20th Jul 2018 15:43
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,445,983 | 0.60% | 2,680,754 | 0.29% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,678,429 | 0.18% | 4,140,230 | 0.45% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 249,300 | 0.03% | 277,500 | 0.03% | |||||||
| TOTAL: | 7,373,712 | 0.81% | 7,098,484 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 44.2750 GBP | ||||
| ADR | Purchase | 2 | 173.2900 USD | ||||
| ADR | Purchase | 13 | 173.1500 USD | ||||
| ADR | Purchase | 57 | 172.4200 USD | ||||
| 5p ordinary | Purchase | 73 | 44.2525 GBP | ||||
| 5p ordinary | Purchase | 73 | 44.4425 GBP | ||||
| 5p ordinary | Purchase | 73 | 44.1000 GBP | ||||
| ADR | Purchase | 100 | 172.4600 USD | ||||
| 5p ordinary | Purchase | 148 | 44.2475 GBP | ||||
| ADR | Purchase | 200 | 172.8900 USD | ||||
| ADR | Purchase | 300 | 172.9272 USD | ||||
| 5p ordinary | Purchase | 300 | 44.3073 GBP | ||||
| ADR | Purchase | 332 | 172.8947 USD | ||||
| 5p ordinary | Purchase | 460 | 44.3561 GBP | ||||
| 5p ordinary | Purchase | 720 | 44.4380 GBP | ||||
| ADR | Purchase | 1,000 | 173.0455 USD | ||||
| ADR | Purchase | 1,100 | 173.0568 USD | ||||
| 5p ordinary | Purchase | 1,199 | 44.2879 GBP | ||||
| 5p ordinary | Purchase | 1,354 | 44.2491 GBP | ||||
| 5p ordinary | Purchase | 1,854 | 44.2599 GBP | ||||
| 5p ordinary | Purchase | 2,500 | 44.2961 GBP | ||||
| ADR | Purchase | 2,843 | 172.9800 USD | ||||
| 5p ordinary | Purchase | 3,074 | 44.2175 GBP | ||||
| 5p ordinary | Purchase | 3,714 | 44.2089 GBP | ||||
| ADR | Purchase | 3,757 | 172.8205 USD | ||||
| 5p ordinary | Purchase | 4,189 | 44.4430 GBP | ||||
| ADR | Purchase | 4,805 | 172.9185 USD | ||||
| 5p ordinary | Purchase | 6,234 | 44.1372 GBP | ||||
| 5p ordinary | Purchase | 15,358 | 44.4450 GBP | ||||
| 5p ordinary | Purchase | 19,051 | 44.3730 GBP | ||||
| 5p ordinary | Purchase | 20,646 | 44.2082 GBP | ||||
| 5p ordinary | Purchase | 34,705 | 44.1500 GBP | ||||
| 5p ordinary | Purchase | 46,665 | 44.2494 GBP | ||||
| 5p ordinary | Purchase | 122,225 | 44.3302 GBP | ||||
| ADR | Sale | 15 | 173.1687 USD | ||||
| ADR | Sale | 21 | 172.6300 USD | ||||
| 5p ordinary | Sale | 73 | 44.4425 GBP | ||||
| 5p ordinary | Sale | 73 | 44.1000 GBP | ||||
| 5p ordinary | Sale | 74 | 44.2475 GBP | ||||
| ADR | Sale | 91 | 173.0214 USD | ||||
| ADR | Sale | 100 | 172.7800 USD | ||||
| ADR | Sale | 100 | 173.0000 USD | ||||
| ADR | Sale | 100 | 173.1100 USD | ||||
| ADR | Sale | 100 | 173.1300 USD | ||||
| ADR | Sale | 100 | 173.1700 USD | ||||
| 5p ordinary | Sale | 104 | 44.4447 GBP | ||||
| ADR | Sale | 141 | 172.8943 USD | ||||
| ADR | Sale | 157 | 172.4454 USD | ||||
| 5p ordinary | Sale | 177 | 44.0613 GBP | ||||
| ADR | Sale | 195 | 172.5582 USD | ||||
| ADR | Sale | 200 | 173.0947 USD | ||||
| ADR | Sale | 200 | 172.5650 USD | ||||
| ADR | Sale | 200 | 172.5800 USD | ||||
| ADR | Sale | 300 | 173.0216 USD | ||||
| ADR | Sale | 405 | 172.9151 USD | ||||
| ADR | Sale | 500 | 172.9990 USD | ||||
| ADR | Sale | 500 | 172.8140 USD | ||||
| 5p ordinary | Sale | 500 | 44.0030 GBP | ||||
| ADR | Sale | 500 | 173.0920 USD | ||||
| 5p ordinary | Sale | 610 | 44.1462 GBP | ||||
| 5p ordinary | Sale | 755 | 44.2606 GBP | ||||
| ADR | Sale | 800 | 173.0700 USD | ||||
| ADR | Sale | 805 | 172.8233 USD | ||||
| 5p ordinary | Sale | 868 | 44.2188 GBP | ||||
| ADR | Sale | 887 | 172.5954 USD | ||||
| 5p ordinary | Sale | 1,209 | 44.2467 GBP | ||||
| ADR | Sale | 1,354 | 173.0048 USD | ||||
| 5p ordinary | Sale | 1,843 | 44.2911 GBP | ||||
| 5p ordinary | Sale | 2,025 | 44.0666 GBP | ||||
| ADR | Sale | 2,238 | 172.9800 USD | ||||
| 5p ordinary | Sale | 2,478 | 44.2047 GBP | ||||
| 5p ordinary | Sale | 2,550 | 44.4450 GBP | ||||
| 5p ordinary | Sale | 2,906 | 44.0478 GBP | ||||
| 5p ordinary | Sale | 2,970 | 44.0792 GBP | ||||
| ADR | Sale | 4,200 | 172.9354 USD | ||||
| 5p ordinary | Sale | 4,341 | 44.3134 GBP | ||||
| 5p ordinary | Sale | 5,182 | 44.1011 GBP | ||||
| 5p ordinary | Sale | 5,983 | 44.1308 GBP | ||||
| 5p ordinary | Sale | 8,743 | 44.2712 GBP | ||||
| 5p ordinary | Sale | 9,066 | 44.1175 GBP | ||||
| 5p ordinary | Sale | 9,386 | 44.4445 GBP | ||||
| 5p ordinary | Sale | 10,503 | 44.3187 GBP | ||||
| 5p ordinary | Sale | 10,793 | 44.2525 GBP | ||||
| 5p ordinary | Sale | 12,610 | 44.2513 GBP | ||||
| 5p ordinary | Sale | 14,140 | 44.0858 GBP | ||||
| 5p ordinary | Sale | 16,007 | 44.2008 GBP | ||||
| 5p ordinary | Sale | 17,306 | 44.0720 GBP | ||||
| 5p ordinary | Sale | 34,611 | 44.0790 GBP | ||||
| 5p ordinary | Sale | 44,290 | 44.3383 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 346 | 43.8050 GBP | |||||
| 5p ordinary | SWAP | Long | 932 | 44.2459 GBP | |||||
| 5p ordinary | SWAP | Long | 1,539 | 44.1824 GBP | |||||
| 5p ordinary | CFD | Long | 2,025 | 44.0666 GBP | |||||
| 5p ordinary | SWAP | Long | 2,550 | 44.4450 GBP | |||||
| 5p ordinary | CFD | Long | 2,906 | 44.0478 GBP | |||||
| 5p ordinary | CFD | Long | 2,970 | 44.0792 GBP | |||||
| 5p ordinary | CFD | Long | 3,720 | 44.2042 GBP | |||||
| 5p ordinary | CFD | Long | 4,341 | 44.3134 GBP | |||||
| 5p ordinary | SWAP | Long | 4,393 | 44.2432 GBP | |||||
| 5p ordinary | CFD | Long | 5,758 | 44.0690 GBP | |||||
| 5p ordinary | CFD | Long | 7,000 | 44.2781 GBP | |||||
| 5p ordinary | CFD | Long | 9,066 | 44.1175 GBP | |||||
| 5p ordinary | SWAP | Long | 17,306 | 44.0720 GBP | |||||
| 5p ordinary | SWAP | Long | 17,994 | 44.2829 GBP | |||||
| 5p ordinary | SWAP | Long | 34,611 | 44.0790 GBP | |||||
| 5p ordinary | SWAP | Short | 212 | 44.2569 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 44.3073 GBP | |||||
| 5p ordinary | SWAP | Short | 309 | 44.1952 GBP | |||||
| 5p ordinary | SWAP | Short | 496 | 44.3760 GBP | |||||
| 5p ordinary | SWAP | Short | 692 | 44.2510 GBP | |||||
| 5p ordinary | SWAP | Short | 704 | 44.2786 GBP | |||||
| 5p ordinary | SWAP | Short | 1,538 | 44.1690 GBP | |||||
| 5p ordinary | SWAP | Short | 2,992 | 44.2421 GBP | |||||
| 5p ordinary | CFD | Short | 3,422 | 44.2906 GBP | |||||
| 5p ordinary | SWAP | Short | 7,875 | 44.3411 GBP | |||||
| 5p ordinary | SWAP | Short | 20,767 | 44.4450 GBP | |||||
| 5p ordinary | SWAP | Short | 29,168 | 44.2993 GBP | |||||
| 5p ordinary | SWAP | Short | 32,254 | 44.2350 GBP | |||||
| 5p ordinary | CFD | Short | 46,665 | 44.2494 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 105 USD | American | 18 Jan 2019 | 69.1500 USD | ||||||||
| ADR | Call Options | Selling | 100 | 125 USD | American | 18 Jan 2019 | 50.0600 USD | ||||||||
| ADR | Call Options | Selling | 100 | 173 USD | American | 20 Jul 2018 | 1.1100 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 20 Jul 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 8,100 | 173.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 7,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -10,200 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 170.0000 | American | 17 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -9,500 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 7,300 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -4,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 175.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180720005286/en/
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