18th Aug 2014 13:49
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,856,613 | 1.67% | 3,949,889 | 0.67% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,100,938 | 0.36% | 5,129,591 | 0.87% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,727,400 | 0.29% | 1,454,700 | 0.25% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,684,951 | 2.32% | 10,534,180 | 1.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 6 | 48.5440 GBP | ||||
| ORD | Purchase | 9 | 48.7000 GBP | ||||
| ORD | Purchase | 18 | 48.6600 GBP | ||||
| ORD | Purchase | 20 | 48.7100 GBP | ||||
| ORD | Purchase | 31 | 48.3550 GBP | ||||
| ORD | Purchase | 31 | 48.3810 GBP | ||||
| ORD | Purchase | 47 | 48.6200 GBP | ||||
| ORD | Purchase | 49 | 48.3650 GBP | ||||
| ORD | Purchase | 57 | 48.5400 GBP | ||||
| ORD | Purchase | 57 | 48.5750 GBP | ||||
| ORD | Purchase | 57 | 48.6350 GBP | ||||
| ORD | Purchase | 57 | 48.6550 GBP | ||||
| ORD | Purchase | 61 | 48.3660 GBP | ||||
| ORD | Purchase | 61 | 48.3710 GBP | ||||
| ORD | Purchase | 63 | 48.2800 GBP | ||||
| ORD | Purchase | 63 | 48.5100 GBP | ||||
| ORD | Purchase | 63 | 48.6100 GBP | ||||
| ORD | Purchase | 74 | 48.5300 GBP | ||||
| ORD | Purchase | 74 | 48.7300 GBP | ||||
| ORD | Purchase | 76 | 48.5490 GBP | ||||
| ORD | Purchase | 76 | 48.7200 GBP | ||||
| ORD | Purchase | 78 | 48.6490 GBP | ||||
| ORD | Purchase | 96 | 48.3600 GBP | ||||
| ORD | Purchase | 99 | 48.6250 GBP | ||||
| ORD | Purchase | 102 | 48.3750 GBP | ||||
| ORD | Purchase | 102 | 48.3950 GBP | ||||
| ORD | Purchase | 113 | 48.4300 GBP | ||||
| ORD | Purchase | 113 | 48.5500 GBP | ||||
| ORD | Purchase | 113 | 48.7350 GBP | ||||
| ORD | Purchase | 132 | 48.6800 GBP | ||||
| ORD | Purchase | 142 | 48.3100 GBP | ||||
| ORD | Purchase | 143 | 48.6700 GBP | ||||
| ORD | Purchase | 153 | 48.3960 GBP | ||||
| ORD | Purchase | 211 | 48.3300 GBP | ||||
| ORD | Purchase | 235 | 48.5000 GBP | ||||
| ORD | Purchase | 238 | 48.3200 GBP | ||||
| ORD | Purchase | 244 | 48.5900 GBP | ||||
| ORD | Purchase | 250 | 48.7292 GBP | ||||
| ORD | Purchase | 252 | 48.5700 GBP | ||||
| ORD | Purchase | 252 | 48.6400 GBP | ||||
| ORD | Purchase | 273 | 48.3500 GBP | ||||
| ORD | Purchase | 274 | 48.6900 GBP | ||||
| ORD | Purchase | 295 | 48.2979 GBP | ||||
| ORD | Purchase | 316 | 48.3540 GBP | ||||
| ORD | Purchase | 380 | 48.4200 GBP | ||||
| ORD | Purchase | 399 | 48.3400 GBP | ||||
| ORD | Purchase | 476 | 48.3827 GBP | ||||
| ORD | Purchase | 482 | 48.4050 GBP | ||||
| ORD | Purchase | 538 | 48.4400 GBP | ||||
| ORD | Purchase | 662 | 48.5600 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 242.3933 USD | ||||
| ORD | Purchase | 1,474 | 48.3800 GBP | ||||
| ORD | Purchase | 1,497 | 48.3700 GBP | ||||
| ORD | Purchase | 1,646 | 48.4122 GBP | ||||
| ORD | Purchase | 2,018 | 48.5897 GBP | ||||
| ORD | Purchase | 3,099 | 48.5834 GBP | ||||
| ORD | Purchase | 4,404 | 48.5431 GBP | ||||
| ORD | Purchase | 4,522 | 48.3900 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,600 | 243.0290 USD | ||||
| ORD | Purchase | 6,631 | 48.4000 GBP | ||||
| ORD | Purchase | 6,684 | 48.4015 GBP | ||||
| ORD | Purchase | 7,213 | 48.4026 GBP | ||||
| ORD | Purchase | 7,370 | 48.5066 GBP | ||||
| ORD | Purchase | 10,137 | 48.3980 GBP | ||||
| ORD | Purchase | 10,233 | 48.3887 GBP | ||||
| ORD | Purchase | 18,817 | 48.5426 GBP | ||||
| ORD | Purchase | 18,861 | 48.5800 GBP | ||||
| ORD | Purchase | 24,533 | 48.4986 GBP | ||||
| ORD | Purchase | 25,387 | 48.3572 GBP | ||||
| ORD | Purchase | 26,000 | 48.4087 GBP | ||||
| ORD | Purchase | 29,251 | 48.4121 GBP | ||||
| ORD | Purchase | 33,377 | 48.3639 GBP | ||||
| ORD | Purchase | 45,481 | 48.4119 GBP | ||||
| ORD | Purchase | 60,630 | 48.5690 GBP | ||||
| ORD | Purchase | 146,094 | 48.4497 GBP | ||||
| ORD | Purchase | 355,500 | 48.3135 GBP | ||||
| ORD | Sale | 6 | 48.5440 GBP | ||||
| ORD | Sale | 18 | 48.6600 GBP | ||||
| ORD | Sale | 20 | 48.7100 GBP | ||||
| ORD | Sale | 31 | 48.3550 GBP | ||||
| ORD | Sale | 31 | 48.3810 GBP | ||||
| ORD | Sale | 47 | 48.6200 GBP | ||||
| ORD | Sale | 49 | 48.3650 GBP | ||||
| ORD | Sale | 57 | 48.5400 GBP | ||||
| ORD | Sale | 57 | 48.5750 GBP | ||||
| ORD | Sale | 57 | 48.6350 GBP | ||||
| ORD | Sale | 57 | 48.6550 GBP | ||||
| ORD | Sale | 61 | 48.3660 GBP | ||||
| ORD | Sale | 61 | 48.3710 GBP | ||||
| ORD | Sale | 63 | 48.2800 GBP | ||||
| ORD | Sale | 63 | 48.5100 GBP | ||||
| ORD | Sale | 63 | 48.6100 GBP | ||||
| ORD | Sale | 74 | 48.5300 GBP | ||||
| ORD | Sale | 74 | 48.7300 GBP | ||||
| ORD | Sale | 76 | 48.5490 GBP | ||||
| ORD | Sale | 76 | 48.7200 GBP | ||||
| ORD | Sale | 78 | 48.6490 GBP | ||||
| ORD | Sale | 96 | 48.3600 GBP | ||||
| ORD | Sale | 99 | 48.6250 GBP | ||||
| ORD | Sale | 102 | 48.3750 GBP | ||||
| ORD | Sale | 102 | 48.3950 GBP | ||||
| ORD | Sale | 113 | 48.4300 GBP | ||||
| ORD | Sale | 113 | 48.5500 GBP | ||||
| ORD | Sale | 113 | 48.7350 GBP | ||||
| ORD | Sale | 132 | 48.6800 GBP | ||||
| ORD | Sale | 143 | 48.6700 GBP | ||||
| ORD | Sale | 153 | 48.3960 GBP | ||||
| ORD | Sale | 200 | 48.4672 GBP | ||||
| ORD | Sale | 211 | 48.3300 GBP | ||||
| ORD | Sale | 238 | 48.3200 GBP | ||||
| ORD | Sale | 244 | 48.4400 GBP | ||||
| ORD | Sale | 244 | 48.5900 GBP | ||||
| ORD | Sale | 252 | 48.5700 GBP | ||||
| ORD | Sale | 252 | 48.6400 GBP | ||||
| ORD | Sale | 273 | 48.3500 GBP | ||||
| ORD | Sale | 274 | 48.6900 GBP | ||||
| ORD | Sale | 316 | 48.3540 GBP | ||||
| ORD | Sale | 399 | 48.3400 GBP | ||||
| ORD | Sale | 482 | 48.4050 GBP | ||||
| ORD | Sale | 568 | 48.4698 GBP | ||||
| ORD | Sale | 587 | 48.4452 GBP | ||||
| ORD | Sale | 662 | 48.5600 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 242.3933 USD | ||||
| ORD | Sale | 1,474 | 48.3800 GBP | ||||
| ORD | Sale | 1,497 | 48.3700 GBP | ||||
| ORD | Sale | 1,604 | 48.4876 GBP | ||||
| ORD | Sale | 2,423 | 48.5748 GBP | ||||
| ORD | Sale | 3,498 | 48.4634 GBP | ||||
| ORD | Sale | 3,508 | 48.4916 GBP | ||||
| ORD | Sale | 3,590 | 48.5701 GBP | ||||
| ORD | Sale | 4,522 | 48.3900 GBP | ||||
| ORD | Sale | 4,882 | 48.5556 GBP | ||||
| ORD (traded as ADR) | Sale | 6,600 | 243.0290 USD | ||||
| ORD | Sale | 6,618 | 48.5156 GBP | ||||
| ORD | Sale | 6,626 | 48.3831 GBP | ||||
| ORD | Sale | 6,631 | 48.4000 GBP | ||||
| ORD | Sale | 6,715 | 48.3926 GBP | ||||
| ORD | Sale | 10,492 | 48.4378 GBP | ||||
| ORD | Sale | 14,722 | 48.5044 GBP | ||||
| ORD | Sale | 14,922 | 48.4402 GBP | ||||
| ORD | Sale | 15,000 | 48.3164 GBP | ||||
| ORD | Sale | 15,076 | 48.3071 GBP | ||||
| ORD | Sale | 19,798 | 48.5000 GBP | ||||
| ORD | Sale | 21,053 | 48.5413 GBP | ||||
| ORD | Sale | 24,200 | 48.4993 GBP | ||||
| ORD | Sale | 24,506 | 48.3538 GBP | ||||
| ORD | Sale | 25,661 | 48.4961 GBP | ||||
| ORD | Sale | 26,022 | 48.4977 GBP | ||||
| ORD | Sale | 29,058 | 48.4687 GBP | ||||
| ORD | Sale | 30,377 | 48.3663 GBP | ||||
| ORD | Sale | 47,432 | 48.3766 GBP | ||||
| ORD | Sale | 90,126 | 48.5334 GBP | ||||
| ORD | Sale | 176,000 | 48.4223 GBP | ||||
| ORD | Sale | 300,000 | 48.3150 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 123 | 48.5500 GBP | |||||
| ORD | CFD | Long | 1,226 | 48.7201 GBP | |||||
| ORD | CFD | Long | 1,604 | 48.4876 GBP | |||||
| ORD | SWAP | Long | 1,865 | 48.4281 GBP | |||||
| ORD | CFD | Long | 2,272 | 48.3250 GBP | |||||
| ORD | CFD | Long | 3,859 | 48.4582 GBP | |||||
| ORD | CFD | Long | 2,423 | 48.5748 GBP | |||||
| ORD | CFD | Long | 6,600 | 48.4956 GBP | |||||
| ORD | SWAP | Long | 10,901 | 48.3625 GBP | |||||
| ORD | CFD | Long | 15,076 | 48.3071 GBP | |||||
| ORD | CFD | Long | 10,351 | 48.5623 GBP | |||||
| ORD | SWAP | Long | 24,200 | 48.4993 GBP | |||||
| ORD | SWAP | Short | 152 | 48.7548 GBP | |||||
| ORD | CFD | Short | 295 | 48.2979 GBP | |||||
| ORD | SWAP | Short | 1,646 | 48.4122 GBP | |||||
| ORD | SWAP | Short | 1,865 | 48.5018 GBP | |||||
| ORD | CFD | Short | 2,514 | 48.3041 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 5,000 | 260 USD | American | 17 Jan 2015 | 10.3700 USD | ||||||||
| ADR | Call Options | Purchasing | 2,400 | 270 USD | American | 17 Jan 2015 | 5.9258 USD | ||||||||
| ADR | Call Options | Purchasing | 800 | 275 USD | American | 17 Jan 2015 | 4.5600 USD | ||||||||
| ADR | Call Options | Selling | 6,500 | 250 USD | American | 17 Jan 2015 | 15.8884 USD | ||||||||
| ADR | Call Options | Selling | 800 | 255 USD | American | 17 Jan 2015 | 13.1900 USD | ||||||||
| ADR | Call Options | Selling | 800 | 260 USD | American | 17 Jan 2015 | 11.2600 USD | ||||||||
| ADR | Put Options | Purchasing | 600 | 270 USD | American | 17 Jan 2015 | 32.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,000 | 285 USD | American | 17 Jan 2015 | 43.5000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 18 Aug 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -3,400 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -5,400 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 4,900 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 20,400 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 126,300 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 321,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 2,800 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -15,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -3,500 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -319,600 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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