10th Jul 2014 15:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 9 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,461,600 | 1.12% | 2,743,621 | 0.46% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 649,572 | 0.11% | 2,390,128 | 0.40% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 793,100 | 0.00% | 1,687,038 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 8,904,272 | 1.23% | 6,820,787 | 0.86% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 3 | 45.3840 GBP | ||||
| ORD | Purchase | 3 | 45.4360 GBP | ||||
| ORD | Purchase | 4 | 45.5750 GBP | ||||
| ORD | Purchase | 6 | 45.2110 GBP | ||||
| ORD | Purchase | 7 | 45.2120 GBP | ||||
| ORD | Purchase | 9 | 44.6450 GBP | ||||
| ORD | Purchase | 9 | 44.7470 GBP | ||||
| ORD | Purchase | 10 | 45.0050 GBP | ||||
| ORD | Purchase | 10 | 45.0350 GBP | ||||
| ORD | Purchase | 11 | 45.2750 GBP | ||||
| ORD | Purchase | 22 | 45.2550 GBP | ||||
| ORD | Purchase | 22 | 45.2860 GBP | ||||
| ORD | Purchase | 22 | 45.3320 GBP | ||||
| ORD | Purchase | 22 | 45.3410 GBP | ||||
| ORD | Purchase | 23 | 44.5800 GBP | ||||
| ORD | Purchase | 23 | 44.8360 GBP | ||||
| ORD | Purchase | 24 | 44.7200 GBP | ||||
| ORD | Purchase | 24 | 45.0460 GBP | ||||
| ORD | Purchase | 28 | 45.6010 GBP | ||||
| ORD | Purchase | 30 | 44.6960 GBP | ||||
| ORD | Purchase | 31 | 45.7050 GBP | ||||
| ORD | Purchase | 32 | 44.5540 GBP | ||||
| ORD | Purchase | 32 | 44.9350 GBP | ||||
| ORD | Purchase | 33 | 44.7550 GBP | ||||
| ORD | Purchase | 33 | 45.1460 GBP | ||||
| ORD | Purchase | 33 | 45.2050 GBP | ||||
| ORD | Purchase | 33 | 45.2770 GBP | ||||
| ORD | Purchase | 33 | 45.6120 GBP | ||||
| ORD | Purchase | 36 | 44.9090 GBP | ||||
| ORD | Purchase | 37 | 45.0710 GBP | ||||
| ORD | Purchase | 37 | 45.0850 GBP | ||||
| ORD | Purchase | 37 | 45.1160 GBP | ||||
| ORD | Purchase | 37 | 45.2910 GBP | ||||
| ORD | Purchase | 37 | 45.4950 GBP | ||||
| ORD | Purchase | 37 | 45.5460 GBP | ||||
| ORD | Purchase | 37 | 45.5850 GBP | ||||
| ORD | Purchase | 37 | 45.6060 GBP | ||||
| ORD | Purchase | 37 | 45.6560 GBP | ||||
| ORD | Purchase | 37 | 45.8150 GBP | ||||
| ORD | Purchase | 38 | 44.8610 GBP | ||||
| ORD | Purchase | 39 | 44.6790 GBP | ||||
| ORD | Purchase | 39 | 45.5574 GBP | ||||
| ORD | Purchase | 42 | 44.6510 GBP | ||||
| ORD | Purchase | 42 | 44.7150 GBP | ||||
| ORD | Purchase | 42 | 44.7460 GBP | ||||
| ORD | Purchase | 42 | 44.8300 GBP | ||||
| ORD | Purchase | 46 | 45.6600 GBP | ||||
| ORD | Purchase | 48 | 44.8050 GBP | ||||
| ORD | Purchase | 53 | 45.4250 GBP | ||||
| ORD | Purchase | 54 | 45.3500 GBP | ||||
| ORD | Purchase | 55 | 45.2810 GBP | ||||
| ORD | Purchase | 55 | 45.6710 GBP | ||||
| ORD | Purchase | 56 | 44.5750 GBP | ||||
| ORD | Purchase | 56 | 45.1790 GBP | ||||
| ORD | Purchase | 62 | 44.9550 GBP | ||||
| ORD | Purchase | 62 | 45.3400 GBP | ||||
| ORD | Purchase | 62 | 45.3430 GBP | ||||
| ORD | Purchase | 62 | 45.5650 GBP | ||||
| ORD | Purchase | 62 | 45.6310 GBP | ||||
| ORD | Purchase | 62 | 45.6450 GBP | ||||
| ORD | Purchase | 62 | 45.6550 GBP | ||||
| ORD | Purchase | 62 | 45.8400 GBP | ||||
| ORD | Purchase | 63 | 45.2280 GBP | ||||
| ORD | Purchase | 63 | 45.2350 GBP | ||||
| ORD | Purchase | 63 | 45.2390 GBP | ||||
| ORD | Purchase | 63 | 45.3900 GBP | ||||
| ORD | Purchase | 63 | 45.4150 GBP | ||||
| ORD | Purchase | 65 | 44.7750 GBP | ||||
| ORD | Purchase | 65 | 44.8200 GBP | ||||
| ORD | Purchase | 65 | 44.8850 GBP | ||||
| ORD | Purchase | 65 | 44.8900 GBP | ||||
| ORD | Purchase | 65 | 45.0800 GBP | ||||
| ORD | Purchase | 65 | 45.3240 GBP | ||||
| ORD | Purchase | 65 | 45.5110 GBP | ||||
| ORD | Purchase | 65 | 45.5600 GBP | ||||
| ORD | Purchase | 65 | 45.7800 GBP | ||||
| ORD | Purchase | 66 | 44.6650 GBP | ||||
| ORD | Purchase | 67 | 45.2850 GBP | ||||
| ORD | Purchase | 69 | 45.0600 GBP | ||||
| ORD | Purchase | 69 | 45.4800 GBP | ||||
| ORD | Purchase | 70 | 44.7810 GBP | ||||
| ORD | Purchase | 71 | 44.5900 GBP | ||||
| ORD | Purchase | 71 | 45.0740 GBP | ||||
| ORD | Purchase | 71 | 45.1426 GBP | ||||
| ORD | Purchase | 74 | 44.6950 GBP | ||||
| ORD | Purchase | 74 | 45.4750 GBP | ||||
| ORD | Purchase | 74 | 45.6850 GBP | ||||
| ORD | Purchase | 76 | 45.1950 GBP | ||||
| ORD | Purchase | 78 | 44.6400 GBP | ||||
| ORD | Purchase | 79 | 44.5600 GBP | ||||
| ORD | Purchase | 82 | 45.6350 GBP | ||||
| ORD | Purchase | 88 | 44.9950 GBP | ||||
| ORD | Purchase | 88 | 45.2700 GBP | ||||
| ORD | Purchase | 89 | 44.7900 GBP | ||||
| ORD | Purchase | 92 | 44.6310 GBP | ||||
| ORD | Purchase | 92 | 45.2100 GBP | ||||
| ORD | Purchase | 92 | 45.7060 GBP | ||||
| ORD | Purchase | 93 | 45.6650 GBP | ||||
| ORD | Purchase | 93 | 45.6750 GBP | ||||
| ORD | Purchase | 98 | 44.9400 GBP | ||||
| ORD | Purchase | 103 | 45.2400 GBP | ||||
| ORD | Purchase | 104 | 45.1350 GBP | ||||
| ORD | Purchase | 105 | 45.3550 GBP | ||||
| ORD | Purchase | 106 | 44.9050 GBP | ||||
| ORD | Purchase | 112 | 45.5150 GBP | ||||
| ORD | Purchase | 113 | 45.3510 GBP | ||||
| ORD | Purchase | 116 | 45.3850 GBP | ||||
| ORD | Purchase | 119 | 45.1140 GBP | ||||
| ORD | Purchase | 119 | 45.1450 GBP | ||||
| ORD | Purchase | 120 | 44.5400 GBP | ||||
| ORD | Purchase | 120 | 45.2300 GBP | ||||
| ORD | Purchase | 121 | 45.1900 GBP | ||||
| ORD | Purchase | 130 | 44.7650 GBP | ||||
| ORD | Purchase | 135 | 45.1050 GBP | ||||
| ORD | Purchase | 140 | 45.3750 GBP | ||||
| ORD | Purchase | 140 | 45.5550 GBP | ||||
| ORD | Purchase | 145 | 45.3700 GBP | ||||
| ORD | Purchase | 146 | 44.6750 GBP | ||||
| ORD | Purchase | 146 | 45.3100 GBP | ||||
| ORD | Purchase | 147 | 45.3200 GBP | ||||
| ORD | Purchase | 148 | 45.6050 GBP | ||||
| ORD | Purchase | 152 | 44.7450 GBP | ||||
| ORD | Purchase | 155 | 45.7010 GBP | ||||
| ORD | Purchase | 157 | 44.8400 GBP | ||||
| ORD | Purchase | 162 | 45.6700 GBP | ||||
| ORD | Purchase | 162 | 45.6800 GBP | ||||
| ORD | Purchase | 163 | 45.5510 GBP | ||||
| ORD | Purchase | 166 | 45.6400 GBP | ||||
| ORD | Purchase | 170 | 44.8600 GBP | ||||
| ORD | Purchase | 170 | 45.0400 GBP | ||||
| ORD | Purchase | 171 | 45.2640 GBP | ||||
| ORD | Purchase | 172 | 45.7710 GBP | ||||
| ORD | Purchase | 175 | 44.6500 GBP | ||||
| ORD | Purchase | 181 | 45.2900 GBP | ||||
| ORD | Purchase | 186 | 45.6100 GBP | ||||
| ORD | Purchase | 188 | 45.6500 GBP | ||||
| ORD | Purchase | 189 | 45.5410 GBP | ||||
| ORD | Purchase | 190 | 45.2800 GBP | ||||
| ORD | Purchase | 192 | 45.6950 GBP | ||||
| ORD | Purchase | 195 | 44.9800 GBP | ||||
| ORD | Purchase | 195 | 45.1650 GBP | ||||
| ORD | Purchase | 197 | 44.6300 GBP | ||||
| ORD | Purchase | 201 | 45.4850 GBP | ||||
| ORD | Purchase | 203 | 44.7300 GBP | ||||
| ORD | Purchase | 205 | 44.7600 GBP | ||||
| ORD | Purchase | 205 | 44.9000 GBP | ||||
| ORD | Purchase | 211 | 45.4450 GBP | ||||
| ORD | Purchase | 212 | 45.7000 GBP | ||||
| ORD | Purchase | 217 | 45.4400 GBP | ||||
| ORD | Purchase | 230 | 45.7900 GBP | ||||
| ORD | Purchase | 231 | 44.8800 GBP | ||||
| ORD | Purchase | 231 | 45.5050 GBP | ||||
| ORD | Purchase | 237 | 44.8500 GBP | ||||
| ORD | Purchase | 240 | 45.2200 GBP | ||||
| ORD | Purchase | 242 | 44.6100 GBP | ||||
| ORD | Purchase | 243 | 45.4350 GBP | ||||
| ORD | Purchase | 251 | 44.8000 GBP | ||||
| ORD | Purchase | 252 | 45.1250 GBP | ||||
| ORD | Purchase | 268 | 45.5800 GBP | ||||
| ORD | Purchase | 300 | 45.7300 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 232.2400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 232.3300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 233.7600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 233.8300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 233.9400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 235.2762 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 235.2912 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 235.3200 USD | ||||
| ORD | Purchase | 305 | 45.3950 GBP | ||||
| ORD | Purchase | 317 | 45.4900 GBP | ||||
| ORD | Purchase | 322 | 45.1000 GBP | ||||
| ORD | Purchase | 330 | 45.6300 GBP | ||||
| ORD | Purchase | 331 | 44.7400 GBP | ||||
| ORD | Purchase | 343 | 45.1150 GBP | ||||
| ORD | Purchase | 354 | 45.5100 GBP | ||||
| ORD | Purchase | 357 | 45.4700 GBP | ||||
| ORD | Purchase | 369 | 45.1750 GBP | ||||
| ORD | Purchase | 404 | 44.7700 GBP | ||||
| ORD | Purchase | 420 | 45.1200 GBP | ||||
| ORD | Purchase | 421 | 45.3800 GBP | ||||
| ORD | Purchase | 422 | 45.2500 GBP | ||||
| ORD | Purchase | 423 | 44.7800 GBP | ||||
| ORD | Purchase | 426 | 45.2450 GBP | ||||
| ORD | Purchase | 444 | 45.2000 GBP | ||||
| ORD | Purchase | 473 | 45.7400 GBP | ||||
| ORD | Purchase | 475 | 44.9100 GBP | ||||
| ORD | Purchase | 483 | 44.5100 GBP | ||||
| ORD | Purchase | 493 | 45.6200 GBP | ||||
| ORD | Purchase | 497 | 45.4300 GBP | ||||
| ORD | Purchase | 511 | 45.5700 GBP | ||||
| ORD | Purchase | 516 | 45.5200 GBP | ||||
| ORD | Purchase | 546 | 45.7500 GBP | ||||
| ORD | Purchase | 567 | 45.5900 GBP | ||||
| ORD | Purchase | 575 | 45.2600 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 232.3200 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 233.8500 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 234.0100 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 235.0000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 235.1035 USD | ||||
| ORD | Purchase | 611 | 44.6800 GBP | ||||
| ORD | Purchase | 640 | 45.1700 GBP | ||||
| ORD | Purchase | 643 | 45.4100 GBP | ||||
| ORD | Purchase | 646 | 45.3951 GBP | ||||
| ORD | Purchase | 652 | 44.7529 GBP | ||||
| ORD (traded as ADR) | Purchase | 675 | 233.8555 USD | ||||
| ORD | Purchase | 690 | 45.4000 GBP | ||||
| ORD | Purchase | 699 | 44.6600 GBP | ||||
| ORD | Purchase | 712 | 45.5300 GBP | ||||
| ORD | Purchase | 714 | 45.1800 GBP | ||||
| ORD | Purchase | 764 | 45.7600 GBP | ||||
| ORD | Purchase | 795 | 45.1600 GBP | ||||
| ORD (traded as ADR) | Purchase | 801 | 233.3472 USD | ||||
| ORD | Purchase | 849 | 45.5500 GBP | ||||
| ORD (traded as ADR) | Purchase | 855 | 234.8931 USD | ||||
| ORD | Purchase | 884 | 44.7100 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 233.3333 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 235.1880 USD | ||||
| ORD | Purchase | 902 | 45.7200 GBP | ||||
| ORD | Purchase | 996 | 45.1300 GBP | ||||
| ORD | Purchase | 1,030 | 44.7500 GBP | ||||
| ORD | Purchase | 1,058 | 45.5000 GBP | ||||
| ORD | Purchase | 1,063 | 44.6900 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,176 | 233.2704 USD | ||||
| ORD | Purchase | 1,199 | 44.7000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 232.3412 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 232.6500 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 235.3048 USD | ||||
| ORD | Purchase | 1,339 | 45.4600 GBP | ||||
| ORD | Purchase | 1,364 | 45.5400 GBP | ||||
| ORD | Purchase | 1,380 | 45.1400 GBP | ||||
| ORD | Purchase | 1,443 | 45.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 233.3640 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 233.4360 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 234.0400 USD | ||||
| ORD | Purchase | 1,557 | 45.7100 GBP | ||||
| ORD | Purchase | 1,566 | 44.5000 GBP | ||||
| ORD | Purchase | 1,645 | 45.3600 GBP | ||||
| ORD | Purchase | 1,677 | 45.2478 GBP | ||||
| ORD | Purchase | 1,710 | 45.2059 GBP | ||||
| ORD | Purchase | 1,728 | 45.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 235.2700 USD | ||||
| ORD | Purchase | 2,195 | 45.6900 GBP | ||||
| ORD | Purchase | 2,264 | 45.6000 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 235.2697 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 232.3086 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 234.3905 USD | ||||
| ORD | Purchase | 3,393 | 44.6700 GBP | ||||
| ORD | Purchase | 3,424 | 45.3952 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,750 | 229.7000 USD | ||||
| ORD (traded as ADR) | Purchase | 3,984 | 234.8967 USD | ||||
| ORD | Purchase | 4,262 | 45.1246 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,446 | 232.1787 USD | ||||
| ORD | Purchase | 4,657 | 44.9700 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 234.2235 USD | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 233.4700 USD | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 233.9671 USD | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 232.7914 USD | ||||
| ORD | Purchase | 6,719 | 45.1850 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,044 | 234.2838 USD | ||||
| ORD | Purchase | 8,133 | 45.4105 GBP | ||||
| ORD | Purchase | 8,182 | 45.1100 GBP | ||||
| ORD | Purchase | 8,424 | 45.4500 GBP | ||||
| ORD | Purchase | 8,454 | 45.4216 GBP | ||||
| ORD | Purchase | 9,953 | 45.1948 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,116 | 233.0480 USD | ||||
| ORD | Purchase | 10,802 | 44.8626 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,007 | 233.9063 USD | ||||
| ORD | Purchase | 11,246 | 45.1639 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,492 | 234.6038 USD | ||||
| ORD (traded as ADR) | Purchase | 13,446 | 232.8297 USD | ||||
| ORD | Purchase | 15,000 | 45.4582 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,000 | 233.5000 USD | ||||
| ORD (traded as ADR) | Purchase | 15,600 | 234.5229 USD | ||||
| ORD (traded as ADR) | Purchase | 15,756 | 234.1510 USD | ||||
| ORD (traded as ADR) | Purchase | 15,900 | 233.0999 USD | ||||
| ORD | Purchase | 17,294 | 44.9962 GBP | ||||
| ORD (traded as ADR) | Purchase | 19,800 | 232.4137 USD | ||||
| ORD | Purchase | 20,864 | 45.2881 GBP | ||||
| ORD | Purchase | 21,542 | 45.1019 GBP | ||||
| ORD | Purchase | 22,396 | 45.2325 GBP | ||||
| ORD | Purchase | 22,720 | 45.2925 GBP | ||||
| ORD | Purchase | 24,865 | 45.1311 GBP | ||||
| ORD | Purchase | 25,591 | 45.2402 GBP | ||||
| ORD | Purchase | 26,000 | 45.0750 GBP | ||||
| ORD | Purchase | 26,250 | 44.5445 GBP | ||||
| ORD (traded as ADR) | Purchase | 30,000 | 234.4500 USD | ||||
| ORD | Purchase | 33,428 | 45.2742 GBP | ||||
| ORD (traded as ADR) | Purchase | 35,400 | 234.7330 USD | ||||
| ORD (traded as ADR) | Purchase | 36,600 | 234.1311 USD | ||||
| ORD | Purchase | 41,979 | 45.2290 GBP | ||||
| ORD | Purchase | 50,000 | 45.2163 GBP | ||||
| ORD | Purchase | 50,000 | 46.7691 GBP | ||||
| ORD | Purchase | 56,948 | 45.1039 GBP | ||||
| ORD (traded as ADR) | Purchase | 61,998 | 232.9200 USD | ||||
| ORD | Purchase | 64,001 | 45.2713 GBP | ||||
| ORD | Purchase | 64,908 | 44.9803 GBP | ||||
| ORD | Purchase | 100,000 | 44.7673 GBP | ||||
| ORD | Purchase | 100,000 | 45.4918 GBP | ||||
| ORD | Purchase | 139,198 | 44.9300 GBP | ||||
| ORD | Purchase | 159,968 | 45.1397 GBP | ||||
| ORD | Sale | 3 | 45.3840 GBP | ||||
| ORD | Sale | 3 | 45.4360 GBP | ||||
| ORD (traded as ADR) | Sale | 3 | 234.5000 USD | ||||
| ORD | Sale | 4 | 45.5750 GBP | ||||
| ORD | Sale | 6 | 45.2110 GBP | ||||
| ORD | Sale | 7 | 45.2120 GBP | ||||
| ORD | Sale | 9 | 44.6450 GBP | ||||
| ORD | Sale | 9 | 44.7470 GBP | ||||
| ORD | Sale | 10 | 45.0050 GBP | ||||
| ORD | Sale | 10 | 45.0350 GBP | ||||
| ORD | Sale | 11 | 45.2750 GBP | ||||
| ORD | Sale | 18 | 45.6600 GBP | ||||
| ORD | Sale | 22 | 45.2550 GBP | ||||
| ORD | Sale | 22 | 45.2860 GBP | ||||
| ORD | Sale | 22 | 45.3320 GBP | ||||
| ORD | Sale | 22 | 45.3410 GBP | ||||
| ORD | Sale | 23 | 44.5800 GBP | ||||
| ORD | Sale | 23 | 44.8360 GBP | ||||
| ORD | Sale | 24 | 44.7200 GBP | ||||
| ORD | Sale | 24 | 45.0460 GBP | ||||
| ORD | Sale | 28 | 45.6010 GBP | ||||
| ORD | Sale | 30 | 44.6960 GBP | ||||
| ORD | Sale | 31 | 45.7050 GBP | ||||
| ORD | Sale | 32 | 44.5540 GBP | ||||
| ORD | Sale | 32 | 44.9350 GBP | ||||
| ORD | Sale | 33 | 44.7550 GBP | ||||
| ORD | Sale | 33 | 45.1460 GBP | ||||
| ORD | Sale | 33 | 45.2050 GBP | ||||
| ORD | Sale | 33 | 45.2770 GBP | ||||
| ORD | Sale | 33 | 45.6120 GBP | ||||
| ORD | Sale | 36 | 44.9090 GBP | ||||
| ORD | Sale | 37 | 45.0710 GBP | ||||
| ORD | Sale | 37 | 45.0850 GBP | ||||
| ORD | Sale | 37 | 45.1160 GBP | ||||
| ORD | Sale | 37 | 45.2910 GBP | ||||
| ORD | Sale | 37 | 45.4950 GBP | ||||
| ORD | Sale | 37 | 45.5460 GBP | ||||
| ORD | Sale | 37 | 45.5850 GBP | ||||
| ORD | Sale | 37 | 45.6060 GBP | ||||
| ORD | Sale | 37 | 45.6560 GBP | ||||
| ORD | Sale | 37 | 45.8150 GBP | ||||
| ORD | Sale | 38 | 44.8610 GBP | ||||
| ORD | Sale | 39 | 44.6790 GBP | ||||
| ORD | Sale | 42 | 44.6510 GBP | ||||
| ORD | Sale | 42 | 44.7150 GBP | ||||
| ORD | Sale | 42 | 44.7460 GBP | ||||
| ORD | Sale | 42 | 44.8300 GBP | ||||
| ORD | Sale | 48 | 44.8050 GBP | ||||
| ORD | Sale | 49 | 45.1838 GBP | ||||
| ORD | Sale | 53 | 45.4250 GBP | ||||
| ORD | Sale | 54 | 45.3500 GBP | ||||
| ORD | Sale | 55 | 45.2810 GBP | ||||
| ORD | Sale | 55 | 45.6710 GBP | ||||
| ORD | Sale | 56 | 44.5750 GBP | ||||
| ORD | Sale | 56 | 45.1790 GBP | ||||
| ORD | Sale | 62 | 44.9550 GBP | ||||
| ORD | Sale | 62 | 45.3400 GBP | ||||
| ORD | Sale | 62 | 45.3430 GBP | ||||
| ORD | Sale | 62 | 45.5650 GBP | ||||
| ORD | Sale | 62 | 45.6310 GBP | ||||
| ORD | Sale | 62 | 45.6450 GBP | ||||
| ORD | Sale | 62 | 45.6550 GBP | ||||
| ORD | Sale | 62 | 45.8400 GBP | ||||
| ORD | Sale | 63 | 45.2280 GBP | ||||
| ORD | Sale | 63 | 45.2350 GBP | ||||
| ORD | Sale | 63 | 45.2390 GBP | ||||
| ORD | Sale | 63 | 45.3900 GBP | ||||
| ORD | Sale | 63 | 45.4150 GBP | ||||
| ORD | Sale | 65 | 44.7750 GBP | ||||
| ORD | Sale | 65 | 44.8200 GBP | ||||
| ORD | Sale | 65 | 44.8850 GBP | ||||
| ORD | Sale | 65 | 44.8900 GBP | ||||
| ORD | Sale | 65 | 45.0800 GBP | ||||
| ORD | Sale | 65 | 45.3240 GBP | ||||
| ORD | Sale | 65 | 45.5110 GBP | ||||
| ORD | Sale | 65 | 45.5600 GBP | ||||
| ORD | Sale | 65 | 45.7800 GBP | ||||
| ORD | Sale | 66 | 44.6650 GBP | ||||
| ORD | Sale | 67 | 45.2850 GBP | ||||
| ORD | Sale | 69 | 45.0600 GBP | ||||
| ORD | Sale | 69 | 45.4800 GBP | ||||
| ORD | Sale | 70 | 44.7810 GBP | ||||
| ORD | Sale | 70 | 45.2400 GBP | ||||
| ORD | Sale | 71 | 44.5900 GBP | ||||
| ORD | Sale | 71 | 45.0740 GBP | ||||
| ORD | Sale | 74 | 44.6950 GBP | ||||
| ORD | Sale | 74 | 45.4750 GBP | ||||
| ORD | Sale | 74 | 45.6850 GBP | ||||
| ORD | Sale | 76 | 45.1950 GBP | ||||
| ORD | Sale | 78 | 44.6400 GBP | ||||
| ORD | Sale | 79 | 44.5600 GBP | ||||
| ORD | Sale | 82 | 45.6350 GBP | ||||
| ORD | Sale | 88 | 44.9950 GBP | ||||
| ORD | Sale | 88 | 45.2700 GBP | ||||
| ORD | Sale | 89 | 44.7900 GBP | ||||
| ORD | Sale | 92 | 44.6310 GBP | ||||
| ORD | Sale | 92 | 45.2100 GBP | ||||
| ORD | Sale | 92 | 45.7060 GBP | ||||
| ORD | Sale | 93 | 45.6650 GBP | ||||
| ORD | Sale | 93 | 45.6750 GBP | ||||
| ORD | Sale | 98 | 44.9400 GBP | ||||
| ORD | Sale | 104 | 45.1350 GBP | ||||
| ORD | Sale | 105 | 45.3550 GBP | ||||
| ORD | Sale | 106 | 44.9050 GBP | ||||
| ORD | Sale | 112 | 45.5150 GBP | ||||
| ORD | Sale | 113 | 44.9600 GBP | ||||
| ORD | Sale | 113 | 45.3510 GBP | ||||
| ORD | Sale | 116 | 45.3850 GBP | ||||
| ORD | Sale | 119 | 45.1140 GBP | ||||
| ORD | Sale | 119 | 45.1450 GBP | ||||
| ORD | Sale | 120 | 44.5400 GBP | ||||
| ORD | Sale | 120 | 45.2300 GBP | ||||
| ORD | Sale | 126 | 45.2450 GBP | ||||
| ORD | Sale | 130 | 44.7650 GBP | ||||
| ORD | Sale | 135 | 45.1050 GBP | ||||
| ORD | Sale | 140 | 45.3750 GBP | ||||
| ORD | Sale | 140 | 45.5550 GBP | ||||
| ORD | Sale | 145 | 45.3700 GBP | ||||
| ORD | Sale | 146 | 44.6750 GBP | ||||
| ORD | Sale | 146 | 45.3100 GBP | ||||
| ORD | Sale | 147 | 45.3200 GBP | ||||
| ORD | Sale | 148 | 45.6050 GBP | ||||
| ORD | Sale | 152 | 44.7450 GBP | ||||
| ORD | Sale | 155 | 45.7010 GBP | ||||
| ORD | Sale | 157 | 44.8400 GBP | ||||
| ORD | Sale | 162 | 45.6700 GBP | ||||
| ORD | Sale | 162 | 45.6800 GBP | ||||
| ORD | Sale | 163 | 45.5510 GBP | ||||
| ORD | Sale | 166 | 45.6400 GBP | ||||
| ORD | Sale | 170 | 44.8600 GBP | ||||
| ORD | Sale | 170 | 45.0400 GBP | ||||
| ORD | Sale | 171 | 45.2640 GBP | ||||
| ORD | Sale | 172 | 45.7710 GBP | ||||
| ORD | Sale | 175 | 44.6500 GBP | ||||
| ORD | Sale | 181 | 45.2900 GBP | ||||
| ORD | Sale | 183 | 45.3027 GBP | ||||
| ORD | Sale | 186 | 45.6100 GBP | ||||
| ORD | Sale | 188 | 45.6500 GBP | ||||
| ORD | Sale | 189 | 45.5410 GBP | ||||
| ORD | Sale | 190 | 45.2800 GBP | ||||
| ORD | Sale | 192 | 45.6950 GBP | ||||
| ORD | Sale | 195 | 45.1650 GBP | ||||
| ORD | Sale | 197 | 44.6300 GBP | ||||
| ORD | Sale | 201 | 45.4850 GBP | ||||
| ORD | Sale | 205 | 44.7600 GBP | ||||
| ORD | Sale | 205 | 44.9000 GBP | ||||
| ORD | Sale | 211 | 45.4450 GBP | ||||
| ORD | Sale | 212 | 45.7000 GBP | ||||
| ORD | Sale | 217 | 45.4400 GBP | ||||
| ORD | Sale | 226 | 44.9900 GBP | ||||
| ORD | Sale | 230 | 45.7900 GBP | ||||
| ORD | Sale | 231 | 44.8800 GBP | ||||
| ORD | Sale | 231 | 45.5050 GBP | ||||
| ORD | Sale | 237 | 44.8500 GBP | ||||
| ORD | Sale | 240 | 45.2200 GBP | ||||
| ORD | Sale | 242 | 44.6100 GBP | ||||
| ORD | Sale | 243 | 45.4350 GBP | ||||
| ORD | Sale | 252 | 45.1250 GBP | ||||
| ORD | Sale | 259 | 45.1850 GBP | ||||
| ORD | Sale | 268 | 45.5800 GBP | ||||
| ORD | Sale | 300 | 45.7300 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 232.0300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 232.2900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 233.6100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 233.6200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 233.8700 USD | ||||
| ORD | Sale | 301 | 44.8000 GBP | ||||
| ORD | Sale | 305 | 45.3950 GBP | ||||
| ORD | Sale | 308 | 44.7300 GBP | ||||
| ORD | Sale | 308 | 44.9800 GBP | ||||
| ORD | Sale | 317 | 45.4900 GBP | ||||
| ORD | Sale | 322 | 45.1000 GBP | ||||
| ORD | Sale | 330 | 45.6300 GBP | ||||
| ORD | Sale | 331 | 44.7400 GBP | ||||
| ORD | Sale | 343 | 45.1150 GBP | ||||
| ORD | Sale | 354 | 45.5100 GBP | ||||
| ORD | Sale | 357 | 45.4700 GBP | ||||
| ORD | Sale | 369 | 45.1750 GBP | ||||
| ORD | Sale | 393 | 45.4500 GBP | ||||
| ORD | Sale | 404 | 44.7700 GBP | ||||
| ORD | Sale | 420 | 45.1200 GBP | ||||
| ORD | Sale | 421 | 45.3800 GBP | ||||
| ORD | Sale | 422 | 45.2500 GBP | ||||
| ORD | Sale | 423 | 44.7800 GBP | ||||
| ORD | Sale | 442 | 45.1100 GBP | ||||
| ORD | Sale | 444 | 45.2000 GBP | ||||
| ORD | Sale | 473 | 45.7400 GBP | ||||
| ORD | Sale | 475 | 44.9100 GBP | ||||
| ORD | Sale | 483 | 44.5100 GBP | ||||
| ORD | Sale | 493 | 45.6200 GBP | ||||
| ORD | Sale | 494 | 45.3936 GBP | ||||
| ORD | Sale | 497 | 45.4300 GBP | ||||
| ORD (traded as ADR) | Sale | 501 | 233.0000 USD | ||||
| ORD | Sale | 511 | 45.5700 GBP | ||||
| ORD | Sale | 516 | 45.5200 GBP | ||||
| ORD | Sale | 546 | 45.7500 GBP | ||||
| ORD | Sale | 567 | 45.5900 GBP | ||||
| ORD | Sale | 575 | 45.2600 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 232.3400 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 233.5225 USD | ||||
| ORD | Sale | 611 | 44.6800 GBP | ||||
| ORD | Sale | 640 | 45.1700 GBP | ||||
| ORD | Sale | 643 | 45.4100 GBP | ||||
| ORD | Sale | 690 | 45.4000 GBP | ||||
| ORD | Sale | 699 | 44.6600 GBP | ||||
| ORD | Sale | 712 | 45.5300 GBP | ||||
| ORD | Sale | 714 | 45.1800 GBP | ||||
| ORD | Sale | 764 | 45.7600 GBP | ||||
| ORD | Sale | 795 | 45.1600 GBP | ||||
| ORD | Sale | 849 | 45.5500 GBP | ||||
| ORD | Sale | 884 | 44.7100 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 232.8566 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 234.0033 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 234.2300 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 235.0100 USD | ||||
| ORD | Sale | 902 | 45.7200 GBP | ||||
| ORD | Sale | 996 | 45.1300 GBP | ||||
| ORD | Sale | 1,030 | 44.7500 GBP | ||||
| ORD | Sale | 1,058 | 45.5000 GBP | ||||
| ORD | Sale | 1,063 | 44.6900 GBP | ||||
| ORD | Sale | 1,199 | 44.7000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 232.5425 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 233.8525 USD | ||||
| ORD | Sale | 1,298 | 45.3412 GBP | ||||
| ORD | Sale | 1,299 | 44.6700 GBP | ||||
| ORD | Sale | 1,307 | 44.6181 GBP | ||||
| ORD | Sale | 1,339 | 45.4600 GBP | ||||
| ORD | Sale | 1,364 | 45.5400 GBP | ||||
| ORD | Sale | 1,380 | 45.1400 GBP | ||||
| ORD | Sale | 1,443 | 45.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 234.6328 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 235.1542 USD | ||||
| ORD | Sale | 1,557 | 45.7100 GBP | ||||
| ORD | Sale | 1,566 | 44.5000 GBP | ||||
| ORD | Sale | 1,645 | 45.3600 GBP | ||||
| ORD | Sale | 1,728 | 45.1500 GBP | ||||
| ORD | Sale | 2,195 | 45.6900 GBP | ||||
| ORD | Sale | 2,264 | 45.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 234.7308 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 234.3230 USD | ||||
| ORD | Sale | 3,223 | 45.1427 GBP | ||||
| ORD (traded as ADR) | Sale | 3,750 | 230.7000 USD | ||||
| ORD (traded as ADR) | Sale | 4,500 | 233.5830 USD | ||||
| ORD (traded as ADR) | Sale | 4,800 | 234.9118 USD | ||||
| ORD | Sale | 5,635 | 45.4003 GBP | ||||
| ORD | Sale | 5,859 | 45.5054 GBP | ||||
| ORD (traded as ADR) | Sale | 6,000 | 233.4700 USD | ||||
| ORD (traded as ADR) | Sale | 6,300 | 233.1531 USD | ||||
| ORD | Sale | 6,467 | 45.1900 GBP | ||||
| ORD (traded as ADR) | Sale | 6,600 | 233.3420 USD | ||||
| ORD (traded as ADR) | Sale | 7,500 | 232.3069 USD | ||||
| ORD | Sale | 7,584 | 45.3564 GBP | ||||
| ORD | Sale | 9,033 | 45.4066 GBP | ||||
| ORD | Sale | 9,423 | 45.4068 GBP | ||||
| ORD (traded as ADR) | Sale | 9,900 | 232.4137 USD | ||||
| ORD (traded as ADR) | Sale | 10,575 | 233.1108 USD | ||||
| ORD | Sale | 10,823 | 45.2654 GBP | ||||
| ORD (traded as ADR) | Sale | 11,418 | 234.1321 USD | ||||
| ORD | Sale | 11,515 | 45.1121 GBP | ||||
| ORD (traded as ADR) | Sale | 12,600 | 233.4176 USD | ||||
| ORD (traded as ADR) | Sale | 12,816 | 233.5160 USD | ||||
| ORD (traded as ADR) | Sale | 15,000 | 233.5000 USD | ||||
| ORD | Sale | 16,828 | 45.2971 GBP | ||||
| ORD (traded as ADR) | Sale | 17,100 | 234.4133 USD | ||||
| ORD | Sale | 17,532 | 45.3122 GBP | ||||
| ORD | Sale | 23,311 | 45.2998 GBP | ||||
| ORD | Sale | 25,572 | 45.1598 GBP | ||||
| ORD (traded as ADR) | Sale | 26,700 | 234.0175 USD | ||||
| ORD (traded as ADR) | Sale | 26,892 | 232.8297 USD | ||||
| ORD | Sale | 29,033 | 45.1802 GBP | ||||
| ORD (traded as ADR) | Sale | 30,600 | 234.7732 USD | ||||
| ORD | Sale | 36,429 | 45.2719 GBP | ||||
| ORD | Sale | 39,200 | 44.8071 GBP | ||||
| ORD | Sale | 39,993 | 45.2824 GBP | ||||
| ORD | Sale | 45,981 | 44.9004 GBP | ||||
| ORD | Sale | 50,000 | 45.6079 GBP | ||||
| ORD | Sale | 72,663 | 45.0187 GBP | ||||
| ORD | Sale | 84,594 | 45.0412 GBP | ||||
| ORD | Sale | 124,167 | 45.0913 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 199 | 45.1381 GBP | |||||
| ORD | SWAP | Long | 263 | 45.5155 GBP | |||||
| ORD | CFD | Long | 354 | 44.8990 GBP | |||||
| ORD | SWAP | Long | 1,813 | 44.9282 GBP | |||||
| ORD | SWAP | Long | 2,479 | 45.2889 GBP | |||||
| ORD | CFD | Long | 3,600 | 45.5820 GBP | |||||
| ORD | CFD | Long | 8,408 | 45.4876 GBP | |||||
| ORD | CFD | Short | 54 | 45.1940 GBP | |||||
| ORD | CFD | Short | 652 | 44.7529 GBP | |||||
| ORD | SWAP | Short | 1,710 | 45.2059 GBP | |||||
| ORD | CFD | Short | 2,104 | 44.9357 GBP | |||||
| ORD | SWAP | Short | 2,498 | 45.2554 GBP | |||||
| ORD | CFD | Short | 5,022 | 45.0183 GBP | |||||
| ORD | SWAP | Short | 8,049 | 44.9441 GBP | |||||
| ORD | CFD | Short | 15,000 | 45.4582 GBP | |||||
| ORD | CFD | Short | 8,031 | 45.4500 GBP | |||||
| ORD | SWAP | Short | 26,000 | 45.0750 GBP | |||||
| ORD | SWAP | Short | 26,250 | 44.5445 GBP | |||||
| ORD | SWAP | Short | 50,000 | 45.2163 GBP | |||||
| ORD | CFD | Short | 34,682 | 45.3610 GBP | |||||
| ORD | SWAP | Short | 100,000 | 44.7673 GBP | |||||
| ORD | SWAP | Short | 100,000 | 45.4918 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 159,200 | 255 USD | American | 41839 | 3.5761 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 270 USD | American | 41839 | 1.3500 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 280 USD | American | 41839 | 1.5000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 195 USD | American | 41930 | 44.8000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 230 USD | American | 41930 | 20.3000 USD | ||||||||
| ADR | Call Options | Selling | 79,600 | 240 USD | American | 41839 | 9.7517 USD | ||||||||
| ADR | Call Options | Selling | 200 | 240 USD | American | 42021 | 17.6000 USD | ||||||||
| ADR | Call Options | Selling | 14,800 | 250 USD | American | 41839 | 5.1000 USD | ||||||||
| ADR | Call Options | Selling | 48,000 | 255 USD | American | 41839 | 3.3350 USD | ||||||||
| ADR | Call Options | Selling | 400 | 275 USD | American | 41839 | 2.0000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 240 USD | American | 41930 | 21.8000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 10 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 GBP | European | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,400 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 98,000 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 5,900 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 128,900 | 255.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 7,100 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 270.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 280.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,700 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -17,500 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -274,600 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -20,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -5,000 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -176,800 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -300 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 275.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -300 | 285.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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