6th Oct 2014 15:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 3 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,072,818 | 1.88% | 4,859,918 | 0.82% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,116,631 | 0.36% | 5,044,578 | 0.86% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,641,000 | 0.28% | 1,934,526 | 0.33% | |||||||
| TOTAL: | 14,830,449 | 2.52% | 11,839,022 | 2.01% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 15 | 52.6000 GBP | ||||
| ORD | Purchase | 33 | 52.2000 GBP | ||||
| ORD | Purchase | 61 | 52.3000 GBP | ||||
| ORD | Purchase | 61 | 52.5500 GBP | ||||
| ORD | Purchase | 87 | 52.8500 GBP | ||||
| ORD | Purchase | 96 | 54.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 102 | 260.4300 USD | ||||
| ORD | Purchase | 132 | 52.3500 GBP | ||||
| ORD | Purchase | 133 | 53.2000 GBP | ||||
| ORD | Purchase | 179 | 52.5000 GBP | ||||
| ORD | Purchase | 202 | 54.2200 GBP | ||||
| ORD (traded as ADR) | Purchase | 243 | 261.2300 USD | ||||
| ORD | Purchase | 269 | 53.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 261.5850 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 262.2500 USD | ||||
| ORD | Purchase | 426 | 54.1000 GBP | ||||
| ORD | Purchase | 437 | 54.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 498 | 261.2795 USD | ||||
| ORD (traded as ADR) | Purchase | 525 | 261.7414 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 260.9150 USD | ||||
| ORD | Purchase | 602 | 54.1500 GBP | ||||
| ORD | Purchase | 704 | 54.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 260.4100 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 260.4197 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 262.2216 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 262.9500 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 262.9760 USD | ||||
| ORD | Purchase | 1,550 | 53.5710 GBP | ||||
| ORD | Purchase | 1,613 | 54.4500 GBP | ||||
| ORD | Purchase | 1,635 | 52.6732 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 261.0766 USD | ||||
| ORD (traded as ADR) | Purchase | 1,857 | 261.6734 USD | ||||
| ORD | Purchase | 1,947 | 54.0010 GBP | ||||
| ORD | Purchase | 1,997 | 54.3500 GBP | ||||
| ORD | Purchase | 2,032 | 54.5500 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,091 | 261.0650 USD | ||||
| ORD | Purchase | 2,530 | 52.8654 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 260.5706 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 260.7592 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 261.6280 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 261.6610 USD | ||||
| ORD | Purchase | 3,151 | 54.2500 GBP | ||||
| ORD | Purchase | 3,400 | 54.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 261.2838 USD | ||||
| ORD | Purchase | 4,400 | 53.4909 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,638 | 262.8255 USD | ||||
| ORD (traded as ADR) | Purchase | 4,989 | 262.1486 USD | ||||
| ORD (traded as ADR) | Purchase | 5,043 | 262.0882 USD | ||||
| ORD | Purchase | 5,087 | 53.6332 GBP | ||||
| ORD | Purchase | 5,289 | 54.2000 GBP | ||||
| ORD | Purchase | 6,315 | 54.0910 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,600 | 262.6709 USD | ||||
| ORD | Purchase | 6,604 | 53.5319 GBP | ||||
| ORD | Purchase | 6,660 | 54.0136 GBP | ||||
| ORD | Purchase | 7,005 | 53.8167 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,080 | 260.6733 USD | ||||
| ORD | Purchase | 9,000 | 53.4261 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,639 | 262.7551 USD | ||||
| ORD (traded as ADR) | Purchase | 10,170 | 262.6504 USD | ||||
| ORD (traded as ADR) | Purchase | 10,500 | 261.2239 USD | ||||
| ORD (traded as ADR) | Purchase | 13,242 | 261.1849 USD | ||||
| ORD (traded as ADR) | Purchase | 14,304 | 261.9370 USD | ||||
| ORD | Purchase | 15,082 | 53.8779 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,702 | 262.8565 USD | ||||
| ORD (traded as ADR) | Purchase | 16,500 | 262.6705 USD | ||||
| ORD (traded as ADR) | Purchase | 18,750 | 262.8060 USD | ||||
| ORD | Purchase | 23,197 | 52.4500 GBP | ||||
| ORD | Purchase | 23,376 | 54.0279 GBP | ||||
| ORD (traded as ADR) | Purchase | 23,400 | 261.5148 USD | ||||
| ORD | Purchase | 29,238 | 54.0643 GBP | ||||
| ORD (traded as ADR) | Purchase | 38,703 | 261.3428 USD | ||||
| ORD (traded as ADR) | Purchase | 46,200 | 261.7779 USD | ||||
| ORD (traded as ADR) | Purchase | 48,261 | 261.9173 USD | ||||
| ORD | Purchase | 49,851 | 53.5019 GBP | ||||
| ORD (traded as ADR) | Purchase | 54,288 | 261.4880 USD | ||||
| ORD (traded as ADR) | Purchase | 60,300 | 261.4158 USD | ||||
| ORD (traded as ADR) | Purchase | 60,843 | 262.8458 USD | ||||
| ORD (traded as ADR) | Purchase | 66,000 | 261.1969 USD | ||||
| ORD | Purchase | 66,666 | 53.8699 GBP | ||||
| ORD (traded as ADR) | Purchase | 68,208 | 260.6730 USD | ||||
| ORD | Purchase | 70,299 | 54.5158 GBP | ||||
| ORD | Purchase | 71,754 | 53.0572 GBP | ||||
| ORD (traded as ADR) | Purchase | 106,800 | 262.4987 USD | ||||
| ORD (traded as ADR) | Purchase | 124,500 | 261.2406 USD | ||||
| ORD | Purchase | 150,000 | 54.4281 GBP | ||||
| ORD (traded as ADR) | Purchase | 150,000 | 260.2000 USD | ||||
| ORD (traded as ADR) | Purchase | 150,900 | 260.4000 USD | ||||
| ORD (traded as ADR) | Purchase | 210,000 | 260.3428 USD | ||||
| ORD (traded as ADR) | Purchase | 210,000 | 260.7857 USD | ||||
| ORD | Purchase | 219,719 | 54.0263 GBP | ||||
| ORD (traded as ADR) | Purchase | 225,000 | 260.6000 USD | ||||
| ORD | Purchase | 237,036 | 53.5552 GBP | ||||
| ORD | Purchase | 808,601 | 54.5146 GBP | ||||
| ORD | Sale | 7 | 52.4500 GBP | ||||
| ORD | Sale | 33 | 52.2000 GBP | ||||
| ORD | Sale | 61 | 52.3000 GBP | ||||
| ORD | Sale | 61 | 52.5500 GBP | ||||
| ORD | Sale | 87 | 52.8500 GBP | ||||
| ORD | Sale | 93 | 52.4815 GBP | ||||
| ORD | Sale | 96 | 54.0000 GBP | ||||
| ORD | Sale | 115 | 53.0409 GBP | ||||
| ORD | Sale | 132 | 52.3500 GBP | ||||
| ORD | Sale | 133 | 53.2000 GBP | ||||
| ORD | Sale | 179 | 52.5000 GBP | ||||
| ORD | Sale | 202 | 54.2200 GBP | ||||
| ORD (traded as ADR) | Sale | 225 | 263.0100 USD | ||||
| ORD | Sale | 269 | 53.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 260.7900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.0110 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 262.4800 USD | ||||
| ORD | Sale | 426 | 54.1000 GBP | ||||
| ORD | Sale | 437 | 54.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 262.7576 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 262.7600 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 262.7700 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 262.8100 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 262.8200 USD | ||||
| ORD | Sale | 602 | 54.1500 GBP | ||||
| ORD | Sale | 704 | 54.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 262.0333 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 262.2216 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 262.2293 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 262.8231 USD | ||||
| ORD | Sale | 1,197 | 54.5500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 261.3137 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 262.5396 USD | ||||
| ORD | Sale | 1,613 | 54.4500 GBP | ||||
| ORD | Sale | 1,928 | 54.3500 GBP | ||||
| ORD | Sale | 2,068 | 54.3300 GBP | ||||
| ORD (traded as ADR) | Sale | 2,091 | 261.0650 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 260.4099 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 262.7744 USD | ||||
| ORD | Sale | 2,856 | 54.5000 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 261.6280 USD | ||||
| ORD | Sale | 3,151 | 54.2500 GBP | ||||
| ORD | Sale | 3,230 | 54.2221 GBP | ||||
| ORD (traded as ADR) | Sale | 3,900 | 262.7683 USD | ||||
| ORD | Sale | 4,026 | 54.1914 GBP | ||||
| ORD (traded as ADR) | Sale | 4,500 | 261.4506 USD | ||||
| ORD (traded as ADR) | Sale | 4,500 | 262.7000 USD | ||||
| ORD (traded as ADR) | Sale | 5,400 | 261.2300 USD | ||||
| ORD (traded as ADR) | Sale | 5,400 | 262.8741 USD | ||||
| ORD (traded as ADR) | Sale | 5,550 | 262.7821 USD | ||||
| ORD | Sale | 5,919 | 53.4441 GBP | ||||
| ORD | Sale | 6,264 | 53.4727 GBP | ||||
| ORD (traded as ADR) | Sale | 7,500 | 261.0390 USD | ||||
| ORD | Sale | 7,888 | 52.3955 GBP | ||||
| ORD (traded as ADR) | Sale | 8,100 | 262.8377 USD | ||||
| ORD | Sale | 9,048 | 53.2571 GBP | ||||
| ORD (traded as ADR) | Sale | 9,600 | 261.1296 USD | ||||
| ORD (traded as ADR) | Sale | 10,380 | 260.6733 USD | ||||
| ORD | Sale | 11,232 | 54.2439 GBP | ||||
| ORD | Sale | 11,288 | 54.5019 GBP | ||||
| ORD | Sale | 11,353 | 54.1750 GBP | ||||
| ORD (traded as ADR) | Sale | 11,700 | 261.5148 USD | ||||
| ORD | Sale | 15,773 | 54.2222 GBP | ||||
| ORD | Sale | 20,070 | 54.2542 GBP | ||||
| ORD | Sale | 21,086 | 53.7815 GBP | ||||
| ORD | Sale | 23,701 | 54.1668 GBP | ||||
| ORD | Sale | 25,298 | 54.3842 GBP | ||||
| ORD | Sale | 32,523 | 54.3894 GBP | ||||
| ORD | Sale | 44,189 | 53.4688 GBP | ||||
| ORD (traded as ADR) | Sale | 53,100 | 262.2934 USD | ||||
| ORD (traded as ADR) | Sale | 60,000 | 260.2000 USD | ||||
| ORD | Sale | 61,758 | 54.5118 GBP | ||||
| ORD | Sale | 64,641 | 52.9278 GBP | ||||
| ORD (traded as ADR) | Sale | 65,700 | 261.1977 USD | ||||
| ORD (traded as ADR) | Sale | 70,299 | 261.1854 USD | ||||
| ORD | Sale | 85,219 | 54.2000 GBP | ||||
| ORD | Sale | 87,419 | 54.1556 GBP | ||||
| ORD | Sale | 102,969 | 54.3723 GBP | ||||
| ORD (traded as ADR) | Sale | 124,500 | 261.2406 USD | ||||
| ORD (traded as ADR) | Sale | 130,185 | 261.7508 USD | ||||
| ORD (traded as ADR) | Sale | 136,416 | 260.6730 USD | ||||
| ORD | Sale | 169,596 | 54.3258 GBP | ||||
| ORD | Sale | 177,095 | 53.5228 GBP | ||||
| ORD | Sale | 194,212 | 54.4267 GBP | ||||
| ORD (traded as ADR) | Sale | 210,000 | 260.7857 USD | ||||
| ORD (traded as ADR) | Sale | 225,000 | 260.6000 USD | ||||
| ORD (traded as ADR) | Sale | 300,000 | 260.4000 USD | ||||
| ORD (traded as ADR) | Sale | 330,000 | 260.5786 USD | ||||
| ORD | Sale | 490,403 | 54.3679 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 90 | 53.9451 GBP | |||||
| ORD | SWAP | Long | 93 | 52.4814 GBP | |||||
| ORD | CFD | Long | 109 | 54.4418 GBP | |||||
| ORD | SWAP | Long | 2,995 | 52.4493 GBP | |||||
| ORD | SWAP | Long | 5,978 | 53.5827 GBP | |||||
| ORD | CFD | Short | 2,530 | 52.8654 GBP | |||||
| ORD | CFD | Short | 6,658 | 54.0565 GBP | |||||
| ORD | SWAP | Short | 6,781 | 53.9859 GBP | |||||
| ORD | CFD | Short | 7,005 | 53.8167 GBP | |||||
| ORD | CFD | Short | 9,900 | 54.4645 GBP | |||||
| ORD | SWAP | Short | 27,375 | 54.2369 GBP | |||||
| ORD | CFD | Short | 21,717 | 52.9911 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 20,000 | 250 USD | American | 18 Oct 2014 | 15.8000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 290 USD | American | 20 Jan 2017 | 15.8000 USD | ||||||||
| ADR | Put Options | Selling | 700 | 140 USD | American | 18 Oct 2014 | 0.0500 USD | ||||||||
| ADR | Put Options | Selling | 100 | 265 USD | American | 15 Jan 2016 | 25.7000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 4,000 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,042 | 250.0000 | American | 17 Oct 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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