2nd May 2018 14:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 01 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,403,024 | 0.57% | 3,550,577 | 0.39% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 295,118 | 0.03% | 3,507,647 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 311,800 | 0.03% | 512,000 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,009,942 | 0.63% | 7,570,224 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 18 | 38.9754 GBP | ||||
| ADR | Purchase | 19 | 159.4400 USD | ||||
| ADR | Purchase | 23 | 159.1700 USD | ||||
| ADR | Purchase | 30 | 159.0400 USD | ||||
| 5p ordinary | Purchase | 40 | 38.5000 GBP | ||||
| 5p ordinary | Purchase | 78 | 38.9757 GBP | ||||
| ADR | Purchase | 100 | 159.1500 USD | ||||
| ADR | Purchase | 100 | 159.2600 USD | ||||
| ADR | Purchase | 100 | 159.0900 USD | ||||
| ADR | Purchase | 100 | 158.6600 USD | ||||
| 5p ordinary | Purchase | 105 | 38.5254 GBP | ||||
| ADR | Purchase | 120 | 159.3800 USD | ||||
| ADR | Purchase | 128 | 159.3265 USD | ||||
| ADR | Purchase | 150 | 158.2650 USD | ||||
| ADR | Purchase | 150 | 159.4500 USD | ||||
| ADR | Purchase | 168 | 159.2793 USD | ||||
| ADR | Purchase | 200 | 159.2325 USD | ||||
| ADR | Purchase | 200 | 159.4100 USD | ||||
| 5p ordinary | Purchase | 202 | 38.8752 GBP | ||||
| 5p ordinary | Purchase | 246 | 38.9752 GBP | ||||
| ADR | Purchase | 250 | 158.9900 USD | ||||
| 5p ordinary | Purchase | 251 | 38.8334 GBP | ||||
| ADR | Purchase | 300 | 159.3133 USD | ||||
| ADR | Purchase | 300 | 159.2966 USD | ||||
| ADR | Purchase | 312 | 159.2525 USD | ||||
| ADR | Purchase | 335 | 159.3903 USD | ||||
| ADR | Purchase | 400 | 159.1262 USD | ||||
| ADR | Purchase | 400 | 158.8025 USD | ||||
| 5p ordinary | Purchase | 407 | 38.6353 GBP | ||||
| ADR | Purchase | 500 | 159.7500 USD | ||||
| 5p ordinary | Purchase | 501 | 38.8903 GBP | ||||
| ADR | Purchase | 578 | 159.5000 USD | ||||
| ADR | Purchase | 600 | 158.2891 USD | ||||
| ADR | Purchase | 600 | 158.8541 USD | ||||
| ADR | Purchase | 652 | 159.3858 USD | ||||
| 5p ordinary | Purchase | 855 | 39.0450 GBP | ||||
| 5p ordinary | Purchase | 958 | 38.9751 GBP | ||||
| ADR | Purchase | 1,000 | 159.0990 USD | ||||
| 5p ordinary | Purchase | 1,007 | 38.9753 GBP | ||||
| 5p ordinary | Purchase | 1,090 | 38.9293 GBP | ||||
| ADR | Purchase | 1,100 | 158.9277 USD | ||||
| ADR | Purchase | 1,650 | 159.3763 USD | ||||
| ADR | Purchase | 1,800 | 159.2333 USD | ||||
| ADR | Purchase | 2,000 | 159.3451 USD | ||||
| ADR | Purchase | 2,020 | 159.3454 USD | ||||
| ADR | Purchase | 2,020 | 159.4522 USD | ||||
| ADR | Purchase | 2,141 | 159.1412 USD | ||||
| 5p ordinary | Purchase | 2,511 | 38.9636 GBP | ||||
| 5p ordinary | Purchase | 3,476 | 39.0160 GBP | ||||
| ADR | Purchase | 3,482 | 159.2567 USD | ||||
| ADR | Purchase | 3,900 | 158.9375 USD | ||||
| ADR | Purchase | 4,000 | 158.9556 USD | ||||
| 5p ordinary | Purchase | 5,353 | 38.8618 GBP | ||||
| 5p ordinary | Purchase | 6,485 | 38.8751 GBP | ||||
| 5p ordinary | Purchase | 8,169 | 38.9364 GBP | ||||
| 5p ordinary | Purchase | 8,943 | 38.7035 GBP | ||||
| ADR | Purchase | 12,838 | 159.0599 USD | ||||
| 5p ordinary | Purchase | 12,892 | 38.8389 GBP | ||||
| 5p ordinary | Purchase | 19,648 | 39.0107 GBP | ||||
| 5p ordinary | Purchase | 26,413 | 38.8645 GBP | ||||
| 5p ordinary | Purchase | 30,293 | 38.8657 GBP | ||||
| 5p ordinary | Purchase | 72,392 | 38.8460 GBP | ||||
| 5p ordinary | Purchase | 78,723 | 38.8964 GBP | ||||
| 5p ordinary | Purchase | 79,693 | 38.8400 GBP | ||||
| 5p ordinary | Purchase | 90,138 | 38.9750 GBP | ||||
| ADR | Sale | 4 | 158.7900 USD | ||||
| ADR | Sale | 23 | 159.1700 USD | ||||
| ADR | Sale | 30 | 159.0400 USD | ||||
| ADR | Sale | 40 | 159.3800 USD | ||||
| ADR | Sale | 50 | 158.2400 USD | ||||
| 5p ordinary | Sale | 78 | 38.4246 GBP | ||||
| ADR | Sale | 100 | 159.2800 USD | ||||
| ADR | Sale | 100 | 158.2775 USD | ||||
| ADR | Sale | 100 | 158.6000 USD | ||||
| ADR | Sale | 200 | 158.8750 USD | ||||
| ADR | Sale | 200 | 158.8925 USD | ||||
| ADR | Sale | 200 | 158.9125 USD | ||||
| ADR | Sale | 250 | 158.9900 USD | ||||
| ADR | Sale | 300 | 159.2900 USD | ||||
| ADR | Sale | 300 | 159.2925 USD | ||||
| ADR | Sale | 300 | 159.4966 USD | ||||
| ADR | Sale | 500 | 159.3740 USD | ||||
| ADR | Sale | 500 | 159.3030 USD | ||||
| ADR | Sale | 706 | 159.5000 USD | ||||
| 5p ordinary | Sale | 824 | 38.6584 GBP | ||||
| 5p ordinary | Sale | 844 | 38.8803 GBP | ||||
| 5p ordinary | Sale | 855 | 39.0450 GBP | ||||
| ADR | Sale | 866 | 159.3053 USD | ||||
| 5p ordinary | Sale | 884 | 39.0078 GBP | ||||
| ADR | Sale | 1,300 | 159.1919 USD | ||||
| 5p ordinary | Sale | 1,362 | 39.0162 GBP | ||||
| 5p ordinary | Sale | 1,500 | 39.0350 GBP | ||||
| 5p ordinary | Sale | 1,668 | 39.0310 GBP | ||||
| 5p ordinary | Sale | 1,763 | 38.8712 GBP | ||||
| 5p ordinary | Sale | 1,888 | 38.8469 GBP | ||||
| ADR | Sale | 2,000 | 159.3451 USD | ||||
| 5p ordinary | Sale | 2,087 | 38.8419 GBP | ||||
| 5p ordinary | Sale | 2,196 | 38.8822 GBP | ||||
| 5p ordinary | Sale | 2,420 | 38.8400 GBP | ||||
| 5p ordinary | Sale | 2,710 | 38.8718 GBP | ||||
| ADR | Sale | 3,000 | 158.8414 USD | ||||
| 5p ordinary | Sale | 3,101 | 38.8244 GBP | ||||
| 5p ordinary | Sale | 3,407 | 38.8755 GBP | ||||
| ADR | Sale | 3,800 | 158.9578 USD | ||||
| ADR | Sale | 4,040 | 159.4522 USD | ||||
| ADR | Sale | 4,078 | 159.2211 USD | ||||
| 5p ordinary | Sale | 5,795 | 38.8834 GBP | ||||
| 5p ordinary | Sale | 5,901 | 38.5074 GBP | ||||
| 5p ordinary | Sale | 7,157 | 38.8751 GBP | ||||
| 5p ordinary | Sale | 9,076 | 38.9682 GBP | ||||
| 5p ordinary | Sale | 9,967 | 38.9770 GBP | ||||
| 5p ordinary | Sale | 12,058 | 39.0367 GBP | ||||
| 5p ordinary | Sale | 12,892 | 38.8389 GBP | ||||
| ADR | Sale | 19,279 | 159.0797 USD | ||||
| 5p ordinary | Sale | 40,553 | 39.0068 GBP | ||||
| 5p ordinary | Sale | 74,126 | 38.8917 GBP | ||||
| 5p ordinary | Sale | 289,283 | 38.9646 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 78 | 38.4246 GBP | |||||
| 5p ordinary | SWAP | Long | 345 | 38.6800 GBP | |||||
| 5p ordinary | SWAP | Long | 880 | 38.6809 GBP | |||||
| 5p ordinary | SWAP | Long | 1,500 | 39.0350 GBP | |||||
| 5p ordinary | SWAP | Long | 3,966 | 38.5086 GBP | |||||
| 5p ordinary | CFD | Long | 5,901 | 38.5074 GBP | |||||
| 5p ordinary | CFD | Long | 30,669 | 38.8771 GBP | |||||
| 5p ordinary | CFD | Long | 182,229 | 39.0318 GBP | |||||
| 5p ordinary | SWAP | Short | 105 | 38.5253 GBP | |||||
| 5p ordinary | SWAP | Short | 345 | 38.6800 GBP | |||||
| 5p ordinary | SWAP | Short | 2,111 | 39.0117 GBP | |||||
| 5p ordinary | SWAP | Short | 2,986 | 38.8101 GBP | |||||
| 5p ordinary | SWAP | Short | 3,972 | 38.8890 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 39.0434 GBP | |||||
| 5p ordinary | CFD | Short | 8,169 | 38.9364 GBP | |||||
| 5p ordinary | SWAP | Short | 8,943 | 38.7035 GBP | |||||
| 5p ordinary | SWAP | Short | 16,278 | 38.7184 GBP | |||||
| 5p ordinary | CFD | Short | 30,293 | 38.8658 GBP | |||||
| 5p ordinary | SWAP | Short | 38,344 | 38.7997 GBP | |||||
| 5p ordinary | CFD | Short | 43,504 | 38.9444 GBP | |||||
| 5p ordinary | CFD | Short | 90,000 | 38.9750 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 100 | 150 USD | American | 20 Jul 2018 | 15.8000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 175 USD | American | 4 May 2018 | 0.1000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 115 USD | American | 18 Jan 2019 | 2.0500 USD | ||||||||
| ADR | Put Options | Selling | 200 | 140 USD | American | 20 Jul 2018 | 3.0300 USD | ||||||||
| ADR | Put Options | Selling | 200 | 145 USD | American | 20 Jul 2018 | 4.1500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 2 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 9,600 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 147.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 170.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,600 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 300 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 153.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180502005870/en/
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