9th Jul 2018 15:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,637,264 | 0.62% | 5,310,979 | 0.58% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,785,289 | 0.20% | 4,926,445 | 0.54% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 242,100 | 0.03% | 266,900 | 0.03% | |||||||
| TOTAL: | 7,664,653 | 0.84% | 10,504,324 | 1.15% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 73 | 42.7500 GBP | ||||
| 5p ordinary | Purchase | 126 | 42.7783 GBP | ||||
| ADR | Purchase | 149 | 170.7534 USD | ||||
| ADR | Purchase | 150 | 170.2500 USD | ||||
| 5p ordinary | Purchase | 173 | 42.8450 GBP | ||||
| ADR | Purchase | 200 | 170.9450 USD | ||||
| 5p ordinary | Purchase | 264 | 42.8155 GBP | ||||
| ADR | Purchase | 300 | 170.9933 USD | ||||
| ADR | Purchase | 300 | 170.8866 USD | ||||
| ADR | Purchase | 300 | 170.6083 USD | ||||
| 5p ordinary | Purchase | 400 | 42.7450 GBP | ||||
| ADR | Purchase | 400 | 170.6599 USD | ||||
| ADR | Purchase | 500 | 170.6225 USD | ||||
| ADR | Purchase | 500 | 170.5740 USD | ||||
| ADR | Purchase | 500 | 170.4800 USD | ||||
| 5p ordinary | Purchase | 516 | 42.8675 GBP | ||||
| ADR | Purchase | 921 | 170.6670 USD | ||||
| ADR | Purchase | 1,023 | 170.5477 USD | ||||
| ADR | Purchase | 1,100 | 170.7852 USD | ||||
| ADR | Purchase | 1,125 | 170.4300 USD | ||||
| ADR | Purchase | 1,200 | 170.3675 USD | ||||
| ADR | Purchase | 1,400 | 170.7389 USD | ||||
| 5p ordinary | Purchase | 2,000 | 42.8656 GBP | ||||
| 5p ordinary | Purchase | 2,461 | 42.7687 GBP | ||||
| 5p ordinary | Purchase | 2,647 | 42.7860 GBP | ||||
| 5p ordinary | Purchase | 2,873 | 42.8085 GBP | ||||
| 5p ordinary | Purchase | 2,949 | 42.7727 GBP | ||||
| ADR | Purchase | 3,179 | 170.4700 USD | ||||
| 5p ordinary | Purchase | 5,855 | 42.8600 GBP | ||||
| ADR | Purchase | 7,070 | 170.5409 USD | ||||
| 5p ordinary | Purchase | 7,955 | 42.8401 GBP | ||||
| 5p ordinary | Purchase | 9,723 | 42.8586 GBP | ||||
| 5p ordinary | Purchase | 12,062 | 42.8201 GBP | ||||
| 5p ordinary | Purchase | 13,119 | 42.8580 GBP | ||||
| 5p ordinary | Purchase | 13,325 | 42.8234 GBP | ||||
| 5p ordinary | Purchase | 14,237 | 42.8393 GBP | ||||
| 5p ordinary | Purchase | 14,788 | 42.8388 GBP | ||||
| 5p ordinary | Purchase | 58,762 | 42.8274 GBP | ||||
| 5p ordinary | Purchase | 312,683 | 42.8418 GBP | ||||
| ADR | Sale | 27 | 170.6566 USD | ||||
| 5p ordinary | Sale | 29 | 42.7450 GBP | ||||
| 5p ordinary | Sale | 39 | 42.8491 GBP | ||||
| 5p ordinary | Sale | 91 | 42.7700 GBP | ||||
| ADR | Sale | 100 | 171.0100 USD | ||||
| ADR | Sale | 100 | 171.0300 USD | ||||
| ADR | Sale | 112 | 170.5300 USD | ||||
| ADR | Sale | 150 | 170.2500 USD | ||||
| ADR | Sale | 153 | 170.5554 USD | ||||
| ADR | Sale | 200 | 170.4200 USD | ||||
| ADR | Sale | 200 | 170.7000 USD | ||||
| ADR | Sale | 250 | 170.7220 USD | ||||
| ADR | Sale | 257 | 170.7686 USD | ||||
| ADR | Sale | 300 | 170.3601 USD | ||||
| ADR | Sale | 300 | 170.8933 USD | ||||
| ADR | Sale | 300 | 170.2200 USD | ||||
| 5p ordinary | Sale | 331 | 42.8265 GBP | ||||
| 5p ordinary | Sale | 380 | 42.7379 GBP | ||||
| ADR | Sale | 500 | 170.7855 USD | ||||
| 5p ordinary | Sale | 516 | 42.8675 GBP | ||||
| ADR | Sale | 527 | 170.4624 USD | ||||
| ADR | Sale | 800 | 170.7234 USD | ||||
| ADR | Sale | 900 | 170.3700 USD | ||||
| ADR | Sale | 1,100 | 170.7111 USD | ||||
| ADR | Sale | 1,125 | 170.4300 USD | ||||
| ADR | Sale | 1,200 | 170.6112 USD | ||||
| ADR | Sale | 1,300 | 170.7634 USD | ||||
| 5p ordinary | Sale | 1,524 | 42.8237 GBP | ||||
| 5p ordinary | Sale | 1,890 | 42.8619 GBP | ||||
| 5p ordinary | Sale | 1,981 | 42.7726 GBP | ||||
| ADR | Sale | 2,921 | 170.6903 USD | ||||
| 5p ordinary | Sale | 3,781 | 42.8697 GBP | ||||
| ADR | Sale | 3,803 | 170.4700 USD | ||||
| 5p ordinary | Sale | 3,977 | 42.8213 GBP | ||||
| ADR | Sale | 6,019 | 170.5201 USD | ||||
| 5p ordinary | Sale | 7,116 | 42.8600 GBP | ||||
| 5p ordinary | Sale | 7,244 | 42.8440 GBP | ||||
| 5p ordinary | Sale | 13,278 | 42.8236 GBP | ||||
| ADR | Sale | 25,000 | 170.8200 USD | ||||
| 5p ordinary | Sale | 25,589 | 42.8487 GBP | ||||
| 5p ordinary | Sale | 40,028 | 42.8508 GBP | ||||
| 5p ordinary | Sale | 54,645 | 42.8293 GBP | ||||
| 5p ordinary | Sale | 219,103 | 42.8370 GBP | ||||
| 5p ordinary | Sale | 1,346,000 | 42.7200 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 37 | 42.8545 GBP | |||||
| 5p ordinary | SWAP | Long | 191 | 42.8246 GBP | |||||
| 5p ordinary | SWAP | Long | 192 | 42.8166 GBP | |||||
| 5p ordinary | CFD | Long | 380 | 42.7379 GBP | |||||
| 5p ordinary | SWAP | Long | 1,071 | 42.8604 GBP | |||||
| 5p ordinary | SWAP | Long | 1,847 | 42.8268 GBP | |||||
| 5p ordinary | CFD | Long | 3,053 | 42.7249 GBP | |||||
| 5p ordinary | CFD | Long | 3,781 | 42.8697 GBP | |||||
| 5p ordinary | SWAP | Long | 22,509 | 42.8600 GBP | |||||
| 5p ordinary | SWAP Expires 08/08/2018 | Long | 1,346,000 | 42.7200 GBP | |||||
| 5p ordinary | SWAP | Short | 42 | 42.7961 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 42.8643 GBP | |||||
| 5p ordinary | CFD | Short | 264 | 42.8156 GBP | |||||
| 5p ordinary | SWAP | Short | 725 | 42.8283 GBP | |||||
| ADR | CFD | Long | 25,000 | 170.8200 USD | |||||
| 5p ordinary | SWAP | Short | 1,149 | 42.8056 GBP | |||||
| 5p ordinary | CFD | Short | 2,461 | 42.7687 GBP | |||||
| 5p ordinary | CFD | Short | 2,647 | 42.7860 GBP | |||||
| 5p ordinary | CFD | Short | 2,873 | 42.8085 GBP | |||||
| 5p ordinary | SWAP | Short | 2,949 | 42.7727 GBP | |||||
| 5p ordinary | SWAP | Short | 11,536 | 42.8249 GBP | |||||
| 5p ordinary | CFD | Short | 12,062 | 42.8201 GBP | |||||
| 5p ordinary | SWAP | Short | 16,265 | 42.8604 GBP | |||||
| 5p ordinary | SWAP | Short | 24,465 | 42.8416 GBP | |||||
| 5p ordinary | CFD | Short | 44,998 | 42.8634 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Selling | 100 | 125 USD | American | 18 Jan 2019 | 1.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 9 Jul 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 168.0000 | American | 6 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 170.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 170.0000 | American | 17 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -4,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180709005555/en/
Copyright Business Wire 2018
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