21st Sep 2018 13:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,322,140 | 0.47% | 1,354,608 | 0.15% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 349,328 | 0.04% | 3,179,093 | 0.35% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 182,700 | 0.02% | 261,000 | 0.03% | |||||||
| TOTAL: | 4,854,168 | 0.53% | 4,794,701 | 0.52% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 28 | 45.2025 GBP | ||||
| 5p ordinary | Purchase | 39 | 45.1500 GBP | ||||
| 5p ordinary | Purchase | 54 | 45.1050 GBP | ||||
| 5p ordinary | Purchase | 57 | 45.1525 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.2800 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.0500 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.2250 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.1150 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.1125 GBP | ||||
| 5p ordinary | Purchase | 77 | 45.1275 GBP | ||||
| 5p ordinary | Purchase | 115 | 45.0753 GBP | ||||
| 5p ordinary | Purchase | 124 | 45.0096 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.1325 GBP | ||||
| 5p ordinary | Purchase | 169 | 45.0950 GBP | ||||
| 5p ordinary | Purchase | 181 | 45.1400 GBP | ||||
| 5p ordinary | Purchase | 189 | 45.1635 GBP | ||||
| 5p ordinary | Purchase | 459 | 45.3014 GBP | ||||
| 5p ordinary | Purchase | 609 | 45.2243 GBP | ||||
| 5p ordinary | Purchase | 818 | 45.1550 GBP | ||||
| 5p ordinary | Purchase | 1,765 | 45.0766 GBP | ||||
| 5p ordinary | Purchase | 2,847 | 45.1631 GBP | ||||
| 5p ordinary | Purchase | 3,000 | 45.2503 GBP | ||||
| 5p ordinary | Purchase | 6,750 | 45.0968 GBP | ||||
| 5p ordinary | Purchase | 9,019 | 45.0786 GBP | ||||
| 5p ordinary | Purchase | 10,235 | 45.2700 GBP | ||||
| 5p ordinary | Purchase | 10,280 | 45.1315 GBP | ||||
| 5p ordinary | Purchase | 11,283 | 45.2051 GBP | ||||
| 5p ordinary | Purchase | 13,238 | 45.0889 GBP | ||||
| 5p ordinary | Purchase | 13,488 | 45.1439 GBP | ||||
| 5p ordinary | Purchase | 20,792 | 45.0900 GBP | ||||
| 5p ordinary | Purchase | 24,418 | 45.1471 GBP | ||||
| 5p ordinary | Purchase | 26,747 | 45.2226 GBP | ||||
| 5p ordinary | Purchase | 28,685 | 45.1627 GBP | ||||
| 5p ordinary | Purchase | 30,074 | 45.2107 GBP | ||||
| 5p ordinary | Purchase | 30,378 | 45.1714 GBP | ||||
| 5p ordinary | Purchase | 31,420 | 45.1156 GBP | ||||
| 5p ordinary | Purchase | 45,832 | 45.1668 GBP | ||||
| 5p ordinary | Sale | 29 | 45.3325 GBP | ||||
| 5p ordinary | Sale | 34 | 45.2700 GBP | ||||
| 5p ordinary | Sale | 39 | 45.1500 GBP | ||||
| 5p ordinary | Sale | 54 | 45.1050 GBP | ||||
| 5p ordinary | Sale | 57 | 45.1525 GBP | ||||
| 5p ordinary | Sale | 60 | 45.1550 GBP | ||||
| 5p ordinary | Sale | 65 | 45.2250 GBP | ||||
| 5p ordinary | Sale | 65 | 45.0500 GBP | ||||
| 5p ordinary | Sale | 65 | 45.2800 GBP | ||||
| 5p ordinary | Sale | 67 | 45.1125 GBP | ||||
| 5p ordinary | Sale | 67 | 45.1150 GBP | ||||
| 5p ordinary | Sale | 77 | 45.1275 GBP | ||||
| 5p ordinary | Sale | 99 | 45.0950 GBP | ||||
| 5p ordinary | Sale | 115 | 45.0753 GBP | ||||
| 5p ordinary | Sale | 124 | 45.0096 GBP | ||||
| 5p ordinary | Sale | 130 | 45.1325 GBP | ||||
| 5p ordinary | Sale | 164 | 45.5000 GBP | ||||
| 5p ordinary | Sale | 181 | 45.1400 GBP | ||||
| 5p ordinary | Sale | 264 | 45.0325 GBP | ||||
| 5p ordinary | Sale | 609 | 45.2243 GBP | ||||
| 5p ordinary | Sale | 2,396 | 45.1836 GBP | ||||
| 5p ordinary | Sale | 2,764 | 45.1754 GBP | ||||
| 5p ordinary | Sale | 2,847 | 45.1631 GBP | ||||
| 5p ordinary | Sale | 2,984 | 45.2349 GBP | ||||
| 5p ordinary | Sale | 3,516 | 45.0900 GBP | ||||
| 5p ordinary | Sale | 5,642 | 45.2200 GBP | ||||
| 5p ordinary | Sale | 8,842 | 45.2219 GBP | ||||
| 5p ordinary | Sale | 11,712 | 45.1471 GBP | ||||
| 5p ordinary | Sale | 12,214 | 45.2317 GBP | ||||
| 5p ordinary | Sale | 14,472 | 45.0912 GBP | ||||
| 5p ordinary | Sale | 15,948 | 45.1452 GBP | ||||
| 5p ordinary | Sale | 32,462 | 45.1675 GBP | ||||
| 5p ordinary | Sale | 34,349 | 45.3186 GBP | ||||
| 5p ordinary | Sale | 48,249 | 45.1433 GBP | ||||
| 5p ordinary | Sale | 49,904 | 45.1358 GBP | ||||
| 5p ordinary | Sale | 50,000 | 45.1572 GBP | ||||
| 5p ordinary | Sale | 51,524 | 45.1300 GBP | ||||
| 5p ordinary | Sale | 51,524 | 45.3185 GBP | ||||
| 5p ordinary | Sale | 61,972 | 45.2052 GBP | ||||
| 5p ordinary | Sale | 68,699 | 45.3202 GBP | ||||
| 5p ordinary | Sale | 171,747 | 45.2077 GBP | ||||
| ADR | Purchase | 17 | 179.5100 USD | ||||
| ADR | Purchase | 22 | 180.1700 USD | ||||
| ADR | Purchase | 100 | 180.0500 USD | ||||
| ADR | Purchase | 100 | 179.9700 USD | ||||
| ADR | Purchase | 100 | 179.7800 USD | ||||
| ADR | Purchase | 131 | 179.9800 USD | ||||
| ADR | Purchase | 148 | 179.4900 USD | ||||
| ADR | Purchase | 200 | 179.6300 USD | ||||
| ADR | Purchase | 300 | 180.1600 USD | ||||
| ADR | Purchase | 311 | 179.8503 USD | ||||
| ADR | Purchase | 400 | 180.3762 USD | ||||
| ADR | Purchase | 752 | 179.9835 USD | ||||
| ADR | Purchase | 937 | 180.2131 USD | ||||
| ADR | Purchase | 1,500 | 180.1760 USD | ||||
| ADR | Purchase | 1,865 | 179.5543 USD | ||||
| ADR | Purchase | 2,100 | 179.7707 USD | ||||
| ADR | Purchase | 2,400 | 179.8837 USD | ||||
| ADR | Purchase | 13,200 | 180.6454 USD | ||||
| ADR | Sale | 17 | 179.5100 USD | ||||
| ADR | Sale | 22 | 180.1700 USD | ||||
| ADR | Sale | 37 | 180.0200 USD | ||||
| ADR | Sale | 70 | 179.8300 USD | ||||
| ADR | Sale | 100 | 179.4800 USD | ||||
| ADR | Sale | 100 | 179.9000 USD | ||||
| ADR | Sale | 100 | 179.5000 USD | ||||
| ADR | Sale | 100 | 179.6500 USD | ||||
| ADR | Sale | 131 | 179.9800 USD | ||||
| ADR | Sale | 148 | 179.4900 USD | ||||
| ADR | Sale | 195 | 179.4317 USD | ||||
| ADR | Sale | 200 | 179.7850 USD | ||||
| ADR | Sale | 200 | 180.5900 USD | ||||
| ADR | Sale | 200 | 179.3750 USD | ||||
| ADR | Sale | 200 | 179.8850 USD | ||||
| ADR | Sale | 200 | 179.5050 USD | ||||
| ADR | Sale | 300 | 180.1600 USD | ||||
| ADR | Sale | 300 | 179.7300 USD | ||||
| ADR | Sale | 600 | 180.3866 USD | ||||
| ADR | Sale | 600 | 179.4193 USD | ||||
| ADR | Sale | 800 | 179.8534 USD | ||||
| ADR | Sale | 1,000 | 179.8797 USD | ||||
| ADR | Sale | 1,063 | 179.8100 USD | ||||
| ADR | Sale | 1,300 | 179.7198 USD | ||||
| ADR | Sale | 1,600 | 179.8545 USD | ||||
| ADR | Sale | 2,000 | 180.2097 USD | ||||
| ADR | Sale | 13,200 | 180.6454 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 30 | 45.2200 GBP | |||||
| 5p ordinary | SWAP | Long | 87 | 45.2425 GBP | |||||
| 5p ordinary | CFD | Long | 264 | 45.0325 GBP | |||||
| 5p ordinary | SWAP | Long | 481 | 45.1569 GBP | |||||
| 5p ordinary | CFD | Long | 1,263 | 45.0298 GBP | |||||
| 5p ordinary | CFD | Long | 2,396 | 45.1836 GBP | |||||
| 5p ordinary | SWAP | Long | 9,040 | 45.0900 GBP | |||||
| 5p ordinary | SWAP | Long | 32,195 | 45.1787 GBP | |||||
| 5p ordinary | CFD | Short | 7 | 45.1642 GBP | |||||
| 5p ordinary | SWAP | Short | 68 | 45.0000 GBP | |||||
| 5p ordinary | CFD | Short | 172 | 45.1417 GBP | |||||
| 5p ordinary | CFD | Short | 182 | 45.1636 GBP | |||||
| 5p ordinary | SWAP | Short | 248 | 45.0618 GBP | |||||
| 5p ordinary | SWAP | Short | 735 | 45.1490 GBP | |||||
| 5p ordinary | CFD | Short | 758 | 45.1550 GBP | |||||
| 5p ordinary | SWAP | Short | 3,797 | 45.1707 GBP | |||||
| 5p ordinary | SWAP | Short | 4,357 | 45.0749 GBP | |||||
| 5p ordinary | CFD | Short | 9,019 | 45.0786 GBP | |||||
| 5p ordinary | SWAP | Short | 17,311 | 45.1812 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 155.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180921005228/en/
Copyright Business Wire 2018
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