24th May 2018 14:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,319,451 | 1.02% | 3,215,305 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 348,104 | 0.04% | 4,587,002 | 0.50% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 314,200 | 0.04% | 580,800 | 0.06% | |||||||
| TOTAL: | 9,981,755 | 1.10% | 8,383,107 | 0.91% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 8 | 167.2900 USD | ||||
| 5p ordinary | Purchase | 18 | 42.0550 GBP | ||||
| ADR | Purchase | 25 | 165.0216 USD | ||||
| 5p ordinary | Purchase | 72 | 41.9900 GBP | ||||
| ADR | Purchase | 100 | 167.1600 USD | ||||
| ADR | Purchase | 100 | 166.8650 USD | ||||
| ADR | Purchase | 100 | 166.7600 USD | ||||
| ADR | Purchase | 100 | 166.2050 USD | ||||
| 5p ordinary | Purchase | 104 | 41.9150 GBP | ||||
| ADR | Purchase | 148 | 166.3768 USD | ||||
| ADR | Purchase | 169 | 167.5850 USD | ||||
| 5p ordinary | Purchase | 187 | 42.2700 GBP | ||||
| 5p ordinary | Purchase | 216 | 41.9133 GBP | ||||
| 5p ordinary | Purchase | 310 | 42.0248 GBP | ||||
| ADR | Purchase | 410 | 166.2800 USD | ||||
| ADR | Purchase | 410 | 166.2400 USD | ||||
| ADR | Purchase | 490 | 166.2230 USD | ||||
| 5p ordinary | Purchase | 514 | 41.8253 GBP | ||||
| 5p ordinary | Purchase | 526 | 41.9993 GBP | ||||
| 5p ordinary | Purchase | 600 | 42.1400 GBP | ||||
| ADR | Purchase | 700 | 166.0828 USD | ||||
| ADR | Purchase | 700 | 166.3592 USD | ||||
| ADR | Purchase | 700 | 166.8985 USD | ||||
| 5p ordinary | Purchase | 720 | 42.0040 GBP | ||||
| ADR | Purchase | 804 | 165.9376 USD | ||||
| 5p ordinary | Purchase | 825 | 41.5450 GBP | ||||
| ADR | Purchase | 826 | 166.3313 USD | ||||
| ADR | Purchase | 970 | 166.2346 USD | ||||
| ADR | Purchase | 988 | 166.8842 USD | ||||
| 5p ordinary | Purchase | 1,100 | 41.8406 GBP | ||||
| 5p ordinary | Purchase | 1,125 | 42.0350 GBP | ||||
| ADR | Purchase | 1,400 | 166.1953 USD | ||||
| 5p ordinary | Purchase | 1,712 | 41.8248 GBP | ||||
| ADR | Purchase | 1,800 | 167.7450 USD | ||||
| ADR | Purchase | 2,500 | 166.0684 USD | ||||
| ADR | Purchase | 2,903 | 166.7722 USD | ||||
| 5p ordinary | Purchase | 3,051 | 41.9856 GBP | ||||
| ADR | Purchase | 3,867 | 166.4300 USD | ||||
| ADR | Purchase | 3,990 | 166.5570 USD | ||||
| 5p ordinary | Purchase | 4,043 | 41.8312 GBP | ||||
| ADR | Purchase | 4,051 | 167.1177 USD | ||||
| 5p ordinary | Purchase | 4,212 | 42.1076 GBP | ||||
| ADR | Purchase | 4,410 | 166.4211 USD | ||||
| 5p ordinary | Purchase | 4,521 | 41.9381 GBP | ||||
| 5p ordinary | Purchase | 4,726 | 41.9733 GBP | ||||
| 5p ordinary | Purchase | 5,378 | 41.7912 GBP | ||||
| ADR | Purchase | 6,000 | 166.3570 USD | ||||
| ADR | Purchase | 6,400 | 166.3567 USD | ||||
| 5p ordinary | Purchase | 7,464 | 41.5445 GBP | ||||
| 5p ordinary | Purchase | 10,883 | 41.8800 GBP | ||||
| 5p ordinary | Purchase | 11,268 | 41.8227 GBP | ||||
| 5p ordinary | Purchase | 13,367 | 42.0650 GBP | ||||
| ADR | Purchase | 13,591 | 167.7228 USD | ||||
| 5p ordinary | Purchase | 14,550 | 41.9375 GBP | ||||
| ADR | Purchase | 24,227 | 166.7141 USD | ||||
| ADR | Purchase | 25,234 | 166.7122 USD | ||||
| 5p ordinary | Purchase | 31,267 | 41.8447 GBP | ||||
| 5p ordinary | Purchase | 78,737 | 41.6398 GBP | ||||
| 5p ordinary | Purchase | 336,646 | 41.6181 GBP | ||||
| ADR | Sale | 1 | 166.8000 USD | ||||
| ADR | Sale | 8 | 167.2900 USD | ||||
| ADR | Sale | 10 | 166.2400 USD | ||||
| 5p ordinary | Sale | 21 | 41.8276 GBP | ||||
| ADR | Sale | 25 | 165.0216 USD | ||||
| 5p ordinary | Sale | 31 | 41.8045 GBP | ||||
| 5p ordinary | Sale | 35 | 41.7050 GBP | ||||
| ADR | Sale | 48 | 166.3700 USD | ||||
| 5p ordinary | Sale | 55 | 41.9843 GBP | ||||
| 5p ordinary | Sale | 89 | 41.8627 GBP | ||||
| ADR | Sale | 100 | 166.2600 USD | ||||
| ADR | Sale | 100 | 166.3800 USD | ||||
| ADR | Sale | 100 | 166.1800 USD | ||||
| ADR | Sale | 100 | 165.1700 USD | ||||
| 5p ordinary | Sale | 137 | 41.8048 GBP | ||||
| 5p ordinary | Sale | 144 | 41.7218 GBP | ||||
| 5p ordinary | Sale | 145 | 41.9276 GBP | ||||
| ADR | Sale | 169 | 167.5850 USD | ||||
| 5p ordinary | Sale | 171 | 41.8795 GBP | ||||
| 5p ordinary | Sale | 197 | 42.0000 GBP | ||||
| ADR | Sale | 200 | 165.3400 USD | ||||
| ADR | Sale | 200 | 166.3745 USD | ||||
| ADR | Sale | 200 | 166.8350 USD | ||||
| 5p ordinary | Sale | 226 | 41.9791 GBP | ||||
| 5p ordinary | Sale | 247 | 41.9950 GBP | ||||
| 5p ordinary | Sale | 254 | 41.8730 GBP | ||||
| 5p ordinary | Sale | 422 | 42.0532 GBP | ||||
| ADR | Sale | 427 | 166.6836 USD | ||||
| ADR | Sale | 500 | 165.9940 USD | ||||
| ADR | Sale | 500 | 166.2460 USD | ||||
| ADR | Sale | 500 | 168.0520 USD | ||||
| 5p ordinary | Sale | 577 | 42.0187 GBP | ||||
| ADR | Sale | 600 | 166.5366 USD | ||||
| 5p ordinary | Sale | 697 | 41.7442 GBP | ||||
| 5p ordinary | Sale | 743 | 42.0413 GBP | ||||
| ADR | Sale | 900 | 168.0272 USD | ||||
| ADR | Sale | 1,000 | 166.1005 USD | ||||
| ADR | Sale | 1,079 | 166.1624 USD | ||||
| 5p ordinary | Sale | 1,330 | 42.0604 GBP | ||||
| 5p ordinary | Sale | 1,351 | 42.0444 GBP | ||||
| 5p ordinary | Sale | 1,369 | 42.0464 GBP | ||||
| 5p ordinary | Sale | 1,607 | 41.8506 GBP | ||||
| 5p ordinary | Sale | 2,122 | 42.0418 GBP | ||||
| 5p ordinary | Sale | 2,225 | 41.8885 GBP | ||||
| 5p ordinary | Sale | 2,588 | 41.8696 GBP | ||||
| ADR | Sale | 2,600 | 166.2175 USD | ||||
| ADR | Sale | 2,799 | 166.6404 USD | ||||
| 5p ordinary | Sale | 2,852 | 41.7735 GBP | ||||
| ADR | Sale | 3,000 | 167.3362 USD | ||||
| ADR | Sale | 3,200 | 165.8622 USD | ||||
| 5p ordinary | Sale | 3,422 | 41.7257 GBP | ||||
| ADR | Sale | 3,600 | 166.7931 USD | ||||
| ADR | Sale | 3,867 | 166.4300 USD | ||||
| 5p ordinary | Sale | 4,104 | 41.7901 GBP | ||||
| 5p ordinary | Sale | 4,607 | 41.8678 GBP | ||||
| ADR | Sale | 4,700 | 166.3017 USD | ||||
| 5p ordinary | Sale | 4,996 | 41.7896 GBP | ||||
| ADR | Sale | 5,000 | 167.8708 USD | ||||
| ADR | Sale | 6,000 | 166.1374 USD | ||||
| 5p ordinary | Sale | 6,655 | 41.9202 GBP | ||||
| ADR | Sale | 6,700 | 167.6828 USD | ||||
| 5p ordinary | Sale | 7,500 | 42.0321 GBP | ||||
| 5p ordinary | Sale | 7,976 | 42.0481 GBP | ||||
| 5p ordinary | Sale | 8,584 | 41.9762 GBP | ||||
| 5p ordinary | Sale | 12,604 | 41.7556 GBP | ||||
| 5p ordinary | Sale | 13,128 | 41.7552 GBP | ||||
| ADR | Sale | 21,932 | 166.7414 USD | ||||
| ADR | Sale | 38,066 | 166.7521 USD | ||||
| 5p ordinary | Sale | 74,139 | 41.6158 GBP | ||||
| 5p ordinary | Sale | 116,749 | 41.5610 GBP | ||||
| 5p ordinary | Sale | 138,035 | 42.0850 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 21 | 41.8275 GBP | |||||
| 5p ordinary | SWAP | Long | 31 | 41.8045 GBP | |||||
| 5p ordinary | CFD | Long | 55 | 41.9843 GBP | |||||
| 5p ordinary | SWAP | Long | 89 | 41.8627 GBP | |||||
| 5p ordinary | SWAP | Long | 116 | 41.8252 GBP | |||||
| 5p ordinary | SWAP | Long | 137 | 41.8048 GBP | |||||
| 5p ordinary | SWAP | Long | 171 | 41.8795 GBP | |||||
| 5p ordinary | SWAP | Long | 254 | 41.8730 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 42.0662 GBP | |||||
| 5p ordinary | CFD | Long | 422 | 42.0531 GBP | |||||
| 5p ordinary | CFD | Long | 468 | 41.9891 GBP | |||||
| 5p ordinary | SWAP | Long | 592 | 42.1174 GBP | |||||
| 5p ordinary | SWAP | Long | 636 | 41.7391 GBP | |||||
| 5p ordinary | SWAP | Long | 1,607 | 41.8505 GBP | |||||
| 5p ordinary | SWAP | Long | 1,725 | 41.5450 GBP | |||||
| 5p ordinary | SWAP | Long | 1,776 | 41.9752 GBP | |||||
| 5p ordinary | SWAP | Long | 2,225 | 41.8885 GBP | |||||
| 5p ordinary | SWAP | Long | 4,503 | 42.0671 GBP | |||||
| 5p ordinary | SWAP | Long | 4,607 | 41.8678 GBP | |||||
| 5p ordinary | CFD | Long | 7,500 | 42.0321 GBP | |||||
| 5p ordinary | SWAP | Long | 138,035 | 42.0850 GBP | |||||
| 5p ordinary | SWAP | Short | 24 | 41.8237 GBP | |||||
| 5p ordinary | SWAP | Short | 28 | 41.9750 GBP | |||||
| 5p ordinary | SWAP | Short | 400 | 41.5491 GBP | |||||
| 5p ordinary | SWAP | Short | 592 | 41.9689 GBP | |||||
| 5p ordinary | SWAP | Short | 599 | 41.9643 GBP | |||||
| 5p ordinary | CFD | Short | 763 | 41.5512 GBP | |||||
| 5p ordinary | SWAP | Short | 1,100 | 41.8406 GBP | |||||
| 5p ordinary | CFD | Short | 2,750 | 42.0462 GBP | |||||
| 5p ordinary | CFD | Short | 3,051 | 41.9856 GBP | |||||
| 5p ordinary | CFD | Short | 3,750 | 41.8503 GBP | |||||
| 5p ordinary | SWAP | Short | 4,140 | 41.8920 GBP | |||||
| 5p ordinary | CFD | Short | 4,212 | 42.1075 GBP | |||||
| 5p ordinary | CFD | Short | 4,768 | 41.6721 GBP | |||||
| 5p ordinary | SWAP | Short | 7,731 | 41.8490 GBP | |||||
| 5p ordinary | CFD | Short | 10,883 | 41.8800 GBP | |||||
| 5p ordinary | CFD | Short | 13,585 | 41.9843 GBP | |||||
| 5p ordinary | CFD | Short | 26,898 | 41.5487 GBP | |||||
| 5p ordinary | SWAP | Short | 49,686 | 41.8719 GBP | |||||
| 5p ordinary | CFD | Short | 56,784 | 41.5483 GBP | |||||
| 5p ordinary | SWAP | Short | 88,136 | 41.6187 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 500 | 170 USD | American | 20 Jul 2018 | 4.1480 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 24 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,200 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180524005762/en/
Copyright Business Wire 2018
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