23rd Jul 2014 15:43
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 22 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,835,333 | 1.33% | 2,501,046 | 0.42% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 549,054 | 0.09% | 2,021,285 | 0.34% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,395,000 | 0.24% | 1,514,400 | 0.26% | |||||||
| (4) | TOTAL: | ||||||||||
| 9,779,387 | 1.66% | 6,036,731 | 1.02% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 30 | 49.1440 GBP | ||||
| ORD | Purchase | 30 | 49.3230 GBP | ||||
| ORD | Purchase | 38 | 48.8400 GBP | ||||
| ORD (traded as ADR) | Purchase | 39 | 254.4300 USD | ||||
| ORD | Purchase | 40 | 49.0740 GBP | ||||
| ORD | Purchase | 40 | 49.1050 GBP | ||||
| ORD | Purchase | 47 | 49.0840 GBP | ||||
| ORD | Purchase | 53 | 49.0790 GBP | ||||
| ORD | Purchase | 55 | 49.5547 GBP | ||||
| ORD | Purchase | 60 | 48.9540 GBP | ||||
| ORD | Purchase | 60 | 49.2050 GBP | ||||
| ORD | Purchase | 60 | 49.2190 GBP | ||||
| ORD | Purchase | 60 | 49.4100 GBP | ||||
| ORD | Purchase | 64 | 49.6340 GBP | ||||
| ORD | Purchase | 64 | 49.6980 GBP | ||||
| ORD | Purchase | 67 | 49.0140 GBP | ||||
| ORD | Purchase | 67 | 49.0390 GBP | ||||
| ORD | Purchase | 73 | 48.9000 GBP | ||||
| ORD | Purchase | 76 | 49.2750 GBP | ||||
| ORD | Purchase | 76 | 49.3350 GBP | ||||
| ORD | Purchase | 76 | 49.3740 GBP | ||||
| ORD | Purchase | 76 | 49.3890 GBP | ||||
| ORD | Purchase | 81 | 48.8650 GBP | ||||
| ORD | Purchase | 83 | 49.6250 GBP | ||||
| ORD | Purchase | 89 | 49.0440 GBP | ||||
| ORD | Purchase | 90 | 48.9900 GBP | ||||
| ORD | Purchase | 95 | 48.8800 GBP | ||||
| ORD (traded as ADR) | Purchase | 96 | 254.2100 USD | ||||
| ORD | Purchase | 99 | 49.0850 GBP | ||||
| ORD | Purchase | 109 | 49.6150 GBP | ||||
| ORD | Purchase | 114 | 49.1950 GBP | ||||
| ORD | Purchase | 117 | 49.6850 GBP | ||||
| ORD | Purchase | 118 | 49.0250 GBP | ||||
| ORD | Purchase | 121 | 48.9800 GBP | ||||
| ORD | Purchase | 122 | 49.3250 GBP | ||||
| ORD | Purchase | 124 | 49.6550 GBP | ||||
| ORD | Purchase | 128 | 49.2700 GBP | ||||
| ORD | Purchase | 128 | 49.3450 GBP | ||||
| ORD | Purchase | 128 | 49.3640 GBP | ||||
| ORD | Purchase | 128 | 49.3690 GBP | ||||
| ORD | Purchase | 131 | 49.5540 GBP | ||||
| ORD | Purchase | 135 | 48.7350 GBP | ||||
| ORD | Purchase | 135 | 48.7600 GBP | ||||
| ORD | Purchase | 135 | 48.7840 GBP | ||||
| ORD | Purchase | 154 | 49.0931 GBP | ||||
| ORD | Purchase | 157 | 49.1800 GBP | ||||
| ORD | Purchase | 160 | 49.7200 GBP | ||||
| ORD | Purchase | 172 | 49.7350 GBP | ||||
| ORD | Purchase | 177 | 49.1100 GBP | ||||
| ORD | Purchase | 180 | 49.0760 GBP | ||||
| ORD | Purchase | 186 | 49.0150 GBP | ||||
| ORD | Purchase | 186 | 49.0450 GBP | ||||
| ORD | Purchase | 187 | 49.7050 GBP | ||||
| ORD | Purchase | 190 | 48.9890 GBP | ||||
| ORD | Purchase | 190 | 49.2010 GBP | ||||
| ORD | Purchase | 190 | 49.3650 GBP | ||||
| ORD | Purchase | 190 | 49.3750 GBP | ||||
| ORD | Purchase | 190 | 49.3900 GBP | ||||
| ORD | Purchase | 190 | 49.4950 GBP | ||||
| ORD | Purchase | 190 | 49.5440 GBP | ||||
| ORD | Purchase | 190 | 49.6040 GBP | ||||
| ORD | Purchase | 190 | 49.7400 GBP | ||||
| ORD | Purchase | 196 | 49.6450 GBP | ||||
| ORD | Purchase | 200 | 49.0268 GBP | ||||
| ORD | Purchase | 202 | 48.8850 GBP | ||||
| ORD | Purchase | 220 | 49.3050 GBP | ||||
| ORD | Purchase | 220 | 49.5040 GBP | ||||
| ORD | Purchase | 224 | 48.8550 GBP | ||||
| ORD | Purchase | 233 | 48.9350 GBP | ||||
| ORD | Purchase | 247 | 49.5100 GBP | ||||
| ORD | Purchase | 259 | 49.6050 GBP | ||||
| ORD | Purchase | 260 | 49.1900 GBP | ||||
| ORD | Purchase | 270 | 48.7250 GBP | ||||
| ORD | Purchase | 272 | 48.7900 GBP | ||||
| ORD | Purchase | 280 | 49.1700 GBP | ||||
| ORD | Purchase | 285 | 49.0550 GBP | ||||
| ORD | Purchase | 285 | 49.2100 GBP | ||||
| ORD | Purchase | 289 | 48.9300 GBP | ||||
| ORD | Purchase | 294 | 48.8100 GBP | ||||
| ORD | Purchase | 298 | 49.0350 GBP | ||||
| ORD | Purchase | 301 | 49.0050 GBP | ||||
| ORD | Purchase | 304 | 49.1750 GBP | ||||
| ORD | Purchase | 310 | 49.0650 GBP | ||||
| ORD | Purchase | 338 | 48.8000 GBP | ||||
| ORD | Purchase | 344 | 49.5950 GBP | ||||
| ORD | Purchase | 347 | 49.2080 GBP | ||||
| ORD | Purchase | 352 | 49.0750 GBP | ||||
| ORD | Purchase | 369 | 48.8700 GBP | ||||
| ORD | Purchase | 379 | 49.5450 GBP | ||||
| ORD | Purchase | 406 | 48.9100 GBP | ||||
| ORD | Purchase | 411 | 49.5850 GBP | ||||
| ORD | Purchase | 420 | 49.6950 GBP | ||||
| ORD | Purchase | 422 | 49.5000 GBP | ||||
| ORD | Purchase | 430 | 49.6750 GBP | ||||
| ORD | Purchase | 451 | 48.7800 GBP | ||||
| ORD | Purchase | 468 | 49.5250 GBP | ||||
| ORD | Purchase | 480 | 49.3400 GBP | ||||
| ORD | Purchase | 501 | 49.1350 GBP | ||||
| ORD | Purchase | 511 | 49.3800 GBP | ||||
| ORD | Purchase | 538 | 48.7700 GBP | ||||
| ORD | Purchase | 545 | 49.6350 GBP | ||||
| ORD | Purchase | 551 | 48.8900 GBP | ||||
| ORD | Purchase | 608 | 49.5200 GBP | ||||
| ORD | Purchase | 627 | 49.1300 GBP | ||||
| ORD | Purchase | 650 | 49.2200 GBP | ||||
| ORD | Purchase | 661 | 49.7500 GBP | ||||
| ORD | Purchase | 691 | 49.1400 GBP | ||||
| ORD | Purchase | 708 | 49.3500 GBP | ||||
| ORD | Purchase | 713 | 49.6214 GBP | ||||
| ORD | Purchase | 740 | 49.1200 GBP | ||||
| ORD | Purchase | 746 | 48.7000 GBP | ||||
| ORD | Purchase | 760 | 49.5350 GBP | ||||
| ORD | Purchase | 795 | 48.7200 GBP | ||||
| ORD | Purchase | 852 | 48.8200 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 253.6000 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 253.8900 USD | ||||
| ORD | Purchase | 906 | 48.8300 GBP | ||||
| ORD | Purchase | 924 | 49.7300 GBP | ||||
| ORD | Purchase | 988 | 48.8600 GBP | ||||
| ORD | Purchase | 1,003 | 48.8500 GBP | ||||
| ORD | Purchase | 1,015 | 49.3200 GBP | ||||
| ORD | Purchase | 1,082 | 49.3100 GBP | ||||
| ORD | Purchase | 1,098 | 49.6600 GBP | ||||
| ORD | Purchase | 1,110 | 49.3700 GBP | ||||
| ORD | Purchase | 1,183 | 49.4900 GBP | ||||
| ORD | Purchase | 1,219 | 49.5593 GBP | ||||
| ORD | Purchase | 1,306 | 49.4600 GBP | ||||
| ORD | Purchase | 1,359 | 48.9600 GBP | ||||
| ORD | Purchase | 1,421 | 49.7100 GBP | ||||
| ORD | Purchase | 1,426 | 49.3300 GBP | ||||
| ORD | Purchase | 1,471 | 49.1000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 254.2000 USD | ||||
| ORD | Purchase | 1,530 | 49.5500 GBP | ||||
| ORD | Purchase | 1,547 | 49.4342 GBP | ||||
| ORD | Purchase | 1,606 | 49.5300 GBP | ||||
| ORD | Purchase | 1,613 | 49.0100 GBP | ||||
| ORD | Purchase | 1,620 | 49.5900 GBP | ||||
| ORD | Purchase | 1,652 | 48.9550 GBP | ||||
| ORD | Purchase | 1,693 | 48.9650 GBP | ||||
| ORD | Purchase | 1,787 | 49.7000 GBP | ||||
| ORD | Purchase | 1,873 | 49.3600 GBP | ||||
| ORD | Purchase | 1,878 | 49.1064 GBP | ||||
| ORD | Purchase | 1,895 | 49.6500 GBP | ||||
| ORD | Purchase | 1,959 | 49.6800 GBP | ||||
| ORD | Purchase | 1,987 | 48.9450 GBP | ||||
| ORD | Purchase | 2,013 | 49.0700 GBP | ||||
| ORD | Purchase | 2,086 | 49.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 254.1192 USD | ||||
| ORD | Purchase | 2,136 | 49.0300 GBP | ||||
| ORD | Purchase | 2,167 | 49.2998 GBP | ||||
| ORD | Purchase | 2,215 | 49.6400 GBP | ||||
| ORD | Purchase | 2,269 | 48.9500 GBP | ||||
| ORD | Purchase | 2,299 | 49.2169 GBP | ||||
| ORD | Purchase | 2,327 | 49.6299 GBP | ||||
| ORD | Purchase | 2,363 | 49.5400 GBP | ||||
| ORD | Purchase | 2,388 | 49.5700 GBP | ||||
| ORD | Purchase | 2,418 | 49.2687 GBP | ||||
| ORD | Purchase | 2,438 | 48.9400 GBP | ||||
| ORD | Purchase | 2,464 | 49.0800 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,487 | 253.6172 USD | ||||
| ORD | Purchase | 2,553 | 49.0900 GBP | ||||
| ORD | Purchase | 2,617 | 49.6200 GBP | ||||
| ORD | Purchase | 2,778 | 49.0400 GBP | ||||
| ORD | Purchase | 2,803 | 49.0200 GBP | ||||
| ORD | Purchase | 2,833 | 49.6100 GBP | ||||
| ORD | Purchase | 2,895 | 49.3000 GBP | ||||
| ORD | Purchase | 2,963 | 49.0000 GBP | ||||
| ORD | Purchase | 3,002 | 49.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 253.2490 USD | ||||
| ORD | Purchase | 3,391 | 49.0600 GBP | ||||
| ORD | Purchase | 3,489 | 49.2000 GBP | ||||
| ORD | Purchase | 3,874 | 49.6000 GBP | ||||
| ORD | Purchase | 3,880 | 49.6300 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,882 | 253.7478 USD | ||||
| ORD | Purchase | 4,222 | 49.5650 GBP | ||||
| ORD | Purchase | 4,400 | 49.5329 GBP | ||||
| ORD | Purchase | 4,489 | 49.5600 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 252.6150 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 254.1335 USD | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 254.0678 USD | ||||
| ORD | Purchase | 6,469 | 49.6700 GBP | ||||
| ORD | Purchase | 6,484 | 49.6900 GBP | ||||
| ORD | Purchase | 6,760 | 49.2603 GBP | ||||
| ORD | Purchase | 7,083 | 49.5550 GBP | ||||
| ORD | Purchase | 7,125 | 49.5800 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,975 | 253.5242 USD | ||||
| ORD (traded as ADR) | Purchase | 10,818 | 254.3414 USD | ||||
| ORD (traded as ADR) | Purchase | 13,800 | 253.8519 USD | ||||
| ORD (traded as ADR) | Purchase | 14,100 | 253.9687 USD | ||||
| ORD | Purchase | 15,769 | 49.1659 GBP | ||||
| ORD | Purchase | 16,101 | 48.9950 GBP | ||||
| ORD | Purchase | 22,950 | 49.1826 GBP | ||||
| ORD | Purchase | 23,349 | 49.1040 GBP | ||||
| ORD (traded as ADR) | Purchase | 23,514 | 254.2755 USD | ||||
| ORD | Purchase | 25,151 | 49.1515 GBP | ||||
| ORD (traded as ADR) | Purchase | 25,500 | 253.9488 USD | ||||
| ORD (traded as ADR) | Purchase | 33,717 | 253.1015 USD | ||||
| ORD | Purchase | 37,942 | 49.1273 GBP | ||||
| ORD (traded as ADR) | Purchase | 38,199 | 254.2388 USD | ||||
| ORD (traded as ADR) | Purchase | 40,500 | 254.3127 USD | ||||
| ORD | Purchase | 45,468 | 49.3466 GBP | ||||
| ORD (traded as ADR) | Purchase | 49,650 | 253.4746 USD | ||||
| ORD | Purchase | 50,001 | 49.1458 GBP | ||||
| ORD | Purchase | 72,067 | 49.3702 GBP | ||||
| ORD (traded as ADR) | Purchase | 72,558 | 254.0860 USD | ||||
| ORD (traded as ADR) | Purchase | 75,000 | 254.3300 USD | ||||
| ORD (traded as ADR) | Purchase | 88,386 | 254.1243 USD | ||||
| ORD | Purchase | 93,776 | 49.1248 GBP | ||||
| ORD | Purchase | 112,348 | 49.2291 GBP | ||||
| ORD | Purchase | 116,632 | 49.1365 GBP | ||||
| ORD (traded as ADR) | Purchase | 133,200 | 254.1438 USD | ||||
| ORD (traded as ADR) | Purchase | 147,129 | 254.3577 USD | ||||
| ORD (traded as ADR) | Purchase | 180,000 | 253.8205 USD | ||||
| ORD (traded as ADR) | Purchase | 233,559 | 254.1954 USD | ||||
| ORD | Purchase | 283,381 | 48.9213 GBP | ||||
| ORD (traded as ADR) | Purchase | 285,000 | 254.1972 USD | ||||
| ORD | Purchase | 358,765 | 49.2512 GBP | ||||
| ORD (traded as ADR) | Purchase | 591,000 | 254.3290 USD | ||||
| ORD (traded as ADR) | Purchase | 591,000 | 254.3293 USD | ||||
| ORD | Purchase | 1,092,648 | 49.3808 GBP | ||||
| ORD | Sale | 30 | 49.1440 GBP | ||||
| ORD | Sale | 30 | 49.3230 GBP | ||||
| ORD | Sale | 38 | 48.8400 GBP | ||||
| ORD | Sale | 40 | 49.0740 GBP | ||||
| ORD | Sale | 40 | 49.1050 GBP | ||||
| ORD | Sale | 47 | 49.0840 GBP | ||||
| ORD | Sale | 50 | 49.2200 GBP | ||||
| ORD | Sale | 53 | 49.0790 GBP | ||||
| ORD | Sale | 60 | 48.9540 GBP | ||||
| ORD | Sale | 60 | 49.2050 GBP | ||||
| ORD | Sale | 60 | 49.2190 GBP | ||||
| ORD | Sale | 60 | 49.4100 GBP | ||||
| ORD | Sale | 64 | 49.6340 GBP | ||||
| ORD | Sale | 64 | 49.6980 GBP | ||||
| ORD | Sale | 67 | 49.0140 GBP | ||||
| ORD | Sale | 67 | 49.0390 GBP | ||||
| ORD | Sale | 67 | 49.1040 GBP | ||||
| ORD | Sale | 73 | 48.9000 GBP | ||||
| ORD | Sale | 76 | 49.2750 GBP | ||||
| ORD | Sale | 76 | 49.3350 GBP | ||||
| ORD | Sale | 76 | 49.3740 GBP | ||||
| ORD | Sale | 76 | 49.3890 GBP | ||||
| ORD | Sale | 81 | 48.8650 GBP | ||||
| ORD | Sale | 83 | 49.6250 GBP | ||||
| ORD | Sale | 84 | 49.5636 GBP | ||||
| ORD | Sale | 89 | 49.0440 GBP | ||||
| ORD | Sale | 90 | 48.9900 GBP | ||||
| ORD | Sale | 90 | 49.0719 GBP | ||||
| ORD | Sale | 95 | 48.8800 GBP | ||||
| ORD | Sale | 99 | 49.0850 GBP | ||||
| ORD | Sale | 101 | 48.9950 GBP | ||||
| ORD | Sale | 109 | 49.6150 GBP | ||||
| ORD | Sale | 114 | 49.1950 GBP | ||||
| ORD | Sale | 117 | 49.6850 GBP | ||||
| ORD | Sale | 118 | 49.0250 GBP | ||||
| ORD | Sale | 121 | 48.9800 GBP | ||||
| ORD | Sale | 122 | 49.3250 GBP | ||||
| ORD | Sale | 124 | 49.6550 GBP | ||||
| ORD | Sale | 125 | 49.5942 GBP | ||||
| ORD | Sale | 128 | 49.2700 GBP | ||||
| ORD | Sale | 128 | 49.3450 GBP | ||||
| ORD | Sale | 128 | 49.3640 GBP | ||||
| ORD | Sale | 128 | 49.3690 GBP | ||||
| ORD | Sale | 131 | 49.5540 GBP | ||||
| ORD | Sale | 135 | 48.7350 GBP | ||||
| ORD | Sale | 135 | 48.7600 GBP | ||||
| ORD | Sale | 135 | 48.7840 GBP | ||||
| ORD | Sale | 157 | 49.1800 GBP | ||||
| ORD | Sale | 160 | 49.7200 GBP | ||||
| ORD | Sale | 172 | 49.7350 GBP | ||||
| ORD | Sale | 177 | 49.1100 GBP | ||||
| ORD | Sale | 180 | 49.0760 GBP | ||||
| ORD | Sale | 186 | 49.0150 GBP | ||||
| ORD | Sale | 186 | 49.0450 GBP | ||||
| ORD | Sale | 187 | 49.7050 GBP | ||||
| ORD | Sale | 190 | 48.9890 GBP | ||||
| ORD | Sale | 190 | 49.2010 GBP | ||||
| ORD | Sale | 190 | 49.3650 GBP | ||||
| ORD | Sale | 190 | 49.3750 GBP | ||||
| ORD | Sale | 190 | 49.3900 GBP | ||||
| ORD | Sale | 190 | 49.4950 GBP | ||||
| ORD | Sale | 190 | 49.5440 GBP | ||||
| ORD | Sale | 190 | 49.6040 GBP | ||||
| ORD | Sale | 190 | 49.7400 GBP | ||||
| ORD | Sale | 196 | 49.6450 GBP | ||||
| ORD | Sale | 202 | 48.8850 GBP | ||||
| ORD | Sale | 220 | 49.3050 GBP | ||||
| ORD | Sale | 220 | 49.5040 GBP | ||||
| ORD | Sale | 224 | 48.8550 GBP | ||||
| ORD | Sale | 233 | 48.9350 GBP | ||||
| ORD | Sale | 247 | 49.5100 GBP | ||||
| ORD | Sale | 259 | 49.6050 GBP | ||||
| ORD | Sale | 260 | 49.1900 GBP | ||||
| ORD | Sale | 270 | 48.7250 GBP | ||||
| ORD | Sale | 272 | 48.7900 GBP | ||||
| ORD | Sale | 280 | 49.1700 GBP | ||||
| ORD | Sale | 285 | 49.0550 GBP | ||||
| ORD | Sale | 285 | 49.2100 GBP | ||||
| ORD | Sale | 289 | 48.9300 GBP | ||||
| ORD | Sale | 294 | 48.8100 GBP | ||||
| ORD | Sale | 298 | 49.0350 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 253.9200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.1400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.1420 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.1500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.4200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.6200 USD | ||||
| ORD | Sale | 301 | 48.8900 GBP | ||||
| ORD | Sale | 301 | 49.0050 GBP | ||||
| ORD | Sale | 304 | 49.1750 GBP | ||||
| ORD | Sale | 310 | 49.0650 GBP | ||||
| ORD | Sale | 338 | 48.8000 GBP | ||||
| ORD | Sale | 344 | 49.5950 GBP | ||||
| ORD | Sale | 347 | 49.2080 GBP | ||||
| ORD | Sale | 352 | 49.0750 GBP | ||||
| ORD | Sale | 369 | 48.8700 GBP | ||||
| ORD | Sale | 379 | 49.5450 GBP | ||||
| ORD | Sale | 396 | 49.6825 GBP | ||||
| ORD | Sale | 406 | 48.9100 GBP | ||||
| ORD | Sale | 411 | 49.5850 GBP | ||||
| ORD | Sale | 420 | 49.6950 GBP | ||||
| ORD | Sale | 422 | 49.5000 GBP | ||||
| ORD | Sale | 430 | 49.6750 GBP | ||||
| ORD | Sale | 451 | 48.7800 GBP | ||||
| ORD | Sale | 468 | 49.5250 GBP | ||||
| ORD | Sale | 480 | 49.3400 GBP | ||||
| ORD | Sale | 501 | 49.1350 GBP | ||||
| ORD | Sale | 511 | 49.3800 GBP | ||||
| ORD (traded as ADR) | Sale | 519 | 253.8139 USD | ||||
| ORD | Sale | 538 | 48.7700 GBP | ||||
| ORD | Sale | 545 | 49.6350 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 254.0000 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 254.1540 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 254.1850 USD | ||||
| ORD | Sale | 608 | 49.5200 GBP | ||||
| ORD | Sale | 627 | 49.1300 GBP | ||||
| ORD | Sale | 661 | 49.7500 GBP | ||||
| ORD | Sale | 691 | 49.1400 GBP | ||||
| ORD | Sale | 708 | 49.3500 GBP | ||||
| ORD (traded as ADR) | Sale | 717 | 253.8068 USD | ||||
| ORD | Sale | 740 | 49.1200 GBP | ||||
| ORD | Sale | 746 | 48.7000 GBP | ||||
| ORD | Sale | 760 | 49.5350 GBP | ||||
| ORD | Sale | 788 | 49.4643 GBP | ||||
| ORD | Sale | 795 | 48.7200 GBP | ||||
| ORD | Sale | 852 | 48.8200 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 253.5000 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 254.3200 USD | ||||
| ORD | Sale | 906 | 48.8300 GBP | ||||
| ORD (traded as ADR) | Sale | 915 | 254.1234 USD | ||||
| ORD | Sale | 924 | 49.7300 GBP | ||||
| ORD | Sale | 988 | 48.8600 GBP | ||||
| ORD | Sale | 1,003 | 48.8500 GBP | ||||
| ORD | Sale | 1,015 | 49.3200 GBP | ||||
| ORD | Sale | 1,082 | 49.3100 GBP | ||||
| ORD | Sale | 1,098 | 49.6600 GBP | ||||
| ORD | Sale | 1,110 | 49.3700 GBP | ||||
| ORD | Sale | 1,183 | 49.4900 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 253.9711 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 253.9835 USD | ||||
| ORD (traded as ADR) | Sale | 1,239 | 254.1517 USD | ||||
| ORD | Sale | 1,306 | 49.4600 GBP | ||||
| ORD | Sale | 1,359 | 48.9600 GBP | ||||
| ORD | Sale | 1,421 | 49.7100 GBP | ||||
| ORD | Sale | 1,426 | 49.3300 GBP | ||||
| ORD | Sale | 1,471 | 49.1000 GBP | ||||
| ORD | Sale | 1,526 | 48.9550 GBP | ||||
| ORD | Sale | 1,530 | 49.5500 GBP | ||||
| ORD | Sale | 1,570 | 49.0047 GBP | ||||
| ORD (traded as ADR) | Sale | 1,596 | 253.8678 USD | ||||
| ORD | Sale | 1,606 | 49.5300 GBP | ||||
| ORD | Sale | 1,613 | 49.0100 GBP | ||||
| ORD | Sale | 1,620 | 49.5900 GBP | ||||
| ORD | Sale | 1,693 | 48.9650 GBP | ||||
| ORD | Sale | 1,782 | 49.3681 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 253.8460 USD | ||||
| ORD | Sale | 1,873 | 49.3600 GBP | ||||
| ORD | Sale | 1,895 | 49.6500 GBP | ||||
| ORD | Sale | 1,959 | 49.6800 GBP | ||||
| ORD | Sale | 1,987 | 48.9450 GBP | ||||
| ORD | Sale | 2,070 | 49.1942 GBP | ||||
| ORD | Sale | 2,086 | 49.1500 GBP | ||||
| ORD | Sale | 2,136 | 49.0300 GBP | ||||
| ORD (traded as ADR) | Sale | 2,202 | 254.4503 USD | ||||
| ORD | Sale | 2,215 | 49.6400 GBP | ||||
| ORD | Sale | 2,237 | 49.0700 GBP | ||||
| ORD | Sale | 2,269 | 48.9500 GBP | ||||
| ORD | Sale | 2,363 | 49.5400 GBP | ||||
| ORD | Sale | 2,388 | 49.5700 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 252.9481 USD | ||||
| ORD | Sale | 2,438 | 48.9400 GBP | ||||
| ORD | Sale | 2,464 | 49.0800 GBP | ||||
| ORD | Sale | 2,563 | 49.0900 GBP | ||||
| ORD | Sale | 2,617 | 49.6200 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 254.1335 USD | ||||
| ORD | Sale | 2,744 | 49.0923 GBP | ||||
| ORD | Sale | 2,778 | 49.0400 GBP | ||||
| ORD | Sale | 2,803 | 49.0200 GBP | ||||
| ORD | Sale | 2,825 | 49.5198 GBP | ||||
| ORD | Sale | 2,833 | 49.6100 GBP | ||||
| ORD | Sale | 2,895 | 49.3000 GBP | ||||
| ORD | Sale | 2,943 | 49.2554 GBP | ||||
| ORD | Sale | 2,963 | 49.0000 GBP | ||||
| ORD | Sale | 2,988 | 49.1204 GBP | ||||
| ORD | Sale | 3,002 | 49.0500 GBP | ||||
| ORD | Sale | 3,153 | 49.2244 GBP | ||||
| ORD | Sale | 3,279 | 49.0479 GBP | ||||
| ORD | Sale | 3,345 | 49.7000 GBP | ||||
| ORD | Sale | 3,391 | 49.0600 GBP | ||||
| ORD | Sale | 3,487 | 49.5732 GBP | ||||
| ORD | Sale | 3,489 | 49.2000 GBP | ||||
| ORD | Sale | 3,579 | 49.1381 GBP | ||||
| ORD (traded as ADR) | Sale | 3,600 | 253.8100 USD | ||||
| ORD | Sale | 3,651 | 49.5615 GBP | ||||
| ORD | Sale | 3,874 | 49.6000 GBP | ||||
| ORD | Sale | 3,880 | 49.6300 GBP | ||||
| ORD | Sale | 3,900 | 49.3667 GBP | ||||
| ORD | Sale | 4,222 | 49.5650 GBP | ||||
| ORD | Sale | 4,489 | 49.5600 GBP | ||||
| ORD (traded as ADR) | Sale | 4,500 | 254.0043 USD | ||||
| ORD (traded as ADR) | Sale | 5,700 | 254.0678 USD | ||||
| ORD (traded as ADR) | Sale | 6,000 | 254.0545 USD | ||||
| ORD | Sale | 6,469 | 49.6700 GBP | ||||
| ORD | Sale | 6,484 | 49.6900 GBP | ||||
| ORD | Sale | 7,083 | 49.5550 GBP | ||||
| ORD | Sale | 7,125 | 49.5800 GBP | ||||
| ORD | Sale | 7,300 | 49.0429 GBP | ||||
| ORD (traded as ADR) | Sale | 8,700 | 253.9265 USD | ||||
| ORD (traded as ADR) | Sale | 8,964 | 253.9634 USD | ||||
| ORD (traded as ADR) | Sale | 9,087 | 253.6863 USD | ||||
| ORD (traded as ADR) | Sale | 9,366 | 253.9599 USD | ||||
| ORD (traded as ADR) | Sale | 10,764 | 254.0390 USD | ||||
| ORD (traded as ADR) | Sale | 11,700 | 254.1331 USD | ||||
| ORD | Sale | 12,333 | 49.3359 GBP | ||||
| ORD | Sale | 14,096 | 49.3197 GBP | ||||
| ORD (traded as ADR) | Sale | 14,100 | 253.9687 USD | ||||
| ORD (traded as ADR) | Sale | 19,500 | 253.9841 USD | ||||
| ORD (traded as ADR) | Sale | 19,731 | 254.0586 USD | ||||
| ORD | Sale | 20,000 | 49.5412 GBP | ||||
| ORD | Sale | 25,000 | 49.0245 GBP | ||||
| ORD | Sale | 28,645 | 48.9249 GBP | ||||
| ORD | Sale | 28,836 | 49.3730 GBP | ||||
| ORD | Sale | 29,000 | 49.6650 GBP | ||||
| ORD | Sale | 29,504 | 49.5532 GBP | ||||
| ORD | Sale | 32,213 | 49.3438 GBP | ||||
| ORD | Sale | 32,774 | 49.3107 GBP | ||||
| ORD | Sale | 35,000 | 49.1534 GBP | ||||
| ORD | Sale | 41,435 | 49.1777 GBP | ||||
| ORD | Sale | 49,008 | 49.3895 GBP | ||||
| ORD (traded as ADR) | Sale | 64,938 | 254.0184 USD | ||||
| ORD | Sale | 69,165 | 49.3677 GBP | ||||
| ORD (traded as ADR) | Sale | 75,000 | 254.3300 USD | ||||
| ORD | Sale | 85,751 | 49.1197 GBP | ||||
| ORD (traded as ADR) | Sale | 92,349 | 253.3470 USD | ||||
| ORD | Sale | 95,966 | 49.1239 GBP | ||||
| ORD | Sale | 123,457 | 49.4706 GBP | ||||
| ORD (traded as ADR) | Sale | 180,000 | 253.8205 USD | ||||
| ORD | Sale | 184,335 | 49.2730 GBP | ||||
| ORD (traded as ADR) | Sale | 198,300 | 254.1508 USD | ||||
| ORD | Sale | 217,295 | 49.2691 GBP | ||||
| ORD | Sale | 242,935 | 49.2212 GBP | ||||
| ORD | Sale | 306,010 | 49.2365 GBP | ||||
| ORD (traded as ADR) | Sale | 776,400 | 254.1991 USD | ||||
| ORD | Sale | 787,249 | 49.4065 GBP | ||||
| ORD (traded as ADR) | Sale | 1,182,000 | 254.3293 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 942 | 49.6086 GBP | |||||
| ORD | SWAP | Long | 1,570 | 49.0046 GBP | |||||
| ORD | CFD | Long | 1,700 | 49.5455 GBP | |||||
| ORD | CFD | Long | 859 | 48.8733 GBP | |||||
| ORD | CFD | Long | 1,782 | 49.3681 GBP | |||||
| ORD | SWAP | Long | 1,900 | 49.5500 GBP | |||||
| ORD | CFD | Long | 2,001 | 49.0891 GBP | |||||
| ORD | SWAP | Long | 2,356 | 49.1954 GBP | |||||
| ORD | CFD | Long | 2,988 | 49.1204 GBP | |||||
| ORD | CFD | Long | 3,579 | 49.1381 GBP | |||||
| ORD | CFD | Long | 3,900 | 49.3667 GBP | |||||
| ORD | CFD | Long | 5,497 | 49.4915 GBP | |||||
| ORD | SWAP | Long | 6,816 | 49.1859 GBP | |||||
| ORD | SWAP | Short | 55 | 49.5547 GBP | |||||
| ORD | SWAP | Short | 113 | 49.6084 GBP | |||||
| ORD | CFD | Short | 1,200 | 49.5544 GBP | |||||
| ORD | SWAP | Short | 1,900 | 49.5500 GBP | |||||
| ORD | CFD | Short | 6,373 | 49.1432 GBP | |||||
| ORD | SWAP | Short | 6,815 | 49.1771 GBP | |||||
| ORD | CFD | Short | 6,760 | 49.2603 GBP | |||||
| ORD | SWAP | Short | 46,148 | 49.2459 GBP | |||||
| ORD | CFD | Short | 37,342 | 49.3862 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 20,000 | 255 USD | American | 16 Aug 2014 | 4.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 240 USD | American | 18 Oct 2014 | 4.6280 USD | ||||||||
| ADR | Put Options | Selling | 500 | 230 USD | American | 18 Oct 2014 | 3.3480 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 23 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 20,000 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 123,900 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 300,000 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300,000 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire