3rd May 2018 12:29
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 02 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,326,662 | 0.57% | 3,444,320 | 0.37% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 293,208 | 0.03% | 3,550,222 | 0.39% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 331,100 | 0.03% | 514,300 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,950,970 | 0.62% | 7,508,842 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 4 | 38.8575 GBP | ||||
| 5p ordinary | Purchase | 6 | 39.0304 GBP | ||||
| 5p ordinary | Purchase | 7 | 39.0295 GBP | ||||
| 5p ordinary | Purchase | 9 | 38.9344 GBP | ||||
| 5p ordinary | Purchase | 12 | 38.8566 GBP | ||||
| ADR | Purchase | 25 | 159.1744 USD | ||||
| ADR | Purchase | 30 | 158.6000 USD | ||||
| 5p ordinary | Purchase | 40 | 39.0500 GBP | ||||
| 5p ordinary | Purchase | 47 | 39.0000 GBP | ||||
| 5p ordinary | Purchase | 48 | 39.0298 GBP | ||||
| 5p ordinary | Purchase | 53 | 38.7839 GBP | ||||
| 5p ordinary | Purchase | 78 | 39.0299 GBP | ||||
| ADR | Purchase | 91 | 157.7901 USD | ||||
| ADR | Purchase | 100 | 157.5700 USD | ||||
| ADR | Purchase | 100 | 157.9700 USD | ||||
| ADR | Purchase | 100 | 157.4900 USD | ||||
| ADR | Purchase | 100 | 157.5075 USD | ||||
| ADR | Purchase | 100 | 159.7300 USD | ||||
| ADR | Purchase | 100 | 157.4800 USD | ||||
| 5p ordinary | Purchase | 193 | 39.0205 GBP | ||||
| ADR | Purchase | 197 | 158.1122 USD | ||||
| ADR | Purchase | 200 | 157.4700 USD | ||||
| ADR | Purchase | 200 | 159.5725 USD | ||||
| ADR | Purchase | 200 | 158.0800 USD | ||||
| 5p ordinary | Purchase | 219 | 38.8462 GBP | ||||
| ADR | Purchase | 235 | 159.5102 USD | ||||
| 5p ordinary | Purchase | 262 | 38.8058 GBP | ||||
| 5p ordinary | Purchase | 291 | 38.8569 GBP | ||||
| ADR | Purchase | 299 | 159.1033 USD | ||||
| ADR | Purchase | 300 | 157.5766 USD | ||||
| 5p ordinary | Purchase | 338 | 38.7957 GBP | ||||
| 5p ordinary | Purchase | 359 | 38.9167 GBP | ||||
| 5p ordinary | Purchase | 375 | 39.0292 GBP | ||||
| ADR | Purchase | 400 | 157.9550 USD | ||||
| 5p ordinary | Purchase | 421 | 39.0279 GBP | ||||
| ADR | Purchase | 530 | 157.5450 USD | ||||
| ADR | Purchase | 600 | 158.6800 USD | ||||
| 5p ordinary | Purchase | 695 | 39.0046 GBP | ||||
| ADR | Purchase | 732 | 159.5420 USD | ||||
| 5p ordinary | Purchase | 772 | 38.7909 GBP | ||||
| 5p ordinary | Purchase | 934 | 38.9778 GBP | ||||
| ADR | Purchase | 1,488 | 157.4500 USD | ||||
| 5p ordinary | Purchase | 1,513 | 39.0242 GBP | ||||
| ADR | Purchase | 1,600 | 158.8915 USD | ||||
| 5p ordinary | Purchase | 1,607 | 38.8277 GBP | ||||
| 5p ordinary | Purchase | 1,652 | 38.8645 GBP | ||||
| 5p ordinary | Purchase | 1,795 | 38.8600 GBP | ||||
| 5p ordinary | Purchase | 1,911 | 38.9379 GBP | ||||
| ADR | Purchase | 1,990 | 159.0841 USD | ||||
| 5p ordinary | Purchase | 2,145 | 38.8613 GBP | ||||
| 5p ordinary | Purchase | 2,558 | 38.8756 GBP | ||||
| ADR | Purchase | 3,024 | 158.4052 USD | ||||
| 5p ordinary | Purchase | 3,283 | 38.8568 GBP | ||||
| ADR | Purchase | 3,400 | 158.3341 USD | ||||
| ADR | Purchase | 3,400 | 158.2933 USD | ||||
| 5p ordinary | Purchase | 3,599 | 38.9269 GBP | ||||
| 5p ordinary | Purchase | 4,578 | 39.0047 GBP | ||||
| 5p ordinary | Purchase | 6,104 | 38.8867 GBP | ||||
| 5p ordinary | Purchase | 6,590 | 38.9686 GBP | ||||
| 5p ordinary | Purchase | 6,655 | 38.9358 GBP | ||||
| 5p ordinary | Purchase | 11,960 | 38.9263 GBP | ||||
| 5p ordinary | Purchase | 12,054 | 38.9527 GBP | ||||
| 5p ordinary | Purchase | 12,523 | 39.0141 GBP | ||||
| 5p ordinary | Purchase | 13,034 | 38.9595 GBP | ||||
| 5p ordinary | Purchase | 15,095 | 38.9519 GBP | ||||
| 5p ordinary | Purchase | 19,031 | 38.8865 GBP | ||||
| 5p ordinary | Purchase | 19,846 | 38.8816 GBP | ||||
| 5p ordinary | Purchase | 28,055 | 38.9758 GBP | ||||
| 5p ordinary | Purchase | 44,034 | 38.9404 GBP | ||||
| 5p ordinary | Purchase | 47,256 | 38.8601 GBP | ||||
| 5p ordinary | Purchase | 49,102 | 38.9411 GBP | ||||
| 5p ordinary | Purchase | 171,014 | 38.9630 GBP | ||||
| ADR | Sale | 4 | 158.8300 USD | ||||
| ADR | Sale | 21 | 159.2400 USD | ||||
| ADR | Sale | 30 | 158.6000 USD | ||||
| ADR | Sale | 91 | 157.7901 USD | ||||
| ADR | Sale | 100 | 158.5900 USD | ||||
| ADR | Sale | 100 | 157.4800 USD | ||||
| ADR | Sale | 100 | 158.6150 USD | ||||
| 5p ordinary | Sale | 166 | 38.8477 GBP | ||||
| ADR | Sale | 200 | 158.7600 USD | ||||
| ADR | Sale | 200 | 159.3600 USD | ||||
| ADR | Sale | 200 | 158.6300 USD | ||||
| 5p ordinary | Sale | 210 | 39.0280 GBP | ||||
| ADR | Sale | 300 | 159.1600 USD | ||||
| ADR | Sale | 400 | 158.3900 USD | ||||
| 5p ordinary | Sale | 440 | 38.7875 GBP | ||||
| ADR | Sale | 500 | 157.9505 USD | ||||
| 5p ordinary | Sale | 546 | 38.7276 GBP | ||||
| ADR | Sale | 563 | 158.1582 USD | ||||
| ADR | Sale | 584 | 158.2887 USD | ||||
| ADR | Sale | 700 | 158.5114 USD | ||||
| ADR | Sale | 721 | 159.1603 USD | ||||
| 5p ordinary | Sale | 982 | 39.0323 GBP | ||||
| ADR | Sale | 1,000 | 158.9830 USD | ||||
| ADR | Sale | 1,167 | 159.5409 USD | ||||
| 5p ordinary | Sale | 1,168 | 38.9200 GBP | ||||
| 5p ordinary | Sale | 1,319 | 38.9424 GBP | ||||
| ADR | Sale | 1,690 | 159.0263 USD | ||||
| 5p ordinary | Sale | 1,764 | 38.9450 GBP | ||||
| 5p ordinary | Sale | 2,032 | 38.9188 GBP | ||||
| ADR | Sale | 2,043 | 158.6950 USD | ||||
| 5p ordinary | Sale | 2,126 | 39.0080 GBP | ||||
| 5p ordinary | Sale | 2,162 | 39.0013 GBP | ||||
| ADR | Sale | 2,200 | 158.3018 USD | ||||
| 5p ordinary | Sale | 2,380 | 38.9988 GBP | ||||
| ADR | Sale | 2,818 | 157.4500 USD | ||||
| 5p ordinary | Sale | 2,892 | 39.0003 GBP | ||||
| ADR | Sale | 3,400 | 158.3085 USD | ||||
| 5p ordinary | Sale | 3,590 | 38.8600 GBP | ||||
| ADR | Sale | 3,999 | 158.3137 USD | ||||
| 5p ordinary | Sale | 4,367 | 38.9860 GBP | ||||
| 5p ordinary | Sale | 4,648 | 38.8988 GBP | ||||
| 5p ordinary | Sale | 5,000 | 39.0065 GBP | ||||
| 5p ordinary | Sale | 5,000 | 38.8999 GBP | ||||
| 5p ordinary | Sale | 5,106 | 39.0328 GBP | ||||
| 5p ordinary | Sale | 7,584 | 39.0376 GBP | ||||
| 5p ordinary | Sale | 7,996 | 38.9371 GBP | ||||
| 5p ordinary | Sale | 10,031 | 38.8906 GBP | ||||
| 5p ordinary | Sale | 13,724 | 38.9708 GBP | ||||
| 5p ordinary | Sale | 17,417 | 38.8823 GBP | ||||
| 5p ordinary | Sale | 30,441 | 38.9500 GBP | ||||
| 5p ordinary | Sale | 42,847 | 38.9467 GBP | ||||
| 5p ordinary | Sale | 44,620 | 38.9479 GBP | ||||
| 5p ordinary | Sale | 59,143 | 38.9360 GBP | ||||
| 5p ordinary | Sale | 69,004 | 38.9210 GBP | ||||
| 5p ordinary | Sale | 102,787 | 38.9127 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 40 | 39.0297 GBP | |||||
| 5p ordinary | CFD | Long | 59 | 38.8477 GBP | |||||
| 5p ordinary | CFD | Long | 107 | 38.8478 GBP | |||||
| 5p ordinary | SWAP | Long | 116 | 38.9512 GBP | |||||
| 5p ordinary | SWAP | Long | 210 | 39.0279 GBP | |||||
| 5p ordinary | SWAP | Long | 982 | 39.0323 GBP | |||||
| 5p ordinary | CFD | Long | 1,168 | 38.9200 GBP | |||||
| 5p ordinary | CFD | Long | 1,200 | 38.8982 GBP | |||||
| 5p ordinary | CFD | Long | 1,319 | 38.9424 GBP | |||||
| 5p ordinary | SWAP | Long | 1,500 | 38.9450 GBP | |||||
| 5p ordinary | CFD | Long | 1,869 | 38.9600 GBP | |||||
| 5p ordinary | CFD | Long | 2,032 | 38.9188 GBP | |||||
| 5p ordinary | SWAP | Long | 3,670 | 38.9789 GBP | |||||
| 5p ordinary | SWAP | Long | 4,367 | 38.9860 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 39.0061 GBP | |||||
| 5p ordinary | SWAP | Long | 5,087 | 38.9097 GBP | |||||
| 5p ordinary | CFD | Long | 5,106 | 39.0328 GBP | |||||
| 5p ordinary | CFD | Long | 7,584 | 39.0376 GBP | |||||
| 5p ordinary | SWAP | Long | 14,905 | 38.9308 GBP | |||||
| 5p ordinary | SWAP | Long | 30,441 | 38.9500 GBP | |||||
| 5p ordinary | SWAP | Long | 69,004 | 38.9210 GBP | |||||
| 5p ordinary | SWAP | Long | 77,893 | 38.9602 GBP | |||||
| 5p ordinary | SWAP | Short | 9 | 38.9338 GBP | |||||
| 5p ordinary | SWAP | Short | 53 | 38.7838 GBP | |||||
| 5p ordinary | CFD | Short | 219 | 38.8462 GBP | |||||
| 5p ordinary | SWAP | Short | 262 | 38.8058 GBP | |||||
| 5p ordinary | SWAP | Short | 338 | 38.7957 GBP | |||||
| 5p ordinary | SWAP | Short | 515 | 38.9798 GBP | |||||
| 5p ordinary | SWAP | Short | 772 | 38.7909 GBP | |||||
| 5p ordinary | SWAP | Short | 1,607 | 38.8277 GBP | |||||
| 5p ordinary | SWAP | Short | 1,911 | 38.9379 GBP | |||||
| 5p ordinary | SWAP | Short | 2,143 | 38.9185 GBP | |||||
| 5p ordinary | CFD | Short | 2,512 | 38.8816 GBP | |||||
| 5p ordinary | SWAP | Short | 2,558 | 38.8756 GBP | |||||
| 5p ordinary | SWAP | Short | 2,959 | 38.9173 GBP | |||||
| 5p ordinary | CFD | Short | 3,270 | 39.0466 GBP | |||||
| 5p ordinary | CFD | Short | 3,599 | 38.9269 GBP | |||||
| 5p ordinary | SWAP | Short | 3,663 | 38.9752 GBP | |||||
| 5p ordinary | SWAP | Short | 6,655 | 38.9358 GBP | |||||
| 5p ordinary | CFD | Short | 11,960 | 38.9263 GBP | |||||
| 5p ordinary | CFD | Short | 12,523 | 39.0141 GBP | |||||
| 5p ordinary | CFD | Short | 15,095 | 38.9519 GBP | |||||
| 5p ordinary | SWAP | Short | 16,701 | 38.9320 GBP | |||||
| 5p ordinary | SWAP | Short | 18,076 | 38.9450 GBP | |||||
| 5p ordinary | SWAP | Short | 40,020 | 38.9461 GBP | |||||
| 5p ordinary | SWAP | Short | 50,847 | 38.9458 GBP | |||||
| 5p ordinary | CFD | Short | 79,877 | 38.9935 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 400 | 163 USD | American | 4 May 2018 | 0.8700 USD | ||||||||
| ADR | Call Options | Selling | 1,300 | 175 USD | American | 15 Jun 2018 | 2.4400 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 150 USD | American | 4 May 2018 | 0.2000 USD | ||||||||
| ADR | Put Options | Selling | 200 | 90 USD | American | 18 May 2018 | 0.0500 USD | ||||||||
| ADR | Put Options | Selling | 2,800 | 95 USD | American | 18 May 2018 | 0.1053 USD | ||||||||
| ADR | Put Options | Selling | 15,900 | 150 USD | American | 18 May 2018 | 2.2974 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 3 May 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 25,500 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 163.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 147.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 170.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,600 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 300 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 153.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180503005726/en/
Copyright Business Wire 2018
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