12th Apr 2018 14:01
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 11 April 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,372,564 | 0.59% | 3,554,481 | 0.39% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 393,595 | 0.04% | 2,955,988 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 329,900 | 0.04% | 432,800 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,096,059 | 0.67% | 6,943,269 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 49 | 152.6246 USD | ||||||
| ADR | Purchase | 100 | 152.7550 USD | ||||||
| ADR | Purchase | 100 | 152.7200 USD | ||||||
| ADR | Purchase | 100 | 152.3100 USD | ||||||
| ADR | Purchase | 100 | 152.5200 USD | ||||||
| 5p ordinary | Purchase | 142 | 36.1379 GBP | ||||||
| 5p ordinary | Purchase | 171 | 36.2150 GBP | ||||||
| ADR | Purchase | 177 | 153.4756 USD | ||||||
| 5p ordinary | Purchase | 193 | 36.3200 GBP | ||||||
| ADR | Purchase | 200 | 152.6400 USD | ||||||
| 5p ordinary | Purchase | 217 | 36.0558 GBP | ||||||
| 5p ordinary | Purchase | 242 | 35.8973 GBP | ||||||
| ADR | Purchase | 245 | 153.9139 USD | ||||||
| ADR | Purchase | 300 | 153.5333 USD | ||||||
| ADR | Purchase | 300 | 152.8933 USD | ||||||
| ADR | Purchase | 442 | 152.3688 USD | ||||||
| ADR | Purchase | 600 | 152.8400 USD | ||||||
| ADR | Purchase | 752 | 153.6746 USD | ||||||
| ADR | Purchase | 1,175 | 152.1414 USD | ||||||
| 5p ordinary | Purchase | 1,249 | 36.0346 GBP | ||||||
| 5p ordinary | Purchase | 1,267 | 35.9752 GBP | ||||||
| 5p ordinary | Purchase | 1,945 | 36.0615 GBP | ||||||
| ADR | Purchase | 1,959 | 151.8974 USD | ||||||
| 5p ordinary | Purchase | 2,268 | 36.2019 GBP | ||||||
| 5p ordinary | Purchase | 2,464 | 36.1368 GBP | ||||||
| ADR | Purchase | 2,800 | 153.3279 USD | ||||||
| ADR | Purchase | 3,100 | 153.0828 USD | ||||||
| ADR | Purchase | 3,118 | 151.8900 USD | ||||||
| 5p ordinary | Purchase | 3,356 | 36.0932 GBP | ||||||
| 5p ordinary | Purchase | 5,209 | 36.2122 GBP | ||||||
| ADR | Purchase | 5,396 | 153.1176 USD | ||||||
| 5p ordinary | Purchase | 5,494 | 36.0722 GBP | ||||||
| 5p ordinary | Purchase | 6,019 | 36.1405 GBP | ||||||
| ADR | Purchase | 7,275 | 153.3771 USD | ||||||
| 5p ordinary | Purchase | 8,477 | 36.0617 GBP | ||||||
| 5p ordinary | Purchase | 9,135 | 36.0907 GBP | ||||||
| 5p ordinary | Purchase | 9,520 | 36.1381 GBP | ||||||
| 5p ordinary | Purchase | 9,899 | 36.1154 GBP | ||||||
| 5p ordinary | Purchase | 15,657 | 35.8950 GBP | ||||||
| 5p ordinary | Purchase | 18,290 | 36.1376 GBP | ||||||
| 5p ordinary | Purchase | 18,533 | 36.1000 GBP | ||||||
| 5p ordinary | Purchase | 20,000 | 36.0728 GBP | ||||||
| 5p ordinary | Purchase | 21,457 | 36.1873 GBP | ||||||
| 5p ordinary | Purchase | 24,644 | 36.2649 GBP | ||||||
| 5p ordinary | Purchase | 31,091 | 36.3089 GBP | ||||||
| 5p ordinary | Purchase | 34,112 | 36.1638 GBP | ||||||
| 5p ordinary | Purchase | 43,190 | 35.9336 GBP | ||||||
| 5p ordinary | Purchase | 51,592 | 35.8914 GBP | ||||||
| 5p ordinary | Purchase | 51,829 | 35.9565 GBP | ||||||
| 5p ordinary | Purchase | 63,823 | 35.9457 GBP | ||||||
| 5p ordinary | Purchase | 67,923 | 36.1223 GBP | ||||||
| 5p ordinary | Purchase | 83,547 | 36.0861 GBP | ||||||
| 5p ordinary | Sale | 48 | 35.9333 GBP | ||||||
| ADR | Sale | 62 | 153.9451 USD | ||||||
| ADR | Sale | 100 | 154.2800 USD | ||||||
| ADR | Sale | 100 | 153.8500 USD | ||||||
| ADR | Sale | 100 | 153.8400 USD | ||||||
| ADR | Sale | 100 | 152.1000 USD | ||||||
| ADR | Sale | 100 | 152.0000 USD | ||||||
| ADR | Sale | 183 | 153.9033 USD | ||||||
| ADR | Sale | 200 | 154.2350 USD | ||||||
| ADR | Sale | 300 | 153.2433 USD | ||||||
| ADR | Sale | 400 | 151.9262 USD | ||||||
| ADR | Sale | 442 | 152.3688 USD | ||||||
| 5p ordinary | Sale | 448 | 36.1795 GBP | ||||||
| ADR | Sale | 610 | 153.1903 USD | ||||||
| ADR | Sale | 800 | 153.2346 USD | ||||||
| ADR | Sale | 900 | 152.1344 USD | ||||||
| 5p ordinary | Sale | 1,000 | 35.9500 GBP | ||||||
| 5p ordinary | Sale | 1,113 | 35.9916 GBP | ||||||
| 5p ordinary | Sale | 1,200 | 36.2182 GBP | ||||||
| 5p ordinary | Sale | 1,307 | 36.1636 GBP | ||||||
| ADR | Sale | 1,400 | 153.2616 USD | ||||||
| 5p ordinary | Sale | 1,402 | 35.9625 GBP | ||||||
| 5p ordinary | Sale | 1,560 | 35.9541 GBP | ||||||
| 5p ordinary | Sale | 1,588 | 36.0167 GBP | ||||||
| ADR | Sale | 1,600 | 153.3000 USD | ||||||
| ADR | Sale | 1,624 | 152.2630 USD | ||||||
| 5p ordinary | Sale | 1,959 | 36.2100 GBP | ||||||
| ADR | Sale | 2,200 | 152.9731 USD | ||||||
| ADR | Sale | 2,457 | 152.9836 USD | ||||||
| 5p ordinary | Sale | 2,684 | 36.2646 GBP | ||||||
| ADR | Sale | 3,118 | 151.8900 USD | ||||||
| 5p ordinary | Sale | 3,517 | 36.1567 GBP | ||||||
| ADR | Sale | 4,086 | 153.0072 USD | ||||||
| ADR | Sale | 6,947 | 153.4904 USD | ||||||
| 5p ordinary | Sale | 7,048 | 36.1325 GBP | ||||||
| 5p ordinary | Sale | 8,233 | 36.0647 GBP | ||||||
| 5p ordinary | Sale | 10,132 | 36.0460 GBP | ||||||
| 5p ordinary | Sale | 11,079 | 36.1497 GBP | ||||||
| 5p ordinary | Sale | 17,276 | 36.0187 GBP | ||||||
| 5p ordinary | Sale | 18,118 | 35.8950 GBP | ||||||
| 5p ordinary | Sale | 22,864 | 35.8966 GBP | ||||||
| 5p ordinary | Sale | 30,566 | 36.1778 GBP | ||||||
| 5p ordinary | Sale | 95,514 | 36.0450 GBP | ||||||
| 5p ordinary | Sale | 125,279 | 36.0892 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 11 | 35.9336 GBP | |||||
| 5p ordinary | CFD | Long | 16 | 35.9331 GBP | |||||
| 5p ordinary | CFD | Long | 21 | 35.9333 GBP | |||||
| 5p ordinary | SWAP | Long | 840 | 36.1754 GBP | |||||
| 5p ordinary | CFD | Long | 1,560 | 35.9541 GBP | |||||
| 5p ordinary | SWAP | Long | 2,535 | 36.2479 GBP | |||||
| 5p ordinary | SWAP | Long | 5,791 | 36.1202 GBP | |||||
| 5p ordinary | CFD | Long | 8,233 | 36.0647 GBP | |||||
| 5p ordinary | CFD | Long | 10,132 | 36.0460 GBP | |||||
| 5p ordinary | CFD | Long | 13,836 | 36.1088 GBP | |||||
| 5p ordinary | SWAP | Long | 23,729 | 35.8950 GBP | |||||
| 5p ordinary | SWAP | Long | 26,706 | 36.1468 GBP | |||||
| 5p ordinary | CFD | Short | 27 | 36.1381 GBP | |||||
| 5p ordinary | CFD | Short | 33 | 36.1378 GBP | |||||
| 5p ordinary | CFD | Short | 40 | 36.0560 GBP | |||||
| 5p ordinary | CFD | Short | 82 | 36.1380 GBP | |||||
| 5p ordinary | CFD | Short | 177 | 36.0558 GBP | |||||
| 5p ordinary | CFD | Short | 242 | 35.8973 GBP | |||||
| 5p ordinary | SWAP | Short | 572 | 35.9208 GBP | |||||
| 5p ordinary | CFD | Short | 800 | 35.8982 GBP | |||||
| 5p ordinary | CFD | Short | 913 | 36.1018 GBP | |||||
| 5p ordinary | CFD | Short | 999 | 36.2926 GBP | |||||
| 5p ordinary | CFD | Short | 1,871 | 36.2792 GBP | |||||
| 5p ordinary | CFD | Short | 2,500 | 35.9332 GBP | |||||
| 5p ordinary | CFD | Short | 3,000 | 35.8978 GBP | |||||
| 5p ordinary | SWAP | Short | 3,356 | 36.0932 GBP | |||||
| 5p ordinary | CFD | Short | 5,494 | 36.0722 GBP | |||||
| 5p ordinary | CFD | Short | 9,899 | 36.1154 GBP | |||||
| 5p ordinary | SWAP | Short | 15,657 | 35.8950 GBP | |||||
| 5p ordinary | SWAP | Short | 16,213 | 35.9138 GBP | |||||
| 5p ordinary | CFD | Short | 18,290 | 36.1376 GBP | |||||
| 5p ordinary | SWAP | Short | 23,953 | 36.2338 GBP | |||||
| 5p ordinary | CFD | Short | 24,644 | 36.2649 GBP | |||||
| 5p ordinary | SWAP | Short | 26,876 | 36.1515 GBP | |||||
| 5p ordinary | CFD | Short | 39,289 | 36.1726 GBP | |||||
| 5p ordinary | SWAP | Short | 43,190 | 35.9336 GBP | |||||
| 5p ordinary | SWAP | Short | 46,321 | 36.0323 GBP | |||||
| 5p ordinary | SWAP | Short | 51,829 | 35.9565 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 12 April 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | =G237:G256 | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 149.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 13,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180412005702/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire