3rd Sep 2014 15:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 2 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,808,783 | 1.66% | 3,874,355 | 0.66% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,176,113 | 0.37% | 3,904,112 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,308,900 | 0.22% | 1,371,900 | 0.23% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,293,796 | 2.25% | 9,150,367 | 1.55% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 49.2100 GBP | ||||
| ORD | Purchase | 7 | 49.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 9 | 243.7200 USD | ||||
| ORD | Purchase | 11 | 48.8850 GBP | ||||
| ORD | Purchase | 13 | 48.9890 GBP | ||||
| ORD | Purchase | 15 | 49.1790 GBP | ||||
| ORD | Purchase | 33 | 49.0050 GBP | ||||
| ORD | Purchase | 37 | 49.2300 GBP | ||||
| ORD | Purchase | 39 | 48.9100 GBP | ||||
| ORD | Purchase | 43 | 48.8000 GBP | ||||
| ORD | Purchase | 48 | 48.9600 GBP | ||||
| ORD | Purchase | 57 | 49.0700 GBP | ||||
| ORD | Purchase | 65 | 48.9300 GBP | ||||
| ORD | Purchase | 67 | 48.8200 GBP | ||||
| ORD | Purchase | 69 | 48.9850 GBP | ||||
| ORD | Purchase | 74 | 48.8650 GBP | ||||
| ORD | Purchase | 74 | 48.9550 GBP | ||||
| ORD | Purchase | 74 | 49.1400 GBP | ||||
| ORD | Purchase | 74 | 49.1900 GBP | ||||
| ORD | Purchase | 77 | 49.0490 GBP | ||||
| ORD | Purchase | 78 | 48.9250 GBP | ||||
| ORD | Purchase | 83 | 48.8790 GBP | ||||
| ORD | Purchase | 83 | 48.9000 GBP | ||||
| ORD | Purchase | 86 | 48.8700 GBP | ||||
| ORD | Purchase | 86 | 49.1450 GBP | ||||
| ORD | Purchase | 87 | 48.9490 GBP | ||||
| ORD | Purchase | 97 | 48.9950 GBP | ||||
| ORD | Purchase | 100 | 48.9700 GBP | ||||
| ORD | Purchase | 104 | 48.8800 GBP | ||||
| ORD | Purchase | 114 | 48.8600 GBP | ||||
| ORD | Purchase | 117 | 49.0750 GBP | ||||
| ORD | Purchase | 120 | 48.9500 GBP | ||||
| ORD | Purchase | 144 | 48.9900 GBP | ||||
| ORD | Purchase | 150 | 49.2600 GBP | ||||
| ORD | Purchase | 160 | 48.8400 GBP | ||||
| ORD | Purchase | 160 | 49.0600 GBP | ||||
| ORD | Purchase | 163 | 49.2200 GBP | ||||
| ORD | Purchase | 178 | 49.2400 GBP | ||||
| ORD | Purchase | 201 | 49.0000 GBP | ||||
| ORD | Purchase | 204 | 48.9009 GBP | ||||
| ORD | Purchase | 212 | 49.0900 GBP | ||||
| ORD | Purchase | 219 | 49.1700 GBP | ||||
| ORD (traded as ADR) | Purchase | 231 | 242.5600 USD | ||||
| ORD | Purchase | 234 | 49.2450 GBP | ||||
| ORD | Purchase | 241 | 49.1000 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 242.6000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 242.6200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 242.6300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 242.6800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 243.4500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 243.8800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 243.9200 USD | ||||
| ORD (traded as ADR) | Purchase | 306 | 243.8758 USD | ||||
| ORD | Purchase | 354 | 49.1650 GBP | ||||
| ORD | Purchase | 445 | 48.8450 GBP | ||||
| ORD | Purchase | 452 | 48.9556 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 243.3000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 243.6600 USD | ||||
| ORD | Purchase | 621 | 48.8204 GBP | ||||
| ORD | Purchase | 966 | 49.0533 GBP | ||||
| ORD | Purchase | 1,051 | 49.1642 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,098 | 243.5226 USD | ||||
| ORD | Purchase | 1,169 | 48.8924 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 242.6750 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 242.6775 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 243.7500 USD | ||||
| ORD | Purchase | 1,297 | 49.0800 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 242.2727 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 243.5233 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 243.7066 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 242.8584 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 242.6781 USD | ||||
| ORD | Purchase | 2,978 | 49.1300 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 242.2110 USD | ||||
| ORD | Purchase | 3,716 | 49.0629 GBP | ||||
| ORD | Purchase | 3,931 | 48.9857 GBP | ||||
| ORD | Purchase | 4,116 | 48.9400 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 242.8163 USD | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 243.3055 USD | ||||
| ORD (traded as ADR) | Purchase | 6,600 | 242.7621 USD | ||||
| ORD (traded as ADR) | Purchase | 6,615 | 243.3774 USD | ||||
| ORD (traded as ADR) | Purchase | 6,855 | 243.5181 USD | ||||
| ORD | Purchase | 7,100 | 49.0822 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,489 | 243.1134 USD | ||||
| ORD | Purchase | 11,340 | 48.9800 GBP | ||||
| ORD | Purchase | 12,000 | 48.9973 GBP | ||||
| ORD | Purchase | 12,856 | 48.9958 GBP | ||||
| ORD (traded as ADR) | Purchase | 14,997 | 243.4306 USD | ||||
| ORD | Purchase | 46,912 | 48.9735 GBP | ||||
| ORD | Purchase | 67,434 | 48.9461 GBP | ||||
| ORD | Purchase | 75,494 | 48.9308 GBP | ||||
| ORD | Purchase | 146,050 | 48.9349 GBP | ||||
| ORD | Sale | 1 | 49.2100 GBP | ||||
| ORD | Sale | 7 | 49.1500 GBP | ||||
| ORD | Sale | 11 | 48.8850 GBP | ||||
| ORD | Sale | 13 | 48.9890 GBP | ||||
| ORD | Sale | 15 | 49.1790 GBP | ||||
| ORD | Sale | 16 | 49.0150 GBP | ||||
| ORD (traded as ADR) | Sale | 24 | 242.8000 USD | ||||
| ORD | Sale | 33 | 49.0050 GBP | ||||
| ORD | Sale | 37 | 49.2300 GBP | ||||
| ORD | Sale | 39 | 48.9100 GBP | ||||
| ORD | Sale | 43 | 48.8000 GBP | ||||
| ORD | Sale | 48 | 48.9600 GBP | ||||
| ORD | Sale | 49 | 49.0000 GBP | ||||
| ORD | Sale | 51 | 49.0800 GBP | ||||
| ORD | Sale | 57 | 49.0700 GBP | ||||
| ORD | Sale | 65 | 48.9300 GBP | ||||
| ORD | Sale | 74 | 48.8650 GBP | ||||
| ORD | Sale | 74 | 48.9550 GBP | ||||
| ORD | Sale | 74 | 49.1400 GBP | ||||
| ORD | Sale | 74 | 49.1900 GBP | ||||
| ORD | Sale | 78 | 48.9250 GBP | ||||
| ORD | Sale | 83 | 48.8790 GBP | ||||
| ORD | Sale | 83 | 48.9000 GBP | ||||
| ORD | Sale | 83 | 48.9400 GBP | ||||
| ORD | Sale | 86 | 48.8700 GBP | ||||
| ORD | Sale | 86 | 49.1450 GBP | ||||
| ORD | Sale | 87 | 48.9490 GBP | ||||
| ORD | Sale | 97 | 48.9950 GBP | ||||
| ORD | Sale | 107 | 49.0712 GBP | ||||
| ORD | Sale | 114 | 48.8600 GBP | ||||
| ORD | Sale | 117 | 49.0750 GBP | ||||
| ORD | Sale | 120 | 48.9500 GBP | ||||
| ORD | Sale | 140 | 48.7906 GBP | ||||
| ORD | Sale | 144 | 48.9900 GBP | ||||
| ORD | Sale | 148 | 48.9675 GBP | ||||
| ORD | Sale | 150 | 49.2600 GBP | ||||
| ORD | Sale | 154 | 49.0490 GBP | ||||
| ORD | Sale | 160 | 48.8400 GBP | ||||
| ORD | Sale | 163 | 49.2200 GBP | ||||
| ORD | Sale | 178 | 49.2400 GBP | ||||
| ORD | Sale | 183 | 48.8406 GBP | ||||
| ORD | Sale | 212 | 49.0900 GBP | ||||
| ORD | Sale | 219 | 49.1700 GBP | ||||
| ORD | Sale | 234 | 49.2450 GBP | ||||
| ORD | Sale | 241 | 49.1000 GBP | ||||
| ORD (traded as ADR) | Sale | 255 | 243.3317 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 242.4900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 243.8000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 243.8200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 243.8800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 243.9200 USD | ||||
| ORD | Sale | 320 | 49.0600 GBP | ||||
| ORD | Sale | 354 | 49.1650 GBP | ||||
| ORD | Sale | 362 | 48.8200 GBP | ||||
| ORD | Sale | 445 | 48.8449 GBP | ||||
| ORD (traded as ADR) | Sale | 543 | 242.2800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 242.7275 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 243.3000 USD | ||||
| ORD | Sale | 720 | 48.8928 GBP | ||||
| ORD | Sale | 840 | 48.9800 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 243.2000 USD | ||||
| ORD | Sale | 1,048 | 48.9155 GBP | ||||
| ORD (traded as ADR) | Sale | 1,257 | 242.2695 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 243.1134 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 242.9796 USD | ||||
| ORD | Sale | 1,873 | 49.0402 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 242.7871 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 243.1720 USD | ||||
| ORD | Sale | 3,052 | 48.9776 GBP | ||||
| ORD | Sale | 3,354 | 48.9403 GBP | ||||
| ORD | Sale | 3,386 | 48.9296 GBP | ||||
| ORD (traded as ADR) | Sale | 3,600 | 243.8689 USD | ||||
| ORD | Sale | 4,314 | 49.0168 GBP | ||||
| ORD | Sale | 5,665 | 48.8796 GBP | ||||
| ORD (traded as ADR) | Sale | 5,715 | 242.9082 USD | ||||
| ORD | Sale | 5,756 | 48.9678 GBP | ||||
| ORD (traded as ADR) | Sale | 7,500 | 242.8352 USD | ||||
| ORD | Sale | 9,832 | 48.9718 GBP | ||||
| ORD (traded as ADR) | Sale | 10,500 | 242.6750 USD | ||||
| ORD (traded as ADR) | Sale | 10,887 | 243.2553 USD | ||||
| ORD | Sale | 14,235 | 48.9427 GBP | ||||
| ORD | Sale | 15,275 | 48.9573 GBP | ||||
| ORD (traded as ADR) | Sale | 23,928 | 243.4097 USD | ||||
| ORD | Sale | 44,194 | 48.9981 GBP | ||||
| ORD | Sale | 66,611 | 48.9455 GBP | ||||
| ORD | Sale | 75,066 | 48.9303 GBP | ||||
| ORD | Sale | 142,007 | 48.9327 GBP | ||||
| ORD | Sale | 707,024 | 48.8800 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 400 | 49.1300 GBP | |||||
| ORD | CFD | Long | 754 | 48.9394 GBP | |||||
| ORD | CFD | Long | 1,119 | 49.1082 GBP | |||||
| ORD | SWAP | Long | 1,707 | 48.9131 GBP | |||||
| ORD | CFD | Long | 2,393 | 48.9437 GBP | |||||
| ORD | SWAP | Long | 2,784 | 48.9441 GBP | |||||
| ORD | SWAP | Long | 19,885 | 48.9485 GBP | |||||
| ORD | SWAP | Short | 200 | 48.9905 GBP | |||||
| ORD | SWAP | Short | 400 | 49.1300 GBP | |||||
| ORD | SWAP | Short | 800 | 48.8304 GBP | |||||
| ORD | SWAP | Short | 1,716 | 48.9428 GBP | |||||
| ORD | CFD | Short | 966 | 49.0533 GBP | |||||
| ORD | SWAP | Short | 4,033 | 48.9400 GBP | |||||
| ORD | CFD | Short | 3,219 | 49.1516 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 3,000 | 270 USD | American | 17 Jan 2015 | 5.1100 USD | ||||||||
| ADR | Call Options | Selling | 3,000 | 245 USD | American | 17 Jan 2015 | 18.1100 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 3 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 324,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -321,500 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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