27th Aug 2014 15:21
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,760,838 | 1.66% | 3,963,096 | 0.67% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,114,563 | 0.36% | 3,883,914 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,293,000 | 0.22% | 1,350,300 | 0.23% | |||||||
| TOTAL: | 13,168,401 | 2.24% | 9,197,310 | 1.56% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 48.9250 GBP | ||||
| ORD | Purchase | 2 | 48.9300 GBP | ||||
| ORD | Purchase | 5 | 48.5650 GBP | ||||
| ORD (traded as ADR) | Purchase | 6 | 244.3750 USD | ||||
| ORD (traded as ADR) | Purchase | 6 | 244.5200 USD | ||||
| ORD | Purchase | 7 | 48.8950 GBP | ||||
| ORD | Purchase | 17 | 48.5000 GBP | ||||
| ORD | Purchase | 18 | 49.0150 GBP | ||||
| ORD | Purchase | 22 | 48.9700 GBP | ||||
| ORD | Purchase | 43 | 48.6900 GBP | ||||
| ORD | Purchase | 45 | 48.9200 GBP | ||||
| ORD | Purchase | 46 | 49.0350 GBP | ||||
| ORD | Purchase | 57 | 48.6550 GBP | ||||
| ORD | Purchase | 57 | 48.6600 GBP | ||||
| ORD | Purchase | 57 | 48.7700 GBP | ||||
| ORD | Purchase | 61 | 48.9190 GBP | ||||
| ORD | Purchase | 61 | 48.9450 GBP | ||||
| ORD | Purchase | 64 | 48.4950 GBP | ||||
| ORD | Purchase | 65 | 48.9490 GBP | ||||
| ORD | Purchase | 70 | 48.9400 GBP | ||||
| ORD | Purchase | 73 | 48.9090 GBP | ||||
| ORD | Purchase | 75 | 48.4990 GBP | ||||
| ORD | Purchase | 75 | 48.9650 GBP | ||||
| ORD | Purchase | 75 | 49.0250 GBP | ||||
| ORD | Purchase | 77 | 49.0550 GBP | ||||
| ORD | Purchase | 78 | 48.5990 GBP | ||||
| ORD | Purchase | 79 | 48.7350 GBP | ||||
| ORD | Purchase | 80 | 49.0600 GBP | ||||
| ORD | Purchase | 81 | 48.5100 GBP | ||||
| ORD | Purchase | 81 | 49.0290 GBP | ||||
| ORD | Purchase | 82 | 48.5850 GBP | ||||
| ORD | Purchase | 88 | 48.5350 GBP | ||||
| ORD | Purchase | 109 | 48.8800 GBP | ||||
| ORD | Purchase | 116 | 48.5200 GBP | ||||
| ORD | Purchase | 116 | 48.9750 GBP | ||||
| ORD | Purchase | 128 | 48.5700 GBP | ||||
| ORD | Purchase | 142 | 48.9900 GBP | ||||
| ORD | Purchase | 144 | 48.8400 GBP | ||||
| ORD | Purchase | 146 | 48.9000 GBP | ||||
| ORD | Purchase | 151 | 48.9150 GBP | ||||
| ORD | Purchase | 160 | 48.8700 GBP | ||||
| ORD | Purchase | 181 | 48.8500 GBP | ||||
| ORD | Purchase | 191 | 49.0500 GBP | ||||
| ORD | Purchase | 195 | 49.0200 GBP | ||||
| ORD | Purchase | 206 | 48.8900 GBP | ||||
| ORD | Purchase | 208 | 49.0400 GBP | ||||
| ORD | Purchase | 217 | 48.9500 GBP | ||||
| ORD | Purchase | 217 | 49.0450 GBP | ||||
| ORD | Purchase | 247 | 48.4900 GBP | ||||
| ORD | Purchase | 270 | 48.7800 GBP | ||||
| ORD | Purchase | 290 | 48.9050 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 243.9202 USD | ||||
| ORD | Purchase | 406 | 49.0100 GBP | ||||
| ORD | Purchase | 794 | 49.0300 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.0733 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.1733 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.3153 USD | ||||
| ORD | Purchase | 1,408 | 48.9100 GBP | ||||
| ORD | Purchase | 1,444 | 48.8742 GBP | ||||
| ORD | Purchase | 1,513 | 48.9179 GBP | ||||
| ORD | Purchase | 1,600 | 48.9137 GBP | ||||
| ORD | Purchase | 1,767 | 48.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 244.2014 USD | ||||
| ORD (traded as ADR) | Purchase | 2,139 | 243.3743 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 244.1387 USD | ||||
| ORD | Purchase | 2,500 | 48.9095 GBP | ||||
| ORD | Purchase | 2,593 | 48.9018 GBP | ||||
| ORD | Purchase | 2,601 | 48.9215 GBP | ||||
| ORD | Purchase | 2,943 | 48.5693 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 243.9836 USD | ||||
| ORD | Purchase | 4,315 | 48.9736 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 244.2460 USD | ||||
| ORD | Purchase | 5,854 | 48.9944 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,423 | 244.1577 USD | ||||
| ORD | Purchase | 7,543 | 48.7472 GBP | ||||
| ORD | Purchase | 7,698 | 48.9687 GBP | ||||
| ORD | Purchase | 7,833 | 48.8519 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,900 | 244.0860 USD | ||||
| ORD | Purchase | 12,500 | 48.5400 GBP | ||||
| ORD | Purchase | 13,205 | 48.8857 GBP | ||||
| ORD | Purchase | 15,557 | 49.1600 GBP | ||||
| ORD | Purchase | 16,289 | 48.8305 GBP | ||||
| ORD (traded as ADR) | Purchase | 18,675 | 243.9062 USD | ||||
| ORD (traded as ADR) | Purchase | 21,000 | 244.4481 USD | ||||
| ORD | Purchase | 24,002 | 48.7244 GBP | ||||
| ORD (traded as ADR) | Purchase | 28,839 | 243.9195 USD | ||||
| ORD | Purchase | 29,321 | 48.8550 GBP | ||||
| ORD | Purchase | 36,946 | 48.8120 GBP | ||||
| ORD | Purchase | 54,205 | 48.6990 GBP | ||||
| ORD | Purchase | 75,000 | 48.6669 GBP | ||||
| ORD | Purchase | 88,016 | 48.7761 GBP | ||||
| ORD | Purchase | 89,114 | 48.6700 GBP | ||||
| ORD | Purchase | 150,000 | 48.6569 GBP | ||||
| ORD | Sale | 2 | 48.9250 GBP | ||||
| ORD | Sale | 2 | 48.9300 GBP | ||||
| ORD | Sale | 5 | 48.5650 GBP | ||||
| ORD | Sale | 7 | 48.8950 GBP | ||||
| ORD | Sale | 17 | 48.5000 GBP | ||||
| ORD | Sale | 18 | 49.0150 GBP | ||||
| ORD | Sale | 43 | 48.6900 GBP | ||||
| ORD | Sale | 45 | 48.9200 GBP | ||||
| ORD | Sale | 46 | 49.0350 GBP | ||||
| ORD | Sale | 57 | 48.6550 GBP | ||||
| ORD | Sale | 57 | 48.6600 GBP | ||||
| ORD | Sale | 57 | 48.7700 GBP | ||||
| ORD | Sale | 61 | 48.9190 GBP | ||||
| ORD | Sale | 61 | 48.9450 GBP | ||||
| ORD | Sale | 64 | 48.4950 GBP | ||||
| ORD | Sale | 65 | 48.9490 GBP | ||||
| ORD | Sale | 70 | 48.9400 GBP | ||||
| ORD | Sale | 73 | 48.9090 GBP | ||||
| ORD | Sale | 75 | 48.4990 GBP | ||||
| ORD | Sale | 75 | 48.9650 GBP | ||||
| ORD | Sale | 75 | 49.0250 GBP | ||||
| ORD | Sale | 77 | 49.0550 GBP | ||||
| ORD | Sale | 78 | 48.5990 GBP | ||||
| ORD | Sale | 79 | 48.7350 GBP | ||||
| ORD | Sale | 80 | 49.0600 GBP | ||||
| ORD | Sale | 81 | 48.5100 GBP | ||||
| ORD | Sale | 81 | 49.0290 GBP | ||||
| ORD | Sale | 82 | 48.5850 GBP | ||||
| ORD | Sale | 85 | 48.5612 GBP | ||||
| ORD | Sale | 88 | 48.5350 GBP | ||||
| ORD | Sale | 109 | 48.8800 GBP | ||||
| ORD | Sale | 110 | 48.6990 GBP | ||||
| ORD | Sale | 116 | 48.5200 GBP | ||||
| ORD | Sale | 116 | 48.9750 GBP | ||||
| ORD | Sale | 128 | 48.5700 GBP | ||||
| ORD | Sale | 142 | 48.9900 GBP | ||||
| ORD | Sale | 144 | 48.8400 GBP | ||||
| ORD | Sale | 146 | 48.9000 GBP | ||||
| ORD | Sale | 151 | 48.9150 GBP | ||||
| ORD | Sale | 160 | 48.8700 GBP | ||||
| ORD | Sale | 168 | 48.8069 GBP | ||||
| ORD | Sale | 181 | 48.8500 GBP | ||||
| ORD | Sale | 191 | 49.0500 GBP | ||||
| ORD | Sale | 195 | 49.0200 GBP | ||||
| ORD | Sale | 206 | 48.8900 GBP | ||||
| ORD | Sale | 208 | 49.0400 GBP | ||||
| ORD | Sale | 217 | 48.9500 GBP | ||||
| ORD | Sale | 217 | 49.0450 GBP | ||||
| ORD | Sale | 247 | 48.4900 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 243.4700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.0900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.5400 USD | ||||
| ORD | Sale | 349 | 48.6700 GBP | ||||
| ORD | Sale | 374 | 48.7800 GBP | ||||
| ORD | Sale | 406 | 49.0100 GBP | ||||
| ORD | Sale | 410 | 49.1200 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 243.9650 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 244.2950 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 244.4340 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 244.4850 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 244.5800 USD | ||||
| ORD (traded as ADR) | Sale | 630 | 244.6253 USD | ||||
| ORD (traded as ADR) | Sale | 693 | 244.6600 USD | ||||
| ORD | Sale | 794 | 49.0300 GBP | ||||
| ORD | Sale | 811 | 48.9075 GBP | ||||
| ORD (traded as ADR) | Sale | 1,188 | 244.2857 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 244.3650 USD | ||||
| ORD | Sale | 1,767 | 48.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 243.9450 USD | ||||
| ORD | Sale | 1,902 | 48.8786 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 244.0500 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 244.3250 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 244.4425 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 244.5717 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 244.5212 USD | ||||
| ORD | Sale | 2,408 | 48.9100 GBP | ||||
| ORD | Sale | 2,601 | 48.9215 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 244.0513 USD | ||||
| ORD | Sale | 2,822 | 48.8438 GBP | ||||
| ORD | Sale | 2,995 | 48.8898 GBP | ||||
| ORD | Sale | 4,274 | 48.8133 GBP | ||||
| ORD | Sale | 4,520 | 48.8499 GBP | ||||
| ORD | Sale | 4,680 | 48.9258 GBP | ||||
| ORD (traded as ADR) | Sale | 5,400 | 244.2460 USD | ||||
| ORD | Sale | 6,012 | 48.8270 GBP | ||||
| ORD | Sale | 8,123 | 48.8056 GBP | ||||
| ORD | Sale | 9,000 | 48.6482 GBP | ||||
| ORD | Sale | 9,784 | 48.7944 GBP | ||||
| ORD (traded as ADR) | Sale | 10,500 | 244.4481 USD | ||||
| ORD | Sale | 14,961 | 48.8687 GBP | ||||
| ORD | Sale | 17,000 | 48.6655 GBP | ||||
| ORD | Sale | 21,233 | 48.8895 GBP | ||||
| ORD | Sale | 21,500 | 48.7146 GBP | ||||
| ORD | Sale | 23,804 | 48.7902 GBP | ||||
| ORD | Sale | 50,616 | 48.6867 GBP | ||||
| ORD | Sale | 51,106 | 48.8961 GBP | ||||
| ORD | Sale | 51,216 | 48.8096 GBP | ||||
| ORD | Sale | 61,025 | 48.6840 GBP | ||||
| ORD (traded as ADR) | Sale | 66,153 | 243.9386 USD | ||||
| ORD | Sale | 236,116 | 48.7076 GBP |
(b) Derivatives transactions (other than options)
| Class | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 800 | 49.1600 GBP | |||||
| ORD | SWAP | Long | 2,349 | 48.8425 GBP | |||||
| ORD | SWAP | Long | 6,050 | 48.6902 GBP | |||||
| ORD | SWAP | Long | 17,000 | 48.6655 GBP | |||||
| ORD | SWAP | Short | 800 | 49.1600 GBP | |||||
| ORD | CFD | Short | 1,513 | 48.9179 GBP | |||||
| ORD | SWAP | Short | 2,338 | 48.8325 GBP | |||||
| ORD | CFD | Short | 2,693 | 48.8236 GBP | |||||
| ORD | SWAP | Short | 2,943 | 48.5693 GBP | |||||
| ORD | SWAP | Short | 3,057 | 48.8018 GBP | |||||
| ORD | CFD | Short | 6,600 | 49.1644 GBP | |||||
| ORD | CFD | Short | 5,854 | 48.9944 GBP | |||||
| ORD | CFD | Short | 13,205 | 48.8857 GBP | |||||
| ORD | CFD | Short | 180 | 48.9495 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Selling | 100 | 190 USD | American | 17 Jan 2015 | 4.0000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 27 Aug 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 321,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -319,600 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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