2nd Jul 2018 11:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,345,733 | 1.02% | 4,444,866 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 325,015 | 0.03% | 5,042,959 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 254,100 | 0.01% | 262,400 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,924,848 | 1.07% | 9,750,225 | 1.07% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 1 | 168.7100 USD | ||||
| 5p ordinary | Purchase | 33 | 42.7275 GBP | ||||
| 5p ordinary | Purchase | 37 | 42.9991 GBP | ||||
| 5p ordinary | Purchase | 40 | 42.7250 GBP | ||||
| 5p ordinary | Purchase | 49 | 42.8673 GBP | ||||
| 5p ordinary | Purchase | 70 | 42.6650 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.6975 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.7000 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.7525 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.7400 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.6950 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.6875 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.6800 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.6675 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.6425 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.7725 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.8050 GBP | ||||
| 5p ordinary | Purchase | 78 | 42.7306 GBP | ||||
| 5p ordinary | Purchase | 88 | 43.1987 GBP | ||||
| 5p ordinary | Purchase | 93 | 42.7450 GBP | ||||
| ADR | Purchase | 100 | 168.9100 USD | ||||
| ADR | Purchase | 100 | 169.2900 USD | ||||
| ADR | Purchase | 100 | 169.3550 USD | ||||
| 5p ordinary | Purchase | 107 | 43.1256 GBP | ||||
| 5p ordinary | Purchase | 135 | 43.0289 GBP | ||||
| 5p ordinary | Purchase | 146 | 42.7150 GBP | ||||
| 5p ordinary | Purchase | 146 | 42.6825 GBP | ||||
| ADR | Purchase | 181 | 168.4702 USD | ||||
| 5p ordinary | Purchase | 192 | 42.7226 GBP | ||||
| 5p ordinary | Purchase | 218 | 43.0158 GBP | ||||
| ADR | Purchase | 300 | 169.1400 USD | ||||
| ADR | Purchase | 314 | 168.6527 USD | ||||
| ADR | Purchase | 400 | 168.5925 USD | ||||
| 5p ordinary | Purchase | 445 | 42.7775 GBP | ||||
| 5p ordinary | Purchase | 516 | 42.7554 GBP | ||||
| ADR | Purchase | 608 | 168.7252 USD | ||||
| 5p ordinary | Purchase | 623 | 42.7266 GBP | ||||
| ADR | Purchase | 630 | 168.7150 USD | ||||
| ADR | Purchase | 700 | 168.6735 USD | ||||
| 5p ordinary | Purchase | 753 | 42.7179 GBP | ||||
| ADR | Purchase | 881 | 168.5509 USD | ||||
| ADR | Purchase | 900 | 168.3875 USD | ||||
| ADR | Purchase | 1,424 | 168.5585 USD | ||||
| 5p ordinary | Purchase | 1,533 | 42.8357 GBP | ||||
| 5p ordinary | Purchase | 1,537 | 42.8593 GBP | ||||
| ADR | Purchase | 1,669 | 168.8000 USD | ||||
| 5p ordinary | Purchase | 1,750 | 42.7280 GBP | ||||
| ADR | Purchase | 2,333 | 168.7172 USD | ||||
| 5p ordinary | Purchase | 2,800 | 42.7049 GBP | ||||
| 5p ordinary | Purchase | 3,333 | 42.7350 GBP | ||||
| 5p ordinary | Purchase | 4,477 | 42.7265 GBP | ||||
| ADR | Purchase | 5,200 | 168.7672 USD | ||||
| 5p ordinary | Purchase | 8,058 | 42.6480 GBP | ||||
| ADR | Purchase | 8,800 | 168.8399 USD | ||||
| 5p ordinary | Purchase | 9,060 | 42.6665 GBP | ||||
| ADR | Purchase | 9,300 | 168.8178 USD | ||||
| 5p ordinary | Purchase | 9,470 | 42.7817 GBP | ||||
| 5p ordinary | Purchase | 10,175 | 42.7146 GBP | ||||
| 5p ordinary | Purchase | 13,184 | 42.7033 GBP | ||||
| ADR | Purchase | 17,463 | 168.9983 USD | ||||
| ADR | Purchase | 20,965 | 168.7782 USD | ||||
| 5p ordinary | Purchase | 41,924 | 42.7829 GBP | ||||
| 5p ordinary | Purchase | 49,022 | 42.6500 GBP | ||||
| 5p ordinary | Purchase | 282,623 | 42.6955 GBP | ||||
| ADR | Sale | 1 | 168.7100 USD | ||||
| 5p ordinary | Sale | 40 | 42.7250 GBP | ||||
| 5p ordinary | Sale | 44 | 42.6794 GBP | ||||
| 5p ordinary | Sale | 73 | 42.6425 GBP | ||||
| 5p ordinary | Sale | 73 | 42.6675 GBP | ||||
| 5p ordinary | Sale | 73 | 42.6800 GBP | ||||
| 5p ordinary | Sale | 73 | 42.6875 GBP | ||||
| 5p ordinary | Sale | 73 | 42.6975 GBP | ||||
| 5p ordinary | Sale | 73 | 42.7400 GBP | ||||
| 5p ordinary | Sale | 73 | 42.7525 GBP | ||||
| 5p ordinary | Sale | 73 | 42.7725 GBP | ||||
| 5p ordinary | Sale | 73 | 42.8050 GBP | ||||
| ADR | Sale | 100 | 169.0100 USD | ||||
| ADR | Sale | 100 | 168.4200 USD | ||||
| ADR | Sale | 100 | 168.6500 USD | ||||
| 5p ordinary | Sale | 146 | 42.7150 GBP | ||||
| 5p ordinary | Sale | 146 | 42.6825 GBP | ||||
| 5p ordinary | Sale | 148 | 42.7000 GBP | ||||
| 5p ordinary | Sale | 173 | 42.7576 GBP | ||||
| ADR | Sale | 200 | 169.0000 USD | ||||
| ADR | Sale | 200 | 168.6775 USD | ||||
| ADR | Sale | 200 | 168.6850 USD | ||||
| ADR | Sale | 200 | 168.5675 USD | ||||
| ADR | Sale | 200 | 168.7375 USD | ||||
| ADR | Sale | 250 | 169.0200 USD | ||||
| 5p ordinary | Sale | 297 | 42.7397 GBP | ||||
| ADR | Sale | 300 | 169.1400 USD | ||||
| ADR | Sale | 300 | 168.6539 USD | ||||
| ADR | Sale | 300 | 169.3416 USD | ||||
| ADR | Sale | 330 | 168.8242 USD | ||||
| 5p ordinary | Sale | 346 | 42.6894 GBP | ||||
| ADR | Sale | 400 | 168.6825 USD | ||||
| 5p ordinary | Sale | 470 | 42.7163 GBP | ||||
| ADR | Sale | 500 | 168.9400 USD | ||||
| 5p ordinary | Sale | 516 | 42.6950 GBP | ||||
| 5p ordinary | Sale | 580 | 42.7472 GBP | ||||
| ADR | Sale | 600 | 168.6690 USD | ||||
| 5p ordinary | Sale | 657 | 42.7455 GBP | ||||
| 5p ordinary | Sale | 657 | 42.6990 GBP | ||||
| ADR | Sale | 700 | 169.0628 USD | ||||
| 5p ordinary | Sale | 788 | 42.9482 GBP | ||||
| ADR | Sale | 867 | 168.6770 USD | ||||
| 5p ordinary | Sale | 886 | 42.7081 GBP | ||||
| ADR | Sale | 900 | 168.3875 USD | ||||
| ADR | Sale | 962 | 168.7218 USD | ||||
| 5p ordinary | Sale | 1,000 | 42.6958 GBP | ||||
| ADR | Sale | 1,066 | 168.7633 USD | ||||
| 5p ordinary | Sale | 1,230 | 42.7118 GBP | ||||
| 5p ordinary | Sale | 1,452 | 42.7209 GBP | ||||
| 5p ordinary | Sale | 1,638 | 42.6979 GBP | ||||
| ADR | Sale | 1,669 | 168.8000 USD | ||||
| ADR | Sale | 2,900 | 168.9260 USD | ||||
| 5p ordinary | Sale | 3,268 | 42.6835 GBP | ||||
| ADR | Sale | 3,500 | 168.7647 USD | ||||
| ADR | Sale | 3,808 | 169.0347 USD | ||||
| 5p ordinary | Sale | 4,275 | 42.7427 GBP | ||||
| 5p ordinary | Sale | 4,477 | 42.7265 GBP | ||||
| 5p ordinary | Sale | 4,942 | 42.7320 GBP | ||||
| ADR | Sale | 5,000 | 168.7445 USD | ||||
| ADR | Sale | 5,515 | 168.6790 USD | ||||
| 5p ordinary | Sale | 5,630 | 42.6956 GBP | ||||
| ADR | Sale | 6,300 | 168.7845 USD | ||||
| ADR | Sale | 8,700 | 168.8137 USD | ||||
| 5p ordinary | Sale | 9,470 | 42.7817 GBP | ||||
| 5p ordinary | Sale | 11,806 | 42.7259 GBP | ||||
| ADR | Sale | 12,043 | 168.9905 USD | ||||
| 5p ordinary | Sale | 18,684 | 42.6500 GBP | ||||
| ADR | Sale | 18,958 | 168.7760 USD | ||||
| 5p ordinary | Sale | 19,543 | 42.7211 GBP | ||||
| 5p ordinary | Sale | 20,367 | 42.8328 GBP | ||||
| 5p ordinary | Sale | 48,848 | 42.6580 GBP | ||||
| 5p ordinary | Sale | 53,712 | 42.7872 GBP | ||||
| 5p ordinary | Sale | 55,008 | 42.7065 GBP | ||||
| 5p ordinary | Sale | 63,693 | 42.7491 GBP | ||||
| 5p ordinary | Sale | 78,157 | 42.7998 GBP | ||||
| 5p ordinary | Sale | 122,483 | 42.7729 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 44 | 42.6794 GBP | |||||
| 5p ordinary | SWAP | Long | 76 | 42.6700 GBP | |||||
| 5p ordinary | SWAP | Long | 346 | 42.6894 GBP | |||||
| 5p ordinary | CFD | Long | 886 | 42.7081 GBP | |||||
| 5p ordinary | CFD | Long | 1,452 | 42.7209 GBP | |||||
| 5p ordinary | SWAP | Long | 1,472 | 42.7429 GBP | |||||
| 5p ordinary | CFD | Long | 2,000 | 42.6611 GBP | |||||
| 5p ordinary | SWAP | Long | 3,613 | 42.6755 GBP | |||||
| 5p ordinary | SWAP | Long | 4,528 | 42.7696 GBP | |||||
| 5p ordinary | CFD | Long | 13,267 | 42.7321 GBP | |||||
| 5p ordinary | SWAP | Long | 16,421 | 42.7926 GBP | |||||
| 5p ordinary | SWAP | Long | 38,326 | 42.8923 GBP | |||||
| 5p ordinary | SWAP | Long | 41,546 | 42.8294 GBP | |||||
| 5p ordinary | CFD | Long | 44,998 | 42.6465 GBP | |||||
| 5p ordinary | CFD | Long | 63,693 | 42.7491 GBP | |||||
| 5p ordinary | SWAP | Long | 70,796 | 42.7207 GBP | |||||
| 5p ordinary | SWAP | Short | 22 | 42.7150 GBP | |||||
| 5p ordinary | SWAP | Short | 37 | 42.9993 GBP | |||||
| 5p ordinary | SWAP | Short | 135 | 43.0289 GBP | |||||
| 5p ordinary | SWAP | Short | 153 | 42.7156 GBP | |||||
| 5p ordinary | SWAP | Short | 218 | 43.0158 GBP | |||||
| 5p ordinary | SWAP | Short | 804 | 42.7161 GBP | |||||
| 5p ordinary | CFD | Short | 1,537 | 42.8593 GBP | |||||
| 5p ordinary | SWAP | Short | 2,047 | 42.7732 GBP | |||||
| 5p ordinary | CFD | Short | 3,333 | 42.7350 GBP | |||||
| 5p ordinary | SWAP | Short | 4,530 | 42.7363 GBP | |||||
| 5p ordinary | CFD | Short | 13,184 | 42.7033 GBP | |||||
| 5p ordinary | CFD | Short | 37,518 | 42.6557 GBP | |||||
| 5p ordinary | SWAP | Short | 65,318 | 42.6580 GBP | |||||
| 5p ordinary | SWAP | Short | 96,963 | 42.6500 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 200 | 170 USD | American | 29 Jun 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 180 USD | American | 20 Jul 2018 | 0.1500 USD | ||||||||
| ADR | Put Options | Purchasing | 4,600 | 165 USD | American | 19 Oct 2018 | 5.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 5,000 | 170 USD | American | 19 Oct 2018 | 7.6460 USD | ||||||||
| ADR | Put Options | Selling | 4,100 | 150 USD | American | 20 Jul 2018 | 0.2500 USD | ||||||||
| ADR | Put Options | Selling | 200 | 165 USD | American | 29 Jun 2018 | 0.1500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 2 Jul 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 165.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 170.0000 | American | 29 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180702005436/en/
Copyright Business Wire 2018
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