26th Aug 2014 15:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,727,442 | 1.65% | 3,932,221 | 0.67% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,094,029 | 0.36% | 3,826,217 | 0.65% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 430,900 | 0.07% | 450,100 | 0.08% | |||||||
| TOTAL: | 12,252,371 | 2.08% | 8,208,538 | 1.40% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 16 | 48.8010 GBP | ||||
| ORD | Purchase | 23 | 48.6560 GBP | ||||
| ORD | Purchase | 26 | 48.7550 GBP | ||||
| ORD (traded as ADR) | Purchase | 30 | 242.8300 USD | ||||
| ORD | Purchase | 43 | 48.7650 GBP | ||||
| ORD | Purchase | 56 | 48.7350 GBP | ||||
| ORD | Purchase | 60 | 48.8070 GBP | ||||
| ORD | Purchase | 62 | 48.5760 GBP | ||||
| ORD | Purchase | 62 | 48.8650 GBP | ||||
| ORD | Purchase | 63 | 48.6200 GBP | ||||
| ORD | Purchase | 63 | 48.6250 GBP | ||||
| ORD | Purchase | 63 | 48.7950 GBP | ||||
| ORD | Purchase | 65 | 48.6810 GBP | ||||
| ORD | Purchase | 66 | 48.8600 GBP | ||||
| ORD | Purchase | 67 | 48.8450 GBP | ||||
| ORD | Purchase | 70 | 48.6710 GBP | ||||
| ORD | Purchase | 70 | 48.8210 GBP | ||||
| ORD | Purchase | 71 | 48.7400 GBP | ||||
| ORD | Purchase | 71 | 48.7500 GBP | ||||
| ORD | Purchase | 73 | 48.8200 GBP | ||||
| ORD | Purchase | 74 | 48.8300 GBP | ||||
| ORD | Purchase | 76 | 48.8710 GBP | ||||
| ORD | Purchase | 82 | 48.6900 GBP | ||||
| ORD (traded as ADR) | Purchase | 96 | 244.6000 USD | ||||
| ORD | Purchase | 106 | 48.7810 GBP | ||||
| ORD | Purchase | 112 | 48.7700 GBP | ||||
| ORD | Purchase | 113 | 48.6950 GBP | ||||
| ORD | Purchase | 123 | 48.7750 GBP | ||||
| ORD | Purchase | 132 | 48.6850 GBP | ||||
| ORD | Purchase | 134 | 48.7850 GBP | ||||
| ORD | Purchase | 135 | 48.8850 GBP | ||||
| ORD | Purchase | 142 | 48.6450 GBP | ||||
| ORD | Purchase | 153 | 48.8700 GBP | ||||
| ORD | Purchase | 193 | 48.8800 GBP | ||||
| ORD | Purchase | 225 | 48.8400 GBP | ||||
| ORD | Purchase | 238 | 48.6600 GBP | ||||
| ORD | Purchase | 283 | 48.8100 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 242.5400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 242.9160 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 243.2900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.7900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.8000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.8600 USD | ||||
| ORD | Purchase | 307 | 48.8500 GBP | ||||
| ORD | Purchase | 312 | 48.6418 GBP | ||||
| ORD (traded as ADR) | Purchase | 330 | 242.8654 USD | ||||
| ORD (traded as ADR) | Purchase | 450 | 242.8433 USD | ||||
| ORD | Purchase | 600 | 48.7100 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 242.6900 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 242.8749 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 244.1050 USD | ||||
| ORD (traded as ADR) | Purchase | 630 | 242.9257 USD | ||||
| ORD | Purchase | 700 | 48.8371 GBP | ||||
| ORD (traded as ADR) | Purchase | 750 | 241.9980 USD | ||||
| ORD | Purchase | 814 | 48.8000 GBP | ||||
| ORD | Purchase | 829 | 48.7838 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.7602 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.7866 USD | ||||
| ORD (traded as ADR) | Purchase | 960 | 242.9431 USD | ||||
| ORD | Purchase | 1,044 | 48.7000 GBP | ||||
| ORD | Purchase | 1,155 | 48.5732 GBP | ||||
| ORD | Purchase | 1,375 | 48.7420 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 242.8900 USD | ||||
| ORD (traded as ADR) | Purchase | 1,557 | 243.9955 USD | ||||
| ORD | Purchase | 1,638 | 48.6584 GBP | ||||
| ORD | Purchase | 1,674 | 48.7600 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,971 | 244.7778 USD | ||||
| ORD (traded as ADR) | Purchase | 2,040 | 242.7800 USD | ||||
| ORD | Purchase | 2,149 | 48.7800 GBP | ||||
| ORD | Purchase | 2,163 | 48.7900 GBP | ||||
| ORD | Purchase | 2,377 | 48.4988 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 243.0687 USD | ||||
| ORD | Purchase | 2,500 | 48.6100 GBP | ||||
| ORD | Purchase | 2,549 | 48.6891 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,976 | 243.6756 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 242.9467 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 244.7633 USD | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 242.9510 USD | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 242.9224 USD | ||||
| ORD (traded as ADR) | Purchase | 5,145 | 244.1734 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 243.3955 USD | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 244.0800 USD | ||||
| ORD (traded as ADR) | Purchase | 6,024 | 243.5347 USD | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 244.4195 USD | ||||
| ORD (traded as ADR) | Purchase | 8,430 | 242.7398 USD | ||||
| ORD | Purchase | 8,810 | 48.7766 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,600 | 244.4432 USD | ||||
| ORD (traded as ADR) | Purchase | 10,626 | 242.9111 USD | ||||
| ORD | Purchase | 11,217 | 48.6908 GBP | ||||
| ORD | Purchase | 11,454 | 48.7223 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,700 | 242.9040 USD | ||||
| ORD (traded as ADR) | Purchase | 14,127 | 244.2365 USD | ||||
| ORD | Purchase | 15,943 | 48.7069 GBP | ||||
| ORD (traded as ADR) | Purchase | 16,674 | 242.9317 USD | ||||
| ORD (traded as ADR) | Purchase | 17,784 | 243.9154 USD | ||||
| ORD (traded as ADR) | Purchase | 19,500 | 242.8957 USD | ||||
| ORD (traded as ADR) | Purchase | 19,791 | 243.1915 USD | ||||
| ORD (traded as ADR) | Purchase | 20,100 | 244.6809 USD | ||||
| ORD (traded as ADR) | Purchase | 20,382 | 243.4841 USD | ||||
| ORD (traded as ADR) | Purchase | 22,794 | 244.3589 USD | ||||
| ORD (traded as ADR) | Purchase | 53,400 | 242.9140 USD | ||||
| ORD | Purchase | 64,586 | 48.7360 GBP | ||||
| ORD | Purchase | 71,551 | 48.7129 GBP | ||||
| ORD (traded as ADR) | Purchase | 92,574 | 244.5906 USD | ||||
| ORD | Purchase | 129,880 | 48.7208 GBP | ||||
| ORD | Purchase | 132,668 | 48.7092 GBP | ||||
| ORD | Purchase | 209,061 | 48.7300 GBP | ||||
| ORD | Sale | 16 | 48.8010 GBP | ||||
| ORD | Sale | 23 | 48.6560 GBP | ||||
| ORD | Sale | 23 | 48.7447 GBP | ||||
| ORD | Sale | 26 | 48.7550 GBP | ||||
| ORD | Sale | 43 | 48.7650 GBP | ||||
| ORD | Sale | 56 | 48.7350 GBP | ||||
| ORD | Sale | 60 | 48.8070 GBP | ||||
| ORD | Sale | 62 | 48.5760 GBP | ||||
| ORD | Sale | 62 | 48.7700 GBP | ||||
| ORD | Sale | 62 | 48.8650 GBP | ||||
| ORD | Sale | 63 | 48.6200 GBP | ||||
| ORD | Sale | 63 | 48.6250 GBP | ||||
| ORD | Sale | 63 | 48.7950 GBP | ||||
| ORD | Sale | 65 | 48.6810 GBP | ||||
| ORD | Sale | 66 | 48.8600 GBP | ||||
| ORD | Sale | 67 | 48.6300 GBP | ||||
| ORD | Sale | 67 | 48.8450 GBP | ||||
| ORD | Sale | 70 | 48.6710 GBP | ||||
| ORD | Sale | 70 | 48.8210 GBP | ||||
| ORD | Sale | 71 | 48.7400 GBP | ||||
| ORD | Sale | 74 | 48.8300 GBP | ||||
| ORD | Sale | 76 | 48.8710 GBP | ||||
| ORD | Sale | 82 | 48.6900 GBP | ||||
| ORD | Sale | 106 | 48.7810 GBP | ||||
| ORD | Sale | 113 | 48.6950 GBP | ||||
| ORD | Sale | 123 | 48.7750 GBP | ||||
| ORD | Sale | 132 | 48.6850 GBP | ||||
| ORD | Sale | 134 | 48.7850 GBP | ||||
| ORD | Sale | 135 | 48.8850 GBP | ||||
| ORD | Sale | 142 | 48.6450 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 241.9500 USD | ||||
| ORD | Sale | 153 | 48.8700 GBP | ||||
| ORD | Sale | 193 | 48.8800 GBP | ||||
| ORD (traded as ADR) | Sale | 216 | 244.3550 USD | ||||
| ORD | Sale | 225 | 48.8400 GBP | ||||
| ORD | Sale | 236 | 48.8602 GBP | ||||
| ORD | Sale | 238 | 48.6600 GBP | ||||
| ORD | Sale | 244 | 48.7000 GBP | ||||
| ORD | Sale | 276 | 48.7500 GBP | ||||
| ORD | Sale | 283 | 48.8100 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 241.9900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 242.0300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.4400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.4900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.9140 USD | ||||
| ORD | Sale | 307 | 48.8500 GBP | ||||
| ORD | Sale | 370 | 48.8086 GBP | ||||
| ORD | Sale | 383 | 48.8116 GBP | ||||
| ORD (traded as ADR) | Sale | 480 | 244.5437 USD | ||||
| ORD | Sale | 500 | 48.6482 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 242.6900 USD | ||||
| ORD | Sale | 638 | 48.6002 GBP | ||||
| ORD | Sale | 700 | 48.7200 GBP | ||||
| ORD | Sale | 814 | 48.8000 GBP | ||||
| ORD | Sale | 928 | 48.6394 GBP | ||||
| ORD | Sale | 1,250 | 48.5731 GBP | ||||
| ORD | Sale | 1,312 | 48.7488 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 242.8584 USD | ||||
| ORD (traded as ADR) | Sale | 1,584 | 243.7134 USD | ||||
| ORD | Sale | 1,674 | 48.7600 GBP | ||||
| ORD | Sale | 1,788 | 48.7900 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 242.5583 USD | ||||
| ORD (traded as ADR) | Sale | 2,040 | 242.7097 USD | ||||
| ORD (traded as ADR) | Sale | 2,040 | 242.7800 USD | ||||
| ORD (traded as ADR) | Sale | 2,043 | 244.7500 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 242.5874 USD | ||||
| ORD (traded as ADR) | Sale | 2,115 | 242.5858 USD | ||||
| ORD | Sale | 2,149 | 48.7800 GBP | ||||
| ORD | Sale | 2,542 | 48.6753 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 244.1600 USD | ||||
| ORD | Sale | 2,840 | 48.8605 GBP | ||||
| ORD (traded as ADR) | Sale | 3,300 | 244.0145 USD | ||||
| ORD (traded as ADR) | Sale | 3,324 | 244.5568 USD | ||||
| ORD | Sale | 3,961 | 48.7788 GBP | ||||
| ORD (traded as ADR) | Sale | 4,215 | 242.7398 USD | ||||
| ORD (traded as ADR) | Sale | 6,000 | 242.9467 USD | ||||
| ORD (traded as ADR) | Sale | 8,628 | 244.4921 USD | ||||
| ORD | Sale | 8,644 | 48.7300 GBP | ||||
| ORD (traded as ADR) | Sale | 8,919 | 243.0657 USD | ||||
| ORD | Sale | 11,199 | 48.7215 GBP | ||||
| ORD | Sale | 12,000 | 48.7475 GBP | ||||
| ORD | Sale | 12,000 | 48.7720 GBP | ||||
| ORD | Sale | 12,500 | 48.7725 GBP | ||||
| ORD | Sale | 14,949 | 48.8209 GBP | ||||
| ORD (traded as ADR) | Sale | 19,500 | 242.8957 USD | ||||
| ORD | Sale | 20,073 | 48.8200 GBP | ||||
| ORD | Sale | 23,272 | 48.8460 GBP | ||||
| ORD | Sale | 25,000 | 48.7139 GBP | ||||
| ORD | Sale | 25,000 | 48.7337 GBP | ||||
| ORD | Sale | 26,322 | 48.8248 GBP | ||||
| ORD | Sale | 36,316 | 48.8235 GBP | ||||
| ORD | Sale | 46,675 | 48.7985 GBP | ||||
| ORD (traded as ADR) | Sale | 51,591 | 243.5306 USD | ||||
| ORD | Sale | 70,996 | 48.7124 GBP | ||||
| ORD | Sale | 50,000 | 48.7521 GBP | ||||
| ORD (traded as ADR) | Sale | 106,800 | 242.9140 USD | ||||
| ORD | Sale | 123,514 | 48.7195 GBP | ||||
| ORD | Sale | 131,225 | 48.7085 GBP | ||||
| ORD (traded as ADR) | Sale | 169,500 | 244.5370 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 418 | 48.7745 GBP | |||||
| ORD | CFD | Long | 2,191 | 48.7611 GBP | |||||
| ORD | SWAP | Long | 2,191 | 48.7611 GBP | |||||
| ORD | CFD | Long | 2,361 | 48.6687 GBP | |||||
| ORD | SWAP | Long | 2,570 | 48.8692 GBP | |||||
| ORD | SWAP | Long | 12,000 | 48.7720 GBP | |||||
| ORD | CFD | Short | 1,375 | 48.7420 GBP | |||||
| ORD | SWAP | Short | 1,638 | 48.6584 GBP | |||||
| ORD | SWAP | Short | 2,573 | 48.7972 GBP | |||||
| ORD | CFD | Short | 3,915 | 48.7343 GBP | |||||
| ORD | CFD | Short | 2,131 | 48.7498 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchasing | 1,000 | 185 USD | American | 20 Sep 2014 | 0.2000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 26 Aug 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 321,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -319,600 | 255.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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