Become a Member

Track your favourite stocks
Create & monitor portfolios
Daily portfolio value

Company	Chg	Chg %
Quickpicks
£	%
Add shares to your quickpicks to display them here!

Form 8.3 - Shire PLC

19th Apr 2018 14:00

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:		Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree		Shire PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:		N/A
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure		April 18, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”		NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary shares: JE00B2QKY057
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	4,822,723	.54%
(2) Cash-settled derivatives:	6,811,024	.75%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:	11,693,747	1.28%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
American Depositary Receipt (ADR)	Sale	300	160.70
American Depositary Receipt (ADR)	Sale	300	160.80
American Depositary Receipt (ADR)	Sale	100	160.76
American Depositary Receipt (ADR)	Sale	100	160.65
American Depositary Receipt (ADR)	Sale	500	160.50
American Depositary Receipt (ADR)	Sale	100	160.61
American Depositary Receipt (ADR)	Sale	200	160.68
American Depositary Receipt (ADR)	Sale	400	160.56
American Depositary Receipt (ADR)	Sale	100	160.62
American Depositary Receipt (ADR)	Sale	100	160.60
American Depositary Receipt (ADR)	Sale	100	160.63
American Depositary Receipt (ADR)	Sale	100	160.24
American Depositary Receipt (ADR)	Sale	100	160.20
American Depositary Receipt (ADR)	Sale	100	160.11
American Depositary Receipt (ADR)	Sale	100	160.29
American Depositary Receipt (ADR)	Sale	100	160.17
American Depositary Receipt (ADR)	Sale	300	160.18
American Depositary Receipt (ADR)	Sale	100	160.14
American Depositary Receipt (ADR)	Sale	100	160.13
American Depositary Receipt (ADR)	Sale	100	160.15
American Depositary Receipt (ADR)	Sale	500	160.00
American Depositary Receipt (ADR)	Sale	100	160.02
American Depositary Receipt (ADR)	Sale	100	160.38
American Depositary Receipt (ADR)	Sale	100	160.42
American Depositary Receipt (ADR)	Sale	100	160.62
American Depositary Receipt (ADR)	Sale	400	160.58
American Depositary Receipt (ADR)	Sale	300	160.52
American Depositary Receipt (ADR)	Sale	100	160.53
American Depositary Receipt (ADR)	Sale	100	160.54
American Depositary Receipt (ADR)	Sale	100	160.53
American Depositary Receipt (ADR)	Sale	400	160.75
American Depositary Receipt (ADR)	Sale	100	160.79
American Depositary Receipt (ADR)	Sale	100	160.94
American Depositary Receipt (ADR)	Sale	900	161.00
American Depositary Receipt (ADR)	Sale	1,900	161.10
American Depositary Receipt (ADR)	Sale	100	161.01
American Depositary Receipt (ADR)	Sale	200	162.03
American Depositary Receipt (ADR)	Sale	500	162.91
American Depositary Receipt (ADR)	Sale	100	162.83
American Depositary Receipt (ADR)	Sale	500	162.70
American Depositary Receipt (ADR)	Sale	100	162.74
American Depositary Receipt (ADR)	Sale	100	162.63
American Depositary Receipt (ADR)	Sale	100	162.69
American Depositary Receipt (ADR)	Sale	100	162.97
American Depositary Receipt (ADR)	Sale	200	162.98
American Depositary Receipt (ADR)	Sale	100	163.06
American Depositary Receipt (ADR)	Sale	1,700	162.90
American Depositary Receipt (ADR)	Sale	200	162.93
American Depositary Receipt (ADR)	Sale	200	163.01
American Depositary Receipt (ADR)	Sale	100	162.88
American Depositary Receipt (ADR)	Sale	270	162.86
American Depositary Receipt (ADR)	Sale	30	162.85
American Depositary Receipt (ADR)	Sale	300	162.53
American Depositary Receipt (ADR)	Sale	100	162.60
American Depositary Receipt (ADR)	Sale	400	162.52
American Depositary Receipt (ADR)	Sale	400	162.52
American Depositary Receipt (ADR)	Sale	200	162.50
American Depositary Receipt (ADR)	Sale	200	162.51
American Depositary Receipt (ADR)	Sale	100	162.49

(b) Cash-settled derivative transactions

Class of relevant security	Product Description	Purchase/sale	Number of reference securities	Price per unit (GBP)
Class of relevant security	Product Description	Purchase/sale	Number of reference securities	Price per unit (GBP)
Ordinary Shares	Total Return Swap ("TRS")	Increasing a long position	295	37.29
Ordinary Shares	TRS	Increasing a long position	488	37.33
Ordinary Shares	TRS	Increasing a long position	895	37.32
Ordinary Shares	TRS	Increasing a long position	215	37.35
Ordinary Shares	TRS	Increasing a long position	2,199	37.37
Ordinary Shares	TRS	Increasing a long position	470	37.43
Ordinary Shares	TRS	Increasing a long position	249	37.47
Ordinary Shares	TRS	Increasing a long position	789	37.48
Ordinary Shares	TRS	Increasing a long position	34,817	37.50
Ordinary Shares	TRS	Increasing a long position	476	37.51
Ordinary Shares	TRS	Increasing a long position	233	37.32
Ordinary Shares	TRS	Increasing a long position	535	37.34
Ordinary Shares	TRS	Increasing a long position	50	37.44
Ordinary Shares	TRS	Increasing a long position	262	37.51
Ordinary Shares	TRS	Increasing a long position	216	37.45
Ordinary Shares	TRS	Increasing a long position	12,054	37.49
Ordinary Shares	TRS	Increasing a long position	224	37.43
Ordinary Shares	TRS	Increasing a long position	1,948	37.38
Ordinary Shares	TRS	Increasing a long position	206	37.36
Ordinary Shares	TRS	Increasing a long position	368	37.31
Ordinary Shares	TRS	Increasing a long position	501	37.36
Ordinary Shares	TRS	Increasing a long position	232	37.40
Ordinary Shares	TRS	Increasing a long position	1,163	37.30
Ordinary Shares	TRS	Increasing a long position	462	37.39
Ordinary Shares	TRS	Increasing a long position	389	37.29
Ordinary Shares	TRS	Increasing a long position	215	37.42
Ordinary Shares	TRS	Increasing a long position	425	37.20
Ordinary Shares	TRS	Increasing a long position	3,128	37.15
Ordinary Shares	TRS	Increasing a long position	278	37.24
Ordinary Shares	TRS	Increasing a long position	249	37.21
Ordinary Shares	TRS	Increasing a long position	269	37.24
Ordinary Shares	TRS	Increasing a long position	1,087	37.21
Ordinary Shares	TRS	Increasing a long position	239	37.17
Ordinary Shares	TRS	Increasing a long position	257	37.11
Ordinary Shares	TRS	Increasing a long position	601	37.10
Ordinary Shares	TRS	Increasing a long position	169	37.08
Ordinary Shares	TRS	Increasing a long position	464	37.13
Ordinary Shares	TRS	Increasing a long position	231	37.09
Ordinary Shares	TRS	Increasing a long position	1,220	36.92
Ordinary Shares	TRS	Increasing a long position	206	36.96
Ordinary Shares	TRS	Increasing a long position	1,698	37.02
Ordinary Shares	TRS	Increasing a long position	347	37.01
Ordinary Shares	TRS	Increasing a long position	258	37.06
Ordinary Shares	TRS	Increasing a long position	336	37.34
Ordinary Shares	TRS	Increasing a long position	747	37.00
Ordinary Shares	TRS	Increasing a long position	773	37.01
Ordinary Shares	TRS	Increasing a long position	1,005	37.04
Ordinary Shares	TRS	Increasing a long position	242	37.07
Ordinary Shares	TRS	Increasing a long position	484	37.09
Ordinary Shares	TRS	Increasing a long position	346	37.11
Ordinary Shares	TRS	Increasing a long position	434	36.91
Ordinary Shares	TRS	Increasing a long position	962	36.93
Ordinary Shares	TRS	Increasing a long position	28,985	37.54
Ordinary Shares	TRS	Increasing a long position	254	37.84
Ordinary Shares	TRS	Increasing a long position	18,752	37.80
Ordinary Shares	TRS	Increasing a long position	266	37.76
Ordinary Shares	TRS	Increasing a long position	465	37.74
Ordinary Shares	TRS	Increasing a long position	220	37.72
Ordinary Shares	TRS	Increasing a long position	225	37.73
Ordinary Shares	TRS	Increasing a long position	665	37.70
Ordinary Shares	TRS	Increasing a long position	232	37.71
Ordinary Shares	TRS	Increasing a long position	366	37.78
Ordinary Shares	TRS	Increasing a long position	256	37.79
Ordinary Shares	TRS	Increasing a long position	231	37.81
Ordinary Shares	TRS	Increasing a long position	249	36.97
Ordinary Shares	TRS	Increasing a long position	258	36.97
Ordinary Shares	TRS	Increasing a long position	484	36.99
Ordinary Shares	TRS	Increasing a long position	543	37.03
Ordinary Shares	TRS	Increasing a long position	349	36.95
Ordinary Shares	TRS	Increasing a long position	112	36.96
Ordinary Shares	TRS	Increasing a long position	457	37.00
Ordinary Shares	TRS	Increasing a long position	464	36.98
Ordinary Shares	TRS	Increasing a long position	1,666	37.68
Ordinary Shares	TRS	Increasing a long position	292	37.72
Ordinary Shares	TRS	Increasing a long position	726	37.67
Ordinary Shares	TRS	Increasing a long position	1,076	37.65
Ordinary Shares	TRS	Increasing a long position	214	37.64
Ordinary Shares	TRS	Increasing a long position	649	37.63
Ordinary Shares	TRS	Increasing a long position	1,076	37.61
Ordinary Shares	TRS	Increasing a long position	726	37.60
Ordinary Shares	TRS	Increasing a long position	2,206	37.59
Ordinary Shares	TRS	Increasing a long position	1,617	37.60
Ordinary Shares	TRS	Increasing a long position	244	37.66
Ordinary Shares	TRS	Increasing a long position	1,628	37.68
Ordinary Shares	TRS	Increasing a long position	37,011	37.69
Ordinary Shares	TRS	Increasing a long position	719	37.70
Ordinary Shares	TRS	Increasing a long position	493	37.64
Ordinary Shares	TRS	Increasing a long position	2,013	37.62
Ordinary Shares	TRS	Increasing a long position	748	37.67
Ordinary Shares	TRS	Increasing a long position	7,027	37.52
Ordinary Shares	TRS	Increasing a long position	927	37.55
Ordinary Shares	TRS	Increasing a long position	1,265	37.58
Ordinary Shares	TRS	Increasing a long position	12	37.56
Ordinary Shares	TRS	Increasing a long position	951	37.62
Ordinary Shares	TRS	Increasing a long position	579	37.63
Ordinary Shares	TRS	Increasing a long position	1,171	37.66
Ordinary Shares	TRS	Increasing a long position	1,479	37.61
Ordinary Shares	TRS	Increasing a long position	974	37.65
Ordinary Shares	TRS	Increasing a long position	11,366	37.59
Ordinary Shares	TRS	Increasing a long position	2,871	37.38
Ordinary Shares	TRS	Increasing a long position	255	37.05
Ordinary Shares	TRS	Increasing a long position	498	36.94
Ordinary Shares	TRS	Increasing a long position	749	36.93
Ordinary Shares	TRS	Increasing a long position	885	37.04
Ordinary Shares	TRS	Increasing a long position	641	37.31
Ordinary Shares	TRS	Increasing a long position	162	37.39
Ordinary Shares	TRS	Increasing a long position	141	37.30
Ordinary Shares	TRS	Increasing a long position	633	37.33
Ordinary Shares	TRS	Increasing a long position	715	37.57
Ordinary Shares	TRS	Increasing a long position	23,265	37.56
Ordinary Shares	TRS	Increasing a long position	689	37.53
Ordinary Shares	TRS	Increasing a long position	6,924	37.57
Ordinary Shares	TRS	Increasing a long position	255	37.53
Ordinary Shares	TRS	Increasing a long position	669	37.54
Ordinary Shares	TRS	Increasing a long position	221	36.90
Ordinary Shares	TRS	Increasing a long position	624	37.05
Ordinary Shares	TRS	Increasing a long position	1,146	37.02
Ordinary Shares	TRS	Increasing a long position	372	37.50
Ordinary Shares	TRS	Increasing a long position	625	37.71
Ordinary Shares	TRS	Increasing a long position	670	37.03
Ordinary Shares	TRS	Increasing a long position	642	37.06
Ordinary Shares	TRS	Increasing a long position	201	36.92
Ordinary Shares	TRS	Increasing a long position	229	37.35
Ordinary Shares	TRS	Increasing a long position	570	37.75
Ordinary Shares	TRS	Increasing a long position	422	37.76
Ordinary Shares	TRS	Increasing a long position	28,785	37.21
Ordinary Shares	TRS	Increasing a long position	685	37.55
Ordinary Shares	TRS	Increasing a long position	588	37.78
Ordinary Shares	TRS	Increasing a long position	250	37.77
Ordinary Shares	TRS	Increasing a long position	13,575	37.77
Ordinary Shares	TRS	Increasing a long position	614	37.58
Ordinary Shares	TRS	Increasing a long position	138	37.02
Ordinary Shares	TRS	Increasing a long position	282	36.95
Ordinary Shares	TRS	Increasing a long position	330	37.00
Ordinary Shares	TRS	Increasing a long position	17,000	37.16
Ordinary Shares	TRS	Increasing a long position	2,728	37.16
Ordinary Shares	TRS	Increasing a long position	2,649	37.32
Ordinary Shares	TRS	Increasing a long position	8,667	37.51
Ordinary Shares	TRS	Increasing a long position	13,294	37.52
Ordinary Shares	TRS	Increasing a long position	19,628	37.49
Ordinary Shares	TRS	Increasing a long position	192	37.39
Ordinary Shares	TRS	Increasing a long position	159	37.40
Ordinary Shares	TRS	Increasing a long position	116	37.40
Ordinary Shares	TRS	Increasing a long position	223	37.53
Ordinary Shares	TRS	Increasing a long position	114	37.59
Ordinary Shares	TRS	Increasing a long position	13,158	37.56
Ordinary Shares	TRS	Increasing a long position	13,577	37.55
Ordinary Shares	TRS	Increasing a long position	263	37.54
Ordinary Shares	TRS	Increasing a long position	106	37.58
Ordinary Shares	TRS	Increasing a long position	204	37.70
Ordinary Shares	TRS	Increasing a long position	679	37.75
Ordinary Shares	TRS	Increasing a long position	6	37.66

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:		April 19, 2018
Contact name:		Jessica Opland
Telephone number:		1-214-880-4057

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180419005249/en/

Related Shares:

FTSE 100 Latest

Value8,604.98

Change50.18