ||||
| ADR | Sale | 300 | 171.5200 USD | ||||
| ADR | Sale | 315 | 173.2577 USD | ||||
| ADR | Sale | 370 | 171.7943 USD | ||||
| 5p ordinary | Sale | 379 | 43.1109 GBP | ||||
| ADR | Sale | 500 | 172.6455 USD | ||||
| ADR | Sale | 562 | 171.9000 USD | ||||
| ADR | Sale | 600 | 172.0716 USD | ||||
| ADR | Sale | 600 | 172.6000 USD | ||||
| ADR | Sale | 800 | 173.4850 USD | ||||
| ADR | Sale | 844 | 173.0400 USD | ||||
| ADR | Sale | 1,356 | 172.2818 USD | ||||
| ADR | Sale | 1,520 | 172.2764 USD | ||||
| ADR | Sale | 1,635 | 173.0348 USD | ||||
| 5p ordinary | Sale | 1,923 | 43.0855 GBP | ||||
| 5p ordinary | Sale | 2,021 | 43.1153 GBP | ||||
| 5p ordinary | Sale | 2,337 | 43.2514 GBP | ||||
| 5p ordinary | Sale | 2,352 | 43.1752 GBP | ||||
| 5p ordinary | Sale | 2,600 | 43.1429 GBP | ||||
| 5p ordinary | Sale | 2,808 | 43.1698 GBP | ||||
| 5p ordinary | Sale | 3,154 | 43.2195 GBP | ||||
| ADR | Sale | 3,449 | 172.8935 USD | ||||
| ADR | Sale | 3,800 | 172.2727 USD | ||||
| ADR | Sale | 4,700 | 172.7953 USD | ||||
| 5p ordinary | Sale | 6,480 | 43.2797 GBP | ||||
| 5p ordinary | Sale | 6,943 | 43.2838 GBP | ||||
| ADR | Sale | 8,300 | 172.5351 USD | ||||
| 5p ordinary | Sale | 8,529 | 43.1560 GBP | ||||
| 5p ordinary | Sale | 10,403 | 43.0164 GBP | ||||
| 5p ordinary | Sale | 16,668 | 43.1389 GBP | ||||
| 5p ordinary | Sale | 19,000 | 43.2845 GBP | ||||
| ADR | Sale | 20,000 | 173.5500 USD | ||||
| 5p ordinary | Sale | 22,172 | 43.1299 GBP | ||||
| ADR | Sale | 25,000 | 173.5451 USD | ||||
| 5p ordinary | Sale | 32,747 | 43.2314 GBP | ||||
| 5p ordinary | Sale | 35,089 | 43.0720 GBP | ||||
| 5p ordinary | Sale | 64,876 | 43.0585 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 73 | 43.0400 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 43.1361 GBP | |||||
| 5p ordinary | SWAP | Long | 335 | 43.1777 GBP | |||||
| 5p ordinary | SWAP | Long | 490 | 43.0783 GBP | |||||
| 5p ordinary | CFD | Long | 576 | 43.1537 GBP | |||||
| 5p ordinary | SWAP | Long | 824 | 43.1155 GBP | |||||
| 5p ordinary | SWAP | Long | 1,402 | 43.1735 GBP | |||||
| 5p ordinary | CFD | Long | 1,467 | 43.2195 GBP | |||||
| 5p ordinary | CFD | Long | 1,923 | 43.0855 GBP | |||||
| 5p ordinary | CFD | Long | 2,337 | 43.2514 GBP | |||||
| 5p ordinary | SWAP | Long | 3,163 | 42.9932 GBP | |||||
| 5p ordinary | CFD | Long | 23,915 | 43.1616 GBP | |||||
| 5p ordinary | CFD | Long | 45,000 | 43.1850 GBP | |||||
| 5p ordinary | SWAP | Long | 47,038 | 43.2198 GBP | |||||
| 5p ordinary | SWAP | Short | 417 | 43.1636 GBP | |||||
| 5p ordinary | SWAP | Short | 524 | 43.2711 GBP | |||||
| 5p ordinary | SWAP | Short | 1,421 | 43.1746 GBP | |||||
| 5p ordinary | SWAP | Short | 1,754 | 43.2033 GBP | |||||
| 5p ordinary | CFD | Short | 1,853 | 43.1865 GBP | |||||
| 5p ordinary | CFD | Short | 2,178 | 43.4376 GBP | |||||
| 5p ordinary | CFD | Short | 2,238 | 43.1720 GBP | |||||
| 5p ordinary | SWAP | Short | 2,742 | 43.2321 GBP | |||||
| 5p ordinary | SWAP | Short | 3,375 | 43.2189 GBP | |||||
| 5p ordinary | CFD | Short | 6,705 | 43.0062 GBP | |||||
| 5p ordinary | CFD | Short | 9,579 | 43.1877 GBP | |||||
| 5p ordinary | SWAP | Short | 10,933 | 43.1942 GBP | |||||
| 5p ordinary | SWAP | Short | 11,622 | 43.0104 GBP | |||||
| 5p ordinary | SWAP | Short | 12,375 | 43.1702 GBP | |||||
| 5p ordinary | SWAP | Short | 14,454 | 43.2062 GBP | |||||
| 5p ordinary | SWAP | Short | 25,482 | 43.0256 GBP | |||||
| 5p ordinary | CFD | Short | 28,520 | 43.1843 GBP | |||||
| 5p ordinary | SWAP | Short | 37,241 | 43.0100 GBP | |||||
| 5p ordinary | SWAP | Short | 41,173 | 43.0473 GBP | |||||
| ADR | CFD | Short | 15,000 | 171.6715 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 173 USD | American | 20 Jul 2018 | 1.6900 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 170 USD | American | 20 Jul 2018 | 3.2600 USD | ||||||||
| ADR | Call Options | Selling | 2,300 | 180 USD | American | 18 Jan 2019 | 8.3700 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 11 Jul 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 173.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -10,200 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 170.0000 | American | 17 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 170.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -4,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180711005404/en/
Copyright Business Wire 2018
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