3rd Apr 2018 15:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,972,722 | 0.55% | 3,905,285 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 484,527 | 0.05% | 2,282,821 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 341,400 | 0.04% | 275,800 | 0.03% | |||||||
| TOTAL: | 5,798,649 | 0.64% | 6,463,906 | 0.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 4 | 151.4400 USD | ||||
| ADR | Purchase | 100 | 141.0000 USD | ||||
| ADR | Purchase | 200 | 149.7550 USD | ||||
| ADR | Purchase | 200 | 146.2100 USD | ||||
| 5p ordinary | Purchase | 201 | 34.8482 GBP | ||||
| 5p ordinary | Purchase | 292 | 34.3759 GBP | ||||
| 5p ordinary | Purchase | 300 | 34.5106 GBP | ||||
| 5p ordinary | Purchase | 300 | 35.0862 GBP | ||||
| 5p ordinary | Purchase | 377 | 34.9153 GBP | ||||
| ADR | Purchase | 400 | 148.0093 USD | ||||
| ADR | Purchase | 400 | 150.2475 USD | ||||
| 5p ordinary | Purchase | 475 | 35.0373 GBP | ||||
| ADR | Purchase | 500 | 151.0800 USD | ||||
| ADR | Purchase | 600 | 150.3316 USD | ||||
| ADR | Purchase | 600 | 150.3516 USD | ||||
| ADR | Purchase | 700 | 149.2632 USD | ||||
| 5p ordinary | Purchase | 728 | 34.6334 GBP | ||||
| ADR | Purchase | 741 | 146.0100 USD | ||||
| ADR | Purchase | 800 | 150.4924 USD | ||||
| ADR | Purchase | 909 | 147.5388 USD | ||||
| 5p ordinary | Purchase | 1,165 | 34.4042 GBP | ||||
| ADR | Purchase | 1,166 | 149.3900 USD | ||||
| 5p ordinary | Purchase | 1,196 | 34.4075 GBP | ||||
| ADR | Purchase | 1,481 | 150.5199 USD | ||||
| 5p ordinary | Purchase | 2,128 | 35.6612 GBP | ||||
| 5p ordinary | Purchase | 2,131 | 34.6202 GBP | ||||
| 5p ordinary | Purchase | 2,347 | 34.3957 GBP | ||||
| 5p ordinary | Purchase | 2,567 | 34.8055 GBP | ||||
| 5p ordinary | Purchase | 3,175 | 34.3291 GBP | ||||
| 5p ordinary | Purchase | 3,177 | 34.3290 GBP | ||||
| 5p ordinary | Purchase | 3,223 | 35.6607 GBP | ||||
| 5p ordinary | Purchase | 3,614 | 35.7050 GBP | ||||
| 5p ordinary | Purchase | 3,858 | 34.4392 GBP | ||||
| ADR | Purchase | 4,396 | 149.8871 USD | ||||
| ADR | Purchase | 4,474 | 149.5900 USD | ||||
| ADR | Purchase | 4,474 | 149.5700 USD | ||||
| 5p ordinary | Purchase | 4,926 | 35.7163 GBP | ||||
| ADR | Purchase | 5,273 | 148.7949 USD | ||||
| 5p ordinary | Purchase | 5,506 | 35.1139 GBP | ||||
| 5p ordinary | Purchase | 5,976 | 34.5332 GBP | ||||
| ADR | Purchase | 6,000 | 149.6674 USD | ||||
| ADR | Purchase | 7,000 | 149.4901 USD | ||||
| 5p ordinary | Purchase | 10,298 | 35.0347 GBP | ||||
| 5p ordinary | Purchase | 10,598 | 35.7033 GBP | ||||
| 5p ordinary | Purchase | 10,657 | 34.9693 GBP | ||||
| 5p ordinary | Purchase | 13,827 | 35.0314 GBP | ||||
| 5p ordinary | Purchase | 14,355 | 34.6815 GBP | ||||
| 5p ordinary | Purchase | 15,432 | 34.4393 GBP | ||||
| 5p ordinary | Purchase | 19,000 | 34.5003 GBP | ||||
| 5p ordinary | Purchase | 19,938 | 34.6402 GBP | ||||
| 5p ordinary | Purchase | 20,888 | 35.7454 GBP | ||||
| ADR | Purchase | 24,872 | 149.1510 USD | ||||
| 5p ordinary | Purchase | 28,251 | 35.7082 GBP | ||||
| 5p ordinary | Purchase | 31,000 | 34.4544 GBP | ||||
| 5p ordinary | Purchase | 35,000 | 35.9635 GBP | ||||
| 5p ordinary | Purchase | 37,604 | 34.6560 GBP | ||||
| 5p ordinary | Purchase | 39,261 | 35.0265 GBP | ||||
| 5p ordinary | Purchase | 42,418 | 34.5907 GBP | ||||
| 5p ordinary | Purchase | 46,870 | 35.1498 GBP | ||||
| ADR | Purchase | 47,368 | 148.8041 USD | ||||
| 5p ordinary | Purchase | 48,814 | 34.7904 GBP | ||||
| 5p ordinary | Purchase | 55,095 | 34.7792 GBP | ||||
| 5p ordinary | Purchase | 60,943 | 35.1586 GBP | ||||
| 5p ordinary | Purchase | 66,000 | 34.6779 GBP | ||||
| 5p ordinary | Purchase | 76,188 | 35.3692 GBP | ||||
| 5p ordinary | Purchase | 87,048 | 34.7127 GBP | ||||
| 5p ordinary | Purchase | 89,751 | 35.4820 GBP | ||||
| 5p ordinary | Purchase | 148,047 | 34.9083 GBP | ||||
| 5p ordinary | Purchase | 218,301 | 35.3462 GBP | ||||
| 5p ordinary | Purchase | 250,066 | 34.6683 GBP | ||||
| 5p ordinary | Sale | 1 | 36.0125 GBP | ||||
| ADR | Sale | 4 | 151.4400 USD | ||||
| 5p ordinary | Sale | 26 | 36.0123 GBP | ||||
| ADR | Sale | 54 | 151.5433 USD | ||||
| 5p ordinary | Sale | 62 | 34.3688 GBP | ||||
| ADR | Sale | 75 | 146.4800 USD | ||||
| 5p ordinary | Sale | 100 | 35.9303 GBP | ||||
| ADR | Sale | 100 | 134.0000 USD | ||||
| ADR | Sale | 100 | 147.6600 USD | ||||
| ADR | Sale | 100 | 149.2300 USD | ||||
| ADR | Sale | 100 | 150.2400 USD | ||||
| 5p ordinary | Sale | 127 | 34.3672 GBP | ||||
| 5p ordinary | Sale | 128 | 34.3675 GBP | ||||
| ADR | Sale | 200 | 150.2900 USD | ||||
| ADR | Sale | 200 | 150.0000 USD | ||||
| ADR | Sale | 200 | 150.1200 USD | ||||
| ADR | Sale | 228 | 148.8824 USD | ||||
| 5p ordinary | Sale | 278 | 34.5578 GBP | ||||
| ADR | Sale | 385 | 150.1807 USD | ||||
| 5p ordinary | Sale | 443 | 34.6474 GBP | ||||
| 5p ordinary | Sale | 450 | 34.4457 GBP | ||||
| ADR | Sale | 459 | 149.3197 USD | ||||
| ADR | Sale | 493 | 148.7975 USD | ||||
| ADR | Sale | 500 | 149.5782 USD | ||||
| ADR | Sale | 600 | 150.3183 USD | ||||
| ADR | Sale | 600 | 148.2083 USD | ||||
| ADR | Sale | 652 | 149.3328 USD | ||||
| 5p ordinary | Sale | 706 | 34.3674 GBP | ||||
| ADR | Sale | 741 | 146.0100 USD | ||||
| ADR | Sale | 925 | 149.6009 USD | ||||
| ADR | Sale | 962 | 149.2587 USD | ||||
| ADR | Sale | 1,100 | 149.8172 USD | ||||
| ADR | Sale | 1,185 | 149.3900 USD | ||||
| 5p ordinary | Sale | 1,194 | 35.9138 GBP | ||||
| ADR | Sale | 1,200 | 147.7006 USD | ||||
| 5p ordinary | Sale | 1,275 | 35.1482 GBP | ||||
| ADR | Sale | 1,392 | 148.2963 USD | ||||
| ADR | Sale | 1,481 | 150.5199 USD | ||||
| 5p ordinary | Sale | 1,495 | 35.0272 GBP | ||||
| ADR | Sale | 1,714 | 146.9934 USD | ||||
| 5p ordinary | Sale | 1,746 | 35.5876 GBP | ||||
| ADR | Sale | 1,800 | 149.6858 USD | ||||
| 5p ordinary | Sale | 1,836 | 35.8999 GBP | ||||
| 5p ordinary | Sale | 2,031 | 35.5737 GBP | ||||
| 5p ordinary | Sale | 2,149 | 35.4308 GBP | ||||
| ADR | Sale | 2,154 | 148.6408 USD | ||||
| ADR | Sale | 2,182 | 148.0175 USD | ||||
| ADR | Sale | 2,338 | 149.3350 USD | ||||
| 5p ordinary | Sale | 2,475 | 35.6646 GBP | ||||
| ADR | Sale | 2,500 | 149.5206 USD | ||||
| 5p ordinary | Sale | 2,997 | 35.4591 GBP | ||||
| 5p ordinary | Sale | 3,192 | 35.5289 GBP | ||||
| 5p ordinary | Sale | 3,455 | 35.4039 GBP | ||||
| 5p ordinary | Sale | 4,376 | 35.1741 GBP | ||||
| 5p ordinary | Sale | 4,427 | 35.0265 GBP | ||||
| ADR | Sale | 4,474 | 149.5700 USD | ||||
| 5p ordinary | Sale | 4,774 | 34.6827 GBP | ||||
| ADR | Sale | 4,900 | 137.0000 USD | ||||
| 5p ordinary | Sale | 4,952 | 35.9861 GBP | ||||
| ADR | Sale | 5,700 | 149.3989 USD | ||||
| ADR | Sale | 5,900 | 149.9575 USD | ||||
| 5p ordinary | Sale | 6,811 | 35.0529 GBP | ||||
| 5p ordinary | Sale | 6,930 | 34.7231 GBP | ||||
| ADR | Sale | 9,048 | 149.5900 USD | ||||
| 5p ordinary | Sale | 9,223 | 35.3662 GBP | ||||
| 5p ordinary | Sale | 11,018 | 35.8801 GBP | ||||
| 5p ordinary | Sale | 12,847 | 35.7050 GBP | ||||
| ADR | Sale | 13,438 | 149.5114 USD | ||||
| 5p ordinary | Sale | 14,487 | 35.6954 GBP | ||||
| 5p ordinary | Sale | 14,881 | 35.7026 GBP | ||||
| 5p ordinary | Sale | 15,009 | 34.6898 GBP | ||||
| 5p ordinary | Sale | 15,468 | 35.6495 GBP | ||||
| 5p ordinary | Sale | 24,208 | 35.5596 GBP | ||||
| 5p ordinary | Sale | 28,141 | 35.3501 GBP | ||||
| ADR | Sale | 50,125 | 148.8374 USD | ||||
| 5p ordinary | Sale | 53,390 | 34.7931 GBP | ||||
| 5p ordinary | Sale | 60,845 | 34.9067 GBP | ||||
| 5p ordinary | Sale | 65,041 | 35.6346 GBP | ||||
| 5p ordinary | Sale | 87,970 | 34.7172 GBP | ||||
| 5p ordinary | Sale | 217,368 | 34.9234 GBP | ||||
| 5p ordinary | Sale | 476,248 | 34.8987 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 149 | 35.4814 GBP | |||||
| 5p ordinary | CFD | Long | 278 | 34.5578 GBP | |||||
| 5p ordinary | CFD | Long | 443 | 34.6474 GBP | |||||
| 5p ordinary | SWAP | Long | 1,262 | 35.1804 GBP | |||||
| 5p ordinary | CFD | Long | 1,275 | 35.1482 GBP | |||||
| 5p ordinary | CFD | Long | 1,511 | 35.2886 GBP | |||||
| 5p ordinary | CFD | Long | 1,746 | 35.5876 GBP | |||||
| 5p ordinary | SWAP | Long | 1,911 | 34.7092 GBP | |||||
| 5p ordinary | SWAP | Long | 2,294 | 34.7095 GBP | |||||
| 5p ordinary | CFD | Long | 2,500 | 35.5977 GBP | |||||
| 5p ordinary | CFD | Long | 4,299 | 34.7538 GBP | |||||
| 5p ordinary | SWAP | Long | 4,427 | 35.0265 GBP | |||||
| 5p ordinary | CFD | Long | 4,637 | 34.4584 GBP | |||||
| 5p ordinary | CFD | Long | 6,811 | 35.0529 GBP | |||||
| 5p ordinary | SWAP | Long | 12,170 | 35.7050 GBP | |||||
| 5p ordinary | CFD | Long | 14,881 | 35.7026 GBP | |||||
| 5p ordinary | CFD | Long | 15,009 | 34.6898 GBP | |||||
| 5p ordinary | SWAP | Long | 19,387 | 34.9771 GBP | |||||
| 5p ordinary | SWAP | Long | 20,193 | 34.9499 GBP | |||||
| 5p ordinary | CFD | Long | 54,213 | 35.1091 GBP | |||||
| 5p ordinary | CFD | Long | 60,845 | 34.9068 GBP | |||||
| 5p ordinary | CFD | Long | 65,736 | 35.7021 GBP | |||||
| 5p ordinary | SWAP | Long | 130,046 | 34.8574 GBP | |||||
| 5p ordinary | CFD | Short | 74 | 34.3674 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 34.5107 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 35.0862 GBP | |||||
| 5p ordinary | CFD | Short | 409 | 35.6336 GBP | |||||
| 5p ordinary | CFD | Short | 519 | 34.3676 GBP | |||||
| 5p ordinary | CFD | Short | 612 | 36.0851 GBP | |||||
| 5p ordinary | CFD | Short | 728 | 34.6334 GBP | |||||
| 5p ordinary | SWAP | Short | 1,073 | 34.7738 GBP | |||||
| 5p ordinary | CFD | Short | 2,131 | 34.6202 GBP | |||||
| 5p ordinary | SWAP | Short | 2,463 | 35.5776 GBP | |||||
| 5p ordinary | SWAP | Short | 2,478 | 35.7066 GBP | |||||
| 5p ordinary | CFD | Short | 2,500 | 34.5550 GBP | |||||
| 5p ordinary | CFD | Short | 2,880 | 35.9128 GBP | |||||
| 5p ordinary | CFD | Short | 3,124 | 34.5428 GBP | |||||
| 5p ordinary | CFD | Short | 3,175 | 34.3291 GBP | |||||
| 5p ordinary | CFD | Short | 3,177 | 34.3290 GBP | |||||
| 5p ordinary | CFD | Short | 3,858 | 34.4392 GBP | |||||
| 5p ordinary | CFD | Short | 4,044 | 34.8936 GBP | |||||
| 5p ordinary | CFD | Short | 5,976 | 34.5332 GBP | |||||
| 5p ordinary | CFD | Short | 9,366 | 35.5940 GBP | |||||
| 5p ordinary | CFD | Short | 13,827 | 35.0314 GBP | |||||
| 5p ordinary | SWAP | Short | 15,051 | 34.5250 GBP | |||||
| 5p ordinary | CFD | Short | 15,432 | 34.4393 GBP | |||||
| 5p ordinary | SWAP | Short | 20,013 | 35.0746 GBP | |||||
| 5p ordinary | SWAP | Short | 20,592 | 34.5376 GBP | |||||
| 5p ordinary | CFD | Short | 20,888 | 35.7454 GBP | |||||
| 5p ordinary | CFD | Short | 31,000 | 34.4544 GBP | |||||
| 5p ordinary | CFD | Short | 37,604 | 34.6560 GBP | |||||
| 5p ordinary | CFD | Short | 39,261 | 35.0265 GBP | |||||
| 5p ordinary | CFD | Short | 42,418 | 34.5907 GBP | |||||
| 5p ordinary | SWAP | Short | 42,947 | 35.6686 GBP | |||||
| 5p ordinary | CFD | Short | 46,870 | 35.1498 GBP | |||||
| 5p ordinary | CFD | Short | 60,943 | 35.1586 GBP | |||||
| 5p ordinary | SWAP Expires 15/01/2019 | Short | 66,000 | 34.6779 GBP | |||||
| 5p ordinary | CFD | Short | 76,188 | 35.3692 GBP | |||||
| 5p ordinary | SWAP | Short | 148,047 | 35.2111 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 7,000 | 145 USD | American | 20 Apr 2018 | 9.5857 USD | ||||||||
| ADR | Call Options | Selling | 100 | 134 USD | American | 29 Mar 2018 | 12.2000 USD | ||||||||
| ADR | Call Options | Selling | 7,000 | 155 USD | American | 20 Apr 2018 | 4.7157 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 145 USD | American | 29 Mar 2018 | 0.0500 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 140 USD | American | 20 Apr 2018 | 3.5000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 140 USD | American | 19 Oct 2018 | 10.2000 USD | ||||||||
| ADR | Put Options | Selling | 300 | 150 USD | American | 20 Apr 2018 | 7.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 3 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,800 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 141.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 140.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,400 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 130.0000 | American | 29 Mar 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 170.0000 | American | 29 Mar 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 133.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 134.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 150.0000 | American | 29 Mar 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -800 | 170.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 145.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -4,400 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 155.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 144.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -4,900 | 137.0000 | American | 29 Mar 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -500 | 195.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 144.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 28,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 117.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180403005945/en/
Copyright Business Wire 2018
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