8th Aug 2014 13:32
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 7 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,927,516 | 1.68% | 4,072,559 | 0.69% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,110,931 | 0.36% | 3,902,355 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,673,700 | 0.28% | 1,373,400 | 0.23% | |||||||
| TOTAL: | 13,712,147 | 2.32% | 9,348,314 | 1.58% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 46.1300 GBP | ||||
| ORD | Purchase | 6 | 45.6870 GBP | ||||
| ORD | Purchase | 6 | 46.3800 GBP | ||||
| ORD | Purchase | 10 | 46.0140 GBP | ||||
| ORD | Purchase | 10 | 46.4650 GBP | ||||
| ORD | Purchase | 16 | 46.4490 GBP | ||||
| ORD | Purchase | 23 | 45.4800 GBP | ||||
| ORD | Purchase | 25 | 45.4200 GBP | ||||
| ORD | Purchase | 26 | 45.6400 GBP | ||||
| ORD | Purchase | 31 | 45.6900 GBP | ||||
| ORD | Purchase | 33 | 45.6050 GBP | ||||
| ORD | Purchase | 35 | 46.4350 GBP | ||||
| ORD | Purchase | 36 | 45.7400 GBP | ||||
| ORD | Purchase | 37 | 45.5800 GBP | ||||
| ORD | Purchase | 37 | 46.3200 GBP | ||||
| ORD | Purchase | 40 | 46.4600 GBP | ||||
| ORD | Purchase | 42 | 45.4600 GBP | ||||
| ORD | Purchase | 42 | 45.4900 GBP | ||||
| ORD | Purchase | 43 | 45.6110 GBP | ||||
| ORD | Purchase | 43 | 45.6650 GBP | ||||
| ORD | Purchase | 43 | 45.7050 GBP | ||||
| ORD | Purchase | 43 | 45.7200 GBP | ||||
| ORD | Purchase | 45 | 46.2390 GBP | ||||
| ORD | Purchase | 46 | 46.0250 GBP | ||||
| ORD | Purchase | 47 | 46.0790 GBP | ||||
| ORD | Purchase | 48 | 45.6960 GBP | ||||
| ORD | Purchase | 49 | 45.8750 GBP | ||||
| ORD | Purchase | 50 | 45.4500 GBP | ||||
| ORD | Purchase | 51 | 45.2600 GBP | ||||
| ORD | Purchase | 51 | 45.4860 GBP | ||||
| ORD | Purchase | 51 | 46.1240 GBP | ||||
| ORD | Purchase | 51 | 46.2660 GBP | ||||
| ORD | Purchase | 52 | 45.6510 GBP | ||||
| ORD | Purchase | 57 | 46.3600 GBP | ||||
| ORD | Purchase | 57 | 46.3910 GBP | ||||
| ORD | Purchase | 57 | 46.4440 GBP | ||||
| ORD | Purchase | 57 | 46.4550 GBP | ||||
| ORD | Purchase | 58 | 45.7020 GBP | ||||
| ORD | Purchase | 64 | 46.1500 GBP | ||||
| ORD | Purchase | 65 | 45.5500 GBP | ||||
| ORD | Purchase | 65 | 45.6800 GBP | ||||
| ORD | Purchase | 65 | 46.1350 GBP | ||||
| ORD | Purchase | 66 | 46.2850 GBP | ||||
| ORD | Purchase | 68 | 46.0990 GBP | ||||
| ORD | Purchase | 69 | 45.9650 GBP | ||||
| ORD | Purchase | 71 | 46.0550 GBP | ||||
| ORD | Purchase | 72 | 45.6250 GBP | ||||
| ORD | Purchase | 72 | 45.6600 GBP | ||||
| ORD | Purchase | 72 | 45.7300 GBP | ||||
| ORD | Purchase | 73 | 45.7873 GBP | ||||
| ORD | Purchase | 74 | 45.2510 GBP | ||||
| ORD | Purchase | 74 | 45.5600 GBP | ||||
| ORD | Purchase | 74 | 45.8510 GBP | ||||
| ORD | Purchase | 74 | 46.0190 GBP | ||||
| ORD | Purchase | 74 | 46.1090 GBP | ||||
| ORD | Purchase | 74 | 46.4510 GBP | ||||
| ORD | Purchase | 76 | 46.3050 GBP | ||||
| ORD | Purchase | 77 | 46.2450 GBP | ||||
| ORD | Purchase | 84 | 45.6550 GBP | ||||
| ORD | Purchase | 84 | 45.9120 GBP | ||||
| ORD | Purchase | 84 | 46.2440 GBP | ||||
| ORD | Purchase | 85 | 45.2650 GBP | ||||
| ORD | Purchase | 85 | 45.2700 GBP | ||||
| ORD | Purchase | 85 | 45.8800 GBP | ||||
| ORD | Purchase | 85 | 45.9750 GBP | ||||
| ORD | Purchase | 85 | 46.1150 GBP | ||||
| ORD | Purchase | 85 | 46.1250 GBP | ||||
| ORD | Purchase | 85 | 46.4100 GBP | ||||
| ORD | Purchase | 88 | 46.0650 GBP | ||||
| ORD | Purchase | 88 | 46.2340 GBP | ||||
| ORD | Purchase | 89 | 45.8900 GBP | ||||
| ORD | Purchase | 94 | 46.3290 GBP | ||||
| ORD | Purchase | 95 | 46.2640 GBP | ||||
| ORD | Purchase | 96 | 46.1990 GBP | ||||
| ORD | Purchase | 97 | 45.5700 GBP | ||||
| ORD | Purchase | 97 | 45.9450 GBP | ||||
| ORD | Purchase | 97 | 46.3550 GBP | ||||
| ORD | Purchase | 101 | 46.4750 GBP | ||||
| ORD | Purchase | 102 | 46.0490 GBP | ||||
| ORD | Purchase | 110 | 46.0210 GBP | ||||
| ORD | Purchase | 114 | 46.2240 GBP | ||||
| ORD | Purchase | 115 | 45.6450 GBP | ||||
| ORD | Purchase | 116 | 46.3300 GBP | ||||
| ORD | Purchase | 128 | 46.0750 GBP | ||||
| ORD | Purchase | 135 | 46.1690 GBP | ||||
| ORD | Purchase | 136 | 45.2631 GBP | ||||
| ORD | Purchase | 141 | 46.3950 GBP | ||||
| ORD | Purchase | 147 | 46.3150 GBP | ||||
| ORD | Purchase | 150 | 46.3650 GBP | ||||
| ORD | Purchase | 152 | 46.1950 GBP | ||||
| ORD | Purchase | 153 | 46.4250 GBP | ||||
| ORD | Purchase | 155 | 45.5100 GBP | ||||
| ORD | Purchase | 155 | 46.4900 GBP | ||||
| ORD | Purchase | 156 | 45.9010 GBP | ||||
| ORD | Purchase | 162 | 46.3900 GBP | ||||
| ORD | Purchase | 163 | 46.0350 GBP | ||||
| ORD | Purchase | 164 | 45.8040 GBP | ||||
| ORD | Purchase | 167 | 45.9950 GBP | ||||
| ORD | Purchase | 167 | 46.4850 GBP | ||||
| ORD | Purchase | 173 | 46.4450 GBP | ||||
| ORD | Purchase | 175 | 46.1100 GBP | ||||
| ORD | Purchase | 193 | 45.7500 GBP | ||||
| ORD | Purchase | 196 | 46.2950 GBP | ||||
| ORD | Purchase | 200 | 46.0950 GBP | ||||
| ORD | Purchase | 206 | 45.8700 GBP | ||||
| ORD | Purchase | 209 | 46.3450 GBP | ||||
| ORD | Purchase | 216 | 45.6300 GBP | ||||
| ORD | Purchase | 221 | 45.6700 GBP | ||||
| ORD | Purchase | 221 | 46.2550 GBP | ||||
| ORD | Purchase | 229 | 46.2150 GBP | ||||
| ORD | Purchase | 237 | 45.9850 GBP | ||||
| ORD | Purchase | 242 | 46.4700 GBP | ||||
| ORD | Purchase | 248 | 46.2490 GBP | ||||
| ORD | Purchase | 251 | 46.0400 GBP | ||||
| ORD | Purchase | 256 | 46.3250 GBP | ||||
| ORD | Purchase | 259 | 45.5900 GBP | ||||
| ORD | Purchase | 261 | 46.2050 GBP | ||||
| ORD | Purchase | 263 | 46.2650 GBP | ||||
| ORD | Purchase | 264 | 45.9050 GBP | ||||
| ORD | Purchase | 268 | 46.4200 GBP | ||||
| ORD | Purchase | 280 | 46.0300 GBP | ||||
| ORD | Purchase | 282 | 46.0800 GBP | ||||
| ORD | Purchase | 295 | 46.2700 GBP | ||||
| ORD | Purchase | 327 | 45.7800 GBP | ||||
| ORD | Purchase | 330 | 45.7100 GBP | ||||
| ORD | Purchase | 331 | 46.2250 GBP | ||||
| ORD | Purchase | 337 | 45.9300 GBP | ||||
| ORD | Purchase | 351 | 45.9100 GBP | ||||
| ORD | Purchase | 372 | 45.6100 GBP | ||||
| ORD | Purchase | 375 | 45.6698 GBP | ||||
| ORD | Purchase | 390 | 46.2350 GBP | ||||
| ORD | Purchase | 397 | 46.0280 GBP | ||||
| ORD | Purchase | 424 | 46.3100 GBP | ||||
| ORD | Purchase | 444 | 45.6200 GBP | ||||
| ORD | Purchase | 445 | 45.9500 GBP | ||||
| ORD | Purchase | 446 | 46.0700 GBP | ||||
| ORD | Purchase | 464 | 45.9700 GBP | ||||
| ORD | Purchase | 478 | 46.1700 GBP | ||||
| ORD | Purchase | 483 | 46.3400 GBP | ||||
| ORD | Purchase | 503 | 46.2300 GBP | ||||
| ORD | Purchase | 535 | 46.0450 GBP | ||||
| ORD | Purchase | 553 | 46.2200 GBP | ||||
| ORD | Purchase | 561 | 45.9400 GBP | ||||
| ORD | Purchase | 578 | 45.7900 GBP | ||||
| ORD | Purchase | 606 | 46.4500 GBP | ||||
| ORD | Purchase | 610 | 46.0600 GBP | ||||
| ORD | Purchase | 628 | 46.2400 GBP | ||||
| ORD | Purchase | 746 | 46.3000 GBP | ||||
| ORD | Purchase | 817 | 46.1600 GBP | ||||
| ORD | Purchase | 906 | 46.2800 GBP | ||||
| ORD | Purchase | 916 | 46.0100 GBP | ||||
| ORD | Purchase | 1,029 | 45.7000 GBP | ||||
| ORD | Purchase | 1,066 | 45.9800 GBP | ||||
| ORD | Purchase | 1,300 | 46.2823 GBP | ||||
| ORD | Purchase | 1,458 | 46.2000 GBP | ||||
| ORD | Purchase | 1,651 | 46.0200 GBP | ||||
| ORD | Purchase | 1,808 | 46.1800 GBP | ||||
| ORD | Purchase | 1,836 | 45.6000 GBP | ||||
| ORD | Purchase | 1,860 | 45.9600 GBP | ||||
| ORD | Purchase | 2,148 | 45.9900 GBP | ||||
| ORD | Purchase | 2,346 | 46.2100 GBP | ||||
| ORD | Purchase | 2,615 | 45.8100 GBP | ||||
| ORD | Purchase | 2,691 | 46.2500 GBP | ||||
| ORD | Purchase | 2,726 | 46.0679 GBP | ||||
| ORD | Purchase | 2,997 | 46.1000 GBP | ||||
| ORD | Purchase | 3,031 | 46.0000 GBP | ||||
| ORD | Purchase | 3,088 | 46.2900 GBP | ||||
| ORD | Purchase | 3,594 | 45.8000 GBP | ||||
| ORD | Purchase | 3,755 | 46.1900 GBP | ||||
| ORD | Purchase | 3,965 | 46.2600 GBP | ||||
| ORD | Purchase | 4,203 | 46.1120 GBP | ||||
| ORD | Purchase | 4,687 | 45.6455 GBP | ||||
| ORD | Purchase | 4,700 | 45.3613 GBP | ||||
| ORD | Purchase | 8,329 | 46.0500 GBP | ||||
| ORD | Purchase | 10,745 | 45.8073 GBP | ||||
| ORD | Purchase | 16,394 | 46.2812 GBP | ||||
| ORD (traded as ADR) | Purchase | 18,900 | 233.3539 USD | ||||
| ORD | Purchase | 19,060 | 46.0516 GBP | ||||
| ORD | Purchase | 23,272 | 46.6100 GBP | ||||
| ORD | Purchase | 26,465 | 46.1080 GBP | ||||
| ORD | Purchase | 28,566 | 46.0239 GBP | ||||
| ORD | Purchase | 30,000 | 46.4076 GBP | ||||
| ORD | Purchase | 37,685 | 46.0645 GBP | ||||
| ORD | Purchase | 40,000 | 46.1601 GBP | ||||
| ORD | Purchase | 50,000 | 45.8988 GBP | ||||
| ORD | Purchase | 50,000 | 45.9985 GBP | ||||
| ORD | Purchase | 58,159 | 46.0472 GBP | ||||
| ORD | Purchase | 76,302 | 46.0119 GBP | ||||
| ORD | Purchase | 226,682 | 46.0113 GBP | ||||
| ORD | Purchase | 234,540 | 45.9939 GBP | ||||
| ORD | Purchase | 310,000 | 46.0393 GBP | ||||
| ORD | Purchase | 320,038 | 46.1074 GBP | ||||
| ORD | Purchase | 580,784 | 45.9871 GBP | ||||
| ORD | Sale | 1 | 45.8908 GBP | ||||
| ORD | Sale | 2 | 46.1300 GBP | ||||
| ORD | Sale | 6 | 45.6870 GBP | ||||
| ORD | Sale | 6 | 46.3800 GBP | ||||
| ORD | Sale | 10 | 46.0140 GBP | ||||
| ORD | Sale | 10 | 46.4650 GBP | ||||
| ORD | Sale | 16 | 46.4490 GBP | ||||
| ORD | Sale | 23 | 45.4800 GBP | ||||
| ORD | Sale | 25 | 45.4200 GBP | ||||
| ORD | Sale | 26 | 45.6400 GBP | ||||
| ORD | Sale | 31 | 45.6900 GBP | ||||
| ORD | Sale | 33 | 45.6050 GBP | ||||
| ORD | Sale | 35 | 46.4350 GBP | ||||
| ORD | Sale | 36 | 45.7400 GBP | ||||
| ORD | Sale | 37 | 45.5800 GBP | ||||
| ORD | Sale | 37 | 46.3200 GBP | ||||
| ORD | Sale | 40 | 46.4600 GBP | ||||
| ORD | Sale | 42 | 45.4600 GBP | ||||
| ORD | Sale | 42 | 45.4900 GBP | ||||
| ORD | Sale | 43 | 45.6110 GBP | ||||
| ORD | Sale | 43 | 45.6650 GBP | ||||
| ORD | Sale | 43 | 45.7050 GBP | ||||
| ORD | Sale | 43 | 45.7200 GBP | ||||
| ORD | Sale | 45 | 46.2390 GBP | ||||
| ORD | Sale | 46 | 46.0250 GBP | ||||
| ORD | Sale | 47 | 46.0790 GBP | ||||
| ORD | Sale | 48 | 45.6960 GBP | ||||
| ORD | Sale | 49 | 45.8750 GBP | ||||
| ORD | Sale | 50 | 45.4500 GBP | ||||
| ORD | Sale | 51 | 45.2600 GBP | ||||
| ORD | Sale | 51 | 45.4860 GBP | ||||
| ORD | Sale | 51 | 46.1240 GBP | ||||
| ORD | Sale | 51 | 46.2660 GBP | ||||
| ORD | Sale | 52 | 45.6510 GBP | ||||
| ORD | Sale | 57 | 46.3600 GBP | ||||
| ORD | Sale | 57 | 46.3910 GBP | ||||
| ORD | Sale | 57 | 46.4440 GBP | ||||
| ORD | Sale | 57 | 46.4550 GBP | ||||
| ORD | Sale | 58 | 45.7020 GBP | ||||
| ORD | Sale | 64 | 46.1500 GBP | ||||
| ORD | Sale | 65 | 45.5500 GBP | ||||
| ORD | Sale | 65 | 45.6800 GBP | ||||
| ORD | Sale | 65 | 46.1350 GBP | ||||
| ORD | Sale | 66 | 46.2850 GBP | ||||
| ORD | Sale | 68 | 46.0990 GBP | ||||
| ORD | Sale | 69 | 45.9650 GBP | ||||
| ORD | Sale | 71 | 46.0550 GBP | ||||
| ORD | Sale | 72 | 45.6250 GBP | ||||
| ORD | Sale | 72 | 45.6600 GBP | ||||
| ORD | Sale | 72 | 45.7300 GBP | ||||
| ORD | Sale | 74 | 45.2510 GBP | ||||
| ORD | Sale | 74 | 45.5600 GBP | ||||
| ORD | Sale | 74 | 45.8510 GBP | ||||
| ORD | Sale | 74 | 46.0190 GBP | ||||
| ORD | Sale | 74 | 46.1090 GBP | ||||
| ORD | Sale | 74 | 46.4510 GBP | ||||
| ORD | Sale | 76 | 46.3050 GBP | ||||
| ORD | Sale | 77 | 46.2450 GBP | ||||
| ORD | Sale | 82 | 45.9458 GBP | ||||
| ORD | Sale | 84 | 45.6550 GBP | ||||
| ORD | Sale | 84 | 45.9120 GBP | ||||
| ORD | Sale | 84 | 46.2440 GBP | ||||
| ORD | Sale | 85 | 45.2650 GBP | ||||
| ORD | Sale | 85 | 45.2700 GBP | ||||
| ORD | Sale | 85 | 45.8800 GBP | ||||
| ORD | Sale | 85 | 45.9750 GBP | ||||
| ORD | Sale | 85 | 46.1150 GBP | ||||
| ORD | Sale | 85 | 46.1250 GBP | ||||
| ORD | Sale | 85 | 46.4100 GBP | ||||
| ORD | Sale | 88 | 46.0650 GBP | ||||
| ORD | Sale | 88 | 46.2340 GBP | ||||
| ORD | Sale | 89 | 45.8900 GBP | ||||
| ORD | Sale | 94 | 46.3290 GBP | ||||
| ORD | Sale | 95 | 46.2640 GBP | ||||
| ORD | Sale | 96 | 46.1990 GBP | ||||
| ORD | Sale | 97 | 45.5700 GBP | ||||
| ORD | Sale | 97 | 45.9450 GBP | ||||
| ORD | Sale | 97 | 46.3550 GBP | ||||
| ORD | Sale | 101 | 46.4750 GBP | ||||
| ORD | Sale | 102 | 46.0490 GBP | ||||
| ORD | Sale | 110 | 46.0210 GBP | ||||
| ORD | Sale | 114 | 46.1080 GBP | ||||
| ORD | Sale | 114 | 46.2240 GBP | ||||
| ORD | Sale | 115 | 45.6450 GBP | ||||
| ORD | Sale | 116 | 46.3300 GBP | ||||
| ORD | Sale | 128 | 46.0750 GBP | ||||
| ORD | Sale | 135 | 46.1690 GBP | ||||
| ORD | Sale | 141 | 46.3950 GBP | ||||
| ORD | Sale | 147 | 46.3150 GBP | ||||
| ORD | Sale | 150 | 46.3650 GBP | ||||
| ORD | Sale | 152 | 46.1950 GBP | ||||
| ORD | Sale | 153 | 46.4250 GBP | ||||
| ORD | Sale | 155 | 45.5100 GBP | ||||
| ORD | Sale | 155 | 46.4900 GBP | ||||
| ORD | Sale | 156 | 45.9010 GBP | ||||
| ORD | Sale | 162 | 46.3900 GBP | ||||
| ORD | Sale | 163 | 46.0350 GBP | ||||
| ORD | Sale | 164 | 45.8040 GBP | ||||
| ORD | Sale | 167 | 45.9950 GBP | ||||
| ORD | Sale | 167 | 46.4850 GBP | ||||
| ORD | Sale | 173 | 46.4450 GBP | ||||
| ORD | Sale | 175 | 46.1100 GBP | ||||
| ORD | Sale | 193 | 45.7500 GBP | ||||
| ORD | Sale | 196 | 46.2950 GBP | ||||
| ORD | Sale | 200 | 46.0950 GBP | ||||
| ORD | Sale | 206 | 45.8700 GBP | ||||
| ORD | Sale | 209 | 46.3450 GBP | ||||
| ORD | Sale | 216 | 45.6300 GBP | ||||
| ORD | Sale | 221 | 45.6700 GBP | ||||
| ORD | Sale | 221 | 46.2550 GBP | ||||
| ORD | Sale | 229 | 46.2150 GBP | ||||
| ORD | Sale | 237 | 45.9850 GBP | ||||
| ORD | Sale | 242 | 46.4700 GBP | ||||
| ORD | Sale | 248 | 46.2490 GBP | ||||
| ORD | Sale | 251 | 46.0400 GBP | ||||
| ORD | Sale | 256 | 46.3250 GBP | ||||
| ORD | Sale | 259 | 45.5900 GBP | ||||
| ORD | Sale | 261 | 46.2050 GBP | ||||
| ORD | Sale | 263 | 46.2650 GBP | ||||
| ORD | Sale | 264 | 45.9050 GBP | ||||
| ORD | Sale | 268 | 46.4200 GBP | ||||
| ORD | Sale | 280 | 46.0300 GBP | ||||
| ORD | Sale | 282 | 46.0800 GBP | ||||
| ORD | Sale | 295 | 46.2700 GBP | ||||
| ORD | Sale | 320 | 46.1073 GBP | ||||
| ORD | Sale | 327 | 45.7800 GBP | ||||
| ORD | Sale | 330 | 45.7100 GBP | ||||
| ORD | Sale | 331 | 46.2250 GBP | ||||
| ORD | Sale | 337 | 45.9300 GBP | ||||
| ORD | Sale | 351 | 45.9100 GBP | ||||
| ORD | Sale | 372 | 45.6100 GBP | ||||
| ORD | Sale | 390 | 46.2350 GBP | ||||
| ORD | Sale | 397 | 46.0280 GBP | ||||
| ORD | Sale | 424 | 46.3100 GBP | ||||
| ORD | Sale | 444 | 45.6200 GBP | ||||
| ORD | Sale | 445 | 45.9500 GBP | ||||
| ORD | Sale | 446 | 46.0700 GBP | ||||
| ORD | Sale | 464 | 45.9700 GBP | ||||
| ORD | Sale | 478 | 46.1700 GBP | ||||
| ORD | Sale | 483 | 46.3400 GBP | ||||
| ORD | Sale | 503 | 46.2300 GBP | ||||
| ORD | Sale | 535 | 46.0450 GBP | ||||
| ORD | Sale | 561 | 45.9400 GBP | ||||
| ORD | Sale | 578 | 45.7900 GBP | ||||
| ORD | Sale | 606 | 46.4500 GBP | ||||
| ORD | Sale | 610 | 46.0600 GBP | ||||
| ORD | Sale | 628 | 46.2400 GBP | ||||
| ORD | Sale | 746 | 46.3000 GBP | ||||
| ORD | Sale | 817 | 46.1600 GBP | ||||
| ORD | Sale | 906 | 46.2800 GBP | ||||
| ORD | Sale | 916 | 46.0100 GBP | ||||
| ORD | Sale | 974 | 46.0772 GBP | ||||
| ORD | Sale | 1,029 | 45.7000 GBP | ||||
| ORD | Sale | 1,066 | 45.9800 GBP | ||||
| ORD | Sale | 1,151 | 46.2000 GBP | ||||
| ORD | Sale | 1,248 | 45.9900 GBP | ||||
| ORD | Sale | 1,651 | 46.0200 GBP | ||||
| ORD | Sale | 1,836 | 45.6000 GBP | ||||
| ORD | Sale | 1,860 | 45.9600 GBP | ||||
| ORD | Sale | 2,346 | 46.2100 GBP | ||||
| ORD | Sale | 2,615 | 45.8100 GBP | ||||
| ORD | Sale | 2,660 | 46.2200 GBP | ||||
| ORD | Sale | 2,691 | 46.2500 GBP | ||||
| ORD | Sale | 2,808 | 46.1800 GBP | ||||
| ORD | Sale | 2,828 | 46.2600 GBP | ||||
| ORD | Sale | 2,997 | 46.1000 GBP | ||||
| ORD | Sale | 3,031 | 46.0000 GBP | ||||
| ORD | Sale | 3,088 | 46.2900 GBP | ||||
| ORD | Sale | 3,594 | 45.8000 GBP | ||||
| ORD | Sale | 3,755 | 46.1900 GBP | ||||
| ORD | Sale | 3,757 | 46.0363 GBP | ||||
| ORD | Sale | 3,772 | 46.2345 GBP | ||||
| ORD | Sale | 6,889 | 46.0558 GBP | ||||
| ORD | Sale | 7,925 | 46.2569 GBP | ||||
| ORD | Sale | 8,329 | 46.0500 GBP | ||||
| ORD | Sale | 8,394 | 45.8915 GBP | ||||
| ORD | Sale | 8,492 | 45.9216 GBP | ||||
| ORD (traded as ADR) | Sale | 18,900 | 233.3539 USD | ||||
| ORD | Sale | 21,569 | 46.1237 GBP | ||||
| ORD | Sale | 27,115 | 46.0271 GBP | ||||
| ORD | Sale | 34,603 | 46.0515 GBP | ||||
| ORD | Sale | 40,829 | 46.0836 GBP | ||||
| ORD | Sale | 45,147 | 46.2234 GBP | ||||
| ORD | Sale | 47,768 | 46.0965 GBP | ||||
| ORD | Sale | 49,784 | 46.0751 GBP | ||||
| ORD | Sale | 86,103 | 46.0379 GBP | ||||
| ORD | Sale | 133,415 | 46.0642 GBP | ||||
| ORD | Sale | 155,860 | 46.0535 GBP | ||||
| ORD | Sale | 194,407 | 46.0416 GBP | ||||
| ORD | Sale | 195,965 | 46.0229 GBP | ||||
| ORD | Sale | 444,666 | 46.0290 GBP | ||||
| ORD | Sale | 476,675 | 46.0688 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1 | 45.8900 GBP | |||||
| ORD | CFD | Long | 290 | 45.8755 GBP | |||||
| ORD | SWAP | Long | 800 | 46.2000 GBP | |||||
| ORD | SWAP | Long | 893 | 46.2068 GBP | |||||
| ORD | CFD | Long | 4,025 | 45.9403 GBP | |||||
| ORD | CFD | Long | 4,655 | 45.9404 GBP | |||||
| ORD | CFD | Long | 5,355 | 46.1255 GBP | |||||
| ORD | CFD | Long | 15,900 | 46.2788 GBP | |||||
| ORD | SWAP | Long | 17,545 | 45.9870 GBP | |||||
| ORD | SWAP | Short | 200 | 46.3307 GBP | |||||
| ORD | CFD | Short | 388 | 45.5661 GBP | |||||
| ORD | SWAP | Short | 800 | 46.2000 GBP | |||||
| ORD | CFD | Short | 1,000 | 46.2241 GBP | |||||
| ORD | SWAP | Short | 1,080 | 46.2798 GBP | |||||
| ORD | CFD | Short | 1,812 | 46.0184 GBP | |||||
| ORD | CFD | Short | 2,700 | 45.9961 GBP | |||||
| ORD | CFD | Short | 6,431 | 45.4681 GBP | |||||
| ORD | CFD | Short | 8,680 | 45.7021 GBP | |||||
| ORD | CFD | Short | 17,412 | 46.0523 GBP | |||||
| ORD | SWAP | Short | 17,544 | 45.9491 GBP | |||||
| ORD | CFD | Short | 10,745 | 45.8073 GBP | |||||
| ORD | SWAP | Short | 30,000 | 46.4076 GBP | |||||
| ORD | CFD | Short | 182,288 | 45.8509 GBP | |||||
| ORD | SWAP | Short | 259,785 | 45.8509 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 15,900 | 225 USD | American | 18 Oct 2014 | 19.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 250 USD | American | 16 Aug 2014 | 0.7200 USD | ||||||||
| ADR | Call Options | Purchasing | 12,700 | 270 USD | American | 17 Jan 2015 | 4.2614 USD | ||||||||
| ADR | Call Options | Selling | 5,900 | 225 USD | American | 17 Jan 2015 | 24.5389 USD | ||||||||
| ADR | Call Options | Selling | 300 | 230 USD | American | 18 Oct 2014 | 14.2000 USD | ||||||||
| ADR | Call Options | Selling | 4,800 | 235 USD | American | 16 Aug 2014 | 4.9666 USD | ||||||||
| ADR | Call Options | Selling | 100 | 240 USD | American | 16 Aug 2014 | 2.3200 USD | ||||||||
| ADR | Call Options | Selling | 12,700 | 250 USD | American | 17 Jan 2015 | 10.7614 USD | ||||||||
| ADR | Call Options | Selling | 500 | 255 USD | American | 17 Jan 2015 | 8.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,600 | 250 USD | American | 16 Aug 2014 | 15.6850 USD | ||||||||
| ADR | Put Options | Selling | 200 | 230 USD | American | 17 Jan 2015 | 17.0000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 235 USD | American | 17 Jan 2015 | 19.0000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 8 Aug 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -3,400 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -5,400 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 5,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 20,400 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 126,300 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 13,500 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 7,500 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 309,800 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -5,900 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,600 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,400 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -15,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -300 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -3,500 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -11,100 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -311,400 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire