29th May 2018 10:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 25 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,607,975 | 1.06% | 3,198,604 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 362,480 | 0.04% | 4,857,847 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 358,200 | 0.04% | 579,300 | 0.06% | |||||||
| TOTAL: | 10,328,655 | 1.14% | 8,635,751 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 8 | 41.1550 GBP | ||||
| 5p ordinary | Purchase | 22 | 41.2800 GBP | ||||
| ADR | Purchase | 100 | 164.8800 USD | ||||
| ADR | Purchase | 100 | 165.2200 USD | ||||
| ADR | Purchase | 100 | 164.7600 USD | ||||
| ADR | Purchase | 109 | 164.9300 USD | ||||
| ADR | Purchase | 144 | 164.9400 USD | ||||
| 5p ordinary | Purchase | 162 | 41.1700 GBP | ||||
| 5p ordinary | Purchase | 162 | 41.1675 GBP | ||||
| 5p ordinary | Purchase | 162 | 41.0975 GBP | ||||
| 5p ordinary | Purchase | 162 | 41.1825 GBP | ||||
| 5p ordinary | Purchase | 163 | 41.1750 GBP | ||||
| 5p ordinary | Purchase | 163 | 41.1725 GBP | ||||
| 5p ordinary | Purchase | 163 | 41.1450 GBP | ||||
| 5p ordinary | Purchase | 182 | 41.2167 GBP | ||||
| 5p ordinary | Purchase | 200 | 41.2001 GBP | ||||
| ADR | Purchase | 200 | 164.9500 USD | ||||
| 5p ordinary | Purchase | 217 | 41.1900 GBP | ||||
| 5p ordinary | Purchase | 230 | 41.1425 GBP | ||||
| ADR | Purchase | 234 | 164.6791 USD | ||||
| ADR | Purchase | 247 | 164.5142 USD | ||||
| ADR | Purchase | 261 | 164.8042 USD | ||||
| 5p ordinary | Purchase | 282 | 41.1597 GBP | ||||
| ADR | Purchase | 300 | 164.9900 USD | ||||
| ADR | Purchase | 400 | 164.9357 USD | ||||
| ADR | Purchase | 808 | 164.8200 USD | ||||
| ADR | Purchase | 923 | 164.9360 USD | ||||
| 5p ordinary | Purchase | 966 | 41.3000 GBP | ||||
| 5p ordinary | Purchase | 1,003 | 41.2634 GBP | ||||
| ADR | Purchase | 1,006 | 164.9463 USD | ||||
| 5p ordinary | Purchase | 1,080 | 41.2066 GBP | ||||
| 5p ordinary | Purchase | 1,109 | 41.3298 GBP | ||||
| 5p ordinary | Purchase | 1,374 | 41.3310 GBP | ||||
| ADR | Purchase | 1,519 | 165.2300 USD | ||||
| 5p ordinary | Purchase | 1,858 | 41.2509 GBP | ||||
| 5p ordinary | Purchase | 1,935 | 41.2833 GBP | ||||
| 5p ordinary | Purchase | 2,062 | 41.2788 GBP | ||||
| 5p ordinary | Purchase | 2,719 | 41.3350 GBP | ||||
| ADR | Purchase | 2,900 | 165.0737 USD | ||||
| ADR | Purchase | 3,000 | 164.9966 USD | ||||
| ADR | Purchase | 3,000 | 165.0710 USD | ||||
| 5p ordinary | Purchase | 3,053 | 41.2192 GBP | ||||
| ADR | Purchase | 4,500 | 165.0480 USD | ||||
| ADR | Purchase | 4,702 | 164.9097 USD | ||||
| 5p ordinary | Purchase | 5,272 | 41.2852 GBP | ||||
| 5p ordinary | Purchase | 9,016 | 41.2406 GBP | ||||
| 5p ordinary | Purchase | 11,854 | 41.2252 GBP | ||||
| ADR | Purchase | 13,711 | 164.9273 USD | ||||
| 5p ordinary | Purchase | 14,494 | 41.2656 GBP | ||||
| 5p ordinary | Purchase | 15,994 | 41.2821 GBP | ||||
| 5p ordinary | Purchase | 21,014 | 41.3301 GBP | ||||
| ADR | Purchase | 21,800 | 165.0000 USD | ||||
| 5p ordinary | Purchase | 22,665 | 41.2804 GBP | ||||
| 5p ordinary | Purchase | 55,567 | 41.3244 GBP | ||||
| ADR | Purchase | 58,121 | 164.9570 USD | ||||
| 5p ordinary | Purchase | 69,325 | 41.2541 GBP | ||||
| ADR | Sale | 9 | 164.9300 USD | ||||
| ADR | Sale | 17 | 164.9400 USD | ||||
| 5p ordinary | Sale | 73 | 41.2260 GBP | ||||
| ADR | Sale | 100 | 165.3000 USD | ||||
| 5p ordinary | Sale | 105 | 41.2380 GBP | ||||
| 5p ordinary | Sale | 124 | 41.2000 GBP | ||||
| 5p ordinary | Sale | 159 | 41.1876 GBP | ||||
| 5p ordinary | Sale | 162 | 41.0975 GBP | ||||
| 5p ordinary | Sale | 162 | 41.1700 GBP | ||||
| 5p ordinary | Sale | 162 | 41.1825 GBP | ||||
| 5p ordinary | Sale | 162 | 41.1675 GBP | ||||
| 5p ordinary | Sale | 163 | 41.1725 GBP | ||||
| 5p ordinary | Sale | 163 | 41.1750 GBP | ||||
| 5p ordinary | Sale | 163 | 41.1450 GBP | ||||
| ADR | Sale | 200 | 165.0450 USD | ||||
| 5p ordinary | Sale | 230 | 41.1425 GBP | ||||
| ADR | Sale | 300 | 164.8933 USD | ||||
| ADR | Sale | 400 | 165.1125 USD | ||||
| ADR | Sale | 400 | 164.8600 USD | ||||
| ADR | Sale | 400 | 164.8025 USD | ||||
| ADR | Sale | 500 | 164.9480 USD | ||||
| 5p ordinary | Sale | 615 | 41.2752 GBP | ||||
| 5p ordinary | Sale | 646 | 41.2787 GBP | ||||
| 5p ordinary | Sale | 654 | 41.3350 GBP | ||||
| ADR | Sale | 690 | 164.8039 USD | ||||
| ADR | Sale | 700 | 164.9042 USD | ||||
| ADR | Sale | 700 | 164.8650 USD | ||||
| 5p ordinary | Sale | 725 | 41.1457 GBP | ||||
| ADR | Sale | 842 | 164.6934 USD | ||||
| ADR | Sale | 1,000 | 164.9790 USD | ||||
| 5p ordinary | Sale | 1,062 | 41.2458 GBP | ||||
| ADR | Sale | 1,200 | 165.0225 USD | ||||
| ADR | Sale | 1,400 | 164.8453 USD | ||||
| ADR | Sale | 1,646 | 165.2300 USD | ||||
| 5p ordinary | Sale | 1,792 | 41.2724 GBP | ||||
| ADR | Sale | 1,900 | 165.0973 USD | ||||
| 5p ordinary | Sale | 1,947 | 41.2715 GBP | ||||
| ADR | Sale | 2,095 | 165.0387 USD | ||||
| ADR | Sale | 2,300 | 165.0695 USD | ||||
| 5p ordinary | Sale | 2,621 | 41.1535 GBP | ||||
| 5p ordinary | Sale | 2,680 | 41.2886 GBP | ||||
| 5p ordinary | Sale | 2,734 | 41.1859 GBP | ||||
| ADR | Sale | 3,302 | 164.8814 USD | ||||
| 5p ordinary | Sale | 4,032 | 41.2203 GBP | ||||
| ADR | Sale | 4,200 | 165.0773 USD | ||||
| 5p ordinary | Sale | 5,457 | 41.2811 GBP | ||||
| ADR | Sale | 5,685 | 165.0731 USD | ||||
| 5p ordinary | Sale | 6,051 | 41.2209 GBP | ||||
| 5p ordinary | Sale | 9,051 | 41.2393 GBP | ||||
| 5p ordinary | Sale | 10,108 | 41.2283 GBP | ||||
| ADR | Sale | 11,063 | 164.8481 USD | ||||
| ADR | Sale | 13,236 | 165.0413 USD | ||||
| ADR | Sale | 17,500 | 164.8529 USD | ||||
| ADR | Sale | 20,800 | 165.0000 USD | ||||
| 5p ordinary | Sale | 27,710 | 41.2614 GBP | ||||
| 5p ordinary | Sale | 31,108 | 41.2660 GBP | ||||
| 5p ordinary | Sale | 48,757 | 41.3368 GBP | ||||
| 5p ordinary | Sale | 65,831 | 41.2978 GBP | ||||
| 5p ordinary | Sale | 69,020 | 41.2230 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 663 | 41.1358 GBP | |||||
| 5p ordinary | SWAP | Long | 703 | 41.2691 GBP | |||||
| 5p ordinary | SWAP | Long | 783 | 41.3050 GBP | |||||
| 5p ordinary | SWAP | Long | 1,726 | 41.2505 GBP | |||||
| 5p ordinary | SWAP | Long | 1,726 | 41.3350 GBP | |||||
| 5p ordinary | CFD | Long | 2,734 | 41.1859 GBP | |||||
| 5p ordinary | CFD | Long | 9,051 | 41.2393 GBP | |||||
| 5p ordinary | CFD | Long | 16,755 | 41.3093 GBP | |||||
| 5p ordinary | SWAP | Long | 17,060 | 41.2287 GBP | |||||
| 5p ordinary | CFD | Long | 22,638 | 41.3316 GBP | |||||
| 5p ordinary | SWAP | Long | 34,812 | 41.2454 GBP | |||||
| 5p ordinary | SWAP | Long | 69,020 | 41.2230 GBP | |||||
| 5p ordinary | SWAP | Short | 34 | 41.2408 GBP | |||||
| 5p ordinary | SWAP | Short | 78 | 41.2250 GBP | |||||
| 5p ordinary | CFD | Short | 282 | 41.1597 GBP | |||||
| 5p ordinary | SWAP | Short | 452 | 41.1975 GBP | |||||
| 5p ordinary | SWAP | Short | 706 | 41.1782 GBP | |||||
| 5p ordinary | CFD | Short | 1,003 | 41.2634 GBP | |||||
| 5p ordinary | CFD | Short | 4,000 | 41.3153 GBP | |||||
| 5p ordinary | SWAP | Short | 5,650 | 41.2031 GBP | |||||
| 5p ordinary | SWAP | Short | 13,804 | 41.3350 GBP | |||||
| 5p ordinary | CFD | Short | 15,994 | 41.2821 GBP | |||||
| 5p ordinary | CFD | Short | 17,188 | 41.2843 GBP | |||||
| 5p ordinary | CFD | Short | 21,014 | 41.3301 GBP | |||||
| 5p ordinary | SWAP | Short | 53,026 | 41.2222 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,200 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 160.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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