19th Sep 2014 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,245,708 | 1.74% | 4,637,381 | 0.79% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,093,504 | 0.36% | 3,707,090 | 0.63% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,373,100 | 0.23% | 1,926,900 | 0.33% | |||||||
| TOTAL: | 13,712,312 | 2.33% | 10,271,371 | 1.75% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 12 | 261.4100 USD | ||||
| ORD | Purchase | 69 | 53.5000 GBP | ||||
| ORD | Purchase | 73 | 53.0750 GBP | ||||
| ORD | Purchase | 73 | 53.3500 GBP | ||||
| ORD | Purchase | 83 | 53.2500 GBP | ||||
| ORD | Purchase | 121 | 53.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 153 | 260.4900 USD | ||||
| ORD | Purchase | 155 | 53.0500 GBP | ||||
| ORD | Purchase | 159 | 53.4250 GBP | ||||
| ORD | Purchase | 169 | 53.2684 GBP | ||||
| ORD | Purchase | 205 | 53.4950 GBP | ||||
| ORD | Purchase | 252 | 53.1750 GBP | ||||
| ORD | Purchase | 270 | 53.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 260.6200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 260.6600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 261.8520 USD | ||||
| ORD | Purchase | 304 | 53.3750 GBP | ||||
| ORD | Purchase | 337 | 53.1523 GBP | ||||
| ORD | Purchase | 342 | 53.1000 GBP | ||||
| ORD | Purchase | 417 | 53.1250 GBP | ||||
| ORD | Purchase | 434 | 53.1500 GBP | ||||
| ORD | Purchase | 575 | 53.2750 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 261.3800 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 261.8190 USD | ||||
| ORD | Purchase | 610 | 53.3250 GBP | ||||
| ORD | Purchase | 897 | 53.2019 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 261.2900 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 261.3566 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 261.4800 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 261.5655 USD | ||||
| ORD | Purchase | 1,688 | 53.3569 GBP | ||||
| ORD | Purchase | 1,697 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,767 | 260.8806 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 261.2542 USD | ||||
| ORD | Purchase | 2,707 | 53.2770 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 260.5102 USD | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 261.1580 USD | ||||
| ORD | Purchase | 4,860 | 53.2629 GBP | ||||
| ORD | Purchase | 4,951 | 53.1927 GBP | ||||
| ORD | Purchase | 5,703 | 53.1824 GBP | ||||
| ORD | Purchase | 5,790 | 53.1722 GBP | ||||
| ORD | Purchase | 6,427 | 53.2755 GBP | ||||
| ORD | Purchase | 6,779 | 53.3086 GBP | ||||
| ORD | Purchase | 6,970 | 53.2947 GBP | ||||
| ORD | Purchase | 7,261 | 53.2000 GBP | ||||
| ORD | Purchase | 7,680 | 53.2802 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,300 | 261.0061 USD | ||||
| ORD | Purchase | 12,323 | 53.3713 GBP | ||||
| ORD | Purchase | 13,600 | 53.1981 GBP | ||||
| ORD | Purchase | 14,781 | 53.2878 GBP | ||||
| ORD (traded as ADR) | Purchase | 23,250 | 260.7056 USD | ||||
| ORD | Purchase | 50,676 | 53.3156 GBP | ||||
| ORD (traded as ADR) | Sale | 12 | 261.4100 USD | ||||
| ORD (traded as ADR) | Sale | 51 | 260.5076 USD | ||||
| ORD | Sale | 69 | 53.5000 GBP | ||||
| ORD | Sale | 73 | 53.0750 GBP | ||||
| ORD | Sale | 83 | 53.2500 GBP | ||||
| ORD | Sale | 95 | 53.3500 GBP | ||||
| ORD | Sale | 121 | 53.4500 GBP | ||||
| ORD (traded as ADR) | Sale | 129 | 261.0100 USD | ||||
| ORD | Sale | 147 | 53.4822 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 261.6100 USD | ||||
| ORD | Sale | 155 | 53.0500 GBP | ||||
| ORD | Sale | 159 | 53.4250 GBP | ||||
| ORD | Sale | 200 | 53.4050 GBP | ||||
| ORD (traded as ADR) | Sale | 225 | 260.4900 USD | ||||
| ORD | Sale | 236 | 53.3537 GBP | ||||
| ORD | Sale | 252 | 53.1750 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 260.4700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 260.7100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 260.7720 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.8400 USD | ||||
| ORD | Sale | 304 | 53.3750 GBP | ||||
| ORD | Sale | 342 | 53.1000 GBP | ||||
| ORD | Sale | 417 | 53.1250 GBP | ||||
| ORD | Sale | 434 | 53.1500 GBP | ||||
| ORD | Sale | 435 | 53.2912 GBP | ||||
| ORD (traded as ADR) | Sale | 567 | 261.2437 USD | ||||
| ORD | Sale | 575 | 53.2750 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 260.4220 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 260.4800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 260.8350 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 261.2000 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 261.5600 USD | ||||
| ORD | Sale | 610 | 53.3250 GBP | ||||
| ORD | Sale | 658 | 53.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 260.7087 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 261.8300 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 260.6150 USD | ||||
| ORD | Sale | 1,477 | 53.2594 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 260.5860 USD | ||||
| ORD | Sale | 1,550 | 53.3795 GBP | ||||
| ORD | Sale | 1,697 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 261.2133 USD | ||||
| ORD | Sale | 2,224 | 53.3040 GBP | ||||
| ORD (traded as ADR) | Sale | 2,250 | 260.9006 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 261.0700 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 260.5102 USD | ||||
| ORD (traded as ADR) | Sale | 4,029 | 260.8000 USD | ||||
| ORD | Sale | 4,115 | 53.2083 GBP | ||||
| ORD (traded as ADR) | Sale | 4,200 | 260.8243 USD | ||||
| ORD (traded as ADR) | Sale | 4,200 | 261.2542 USD | ||||
| ORD (traded as ADR) | Sale | 4,371 | 261.1624 USD | ||||
| ORD | Sale | 5,140 | 53.2598 GBP | ||||
| ORD (traded as ADR) | Sale | 5,400 | 260.7416 USD | ||||
| ORD (traded as ADR) | Sale | 5,484 | 260.5473 USD | ||||
| ORD | Sale | 5,510 | 53.1916 GBP | ||||
| ORD | Sale | 5,774 | 53.1839 GBP | ||||
| ORD (traded as ADR) | Sale | 5,787 | 260.6495 USD | ||||
| ORD | Sale | 5,790 | 53.1722 GBP | ||||
| ORD | Sale | 5,978 | 53.2733 GBP | ||||
| ORD (traded as ADR) | Sale | 6,150 | 261.0061 USD | ||||
| ORD | Sale | 6,575 | 53.3102 GBP | ||||
| ORD | Sale | 8,446 | 53.2519 GBP | ||||
| ORD | Sale | 9,891 | 53.2203 GBP | ||||
| ORD | Sale | 11,000 | 53.2757 GBP | ||||
| ORD | Sale | 12,300 | 53.2765 GBP | ||||
| ORD | Sale | 14,353 | 53.2480 GBP | ||||
| ORD | Sale | 15,766 | 53.1997 GBP | ||||
| ORD | Sale | 44,471 | 53.4000 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 435 | 53.3136 GBP | |||||
| ORD | SWAP | Long | 532 | 53.1536 GBP | |||||
| ORD | CFD | Long | 635 | 53.2041 GBP | |||||
| ORD | SWAP | Long | 1,550 | 53.3795 GBP | |||||
| ORD | SWAP | Long | 2,264 | 53.2181 GBP | |||||
| ORD | CFD | Long | 8,446 | 53.2519 GBP | |||||
| ORD | CFD | Short | 1,773 | 53.4259 GBP | |||||
| ORD | SWAP | Short | 2,376 | 53.2837 GBP | |||||
| ORD | CFD | Short | 4,050 | 53.2047 GBP | |||||
| ORD | SWAP | Short | 5,851 | 53.3658 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 25,000 | 245 USD | American | 20 Sep 2014 | 0.5750 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 265 USD | American | 17 Jan 2015 | 17.6500 USD | ||||||||
| ADR | Put Options | Selling | 25,000 | 245 USD | American | 20 Sep 2014 | 0.5750 USD | ||||||||
| ADR | Put Options | Selling | 300 | 255 USD | American | 17 Jan 2015 | 14.3500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES
| ||
| Date of disclosure: | 19 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,200 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 265.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,300 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 400 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 10,000 | 260.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 326,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire