28th Jul 2014 15:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 25 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,762,535 | 1.49% | 1,909,611 | 0.32% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 153,366 | 0.03% | 3,839,162 | 0.65% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,404,900 | 0.24% | 1,937,895 | 0.33% | |||||||
| (4) | TOTAL: | ||||||||||
| 10,320,801 | 1.75% | 7,686,668 | 1.30% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 4 | 49.7460 GBP | ||||||
| ORD | Purchase | 30 | 49.5520 GBP | ||||||
| ORD | Purchase | 30 | 49.8100 GBP | ||||||
| ORD | Purchase | 38 | 49.7480 GBP | ||||||
| ORD | Purchase | 40 | 49.6660 GBP | ||||||
| ORD | Purchase | 40 | 49.7940 GBP | ||||||
| ORD | Purchase | 43 | 49.5660 GBP | ||||||
| ORD | Purchase | 47 | 49.5600 GBP | ||||||
| ORD | Purchase | 49 | 49.6450 GBP | ||||||
| ORD | Purchase | 49 | 49.6550 GBP | ||||||
| ORD | Purchase | 58 | 49.6560 GBP | ||||||
| ORD | Purchase | 60 | 49.6010 GBP | ||||||
| ORD | Purchase | 60 | 49.7420 GBP | ||||||
| ORD | Purchase | 62 | 49.7850 GBP | ||||||
| ORD | Purchase | 68 | 49.7050 GBP | ||||||
| ORD | Purchase | 68 | 49.7110 GBP | ||||||
| ORD | Purchase | 68 | 49.7610 GBP | ||||||
| ORD | Purchase | 68 | 49.7960 GBP | ||||||
| ORD | Purchase | 69 | 49.7800 GBP | ||||||
| ORD | Purchase | 84 | 49.9050 GBP | ||||||
| ORD | Purchase | 87 | 49.7020 GBP | ||||||
| ORD | Purchase | 87 | 50.0030 GBP | ||||||
| ORD | Purchase | 88 | 49.5850 GBP | ||||||
| ORD | Purchase | 88 | 49.9160 GBP | ||||||
| ORD | Purchase | 90 | 49.6900 GBP | ||||||
| ORD | Purchase | 95 | 49.8950 GBP | ||||||
| ORD | Purchase | 95 | 49.9210 GBP | ||||||
| ORD | Purchase | 95 | 49.9350 GBP | ||||||
| ORD | Purchase | 98 | 49.6250 GBP | ||||||
| ORD | Purchase | 107 | 49.7310 GBP | ||||||
| ORD | Purchase | 116 | 49.7340 GBP | ||||||
| ORD | Purchase | 116 | 49.7540 GBP | ||||||
| ORD | Purchase | 117 | 49.6950 GBP | ||||||
| ORD | Purchase | 120 | 50.0250 GBP | ||||||
| ORD | Purchase | 125 | 49.7060 GBP | ||||||
| ORD | Purchase | 128 | 49.6350 GBP | ||||||
| ORD | Purchase | 129 | 50.0040 GBP | ||||||
| ORD | Purchase | 133 | 49.9200 GBP | ||||||
| ORD | Purchase | 137 | 49.9310 GBP | ||||||
| ORD | Purchase | 143 | 49.5780 GBP | ||||||
| ORD | Purchase | 162 | 49.9400 GBP | ||||||
| ORD | Purchase | 171 | 49.7000 GBP | ||||||
| ORD | Purchase | 175 | 49.7040 GBP | ||||||
| ORD | Purchase | 182 | 49.7450 GBP | ||||||
| ORD | Purchase | 186 | 49.6650 GBP | ||||||
| ORD | Purchase | 194 | 49.6700 GBP | ||||||
| ORD | Purchase | 195 | 49.9500 GBP | ||||||
| ORD | Purchase | 199 | 49.5800 GBP | ||||||
| ORD | Purchase | 214 | 49.7350 GBP | ||||||
| ORD | Purchase | 216 | 49.6200 GBP | ||||||
| ORD | Purchase | 216 | 49.9990 GBP | ||||||
| ORD | Purchase | 217 | 49.7590 GBP | ||||||
| ORD | Purchase | 251 | 49.7200 GBP | ||||||
| ORD | Purchase | 256 | 49.9000 GBP | ||||||
| ORD | Purchase | 259 | 49.5900 GBP | ||||||
| ORD | Purchase | 303 | 49.6000 GBP | ||||||
| ORD | Purchase | 333 | 49.7550 GBP | ||||||
| ORD | Purchase | 401 | 49.8700 GBP | ||||||
| ORD | Purchase | 451 | 49.7700 GBP | ||||||
| ORD | Purchase | 462 | 49.7100 GBP | ||||||
| ORD | Purchase | 471 | 49.6600 GBP | ||||||
| ORD | Purchase | 472 | 49.5917 GBP | ||||||
| ORD | Purchase | 477 | 49.6800 GBP | ||||||
| ORD | Purchase | 623 | 49.7400 GBP | ||||||
| ORD | Purchase | 628 | 49.7950 GBP | ||||||
| ORD | Purchase | 631 | 49.8052 GBP | ||||||
| ORD | Purchase | 686 | 49.6500 GBP | ||||||
| ORD | Purchase | 688 | 50.0200 GBP | ||||||
| ORD | Purchase | 740 | 49.5700 GBP | ||||||
| ORD | Purchase | 833 | 49.5500 GBP | ||||||
| ORD | Purchase | 936 | 49.6400 GBP | ||||||
| ORD | Purchase | 1,139 | 49.8437 GBP | ||||||
| ORD | Purchase | 1,142 | 49.7900 GBP | ||||||
| ORD | Purchase | 1,170 | 49.7600 GBP | ||||||
| ORD | Purchase | 1,176 | 49.8000 GBP | ||||||
| ORD | Purchase | 1,434 | 50.0500 GBP | ||||||
| ORD | Purchase | 1,437 | 49.7300 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,500 | 252.5260 USD | ||||||
| ORD | Purchase | 2,075 | 49.7500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,396 | 252.9806 USD | ||||||
| ORD | Purchase | 4,157 | 49.5683 GBP | ||||||
| ORD | Purchase | 4,913 | 49.7129 GBP | ||||||
| ORD | Purchase | 5,376 | 49.6549 GBP | ||||||
| ORD | Purchase | 6,721 | 49.7566 GBP | ||||||
| ORD | Purchase | 7,113 | 49.8690 GBP | ||||||
| ORD | Purchase | 7,219 | 50.0000 GBP | ||||||
| ORD | Purchase | 7,498 | 49.7778 GBP | ||||||
| ORD | Purchase | 7,552 | 49.6284 GBP | ||||||
| ORD | Purchase | 10,309 | 49.7710 GBP | ||||||
| ORD | Purchase | 11,876 | 49.7659 GBP | ||||||
| ORD | Purchase | 12,182 | 49.7701 GBP | ||||||
| ORD | Purchase | 27,072 | 49.6174 GBP | ||||||
| ORD | Purchase | 30,077 | 49.7864 GBP | ||||||
| ORD | Purchase | 31,200 | 49.7408 GBP | ||||||
| ORD | Purchase | 33,847 | 49.8138 GBP | ||||||
| ORD | Purchase | 37,977 | 49.8711 GBP | ||||||
| ORD | Purchase | 38,444 | 49.7047 GBP | ||||||
| ORD | Purchase | 128,109 | 49.7531 GBP | ||||||
| ORD | Sale | 4 | 49.7460 GBP | ||||||
| ORD | Sale | 30 | 49.5520 GBP | ||||||
| ORD | Sale | 30 | 49.8100 GBP | ||||||
| ORD | Sale | 38 | 49.7480 GBP | ||||||
| ORD | Sale | 40 | 49.6660 GBP | ||||||
| ORD | Sale | 40 | 49.7940 GBP | ||||||
| ORD | Sale | 43 | 49.5660 GBP | ||||||
| ORD | Sale | 47 | 49.5600 GBP | ||||||
| ORD | Sale | 49 | 49.6450 GBP | ||||||
| ORD | Sale | 49 | 49.6550 GBP | ||||||
| ORD | Sale | 58 | 49.6560 GBP | ||||||
| ORD | Sale | 60 | 49.6010 GBP | ||||||
| ORD | Sale | 60 | 49.7420 GBP | ||||||
| ORD | Sale | 62 | 49.7850 GBP | ||||||
| ORD | Sale | 68 | 49.7050 GBP | ||||||
| ORD | Sale | 68 | 49.7110 GBP | ||||||
| ORD | Sale | 68 | 49.7610 GBP | ||||||
| ORD | Sale | 68 | 49.7960 GBP | ||||||
| ORD | Sale | 69 | 49.7800 GBP | ||||||
| ORD | Sale | 81 | 49.5000 GBP | ||||||
| ORD | Sale | 84 | 49.9050 GBP | ||||||
| ORD | Sale | 87 | 49.7020 GBP | ||||||
| ORD | Sale | 87 | 50.0030 GBP | ||||||
| ORD | Sale | 88 | 49.5850 GBP | ||||||
| ORD | Sale | 88 | 49.9160 GBP | ||||||
| ORD | Sale | 90 | 49.6900 GBP | ||||||
| ORD | Sale | 95 | 49.8950 GBP | ||||||
| ORD | Sale | 95 | 49.9210 GBP | ||||||
| ORD | Sale | 95 | 49.9350 GBP | ||||||
| ORD | Sale | 98 | 49.6250 GBP | ||||||
| ORD | Sale | 107 | 49.7310 GBP | ||||||
| ORD | Sale | 116 | 49.7340 GBP | ||||||
| ORD | Sale | 116 | 49.7540 GBP | ||||||
| ORD | Sale | 117 | 49.6950 GBP | ||||||
| ORD | Sale | 120 | 50.0250 GBP | ||||||
| ORD | Sale | 125 | 49.7060 GBP | ||||||
| ORD | Sale | 128 | 49.6350 GBP | ||||||
| ORD | Sale | 129 | 49.6200 GBP | ||||||
| ORD | Sale | 129 | 50.0040 GBP | ||||||
| ORD | Sale | 133 | 49.9200 GBP | ||||||
| ORD | Sale | 137 | 49.9310 GBP | ||||||
| ORD | Sale | 162 | 49.9400 GBP | ||||||
| ORD | Sale | 165 | 49.6650 GBP | ||||||
| ORD | Sale | 171 | 49.7000 GBP | ||||||
| ORD | Sale | 175 | 49.7040 GBP | ||||||
| ORD | Sale | 182 | 49.7450 GBP | ||||||
| ORD | Sale | 194 | 49.6700 GBP | ||||||
| ORD | Sale | 195 | 49.9500 GBP | ||||||
| ORD | Sale | 199 | 49.5800 GBP | ||||||
| ORD | Sale | 214 | 49.7350 GBP | ||||||
| ORD | Sale | 216 | 49.9990 GBP | ||||||
| ORD | Sale | 217 | 49.7590 GBP | ||||||
| ORD | Sale | 251 | 49.6769 GBP | ||||||
| ORD | Sale | 251 | 49.7200 GBP | ||||||
| ORD | Sale | 256 | 49.9000 GBP | ||||||
| ORD | Sale | 259 | 49.5900 GBP | ||||||
| ORD | Sale | 303 | 49.6000 GBP | ||||||
| ORD | Sale | 333 | 49.7550 GBP | ||||||
| ORD | Sale | 401 | 49.8700 GBP | ||||||
| ORD | Sale | 451 | 49.7700 GBP | ||||||
| ORD | Sale | 462 | 49.7100 GBP | ||||||
| ORD | Sale | 471 | 49.6600 GBP | ||||||
| ORD | Sale | 477 | 49.6800 GBP | ||||||
| ORD | Sale | 536 | 49.6782 GBP | ||||||
| ORD | Sale | 628 | 49.7950 GBP | ||||||
| ORD | Sale | 686 | 49.6500 GBP | ||||||
| ORD | Sale | 688 | 50.0200 GBP | ||||||
| ORD | Sale | 740 | 49.5700 GBP | ||||||
| ORD | Sale | 763 | 49.6211 GBP | ||||||
| ORD | Sale | 833 | 49.5500 GBP | ||||||
| ORD | Sale | 871 | 49.7736 GBP | ||||||
| ORD | Sale | 936 | 49.6400 GBP | ||||||
| ORD | Sale | 958 | 49.6027 GBP | ||||||
| ORD | Sale | 1,000 | 49.7997 GBP | ||||||
| ORD | Sale | 1,142 | 49.7900 GBP | ||||||
| ORD | Sale | 1,176 | 49.8000 GBP | ||||||
| ORD | Sale | 1,434 | 50.0500 GBP | ||||||
| ORD | Sale | 1,437 | 49.7300 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 252.5260 USD | ||||||
| ORD | Sale | 1,570 | 49.7600 GBP | ||||||
| ORD | Sale | 2,075 | 49.7500 GBP | ||||||
| ORD | Sale | 2,448 | 49.6649 GBP | ||||||
| ORD | Sale | 2,767 | 49.6296 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,396 | 252.9806 USD | ||||||
| ORD | Sale | 4,056 | 49.7339 GBP | ||||||
| ORD | Sale | 4,681 | 49.7199 GBP | ||||||
| ORD | Sale | 4,730 | 49.7130 GBP | ||||||
| ORD | Sale | 4,738 | 49.8654 GBP | ||||||
| ORD | Sale | 5,104 | 49.7287 GBP | ||||||
| ORD | Sale | 6,024 | 49.6865 GBP | ||||||
| ORD | Sale | 6,114 | 49.7890 GBP | ||||||
| ORD | Sale | 7,219 | 50.0000 GBP | ||||||
| ORD | Sale | 7,712 | 49.6939 GBP | ||||||
| ORD | Sale | 7,898 | 49.7538 GBP | ||||||
| ORD | Sale | 8,754 | 49.7897 GBP | ||||||
| ORD | Sale | 9,548 | 49.8550 GBP | ||||||
| ORD | Sale | 9,779 | 49.6437 GBP | ||||||
| ORD | Sale | 10,000 | 49.5681 GBP | ||||||
| ORD | Sale | 15,594 | 49.7258 GBP | ||||||
| ORD | Sale | 24,396 | 49.7882 GBP | ||||||
| ORD | Sale | 28,700 | 49.7847 GBP | ||||||
| ORD | Sale | 30,623 | 49.7400 GBP | ||||||
| ORD | Sale | 31,850 | 49.8201 GBP | ||||||
| ORD | Sale | 44,520 | 49.6214 GBP | ||||||
| ORD | Sale | 68,580 | 49.7461 GBP | ||||||
| ORD | Sale | 113,008 | 49.7640 GBP | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 655 | 49.6865 GBP | |||||
| ORD | SWAP | Long | 1,150 | 49.6818 GBP | |||||
| ORD | CFD | Long | 958 | 49.6027 GBP | |||||
| ORD | CFD | Long | 3,494 | 49.6094 GBP | |||||
| ORD | SWAP | Long | 4,476 | 49.7478 GBP | |||||
| ORD | CFD | Long | 16,321 | 49.6039 GBP | |||||
| ORD | CFD | Short | 3,396 | 49.6244 GBP | |||||
| ORD | SWAP | Short | 4,479 | 49.7760 GBP | |||||
| ORD | SWAP | Short | 11,984 | 49.6784 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,900 | 265 USD | American | 17 Jan 2015 | 5.8086 USD | ||||||||
| ADR | Call Options | Selling | 100 | 235 USD | American | 18 Oct 2014 | 22.2000 USD | ||||||||
| ADR | Call Options | Selling | 2,900 | 255 USD | American | 17 Jan 2015 | 10.8086 USD | ||||||||
| ADR | Call Options | Selling | 100 | 260 USD | American | 16 Aug 2014 | 2.0000 USD | ||||||||
| ADR | Put Options | Selling | 400 | 175 USD | American | 18 Oct 2014 | 0.3500 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 180 USD | American | 20 Sep 2014 | 0.2500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 July 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 20,000 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 123,800 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,900 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 300,000 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -300 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -3,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -302,900 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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