25th Jun 2018 13:04
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,497,173 | 1.04% | 4,284,448 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 176,506 | 0.02% | 5,479,384 | 0.60% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 249,100 | 0.02% | 256,300 | 0.02% | |||||||
| TOTAL: | 9,922,779 | 1.08% | 10,020,132 | 1.09% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 7 | 161.7200 USD | ||||
| ADR | Purchase | 54 | 162.1700 USD | ||||
| 5p ordinary | Purchase | 83 | 40.6700 GBP | ||||
| ADR | Purchase | 100 | 161.9700 USD | ||||
| ADR | Purchase | 100 | 161.8600 USD | ||||
| ADR | Purchase | 100 | 161.7000 USD | ||||
| 5p ordinary | Purchase | 100 | 40.6492 GBP | ||||
| 5p ordinary | Purchase | 132 | 40.6585 GBP | ||||
| 5p ordinary | Purchase | 186 | 40.6800 GBP | ||||
| ADR | Purchase | 198 | 161.6400 USD | ||||
| ADR | Purchase | 200 | 161.7500 USD | ||||
| 5p ordinary | Purchase | 232 | 40.6471 GBP | ||||
| ADR | Purchase | 300 | 161.8391 USD | ||||
| ADR | Purchase | 400 | 161.9250 USD | ||||
| ADR | Purchase | 500 | 161.7620 USD | ||||
| ADR | Purchase | 600 | 161.7516 USD | ||||
| 5p ordinary | Purchase | 630 | 40.6434 GBP | ||||
| ADR | Purchase | 931 | 161.9049 USD | ||||
| 5p ordinary | Purchase | 1,166 | 40.6400 GBP | ||||
| 5p ordinary | Purchase | 1,285 | 40.6213 GBP | ||||
| 5p ordinary | Purchase | 1,530 | 40.6559 GBP | ||||
| 5p ordinary | Purchase | 1,963 | 40.6564 GBP | ||||
| ADR | Purchase | 2,000 | 161.7672 USD | ||||
| 5p ordinary | Purchase | 2,385 | 40.9226 GBP | ||||
| ADR | Purchase | 2,959 | 161.8103 USD | ||||
| ADR | Purchase | 4,260 | 161.8135 USD | ||||
| 5p ordinary | Purchase | 4,453 | 40.6480 GBP | ||||
| 5p ordinary | Purchase | 4,639 | 40.6261 GBP | ||||
| 5p ordinary | Purchase | 4,710 | 40.6422 GBP | ||||
| 5p ordinary | Purchase | 7,402 | 40.6437 GBP | ||||
| 5p ordinary | Purchase | 7,639 | 40.6792 GBP | ||||
| ADR | Purchase | 10,937 | 161.8500 USD | ||||
| 5p ordinary | Purchase | 11,290 | 40.6613 GBP | ||||
| ADR | Purchase | 13,600 | 161.7196 USD | ||||
| 5p ordinary | Purchase | 15,122 | 40.6593 GBP | ||||
| 5p ordinary | Purchase | 20,177 | 40.6600 GBP | ||||
| ADR | Purchase | 23,700 | 161.6962 USD | ||||
| 5p ordinary | Purchase | 26,355 | 40.6578 GBP | ||||
| 5p ordinary | Purchase | 163,353 | 40.6617 GBP | ||||
| ADR | Sale | 7 | 161.7200 USD | ||||
| ADR | Sale | 54 | 162.1700 USD | ||||
| 5p ordinary | Sale | 74 | 40.6450 GBP | ||||
| ADR | Sale | 98 | 161.6401 USD | ||||
| ADR | Sale | 100 | 161.5300 USD | ||||
| ADR | Sale | 100 | 161.6800 USD | ||||
| 5p ordinary | Sale | 165 | 40.6600 GBP | ||||
| ADR | Sale | 200 | 161.8800 USD | ||||
| ADR | Sale | 200 | 161.7950 USD | ||||
| ADR | Sale | 200 | 161.7836 USD | ||||
| ADR | Sale | 200 | 161.7550 USD | ||||
| ADR | Sale | 257 | 161.4120 USD | ||||
| ADR | Sale | 300 | 161.6766 USD | ||||
| ADR | Sale | 300 | 161.8266 USD | ||||
| ADR | Sale | 300 | 162.0900 USD | ||||
| ADR | Sale | 300 | 161.6900 USD | ||||
| 5p ordinary | Sale | 306 | 40.6866 GBP | ||||
| ADR | Sale | 344 | 161.9319 USD | ||||
| ADR | Sale | 400 | 161.7475 USD | ||||
| 5p ordinary | Sale | 434 | 40.6445 GBP | ||||
| 5p ordinary | Sale | 444 | 40.6275 GBP | ||||
| ADR | Sale | 462 | 161.7065 USD | ||||
| ADR | Sale | 487 | 161.9321 USD | ||||
| 5p ordinary | Sale | 502 | 41.0000 GBP | ||||
| ADR | Sale | 547 | 161.7956 USD | ||||
| 5p ordinary | Sale | 563 | 40.6618 GBP | ||||
| ADR | Sale | 600 | 161.8366 USD | ||||
| ADR | Sale | 600 | 161.7516 USD | ||||
| ADR | Sale | 602 | 161.4434 USD | ||||
| 5p ordinary | Sale | 649 | 40.6493 GBP | ||||
| ADR | Sale | 796 | 161.7365 USD | ||||
| 5p ordinary | Sale | 805 | 40.6700 GBP | ||||
| 5p ordinary | Sale | 1,000 | 40.6422 GBP | ||||
| ADR | Sale | 1,200 | 162.0550 USD | ||||
| 5p ordinary | Sale | 1,405 | 40.6733 GBP | ||||
| ADR | Sale | 1,558 | 161.8060 USD | ||||
| 5p ordinary | Sale | 2,055 | 40.6239 GBP | ||||
| ADR | Sale | 2,200 | 161.7687 USD | ||||
| ADR | Sale | 2,300 | 161.7133 USD | ||||
| 5p ordinary | Sale | 2,370 | 40.6133 GBP | ||||
| 5p ordinary | Sale | 2,649 | 40.6479 GBP | ||||
| ADR | Sale | 2,826 | 161.7624 USD | ||||
| ADR | Sale | 2,834 | 161.8698 USD | ||||
| ADR | Sale | 2,900 | 161.7380 USD | ||||
| 5p ordinary | Sale | 3,440 | 40.6492 GBP | ||||
| 5p ordinary | Sale | 3,501 | 40.5841 GBP | ||||
| 5p ordinary | Sale | 3,681 | 40.6138 GBP | ||||
| 5p ordinary | Sale | 4,261 | 40.6486 GBP | ||||
| 5p ordinary | Sale | 5,244 | 40.7687 GBP | ||||
| ADR | Sale | 6,700 | 161.7077 USD | ||||
| 5p ordinary | Sale | 9,013 | 40.6304 GBP | ||||
| ADR | Sale | 9,741 | 161.8500 USD | ||||
| ADR | Sale | 11,033 | 161.7788 USD | ||||
| ADR | Sale | 11,700 | 161.7109 USD | ||||
| 5p ordinary | Sale | 17,181 | 40.6520 GBP | ||||
| 5p ordinary | Sale | 17,503 | 40.6365 GBP | ||||
| ADR | Sale | 27,700 | 161.7005 USD | ||||
| 5p ordinary | Sale | 35,582 | 40.6545 GBP | ||||
| 5p ordinary | Sale | 44,172 | 40.6607 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 76 | 40.6150 GBP | |||||
| 5p ordinary | SWAP | Long | 554 | 40.6414 GBP | |||||
| 5p ordinary | SWAP | Long | 690 | 40.6026 GBP | |||||
| 5p ordinary | SWAP | Long | 1,338 | 40.6477 GBP | |||||
| 5p ordinary | CFD | Long | 3,000 | 40.6413 GBP | |||||
| 5p ordinary | CFD | Long | 3,501 | 40.5841 GBP | |||||
| 5p ordinary | CFD | Long | 3,681 | 40.6138 GBP | |||||
| 5p ordinary | SWAP | Long | 4,812 | 40.6713 GBP | |||||
| 5p ordinary | CFD | Long | 9,013 | 40.6304 GBP | |||||
| 5p ordinary | CFD | Long | 14,178 | 40.6152 GBP | |||||
| 5p ordinary | SWAP | Long | 16,296 | 40.6439 GBP | |||||
| 5p ordinary | SWAP | Long | 17,503 | 40.6365 GBP | |||||
| 5p ordinary | SWAP | Long | 23,567 | 40.6774 GBP | |||||
| 5p ordinary | SWAP | Short | 73 | 40.6700 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 40.6493 GBP | |||||
| 5p ordinary | SWAP | Short | 255 | 40.6323 GBP | |||||
| 5p ordinary | SWAP | Short | 340 | 40.6363 GBP | |||||
| 5p ordinary | SWAP | Short | 691 | 40.6526 GBP | |||||
| 5p ordinary | CFD | Short | 848 | 40.6660 GBP | |||||
| 5p ordinary | CFD | Short | 1,950 | 40.6636 GBP | |||||
| 5p ordinary | CFD | Short | 4,639 | 40.6261 GBP | |||||
| 5p ordinary | SWAP | Short | 5,995 | 40.6604 GBP | |||||
| 5p ordinary | CFD | Short | 7,402 | 40.6437 GBP | |||||
| 5p ordinary | SWAP | Short | 38,017 | 40.6600 GBP | |||||
| 5p ordinary | SWAP | Short | 52,340 | 40.6632 GBP | |||||
| 5p ordinary | SWAP | Short | 86,493 | 40.6609 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 165 USD | American | 20 Jul 2018 | 2.4600 USD | ||||||||
| ADR | Put Options | Selling | 300 | 130 USD | American | 20 Jul 2018 | 0.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 25 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 163.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 153.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -900 | 158.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,600 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 168.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180625005568/en/
Copyright Business Wire 2018
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