22nd Jun 2018 14:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,333,918 | 1.02% | 4,153,943 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 161,604 | 0.02% | 5,363,548 | 0.59% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 248,300 | 0.03% | 256,300 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,743,822 | 1.07% | 9,773,791 | 1.07% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 2 | 162.4900 USD | ||||
| ADR | Purchase | 18 | 162.4297 USD | ||||
| 5p ordinary | Purchase | 40 | 40.7550 GBP | ||||
| ADR | Purchase | 69 | 161.9600 USD | ||||
| 5p ordinary | Purchase | 96 | 41.0750 GBP | ||||
| ADR | Purchase | 100 | 163.0000 USD | ||||
| ADR | Purchase | 100 | 162.8600 USD | ||||
| ADR | Purchase | 100 | 162.0800 USD | ||||
| ADR | Purchase | 100 | 161.9250 USD | ||||
| 5p ordinary | Purchase | 111 | 40.9900 GBP | ||||
| 5p ordinary | Purchase | 131 | 40.7698 GBP | ||||
| ADR | Purchase | 177 | 162.5037 USD | ||||
| ADR | Purchase | 200 | 162.2750 USD | ||||
| 5p ordinary | Purchase | 262 | 40.8272 GBP | ||||
| ADR | Purchase | 284 | 162.2500 USD | ||||
| ADR | Purchase | 350 | 162.0042 USD | ||||
| 5p ordinary | Purchase | 468 | 40.9861 GBP | ||||
| ADR | Purchase | 483 | 161.7121 USD | ||||
| ADR | Purchase | 500 | 161.6975 USD | ||||
| 5p ordinary | Purchase | 684 | 40.8420 GBP | ||||
| 5p ordinary | Purchase | 749 | 41.0975 GBP | ||||
| ADR | Purchase | 1,005 | 162.4000 USD | ||||
| 5p ordinary | Purchase | 1,211 | 41.0314 GBP | ||||
| 5p ordinary | Purchase | 1,240 | 40.8109 GBP | ||||
| 5p ordinary | Purchase | 1,361 | 40.9382 GBP | ||||
| 5p ordinary | Purchase | 1,703 | 41.1529 GBP | ||||
| 5p ordinary | Purchase | 1,706 | 40.9222 GBP | ||||
| 5p ordinary | Purchase | 1,857 | 40.9346 GBP | ||||
| 5p ordinary | Purchase | 2,209 | 41.0000 GBP | ||||
| 5p ordinary | Purchase | 2,284 | 41.0221 GBP | ||||
| 5p ordinary | Purchase | 2,361 | 41.0322 GBP | ||||
| ADR | Purchase | 2,400 | 162.1523 USD | ||||
| ADR | Purchase | 3,500 | 162.3775 USD | ||||
| ADR | Purchase | 4,300 | 162.4154 USD | ||||
| ADR | Purchase | 5,017 | 161.6845 USD | ||||
| ADR | Purchase | 7,257 | 162.3496 USD | ||||
| 5p ordinary | Purchase | 10,047 | 40.9874 GBP | ||||
| 5p ordinary | Purchase | 10,551 | 40.8800 GBP | ||||
| 5p ordinary | Purchase | 11,326 | 40.9749 GBP | ||||
| ADR | Purchase | 11,900 | 162.5220 USD | ||||
| ADR | Purchase | 20,600 | 161.8783 USD | ||||
| 5p ordinary | Purchase | 30,020 | 40.9756 GBP | ||||
| 5p ordinary | Purchase | 70,626 | 40.8914 GBP | ||||
| 5p ordinary | Purchase | 221,337 | 40.9456 GBP | ||||
| ADR | Sale | 2 | 162.4900 USD | ||||
| ADR | Sale | 18 | 162.4297 USD | ||||
| ADR | Sale | 29 | 162.3801 USD | ||||
| 5p ordinary | Sale | 95 | 40.7550 GBP | ||||
| ADR | Sale | 100 | 162.1500 USD | ||||
| ADR | Sale | 100 | 162.4050 USD | ||||
| 5p ordinary | Sale | 129 | 40.9800 GBP | ||||
| ADR | Sale | 169 | 161.9393 USD | ||||
| ADR | Sale | 194 | 162.5653 USD | ||||
| ADR | Sale | 200 | 162.0362 USD | ||||
| ADR | Sale | 200 | 162.2750 USD | ||||
| ADR | Sale | 242 | 162.4219 USD | ||||
| ADR | Sale | 300 | 162.0467 USD | ||||
| ADR | Sale | 300 | 162.1333 USD | ||||
| 5p ordinary | Sale | 323 | 41.0428 GBP | ||||
| ADR | Sale | 377 | 162.4858 USD | ||||
| ADR | Sale | 400 | 162.0450 USD | ||||
| ADR | Sale | 500 | 162.6205 USD | ||||
| ADR | Sale | 806 | 162.4000 USD | ||||
| 5p ordinary | Sale | 867 | 40.8800 GBP | ||||
| 5p ordinary | Sale | 1,000 | 41.0028 GBP | ||||
| ADR | Sale | 1,000 | 162.8390 USD | ||||
| 5p ordinary | Sale | 1,118 | 40.8848 GBP | ||||
| ADR | Sale | 1,300 | 162.1696 USD | ||||
| ADR | Sale | 1,400 | 162.4393 USD | ||||
| ADR | Sale | 1,500 | 162.4826 USD | ||||
| 5p ordinary | Sale | 1,500 | 41.0023 GBP | ||||
| 5p ordinary | Sale | 1,658 | 40.9116 GBP | ||||
| ADR | Sale | 1,801 | 162.5847 USD | ||||
| 5p ordinary | Sale | 1,854 | 41.0038 GBP | ||||
| ADR | Sale | 2,300 | 162.1414 USD | ||||
| ADR | Sale | 2,700 | 162.3377 USD | ||||
| 5p ordinary | Sale | 3,005 | 40.9639 GBP | ||||
| ADR | Sale | 3,700 | 162.2935 USD | ||||
| 5p ordinary | Sale | 3,923 | 40.8931 GBP | ||||
| 5p ordinary | Sale | 4,063 | 40.9341 GBP | ||||
| 5p ordinary | Sale | 5,000 | 41.0089 GBP | ||||
| ADR | Sale | 5,800 | 162.2878 USD | ||||
| ADR | Sale | 6,000 | 161.6878 USD | ||||
| ADR | Sale | 6,263 | 162.4970 USD | ||||
| 5p ordinary | Sale | 6,985 | 40.9842 GBP | ||||
| ADR | Sale | 7,491 | 162.3270 USD | ||||
| 5p ordinary | Sale | 9,047 | 40.9622 GBP | ||||
| 5p ordinary | Sale | 9,748 | 40.9420 GBP | ||||
| 5p ordinary | Sale | 10,066 | 40.9275 GBP | ||||
| 5p ordinary | Sale | 11,451 | 40.9247 GBP | ||||
| 5p ordinary | Sale | 12,366 | 40.9316 GBP | ||||
| 5p ordinary | Sale | 14,943 | 40.9744 GBP | ||||
| ADR | Sale | 21,300 | 161.9047 USD | ||||
| 5p ordinary | Sale | 23,135 | 40.9623 GBP | ||||
| 5p ordinary | Sale | 29,682 | 40.9065 GBP | ||||
| 5p ordinary | Sale | 37,066 | 40.9319 GBP | ||||
| 5p ordinary | Sale | 40,488 | 40.8709 GBP | ||||
| 5p ordinary | Sale | 64,054 | 40.8846 GBP | ||||
| 5p ordinary | Sale | 140,341 | 40.9463 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 1,118 | 40.8848 GBP | |||||
| 5p ordinary | CFD | Long | 1,247 | 40.8725 GBP | |||||
| 5p ordinary | CFD | Long | 1,658 | 40.9116 GBP | |||||
| 5p ordinary | CFD | Long | 1,756 | 40.8726 GBP | |||||
| 5p ordinary | SWAP | Long | 1,843 | 40.7665 GBP | |||||
| 5p ordinary | CFD | Long | 2,400 | 40.8827 GBP | |||||
| 5p ordinary | SWAP | Long | 2,611 | 40.8899 GBP | |||||
| 5p ordinary | SWAP | Long | 3,015 | 40.9757 GBP | |||||
| 5p ordinary | SWAP | Long | 3,069 | 41.1005 GBP | |||||
| 5p ordinary | CFD | Long | 3,214 | 40.9180 GBP | |||||
| 5p ordinary | CFD | Long | 3,923 | 40.8931 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 41.0742 GBP | |||||
| 5p ordinary | SWAP | Long | 9,269 | 40.8816 GBP | |||||
| 5p ordinary | CFD | Long | 14,943 | 40.9744 GBP | |||||
| 5p ordinary | CFD | Long | 19,164 | 40.9112 GBP | |||||
| 5p ordinary | CFD | Long | 39,241 | 40.8708 GBP | |||||
| 5p ordinary | SWAP | Long | 54,056 | 40.9147 GBP | |||||
| 5p ordinary | CFD | Short | 6 | 41.0583 GBP | |||||
| 5p ordinary | SWAP | Short | 402 | 40.9783 GBP | |||||
| 5p ordinary | CFD | Short | 462 | 40.9852 GBP | |||||
| 5p ordinary | CFD | Short | 684 | 40.8420 GBP | |||||
| 5p ordinary | CFD | Short | 749 | 41.0975 GBP | |||||
| 5p ordinary | SWAP | Short | 841 | 40.9268 GBP | |||||
| 5p ordinary | CFD | Short | 1,240 | 40.8109 GBP | |||||
| 5p ordinary | CFD | Short | 1,890 | 40.7607 GBP | |||||
| 5p ordinary | SWAP | Short | 3,010 | 40.8462 GBP | |||||
| 5p ordinary | SWAP | Short | 3,822 | 40.9986 GBP | |||||
| 5p ordinary | SWAP | Short | 7,959 | 40.9168 GBP | |||||
| 5p ordinary | CFD | Short | 11,961 | 41.1109 GBP | |||||
| 5p ordinary | SWAP | Short | 17,014 | 40.8800 GBP | |||||
| 5p ordinary | SWAP | Short | 21,763 | 41.0277 GBP | |||||
| 5p ordinary | SWAP | Short | 26,703 | 40.9011 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 160 USD | American | 20 Jul 2018 | 5.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 165 USD | American | 22 Jun 2018 | 0.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 165 USD | American | 29 Jun 2018 | 1.1000 USD | ||||||||
| ADR | Call Options | Selling | 200 | 168 USD | American | 22 Jun 2018 | 0.1800 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 22 Jun 2018 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 153.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 163.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -900 | 158.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,100 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 168.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 8,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180622005318/en/
Copyright Business Wire 2018
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