10th Apr 2018 12:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,308,686 | 0.59% | 3,693,274 | 0.05% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 431,428 | 0.05% | 2,867,359 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 329,300 | 0.04% | 291,600 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,069,414 | 0.68% | 6,852,233 | 0.39% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 4 | 155.8500 USD | ||||
| ADR | Purchase | 10 | 157.3300 USD | ||||
| 5p ordinary | Purchase | 30 | 36.6650 GBP | ||||
| ADR | Purchase | 54 | 155.4727 USD | ||||
| 5p ordinary | Purchase | 84 | 37.0200 GBP | ||||
| ADR | Purchase | 100 | 157.2100 USD | ||||
| ADR | Purchase | 100 | 156.0100 USD | ||||
| ADR | Purchase | 200 | 156.9150 USD | ||||
| ADR | Purchase | 200 | 154.8300 USD | ||||
| ADR | Purchase | 206 | 157.4889 USD | ||||
| 5p ordinary | Purchase | 226 | 37.0873 GBP | ||||
| 5p ordinary | Purchase | 270 | 37.0250 GBP | ||||
| ADR | Purchase | 300 | 156.7700 USD | ||||
| ADR | Purchase | 500 | 155.1120 USD | ||||
| ADR | Purchase | 535 | 155.1073 USD | ||||
| ADR | Purchase | 600 | 157.0508 USD | ||||
| ADR | Purchase | 681 | 154.8882 USD | ||||
| ADR | Purchase | 700 | 155.7026 USD | ||||
| ADR | Purchase | 781 | 155.9400 USD | ||||
| ADR | Purchase | 800 | 157.1787 USD | ||||
| ADR | Purchase | 976 | 155.8600 USD | ||||
| ADR | Purchase | 1,000 | 155.9935 USD | ||||
| ADR | Purchase | 1,000 | 156.0570 USD | ||||
| ADR | Purchase | 1,300 | 156.4184 USD | ||||
| 5p ordinary | Purchase | 1,362 | 36.8499 GBP | ||||
| 5p ordinary | Purchase | 1,544 | 36.6260 GBP | ||||
| ADR | Purchase | 1,562 | 155.9300 USD | ||||
| 5p ordinary | Purchase | 1,566 | 37.0165 GBP | ||||
| 5p ordinary | Purchase | 1,707 | 36.8627 GBP | ||||
| 5p ordinary | Purchase | 2,082 | 37.0178 GBP | ||||
| 5p ordinary | Purchase | 2,146 | 37.0238 GBP | ||||
| ADR | Purchase | 2,530 | 156.2036 USD | ||||
| ADR | Purchase | 2,574 | 156.2353 USD | ||||
| ADR | Purchase | 2,600 | 156.7500 USD | ||||
| ADR | Purchase | 2,750 | 155.9221 USD | ||||
| 5p ordinary | Purchase | 3,224 | 36.8913 GBP | ||||
| 5p ordinary | Purchase | 3,703 | 36.8578 GBP | ||||
| 5p ordinary | Purchase | 3,893 | 37.1108 GBP | ||||
| 5p ordinary | Purchase | 4,634 | 36.9538 GBP | ||||
| ADR | Purchase | 5,021 | 155.1057 USD | ||||
| ADR | Purchase | 5,540 | 156.3561 USD | ||||
| 5p ordinary | Purchase | 5,618 | 37.1635 GBP | ||||
| ADR | Purchase | 5,700 | 156.5029 USD | ||||
| 5p ordinary | Purchase | 8,498 | 36.8563 GBP | ||||
| ADR | Purchase | 9,000 | 156.5957 USD | ||||
| 5p ordinary | Purchase | 9,345 | 36.7367 GBP | ||||
| 5p ordinary | Purchase | 11,182 | 36.8835 GBP | ||||
| 5p ordinary | Purchase | 11,512 | 37.1277 GBP | ||||
| ADR | Purchase | 13,596 | 156.4644 USD | ||||
| 5p ordinary | Purchase | 13,907 | 37.1115 GBP | ||||
| 5p ordinary | Purchase | 15,445 | 37.0868 GBP | ||||
| 5p ordinary | Purchase | 21,116 | 37.1232 GBP | ||||
| 5p ordinary | Purchase | 24,332 | 36.8714 GBP | ||||
| 5p ordinary | Purchase | 27,774 | 36.8561 GBP | ||||
| 5p ordinary | Purchase | 36,728 | 36.8214 GBP | ||||
| 5p ordinary | Purchase | 66,611 | 37.1751 GBP | ||||
| 5p ordinary | Purchase | 120,294 | 36.9947 GBP | ||||
| 5p ordinary | Purchase | 171,412 | 37.0850 GBP | ||||
| 5p ordinary | Purchase | 500,000 | 37.3000 GBP | ||||
| ADR | Sale | 10 | 157.3300 USD | ||||
| 5p ordinary | Sale | 50 | 37.5250 GBP | ||||
| ADR | Sale | 100 | 154.7100 USD | ||||
| ADR | Sale | 100 | 155.8900 USD | ||||
| ADR | Sale | 100 | 155.9000 USD | ||||
| ADR | Sale | 100 | 155.9600 USD | ||||
| ADR | Sale | 100 | 156.0100 USD | ||||
| ADR | Sale | 100 | 157.9900 USD | ||||
| ADR | Sale | 100 | 158.1200 USD | ||||
| 5p ordinary | Sale | 150 | 36.9450 GBP | ||||
| ADR | Sale | 200 | 156.0275 USD | ||||
| ADR | Sale | 200 | 155.9450 USD | ||||
| ADR | Sale | 200 | 158.0600 USD | ||||
| ADR | Sale | 200 | 154.8150 USD | ||||
| 5p ordinary | Sale | 226 | 36.6500 GBP | ||||
| ADR | Sale | 230 | 158.0086 USD | ||||
| ADR | Sale | 236 | 154.9485 USD | ||||
| ADR | Sale | 245 | 154.8900 USD | ||||
| 5p ordinary | Sale | 246 | 37.1238 GBP | ||||
| ADR | Sale | 300 | 157.1766 USD | ||||
| ADR | Sale | 300 | 157.6900 USD | ||||
| 5p ordinary | Sale | 325 | 36.8677 GBP | ||||
| 5p ordinary | Sale | 379 | 36.5982 GBP | ||||
| ADR | Sale | 400 | 154.9100 USD | ||||
| ADR | Sale | 400 | 154.8193 USD | ||||
| ADR | Sale | 500 | 156.6105 USD | ||||
| 5p ordinary | Sale | 623 | 36.5980 GBP | ||||
| 5p ordinary | Sale | 671 | 36.8400 GBP | ||||
| ADR | Sale | 735 | 155.9611 USD | ||||
| ADR | Sale | 781 | 155.9300 USD | ||||
| ADR | Sale | 781 | 155.9400 USD | ||||
| ADR | Sale | 800 | 155.9850 USD | ||||
| ADR | Sale | 864 | 157.0510 USD | ||||
| ADR | Sale | 900 | 156.1455 USD | ||||
| 5p ordinary | Sale | 975 | 36.6667 GBP | ||||
| ADR | Sale | 976 | 155.8600 USD | ||||
| ADR | Sale | 1,000 | 155.9699 USD | ||||
| ADR | Sale | 1,100 | 156.0527 USD | ||||
| ADR | Sale | 1,100 | 154.9200 USD | ||||
| ADR | Sale | 1,300 | 155.4257 USD | ||||
| 5p ordinary | Sale | 1,335 | 36.8581 GBP | ||||
| ADR | Sale | 1,500 | 156.6160 USD | ||||
| 5p ordinary | Sale | 2,284 | 36.5697 GBP | ||||
| 5p ordinary | Sale | 2,467 | 36.9444 GBP | ||||
| 5p ordinary | Sale | 2,705 | 36.8130 GBP | ||||
| ADR | Sale | 2,909 | 156.5871 USD | ||||
| ADR | Sale | 3,700 | 156.4426 USD | ||||
| 5p ordinary | Sale | 3,767 | 37.0834 GBP | ||||
| 5p ordinary | Sale | 6,368 | 37.0893 GBP | ||||
| ADR | Sale | 7,600 | 156.7435 USD | ||||
| 5p ordinary | Sale | 7,795 | 36.8219 GBP | ||||
| ADR | Sale | 8,061 | 155.8002 USD | ||||
| 5p ordinary | Sale | 11,512 | 37.1277 GBP | ||||
| 5p ordinary | Sale | 11,540 | 37.1871 GBP | ||||
| 5p ordinary | Sale | 13,516 | 37.0866 GBP | ||||
| ADR | Sale | 18,861 | 156.4351 USD | ||||
| 5p ordinary | Sale | 28,027 | 37.0850 GBP | ||||
| 5p ordinary | Sale | 45,589 | 36.9565 GBP | ||||
| 5p ordinary | Sale | 55,342 | 36.8886 GBP | ||||
| 5p ordinary | Sale | 100,088 | 36.9411 GBP | ||||
| 5p ordinary | Sale | 100,119 | 37.0086 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 208 | 37.3062 GBP | |||||
| 5p ordinary | CFD | Long | 246 | 37.1238 GBP | |||||
| 5p ordinary | SWAP | Long | 392 | 36.9306 GBP | |||||
| 5p ordinary | CFD | Long | 506 | 37.0820 GBP | |||||
| 5p ordinary | SWAP | Long | 582 | 37.0647 GBP | |||||
| 5p ordinary | CFD | Long | 975 | 36.6667 GBP | |||||
| 5p ordinary | CFD | Long | 1,902 | 37.1293 GBP | |||||
| 5p ordinary | CFD | Long | 2,284 | 36.5697 GBP | |||||
| 5p ordinary | SWAP | Long | 3,490 | 37.0675 GBP | |||||
| 5p ordinary | CFD | Long | 4,710 | 36.7234 GBP | |||||
| 5p ordinary | CFD | Long | 7,795 | 36.8219 GBP | |||||
| 5p ordinary | CFD | Long | 7,869 | 36.8975 GBP | |||||
| 5p ordinary | CFD | Long | 11,540 | 37.1871 GBP | |||||
| 5p ordinary | SWAP | Long | 16,406 | 36.9708 GBP | |||||
| 5p ordinary | SWAP | Long | 32,346 | 37.0850 GBP | |||||
| 5p ordinary | CFD | Long | 55,342 | 36.8886 GBP | |||||
| 5p ordinary | SWAP | Long | 89,771 | 36.9793 GBP | |||||
| 5p ordinary | SWAP | Short | 132 | 36.6671 GBP | |||||
| 5p ordinary | CFD | Short | 184 | 37.1165 GBP | |||||
| 5p ordinary | CFD | Short | 226 | 37.0873 GBP | |||||
| 5p ordinary | CFD | Short | 607 | 37.1166 GBP | |||||
| 5p ordinary | CFD | Short | 775 | 36.9144 GBP | |||||
| 5p ordinary | CFD | Short | 1,544 | 36.6260 GBP | |||||
| 5p ordinary | CFD | Short | 1,558 | 36.8802 GBP | |||||
| 5p ordinary | CFD | Short | 2,082 | 37.0178 GBP | |||||
| 5p ordinary | CFD | Short | 3,703 | 36.8578 GBP | |||||
| 5p ordinary | CFD | Short | 4,371 | 37.0211 GBP | |||||
| 5p ordinary | SWAP | Short | 5,040 | 37.0547 GBP | |||||
| 5p ordinary | CFD | Short | 7,934 | 37.0126 GBP | |||||
| 5p ordinary | CFD | Short | 8,498 | 36.8563 GBP | |||||
| 5p ordinary | CFD | Short | 9,345 | 36.7367 GBP | |||||
| 5p ordinary | CFD | Short | 11,182 | 36.8835 GBP | |||||
| 5p ordinary | CFD | Short | 15,445 | 37.0868 GBP | |||||
| 5p ordinary | SWAP | Short | 16,377 | 36.9170 GBP | |||||
| 5p ordinary | SWAP | Short | 21,720 | 36.8812 GBP | |||||
| 5p ordinary | CFD | Short | 27,774 | 36.8561 GBP | |||||
| 5p ordinary | SWAP | Short | 46,954 | 36.9320 GBP | |||||
| 5p ordinary | SWAP | Short | 49,626 | 37.2978 GBP | |||||
| 5p ordinary | CFD | Short | 171,497 | 37.0850 GBP | |||||
| 5p ordinary | SWAP | Short | 171,497 | 37.0850 GBP | |||||
| 5p ordinary | SWAP Expires 09/07/2018 | Short | 500,000 | 37.3000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 4,100 | 135 USD | American | 20 Jul 2018 | 25.0658 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 145 USD | American | 20 Apr 2018 | 13.4200 USD | ||||||||
| ADR | Call Options | Selling | 200 | 145 USD | American | 18 Jan 2019 | 24.7000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 155 USD | American | 20 Apr 2018 | 5.9200 USD | ||||||||
| ADR | Call Options | Selling | 4,000 | 170 USD | American | 20 Apr 2018 | 1.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 149 USD | American | 13 Apr 2018 | 1.0500 USD | ||||||||
| ADR | Put Options | Selling | 2,300 | 120 USD | American | 18 Jan 2019 | 4.3000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Apr 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 149.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 13,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180410005881/en/
Copyright Business Wire 2018
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