18th May 2018 14:48
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,315,414 | 0.91% | 3,222,862 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 350,596 | 0.04% | 3,892,295 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 358,600 | 0.04% | 689,200 | 0.08% | |||||||
| TOTAL: | 9,024,610 | 0.99% | 7,804,357 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 34 | 42.2632 GBP | ||||
| ADR | Purchase | 35 | 171.6800 USD | ||||
| 5p ordinary | Purchase | 36 | 42.2979 GBP | ||||
| ADR | Purchase | 100 | 170.0700 USD | ||||
| 5p ordinary | Purchase | 168 | 42.4800 GBP | ||||
| 5p ordinary | Purchase | 170 | 42.4700 GBP | ||||
| 5p ordinary | Purchase | 250 | 42.4450 GBP | ||||
| 5p ordinary | Purchase | 330 | 42.3239 GBP | ||||
| 5p ordinary | Purchase | 402 | 42.0200 GBP | ||||
| ADR | Purchase | 500 | 170.4240 USD | ||||
| 5p ordinary | Purchase | 779 | 42.0391 GBP | ||||
| ADR | Purchase | 783 | 170.7837 USD | ||||
| 5p ordinary | Purchase | 856 | 42.0206 GBP | ||||
| 5p ordinary | Purchase | 934 | 42.3266 GBP | ||||
| ADR | Purchase | 1,000 | 170.8610 USD | ||||
| 5p ordinary | Purchase | 1,000 | 42.1701 GBP | ||||
| 5p ordinary | Purchase | 1,407 | 42.0194 GBP | ||||
| 5p ordinary | Purchase | 1,431 | 42.2612 GBP | ||||
| 5p ordinary | Purchase | 1,522 | 42.0294 GBP | ||||
| ADR | Purchase | 1,949 | 171.6500 USD | ||||
| 5p ordinary | Purchase | 2,159 | 42.3313 GBP | ||||
| 5p ordinary | Purchase | 2,373 | 42.4709 GBP | ||||
| ADR | Purchase | 2,600 | 170.4108 USD | ||||
| 5p ordinary | Purchase | 2,735 | 42.3524 GBP | ||||
| 5p ordinary | Purchase | 2,976 | 42.1693 GBP | ||||
| 5p ordinary | Purchase | 3,552 | 42.1800 GBP | ||||
| 5p ordinary | Purchase | 3,895 | 42.1625 GBP | ||||
| 5p ordinary | Purchase | 3,903 | 42.3178 GBP | ||||
| ADR | Purchase | 4,100 | 171.0037 USD | ||||
| ADR | Purchase | 4,800 | 170.9445 USD | ||||
| ADR | Purchase | 5,359 | 170.5416 USD | ||||
| 5p ordinary | Purchase | 5,720 | 42.2356 GBP | ||||
| ADR | Purchase | 5,757 | 171.1532 USD | ||||
| 5p ordinary | Purchase | 7,571 | 42.5000 GBP | ||||
| 5p ordinary | Purchase | 7,591 | 42.4813 GBP | ||||
| 5p ordinary | Purchase | 9,478 | 42.2975 GBP | ||||
| 5p ordinary | Purchase | 9,611 | 42.0438 GBP | ||||
| 5p ordinary | Purchase | 11,387 | 42.1503 GBP | ||||
| 5p ordinary | Purchase | 12,825 | 42.2399 GBP | ||||
| 5p ordinary | Purchase | 13,760 | 42.1732 GBP | ||||
| 5p ordinary | Purchase | 28,145 | 42.3838 GBP | ||||
| ADR | Purchase | 32,116 | 170.6114 USD | ||||
| 5p ordinary | Purchase | 35,103 | 42.2974 GBP | ||||
| 5p ordinary | Purchase | 40,163 | 42.4091 GBP | ||||
| 5p ordinary | Purchase | 81,120 | 42.2658 GBP | ||||
| 5p ordinary | Purchase | 88,592 | 42.3128 GBP | ||||
| 5p ordinary | Purchase | 224,560 | 42.2679 GBP | ||||
| ADR | Sale | 35 | 171.6800 USD | ||||
| ADR | Sale | 100 | 170.1400 USD | ||||
| ADR | Sale | 100 | 170.3650 USD | ||||
| ADR | Sale | 100 | 170.5600 USD | ||||
| ADR | Sale | 100 | 170.5700 USD | ||||
| ADR | Sale | 100 | 171.5900 USD | ||||
| ADR | Sale | 100 | 171.7000 USD | ||||
| ADR | Sale | 141 | 170.1838 USD | ||||
| 5p ordinary | Sale | 168 | 42.4800 GBP | ||||
| 5p ordinary | Sale | 170 | 42.4700 GBP | ||||
| ADR | Sale | 200 | 171.0300 USD | ||||
| 5p ordinary | Sale | 217 | 42.2796 GBP | ||||
| ADR | Sale | 238 | 170.5490 USD | ||||
| 5p ordinary | Sale | 342 | 42.2807 GBP | ||||
| ADR | Sale | 345 | 171.0724 USD | ||||
| 5p ordinary | Sale | 398 | 42.4013 GBP | ||||
| ADR | Sale | 400 | 171.1400 USD | ||||
| ADR | Sale | 419 | 170.4596 USD | ||||
| ADR | Sale | 500 | 170.2840 USD | ||||
| ADR | Sale | 500 | 171.6260 USD | ||||
| ADR | Sale | 500 | 171.5745 USD | ||||
| 5p ordinary | Sale | 567 | 42.0950 GBP | ||||
| 5p ordinary | Sale | 617 | 42.4585 GBP | ||||
| ADR | Sale | 800 | 170.3925 USD | ||||
| ADR | Sale | 900 | 170.9758 USD | ||||
| ADR | Sale | 1,091 | 170.6497 USD | ||||
| ADR | Sale | 1,198 | 170.5722 USD | ||||
| ADR | Sale | 1,349 | 171.6500 USD | ||||
| ADR | Sale | 1,368 | 170.6229 USD | ||||
| ADR | Sale | 1,500 | 171.2533 USD | ||||
| ADR | Sale | 1,700 | 170.4220 USD | ||||
| ADR | Sale | 1,790 | 170.8789 USD | ||||
| ADR | Sale | 1,900 | 170.5654 USD | ||||
| ADR | Sale | 2,100 | 170.6580 USD | ||||
| 5p ordinary | Sale | 2,354 | 42.1430 GBP | ||||
| 5p ordinary | Sale | 2,399 | 42.2678 GBP | ||||
| ADR | Sale | 2,857 | 171.1215 USD | ||||
| 5p ordinary | Sale | 3,421 | 42.3232 GBP | ||||
| 5p ordinary | Sale | 3,506 | 42.1188 GBP | ||||
| 5p ordinary | Sale | 3,534 | 42.3838 GBP | ||||
| ADR | Sale | 3,700 | 170.9322 USD | ||||
| 5p ordinary | Sale | 3,729 | 42.1768 GBP | ||||
| ADR | Sale | 3,900 | 171.1015 USD | ||||
| 5p ordinary | Sale | 4,141 | 42.5078 GBP | ||||
| ADR | Sale | 4,300 | 170.8713 USD | ||||
| 5p ordinary | Sale | 4,494 | 42.1981 GBP | ||||
| 5p ordinary | Sale | 4,751 | 42.1423 GBP | ||||
| ADR | Sale | 5,004 | 170.5862 USD | ||||
| 5p ordinary | Sale | 5,199 | 42.1800 GBP | ||||
| 5p ordinary | Sale | 5,520 | 42.2599 GBP | ||||
| 5p ordinary | Sale | 6,858 | 42.2241 GBP | ||||
| 5p ordinary | Sale | 7,492 | 42.3236 GBP | ||||
| 5p ordinary | Sale | 7,848 | 42.1890 GBP | ||||
| 5p ordinary | Sale | 9,433 | 42.0952 GBP | ||||
| 5p ordinary | Sale | 10,923 | 42.2541 GBP | ||||
| 5p ordinary | Sale | 13,359 | 42.2622 GBP | ||||
| ADR | Sale | 19,664 | 170.5208 USD | ||||
| 5p ordinary | Sale | 20,586 | 42.0979 GBP | ||||
| 5p ordinary | Sale | 21,704 | 42.2205 GBP | ||||
| 5p ordinary | Sale | 28,627 | 42.4901 GBP | ||||
| 5p ordinary | Sale | 33,165 | 42.3271 GBP | ||||
| 5p ordinary | Sale | 34,509 | 42.3977 GBP | ||||
| 5p ordinary | Sale | 49,540 | 42.4911 GBP | ||||
| 5p ordinary | Sale | 63,286 | 42.1158 GBP | ||||
| 5p ordinary | Sale | 69,018 | 42.3910 GBP | ||||
| 5p ordinary | Sale | 72,887 | 42.2680 GBP | ||||
| 5p ordinary | Sale | 77,890 | 42.2235 GBP | ||||
| 5p ordinary | Sale | 81,743 | 42.2785 GBP | ||||
| 5p ordinary | Sale | 88,566 | 42.3128 GBP | ||||
| 5p ordinary | Sale | 130,096 | 42.1354 GBP | ||||
| 5p ordinary | Sale | 183,361 | 42.2847 GBP | ||||
| 5p ordinary | Sale | 201,201 | 42.1184 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 398 | 42.4013 GBP | |||||
| 5p ordinary | SWAP | Long | 420 | 42.2760 GBP | |||||
| 5p ordinary | CFD | Long | 523 | 42.2650 GBP | |||||
| 5p ordinary | CFD | Long | 617 | 42.4585 GBP | |||||
| 5p ordinary | SWAP | Long | 1,674 | 42.4045 GBP | |||||
| 5p ordinary | SWAP | Long | 1,787 | 42.4363 GBP | |||||
| 5p ordinary | CFD | Long | 1,876 | 42.2686 GBP | |||||
| 5p ordinary | CFD | Long | 3,300 | 42.0532 GBP | |||||
| 5p ordinary | SWAP | Long | 4,081 | 42.1795 GBP | |||||
| 5p ordinary | SWAP | Long | 4,141 | 42.5078 GBP | |||||
| 5p ordinary | CFD | Long | 7,492 | 42.3236 GBP | |||||
| 5p ordinary | CFD | Long | 7,848 | 42.1890 GBP | |||||
| 5p ordinary | CFD | Long | 8,580 | 42.0859 GBP | |||||
| 5p ordinary | CFD | Long | 10,011 | 42.1766 GBP | |||||
| 5p ordinary | SWAP | Long | 10,353 | 42.1800 GBP | |||||
| 5p ordinary | SWAP | Long | 27,166 | 42.3446 GBP | |||||
| 5p ordinary | SWAP | Long | 34,509 | 42.3977 GBP | |||||
| 5p ordinary | SWAP | Long | 38,569 | 42.1269 GBP | |||||
| 5p ordinary | CFD | Long | 45,592 | 42.1699 GBP | |||||
| 5p ordinary | SWAP | Long | 69,018 | 42.3910 GBP | |||||
| 5p ordinary | CFD | Long | 90,000 | 42.4150 GBP | |||||
| 5p ordinary | CFD | Long | 121,516 | 42.1389 GBP | |||||
| 5p ordinary | SWAP | Short | 72 | 42.1150 GBP | |||||
| 5p ordinary | SWAP | Short | 72 | 42.1225 GBP | |||||
| 5p ordinary | SWAP | Short | 72 | 42.2750 GBP | |||||
| 5p ordinary | CFD | Short | 156 | 42.1837 GBP | |||||
| 5p ordinary | SWAP | Short | 364 | 42.2462 GBP | |||||
| 5p ordinary | SWAP | Short | 400 | 42.1842 GBP | |||||
| 5p ordinary | CFD | Short | 856 | 42.0206 GBP | |||||
| 5p ordinary | SWAP | Short | 1,000 | 42.1701 GBP | |||||
| 5p ordinary | SWAP | Short | 1,000 | 42.1800 GBP | |||||
| 5p ordinary | SWAP | Short | 1,658 | 42.0816 GBP | |||||
| 5p ordinary | SWAP | Short | 2,343 | 42.1330 GBP | |||||
| 5p ordinary | SWAP | Short | 2,962 | 42.1559 GBP | |||||
| 5p ordinary | CFD | Short | 2,976 | 42.1693 GBP | |||||
| 5p ordinary | SWAP | Short | 5,120 | 42.4782 GBP | |||||
| 5p ordinary | CFD | Short | 5,720 | 42.2356 GBP | |||||
| 5p ordinary | CFD | Short | 9,611 | 42.0437 GBP | |||||
| 5p ordinary | CFD | Short | 11,387 | 42.1503 GBP | |||||
| 5p ordinary | SWAP | Short | 41,464 | 42.1742 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,300 | 140 USD | American | 43238 | 30.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,300 | 175 USD | American | 43238 | 0.1276 USD | ||||||||
| ADR | Call Options | Selling | 100 | 170 USD | American | 43392 | 11.0000 USD | ||||||||
| ADR | Call Options | Selling | 1,300 | 175 USD | American | 43266 | 2.8276 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 May 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 29,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 158.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,300 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180518005371/en/
Copyright Business Wire 2018
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