4th Jun 2018 14:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 01 June 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,416,630 | 0.98% | 3,111,685 | 0.33% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 293,848 | 0.03% | 4,765,377 | 0.52% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 362,200 | 0.04% | 576,700 | 0.07% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,072,678 | 1.05% | 8,453,762 | 0.93% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |||
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 26 | 160.6200 USD | ||||
| 5p ordinary | Purchase | 29 | 40.3637 GBP | ||||
| 5p ordinary | Purchase | 60 | 40.2050 GBP | ||||
| 5p ordinary | Purchase | 65 | 40.3400 GBP | ||||
| ADR | Purchase | 81 | 160.7300 USD | ||||
| ADR | Purchase | 100 | 162.1600 USD | ||||
| ADR | Purchase | 100 | 160.6900 USD | ||||
| ADR | Purchase | 100 | 160.7700 USD | ||||
| ADR | Purchase | 100 | 160.8100 USD | ||||
| ADR | Purchase | 100 | 161.4900 USD | ||||
| 5p ordinary | Purchase | 105 | 40.1450 GBP | ||||
| ADR | Purchase | 129 | 161.8237 USD | ||||
| 5p ordinary | Purchase | 135 | 40.4500 GBP | ||||
| 5p ordinary | Purchase | 168 | 40.3275 GBP | ||||
| ADR | Purchase | 175 | 160.7500 USD | ||||
| 5p ordinary | Purchase | 177 | 40.2575 GBP | ||||
| 5p ordinary | Purchase | 178 | 40.2100 GBP | ||||
| 5p ordinary | Purchase | 179 | 40.3325 GBP | ||||
| 5p ordinary | Purchase | 189 | 40.5000 GBP | ||||
| 5p ordinary | Purchase | 190 | 40.1900 GBP | ||||
| ADR | Purchase | 218 | 161.2370 USD | ||||
| 5p ordinary | Purchase | 223 | 40.2550 GBP | ||||
| ADR | Purchase | 300 | 160.9633 USD | ||||
| ADR | Purchase | 300 | 161.6483 USD | ||||
| 5p ordinary | Purchase | 300 | 40.5150 GBP | ||||
| 5p ordinary | Purchase | 337 | 40.1427 GBP | ||||
| 5p ordinary | Purchase | 382 | 40.1434 GBP | ||||
| ADR | Purchase | 400 | 161.7050 USD | ||||
| ADR | Purchase | 400 | 161.2050 USD | ||||
| ADR | Purchase | 523 | 161.5377 USD | ||||
| 5p ordinary | Purchase | 585 | 40.4666 GBP | ||||
| 5p ordinary | Purchase | 600 | 40.3947 GBP | ||||
| ADR | Purchase | 658 | 160.7468 USD | ||||
| 5p ordinary | Purchase | 732 | 40.3500 GBP | ||||
| ADR | Purchase | 800 | 161.3068 USD | ||||
| ADR | Purchase | 900 | 161.5400 USD | ||||
| ADR | Purchase | 1,117 | 161.9233 USD | ||||
| 5p ordinary | Purchase | 1,344 | 40.3875 GBP | ||||
| 5p ordinary | Purchase | 1,399 | 40.4700 GBP | ||||
| 5p ordinary | Purchase | 1,598 | 40.8235 GBP | ||||
| ADR | Purchase | 1,800 | 161.4216 USD | ||||
| 5p ordinary | Purchase | 1,923 | 40.4493 GBP | ||||
| ADR | Purchase | 2,300 | 161.4665 USD | ||||
| ADR | Purchase | 2,645 | 161.9054 USD | ||||
| ADR | Purchase | 4,088 | 161.2631 USD | ||||
| ADR | Purchase | 4,193 | 161.8041 USD | ||||
| ADR | Purchase | 5,500 | 161.4017 USD | ||||
| 5p ordinary | Purchase | 6,528 | 40.3691 GBP | ||||
| ADR | Purchase | 7,584 | 161.3591 USD | ||||
| 5p ordinary | Purchase | 9,176 | 40.1411 GBP | ||||
| 5p ordinary | Purchase | 10,267 | 40.3026 GBP | ||||
| 5p ordinary | Purchase | 10,371 | 40.4530 GBP | ||||
| 5p ordinary | Purchase | 11,729 | 40.3807 GBP | ||||
| ADR | Purchase | 14,700 | 161.3706 USD | ||||
| 5p ordinary | Purchase | 15,349 | 40.4870 GBP | ||||
| 5p ordinary | Purchase | 18,716 | 40.3927 GBP | ||||
| 5p ordinary | Purchase | 19,116 | 40.3891 GBP | ||||
| ADR | Purchase | 31,653 | 161.4660 USD | ||||
| 5p ordinary | Purchase | 35,646 | 40.4600 GBP | ||||
| 5p ordinary | Purchase | 35,671 | 40.3481 GBP | ||||
| ADR | Purchase | 35,757 | 161.5470 USD | ||||
| 5p ordinary | Purchase | 39,576 | 40.3073 GBP | ||||
| 5p ordinary | Purchase | 43,016 | 40.4195 GBP | ||||
| 5p ordinary | Purchase | 63,164 | 40.3667 GBP | ||||
| 5p ordinary | Purchase | 72,539 | 40.4305 GBP | ||||
| 5p ordinary | Purchase | 373,743 | 40.4089 GBP | ||||
| 5p ordinary | Sale | 76 | 40.5350 GBP | ||||
| ADR | Sale | 81 | 160.7300 USD | ||||
| ADR | Sale | 88 | 161.2300 USD | ||||
| ADR | Sale | 100 | 162.3100 USD | ||||
| ADR | Sale | 100 | 160.9500 USD | ||||
| ADR | Sale | 100 | 161.6800 USD | ||||
| ADR | Sale | 100 | 161.1600 USD | ||||
| ADR | Sale | 100 | 161.4216 USD | ||||
| 5p ordinary | Sale | 100 | 40.4600 GBP | ||||
| ADR | Sale | 100 | 160.6100 USD | ||||
| 5p ordinary | Sale | 133 | 40.3573 GBP | ||||
| 5p ordinary | Sale | 168 | 40.3275 GBP | ||||
| ADR | Sale | 175 | 160.7500 USD | ||||
| 5p ordinary | Sale | 177 | 40.2575 GBP | ||||
| 5p ordinary | Sale | 178 | 40.2100 GBP | ||||
| 5p ordinary | Sale | 179 | 40.3325 GBP | ||||
| 5p ordinary | Sale | 189 | 40.5000 GBP | ||||
| 5p ordinary | Sale | 190 | 40.1900 GBP | ||||
| ADR | Sale | 200 | 160.6200 USD | ||||
| ADR | Sale | 200 | 161.1150 USD | ||||
| 5p ordinary | Sale | 200 | 40.4750 GBP | ||||
| 5p ordinary | Sale | 223 | 40.2550 GBP | ||||
| 5p ordinary | Sale | 277 | 40.4207 GBP | ||||
| 5p ordinary | Sale | 280 | 40.4650 GBP | ||||
| 5p ordinary | Sale | 371 | 40.3500 GBP | ||||
| ADR | Sale | 400 | 161.7525 USD | ||||
| ADR | Sale | 500 | 161.5700 USD | ||||
| ADR | Sale | 600 | 161.3075 USD | ||||
| 5p ordinary | Sale | 610 | 40.4826 GBP | ||||
| 5p ordinary | Sale | 626 | 40.4289 GBP | ||||
| ADR | Sale | 658 | 160.7468 USD | ||||
| ADR | Sale | 700 | 161.2100 USD | ||||
| ADR | Sale | 700 | 160.8357 USD | ||||
| ADR | Sale | 1,141 | 161.4456 USD | ||||
| 5p ordinary | Sale | 1,363 | 40.9000 GBP | ||||
| ADR | Sale | 1,800 | 161.6261 USD | ||||
| 5p ordinary | Sale | 1,919 | 40.3247 GBP | ||||
| 5p ordinary | Sale | 2,023 | 40.4658 GBP | ||||
| 5p ordinary | Sale | 2,068 | 40.9700 GBP | ||||
| 5p ordinary | Sale | 2,136 | 40.4093 GBP | ||||
| ADR | Sale | 2,400 | 161.5458 USD | ||||
| ADR | Sale | 2,800 | 161.7437 USD | ||||
| ADR | Sale | 2,855 | 161.4262 USD | ||||
| ADR | Sale | 3,100 | 161.2520 USD | ||||
| ADR | Sale | 3,300 | 161.0500 USD | ||||
| 5p ordinary | Sale | 4,239 | 40.4445 GBP | ||||
| 5p ordinary | Sale | 5,294 | 40.4170 GBP | ||||
| 5p ordinary | Sale | 5,503 | 40.4415 GBP | ||||
| 5p ordinary | Sale | 6,315 | 40.3755 GBP | ||||
| ADR | Sale | 10,200 | 161.3674 USD | ||||
| 5p ordinary | Sale | 13,190 | 40.4279 GBP | ||||
| ADR | Sale | 13,900 | 161.3770 USD | ||||
| 5p ordinary | Sale | 14,545 | 40.3347 GBP | ||||
| 5p ordinary | Sale | 15,010 | 40.3751 GBP | ||||
| 5p ordinary | Sale | 15,587 | 40.3516 GBP | ||||
| ADR | Sale | 17,453 | 161.5398 USD | ||||
| 5p ordinary | Sale | 34,461 | 40.4109 GBP | ||||
| 5p ordinary | Sale | 34,980 | 40.3508 GBP | ||||
| 5p ordinary | Sale | 37,749 | 40.3554 GBP | ||||
| ADR | Sale | 52,496 | 161.5625 USD | ||||
| 5p ordinary | Sale | 56,503 | 40.4165 GBP | ||||
| 5p ordinary | Sale | 74,100 | 40.3842 GBP | ||||
| 5p ordinary | Sale | 106,958 | 40.3562 GBP | ||||
| 5p ordinary | Sale | 215,731 | 40.4077 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 7 | 40.4357 GBP | |||||
| 5p ordinary | SWAP | Long | 45 | 40.3235 GBP | |||||
| 5p ordinary | SWAP | Long | 73 | 40.4824 GBP | |||||
| 5p ordinary | SWAP | Long | 259 | 40.3917 GBP | |||||
| 5p ordinary | SWAP | Long | 285 | 40.4652 GBP | |||||
| 5p ordinary | SWAP | Long | 371 | 40.3500 GBP | |||||
| 5p ordinary | SWAP | Long | 414 | 40.2879 GBP | |||||
| 5p ordinary | CFD | Long | 1,152 | 41.0000 GBP | |||||
| 5p ordinary | SWAP | Long | 1,536 | 40.4100 GBP | |||||
| 5p ordinary | SWAP | Long | 2,068 | 40.9700 GBP | |||||
| 5p ordinary | SWAP | Long | 5,223 | 40.4397 GBP | |||||
| 5p ordinary | CFD | Long | 5,503 | 40.4415 GBP | |||||
| 5p ordinary | SWAP | Long | 8,056 | 40.4789 GBP | |||||
| 5p ordinary | SWAP | Long | 31,918 | 40.4243 GBP | |||||
| 5p ordinary | CFD | Long | 44,733 | 40.3463 GBP | |||||
| 5p ordinary | CFD | Long | 106,958 | 40.3561 GBP | |||||
| 5p ordinary | CFD | Short | 29 | 40.3637 GBP | |||||
| 5p ordinary | SWAP | Short | 33 | 40.3839 GBP | |||||
| 5p ordinary | SWAP | Short | 34 | 40.3764 GBP | |||||
| 5p ordinary | SWAP | Short | 200 | 40.3540 GBP | |||||
| 5p ordinary | SWAP | Short | 368 | 40.3763 GBP | |||||
| 5p ordinary | SWAP | Short | 533 | 40.3639 GBP | |||||
| 5p ordinary | CFD | Short | 585 | 40.4666 GBP | |||||
| 5p ordinary | SWAP | Short | 600 | 40.3947 GBP | |||||
| 5p ordinary | CFD | Short | 700 | 40.3886 GBP | |||||
| 5p ordinary | CFD | Short | 1,152 | 41.0000 GBP | |||||
| 5p ordinary | CFD | Short | 1,230 | 40.2100 GBP | |||||
| 5p ordinary | CFD | Short | 1,344 | 40.3875 GBP | |||||
| 5p ordinary | SWAP | Short | 1,538 | 40.3663 GBP | |||||
| 5p ordinary | CFD | Short | 2,500 | 40.4836 GBP | |||||
| 5p ordinary | CFD | Short | 4,170 | 40.4987 GBP | |||||
| 5p ordinary | SWAP | Short | 5,013 | 40.3628 GBP | |||||
| 5p ordinary | CFD | Short | 10,267 | 40.3026 GBP | |||||
| 5p ordinary | CFD | Short | 10,371 | 40.4530 GBP | |||||
| 5p ordinary | CFD | Short | 15,095 | 40.3532 GBP | |||||
| 5p ordinary | CFD | Short | 15,349 | 40.4870 GBP | |||||
| 5p ordinary | SWAP | Short | 15,530 | 40.3500 GBP | |||||
| 5p ordinary | SWAP | Short | 26,047 | 40.3529 GBP | |||||
| 5p ordinary | SWAP | Short | 34,033 | 40.4949 GBP | |||||
| 5p ordinary | SWAP | Short | 38,304 | 40.4076 GBP | |||||
| 5p ordinary | CFD | Short | 50,229 | 40.4601 GBP | |||||
| 5p ordinary | SWAP | Short | 74,938 | 40.3732 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180604005758/en/
Copyright Business Wire 2018
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