3rd Jul 2018 12:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 02 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,188,928 | 1.00% | 4,486,734 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 456,776 | 0.05% | 4,982,150 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 239,300 | 0.02% | 264,800 | 0.03% | |||||||
| TOTAL: | 9,885,004 | 1.07% | 9,733,684 | 1.06% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 24 | 169.1100 USD | ||||
| 5p ordinary | Purchase | 30 | 42.3750 GBP | ||||
| 5p ordinary | Purchase | 73 | 42.3975 GBP | ||||
| ADR | Purchase | 100 | 166.8800 USD | ||||
| 5p ordinary | Purchase | 200 | 42.3350 GBP | ||||
| ADR | Purchase | 200 | 167.2100 USD | ||||
| ADR | Purchase | 300 | 166.9433 USD | ||||
| 5p ordinary | Purchase | 335 | 42.3135 GBP | ||||
| 5p ordinary | Purchase | 342 | 42.2030 GBP | ||||
| ADR | Purchase | 400 | 166.9000 USD | ||||
| 5p ordinary | Purchase | 406 | 42.2115 GBP | ||||
| 5p ordinary | Purchase | 436 | 42.1816 GBP | ||||
| ADR | Purchase | 500 | 167.7140 USD | ||||
| ADR | Purchase | 500 | 166.6330 USD | ||||
| ADR | Purchase | 500 | 167.0440 USD | ||||
| 5p ordinary | Purchase | 567 | 42.2214 GBP | ||||
| 5p ordinary | Purchase | 600 | 42.3000 GBP | ||||
| ADR | Purchase | 700 | 167.3885 USD | ||||
| 5p ordinary | Purchase | 755 | 42.2000 GBP | ||||
| 5p ordinary | Purchase | 883 | 42.2419 GBP | ||||
| ADR | Purchase | 891 | 166.3381 USD | ||||
| 5p ordinary | Purchase | 1,281 | 42.3246 GBP | ||||
| ADR | Purchase | 1,325 | 166.4332 USD | ||||
| 5p ordinary | Purchase | 1,707 | 42.2757 GBP | ||||
| ADR | Purchase | 2,033 | 168.5274 USD | ||||
| 5p ordinary | Purchase | 2,772 | 42.1956 GBP | ||||
| ADR | Purchase | 3,400 | 168.3957 USD | ||||
| ADR | Purchase | 3,700 | 168.2390 USD | ||||
| 5p ordinary | Purchase | 3,893 | 42.2572 GBP | ||||
| 5p ordinary | Purchase | 4,120 | 42.2121 GBP | ||||
| 5p ordinary | Purchase | 4,631 | 42.1500 GBP | ||||
| 5p ordinary | Purchase | 8,156 | 42.2909 GBP | ||||
| ADR | Purchase | 9,782 | 166.6491 USD | ||||
| ADR | Purchase | 12,445 | 166.6096 USD | ||||
| 5p ordinary | Purchase | 25,105 | 42.1481 GBP | ||||
| 5p ordinary | Purchase | 31,397 | 42.2800 GBP | ||||
| 5p ordinary | Purchase | 125,656 | 42.2267 GBP | ||||
| 5p ordinary | Sale | 10 | 42.3900 GBP | ||||
| 5p ordinary | Sale | 52 | 42.2400 GBP | ||||
| 5p ordinary | Sale | 72 | 42.2193 GBP | ||||
| 5p ordinary | Sale | 73 | 42.3975 GBP | ||||
| ADR | Sale | 100 | 166.2400 USD | ||||
| ADR | Sale | 100 | 166.2401 USD | ||||
| ADR | Sale | 100 | 168.8400 USD | ||||
| ADR | Sale | 100 | 169.0000 USD | ||||
| ADR | Sale | 100 | 169.0200 USD | ||||
| ADR | Sale | 100 | 169.0800 USD | ||||
| ADR | Sale | 100 | 169.2400 USD | ||||
| 5p ordinary | Sale | 121 | 42.2350 GBP | ||||
| ADR | Sale | 124 | 169.1100 USD | ||||
| ADR | Sale | 300 | 169.0600 USD | ||||
| ADR | Sale | 300 | 167.1833 USD | ||||
| ADR | Sale | 300 | 166.0033 USD | ||||
| ADR | Sale | 501 | 168.3576 USD | ||||
| ADR | Sale | 591 | 168.5493 USD | ||||
| 5p ordinary | Sale | 659 | 42.1518 GBP | ||||
| ADR | Sale | 691 | 166.3664 USD | ||||
| 5p ordinary | Sale | 788 | 42.2748 GBP | ||||
| ADR | Sale | 900 | 168.9700 USD | ||||
| 5p ordinary | Sale | 1,067 | 42.3460 GBP | ||||
| ADR | Sale | 1,200 | 168.6316 USD | ||||
| ADR | Sale | 1,242 | 168.4344 USD | ||||
| ADR | Sale | 1,447 | 166.1871 USD | ||||
| 5p ordinary | Sale | 1,456 | 42.1750 GBP | ||||
| ADR | Sale | 1,600 | 167.7715 USD | ||||
| 5p ordinary | Sale | 2,405 | 42.2706 GBP | ||||
| ADR | Sale | 2,500 | 168.5132 USD | ||||
| ADR | Sale | 2,520 | 167.0946 USD | ||||
| ADR | Sale | 3,600 | 168.2112 USD | ||||
| ADR | Sale | 6,434 | 166.2201 USD | ||||
| 5p ordinary | Sale | 7,278 | 42.2732 GBP | ||||
| 5p ordinary | Sale | 7,336 | 42.2584 GBP | ||||
| 5p ordinary | Sale | 7,806 | 42.2950 GBP | ||||
| 5p ordinary | Sale | 10,183 | 42.2377 GBP | ||||
| ADR | Sale | 12,850 | 166.5754 USD | ||||
| 5p ordinary | Sale | 15,762 | 42.2390 GBP | ||||
| 5p ordinary | Sale | 15,885 | 42.2362 GBP | ||||
| 5p ordinary | Sale | 25,577 | 42.2647 GBP | ||||
| 5p ordinary | Sale | 28,083 | 42.2787 GBP | ||||
| 5p ordinary | Sale | 54,964 | 42.1500 GBP | ||||
| 5p ordinary | Sale | 57,056 | 42.2182 GBP | ||||
| 5p ordinary | Sale | 58,355 | 42.2990 GBP | ||||
| 5p ordinary | Sale | 59,895 | 42.2594 GBP | ||||
| 5p ordinary | Sale | 90,032 | 42.3650 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 25 | 42.1872 GBP | |||||
| 5p ordinary | CFD | Long | 72 | 42.2193 GBP | |||||
| 5p ordinary | SWAP | Long | 173 | 42.1943 GBP | |||||
| 5p ordinary | SWAP | Long | 778 | 42.3557 GBP | |||||
| 5p ordinary | CFD | Long | 2,405 | 42.2706 GBP | |||||
| 5p ordinary | SWAP | Long | 6,099 | 42.3497 GBP | |||||
| 5p ordinary | SWAP | Long | 6,773 | 42.2961 GBP | |||||
| 5p ordinary | CFD | Long | 15,885 | 42.2362 GBP | |||||
| 5p ordinary | CFD | Long | 25,577 | 42.2647 GBP | |||||
| 5p ordinary | SWAP | Long | 31,470 | 42.2587 GBP | |||||
| 5p ordinary | CFD | Long | 44,220 | 42.2194 GBP | |||||
| 5p ordinary | SWAP | Long | 47,871 | 42.2760 GBP | |||||
| 5p ordinary | SWAP | Long | 90,032 | 42.3650 GBP | |||||
| 5p ordinary | SWAP | Short | 196 | 42.2487 GBP | |||||
| 5p ordinary | SWAP | Short | 764 | 42.2280 GBP | |||||
| 5p ordinary | CFD | Short | 1,557 | 42.2482 GBP | |||||
| 5p ordinary | CFD | Short | 1,580 | 42.1874 GBP | |||||
| 5p ordinary | CFD | Short | 1,707 | 42.2757 GBP | |||||
| 5p ordinary | CFD | Short | 4,120 | 42.2121 GBP | |||||
| 5p ordinary | SWAP | Short | 6,546 | 42.3080 GBP | |||||
| 5p ordinary | CFD | Short | 22,465 | 42.1667 GBP | |||||
| 5p ordinary | SWAP | Short | 22,465 | 42.1667 GBP | |||||
| 5p ordinary | SWAP | Short | 39,875 | 42.1500 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 168 USD | American | 6 Jul 2018 | 1.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 163 USD | American | 13 Jul 2018 | 1.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,300 | 165 USD | American | 20 Jul 2018 | 2.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 3 Jul 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 168.0000 | American | 6 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180703005204/en/
Copyright Business Wire 2018
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