10th May 2018 11:55
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,569,286 | 0.94% | 2,605,864 | 0.28% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 310,918 | 0.03% | 3,822,964 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 349,700 | 0.04% | 831,200 | 0.09% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,229,904 | 1.01% | 7,260,028 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 20 | 163.0000 USD | ||||
| 5p ordinary | Purchase | 61 | 39.8400 GBP | ||||
| 5p ordinary | Purchase | 78 | 39.8575 GBP | ||||
| ADR | Purchase | 78 | 164.2800 USD | ||||
| 5p ordinary | Purchase | 78 | 39.9775 GBP | ||||
| 5p ordinary | Purchase | 95 | 40.0200 GBP | ||||
| 5p ordinary | Purchase | 100 | 40.0180 GBP | ||||
| ADR | Purchase | 100 | 163.0490 USD | ||||
| 5p ordinary | Purchase | 167 | 39.9525 GBP | ||||
| 5p ordinary | Purchase | 167 | 39.9250 GBP | ||||
| 5p ordinary | Purchase | 168 | 39.9100 GBP | ||||
| 5p ordinary | Purchase | 168 | 39.9275 GBP | ||||
| 5p ordinary | Purchase | 169 | 39.9650 GBP | ||||
| 5p ordinary | Purchase | 171 | 39.9050 GBP | ||||
| ADR | Purchase | 173 | 163.1251 USD | ||||
| 5p ordinary | Purchase | 173 | 39.9825 GBP | ||||
| 5p ordinary | Purchase | 176 | 39.9150 GBP | ||||
| 5p ordinary | Purchase | 183 | 39.9925 GBP | ||||
| 5p ordinary | Purchase | 185 | 39.9700 GBP | ||||
| 5p ordinary | Purchase | 187 | 39.7900 GBP | ||||
| 5p ordinary | Purchase | 189 | 39.9300 GBP | ||||
| 5p ordinary | Purchase | 191 | 39.9025 GBP | ||||
| 5p ordinary | Purchase | 192 | 39.8025 GBP | ||||
| 5p ordinary | Purchase | 201 | 40.0050 GBP | ||||
| 5p ordinary | Purchase | 202 | 39.9850 GBP | ||||
| 5p ordinary | Purchase | 202 | 39.9500 GBP | ||||
| 5p ordinary | Purchase | 205 | 39.9400 GBP | ||||
| 5p ordinary | Purchase | 207 | 39.9450 GBP | ||||
| 5p ordinary | Purchase | 209 | 40.2475 GBP | ||||
| 5p ordinary | Purchase | 216 | 40.0125 GBP | ||||
| 5p ordinary | Purchase | 225 | 39.9125 GBP | ||||
| 5p ordinary | Purchase | 240 | 39.9600 GBP | ||||
| 5p ordinary | Purchase | 258 | 39.9900 GBP | ||||
| 5p ordinary | Purchase | 291 | 39.9675 GBP | ||||
| 5p ordinary | Purchase | 339 | 39.9550 GBP | ||||
| 5p ordinary | Purchase | 402 | 39.9800 GBP | ||||
| 5p ordinary | Purchase | 410 | 39.9836 GBP | ||||
| 5p ordinary | Purchase | 473 | 40.0136 GBP | ||||
| 5p ordinary | Purchase | 524 | 39.9425 GBP | ||||
| 5p ordinary | Purchase | 561 | 39.8275 GBP | ||||
| 5p ordinary | Purchase | 576 | 39.9875 GBP | ||||
| 5p ordinary | Purchase | 675 | 39.9975 GBP | ||||
| 5p ordinary | Purchase | 816 | 39.9448 GBP | ||||
| 5p ordinary | Purchase | 902 | 40.0296 GBP | ||||
| 5p ordinary | Purchase | 903 | 40.0337 GBP | ||||
| ADR | Purchase | 1,034 | 162.8136 USD | ||||
| ADR | Purchase | 1,174 | 162.8017 USD | ||||
| 5p ordinary | Purchase | 1,311 | 39.9371 GBP | ||||
| ADR | Purchase | 1,600 | 162.8256 USD | ||||
| 5p ordinary | Purchase | 1,723 | 39.7825 GBP | ||||
| 5p ordinary | Purchase | 1,764 | 40.1936 GBP | ||||
| 5p ordinary | Purchase | 2,245 | 40.1946 GBP | ||||
| 5p ordinary | Purchase | 2,450 | 40.1015 GBP | ||||
| 5p ordinary | Purchase | 3,000 | 39.8817 GBP | ||||
| 5p ordinary | Purchase | 3,780 | 39.8796 GBP | ||||
| 5p ordinary | Purchase | 4,649 | 40.0278 GBP | ||||
| 5p ordinary | Purchase | 4,771 | 40.0379 GBP | ||||
| ADR | Purchase | 4,900 | 162.6893 USD | ||||
| ADR | Purchase | 5,000 | 164.2435 USD | ||||
| ADR | Purchase | 5,007 | 162.9992 USD | ||||
| 5p ordinary | Purchase | 5,023 | 39.9784 GBP | ||||
| 5p ordinary | Purchase | 5,060 | 39.9530 GBP | ||||
| 5p ordinary | Purchase | 5,225 | 39.9625 GBP | ||||
| ADR | Purchase | 5,290 | 162.7510 USD | ||||
| 5p ordinary | Purchase | 5,739 | 39.9711 GBP | ||||
| ADR | Purchase | 6,102 | 162.2702 USD | ||||
| 5p ordinary | Purchase | 6,190 | 39.8545 GBP | ||||
| ADR | Purchase | 7,000 | 162.6371 USD | ||||
| 5p ordinary | Purchase | 7,784 | 40.0393 GBP | ||||
| ADR | Purchase | 8,500 | 162.7010 USD | ||||
| 5p ordinary | Purchase | 14,556 | 39.8844 GBP | ||||
| 5p ordinary | Purchase | 14,746 | 39.9727 GBP | ||||
| 5p ordinary | Purchase | 16,713 | 40.1043 GBP | ||||
| 5p ordinary | Purchase | 19,921 | 39.9512 GBP | ||||
| ADR | Purchase | 27,000 | 162.9741 USD | ||||
| 5p ordinary | Purchase | 27,098 | 39.9309 GBP | ||||
| 5p ordinary | Purchase | 28,667 | 39.9068 GBP | ||||
| 5p ordinary | Purchase | 34,508 | 39.9797 GBP | ||||
| 5p ordinary | Purchase | 34,508 | 39.9601 GBP | ||||
| 5p ordinary | Purchase | 34,508 | 40.0308 GBP | ||||
| 5p ordinary | Purchase | 42,899 | 39.9885 GBP | ||||
| ADR | Purchase | 50,489 | 162.8601 USD | ||||
| 5p ordinary | Purchase | 54,421 | 39.7800 GBP | ||||
| 5p ordinary | Purchase | 66,919 | 39.9255 GBP | ||||
| 5p ordinary | Purchase | 260,499 | 40.0000 GBP | ||||
| 5p ordinary | Purchase | 300,915 | 39.8642 GBP | ||||
| ADR | Sale | 27 | 164.3800 USD | ||||
| 5p ordinary | Sale | 61 | 39.8400 GBP | ||||
| ADR | Sale | 74 | 163.1200 USD | ||||
| 5p ordinary | Sale | 78 | 39.8575 GBP | ||||
| ADR | Sale | 78 | 164.2800 USD | ||||
| 5p ordinary | Sale | 78 | 39.9775 GBP | ||||
| ADR | Sale | 100 | 162.9800 USD | ||||
| ADR | Sale | 100 | 164.0300 USD | ||||
| ADR | Sale | 100 | 164.2200 USD | ||||
| ADR | Sale | 100 | 164.0920 USD | ||||
| ADR | Sale | 100 | 162.8800 USD | ||||
| 5p ordinary | Sale | 131 | 39.8950 GBP | ||||
| 5p ordinary | Sale | 167 | 39.9250 GBP | ||||
| 5p ordinary | Sale | 167 | 39.9525 GBP | ||||
| 5p ordinary | Sale | 168 | 39.9100 GBP | ||||
| 5p ordinary | Sale | 168 | 39.9275 GBP | ||||
| 5p ordinary | Sale | 169 | 39.9650 GBP | ||||
| 5p ordinary | Sale | 171 | 39.9050 GBP | ||||
| 5p ordinary | Sale | 173 | 39.9825 GBP | ||||
| 5p ordinary | Sale | 176 | 39.9150 GBP | ||||
| 5p ordinary | Sale | 183 | 39.9925 GBP | ||||
| 5p ordinary | Sale | 185 | 39.9700 GBP | ||||
| 5p ordinary | Sale | 187 | 39.7900 GBP | ||||
| 5p ordinary | Sale | 189 | 39.9300 GBP | ||||
| 5p ordinary | Sale | 191 | 39.9025 GBP | ||||
| 5p ordinary | Sale | 192 | 39.8025 GBP | ||||
| ADR | Sale | 195 | 164.4201 USD | ||||
| ADR | Sale | 200 | 164.3200 USD | ||||
| ADR | Sale | 200 | 163.7675 USD | ||||
| 5p ordinary | Sale | 201 | 40.0050 GBP | ||||
| 5p ordinary | Sale | 202 | 39.9500 GBP | ||||
| 5p ordinary | Sale | 202 | 39.9850 GBP | ||||
| 5p ordinary | Sale | 205 | 39.9400 GBP | ||||
| 5p ordinary | Sale | 207 | 39.9450 GBP | ||||
| 5p ordinary | Sale | 209 | 40.2475 GBP | ||||
| 5p ordinary | Sale | 216 | 40.0125 GBP | ||||
| 5p ordinary | Sale | 225 | 39.9125 GBP | ||||
| 5p ordinary | Sale | 234 | 40.0233 GBP | ||||
| 5p ordinary | Sale | 240 | 39.9600 GBP | ||||
| 5p ordinary | Sale | 258 | 39.9900 GBP | ||||
| 5p ordinary | Sale | 274 | 40.0357 GBP | ||||
| 5p ordinary | Sale | 291 | 39.9675 GBP | ||||
| ADR | Sale | 300 | 162.3800 USD | ||||
| ADR | Sale | 300 | 162.8333 USD | ||||
| ADR | Sale | 300 | 163.1500 USD | ||||
| ADR | Sale | 300 | 163.9066 USD | ||||
| 5p ordinary | Sale | 339 | 39.9550 GBP | ||||
| ADR | Sale | 400 | 163.2275 USD | ||||
| 5p ordinary | Sale | 402 | 39.9800 GBP | ||||
| ADR | Sale | 500 | 164.2500 USD | ||||
| 5p ordinary | Sale | 503 | 39.9764 GBP | ||||
| 5p ordinary | Sale | 524 | 39.9425 GBP | ||||
| 5p ordinary | Sale | 561 | 39.8275 GBP | ||||
| 5p ordinary | Sale | 572 | 40.0000 GBP | ||||
| 5p ordinary | Sale | 576 | 39.9875 GBP | ||||
| 5p ordinary | Sale | 648 | 39.8948 GBP | ||||
| ADR | Sale | 674 | 162.7495 USD | ||||
| 5p ordinary | Sale | 675 | 39.9975 GBP | ||||
| ADR | Sale | 800 | 164.2900 USD | ||||
| ADR | Sale | 800 | 163.0587 USD | ||||
| ADR | Sale | 875 | 163.2734 USD | ||||
| ADR | Sale | 900 | 164.2053 USD | ||||
| 5p ordinary | Sale | 978 | 39.9028 GBP | ||||
| 5p ordinary | Sale | 1,016 | 40.0244 GBP | ||||
| 5p ordinary | Sale | 1,440 | 39.9249 GBP | ||||
| ADR | Sale | 1,500 | 162.3226 USD | ||||
| ADR | Sale | 1,500 | 162.9995 USD | ||||
| ADR | Sale | 1,525 | 162.3927 USD | ||||
| 5p ordinary | Sale | 1,863 | 40.0531 GBP | ||||
| ADR | Sale | 2,000 | 162.9295 USD | ||||
| 5p ordinary | Sale | 2,170 | 39.9542 GBP | ||||
| 5p ordinary | Sale | 2,317 | 39.9420 GBP | ||||
| ADR | Sale | 2,500 | 164.2435 USD | ||||
| ADR | Sale | 2,600 | 162.8038 USD | ||||
| ADR | Sale | 2,600 | 162.3712 USD | ||||
| 5p ordinary | Sale | 2,601 | 39.9536 GBP | ||||
| 5p ordinary | Sale | 2,726 | 39.9740 GBP | ||||
| 5p ordinary | Sale | 2,805 | 39.9398 GBP | ||||
| 5p ordinary | Sale | 2,863 | 39.9393 GBP | ||||
| 5p ordinary | Sale | 2,976 | 39.9367 GBP | ||||
| ADR | Sale | 3,700 | 163.3651 USD | ||||
| ADR | Sale | 4,400 | 162.7942 USD | ||||
| 5p ordinary | Sale | 4,726 | 40.0237 GBP | ||||
| 5p ordinary | Sale | 4,888 | 40.0446 GBP | ||||
| ADR | Sale | 5,000 | 162.9918 USD | ||||
| ADR | Sale | 5,100 | 162.7411 USD | ||||
| 5p ordinary | Sale | 5,200 | 39.8798 GBP | ||||
| 5p ordinary | Sale | 5,306 | 40.0266 GBP | ||||
| 5p ordinary | Sale | 6,100 | 40.0080 GBP | ||||
| ADR | Sale | 6,202 | 162.2675 USD | ||||
| ADR | Sale | 6,363 | 162.7459 USD | ||||
| 5p ordinary | Sale | 6,398 | 40.0373 GBP | ||||
| 5p ordinary | Sale | 6,410 | 39.8539 GBP | ||||
| 5p ordinary | Sale | 7,270 | 39.9803 GBP | ||||
| ADR | Sale | 8,200 | 162.6823 USD | ||||
| ADR | Sale | 8,597 | 162.5223 USD | ||||
| 5p ordinary | Sale | 10,000 | 40.0785 GBP | ||||
| 5p ordinary | Sale | 11,763 | 39.9153 GBP | ||||
| 5p ordinary | Sale | 12,204 | 40.1218 GBP | ||||
| 5p ordinary | Sale | 13,591 | 39.9117 GBP | ||||
| 5p ordinary | Sale | 18,124 | 39.9884 GBP | ||||
| 5p ordinary | Sale | 19,000 | 40.1903 GBP | ||||
| ADR | Sale | 20,765 | 162.9251 USD | ||||
| 5p ordinary | Sale | 26,414 | 39.9899 GBP | ||||
| ADR | Sale | 33,492 | 162.9334 USD | ||||
| 5p ordinary | Sale | 34,508 | 39.9797 GBP | ||||
| 5p ordinary | Sale | 36,433 | 40.0151 GBP | ||||
| 5p ordinary | Sale | 38,021 | 39.9423 GBP | ||||
| 5p ordinary | Sale | 83,247 | 39.7800 GBP | ||||
| 5p ordinary | Sale | 91,150 | 39.9471 GBP | ||||
| 5p ordinary | Sale | 99,444 | 39.8956 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 635 | 39.8248 GBP | |||||
| 5p ordinary | CFD | Long | 648 | 39.8948 GBP | |||||
| 5p ordinary | CFD | Long | 1,016 | 40.0244 GBP | |||||
| 5p ordinary | SWAP | Long | 2,200 | 39.7760 GBP | |||||
| 5p ordinary | CFD | Long | 2,877 | 39.9385 GBP | |||||
| 5p ordinary | SWAP | Long | 3,085 | 39.9704 GBP | |||||
| 5p ordinary | CFD | Long | 3,740 | 39.9623 GBP | |||||
| 5p ordinary | SWAP | Long | 4,571 | 39.8225 GBP | |||||
| 5p ordinary | CFD | Long | 4,888 | 40.0446 GBP | |||||
| 5p ordinary | CFD | Long | 4,909 | 39.9700 GBP | |||||
| 5p ordinary | SWAP | Long | 5,200 | 39.8799 GBP | |||||
| 5p ordinary | SWAP | Long | 6,384 | 39.9884 GBP | |||||
| 5p ordinary | SWAP | Long | 7,065 | 39.9667 GBP | |||||
| 5p ordinary | CFD | Long | 8,023 | 39.8934 GBP | |||||
| 5p ordinary | CFD | Long | 12,204 | 40.1218 GBP | |||||
| 5p ordinary | SWAP | Long | 34,508 | 39.9797 GBP | |||||
| 5p ordinary | SWAP | Long | 60,460 | 39.7800 GBP | |||||
| 5p ordinary | SWAP | Long | 67,783 | 39.9697 GBP | |||||
| 5p ordinary | SWAP | Long | 93,701 | 39.8903 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 40.0180 GBP | |||||
| 5p ordinary | SWAP | Short | 180 | 39.9732 GBP | |||||
| 5p ordinary | SWAP | Short | 312 | 40.0317 GBP | |||||
| 5p ordinary | SWAP | Short | 342 | 40.1276 GBP | |||||
| 5p ordinary | SWAP | Short | 392 | 39.9770 GBP | |||||
| 5p ordinary | SWAP | Short | 550 | 39.9643 GBP | |||||
| 5p ordinary | CFD | Short | 690 | 39.7859 GBP | |||||
| 5p ordinary | SWAP | Short | 991 | 39.7949 GBP | |||||
| 5p ordinary | SWAP | Short | 1,227 | 40.0097 GBP | |||||
| 5p ordinary | SWAP | Short | 1,250 | 39.9412 GBP | |||||
| 5p ordinary | CFD | Short | 1,460 | 40.1104 GBP | |||||
| 5p ordinary | CFD | Short | 1,723 | 39.7825 GBP | |||||
| 5p ordinary | SWAP | Short | 1,764 | 40.1937 GBP | |||||
| 5p ordinary | SWAP | Short | 3,508 | 39.9451 GBP | |||||
| 5p ordinary | CFD | Short | 3,780 | 39.8796 GBP | |||||
| 5p ordinary | SWAP | Short | 5,951 | 39.9539 GBP | |||||
| 5p ordinary | SWAP | Short | 6,082 | 40.0746 GBP | |||||
| 5p ordinary | CFD | Short | 13,500 | 39.9054 GBP | |||||
| 5p ordinary | CFD | Short | 14,802 | 39.8267 GBP | |||||
| 5p ordinary | CFD | Short | 45,230 | 39.7831 GBP | |||||
| 5p ordinary | SWAP | Short | 45,792 | 39.7800 GBP | |||||
| 5p ordinary | SWAP | Short | 53,699 | 39.9119 GBP | |||||
| 5p ordinary | SWAP | Short | 77,184 | 39.8004 GBP | |||||
| 5p ordinary | CFD | Short | 112,064 | 39.9328 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 May 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 28,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 175.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 190.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -237,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,300 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 178.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 157.5000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 163.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180510005587/en/
Copyright Business Wire 2018
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