2nd Jul 2014 15:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
are being disclosed: | |||||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SHIRE Plc | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 1 July 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | ABBVIE INC | ||||
of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,954,925 | 0.84% | 1,382,700 | 0.23% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 871,745 | 0.15% | 1,423,690 | 0.23% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 38,600 | 0.01% | 82,746 | 0.00% | |||||||
TOTAL: | |||||||||||
5,865,270 | 1.00% | 2,889,136 | 0.47% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD (traded as ADR) | Purchase | 3 | 233.5800 USD | ||||
ORD | Purchase | 4 | 45.1000 GBP | ||||
ORD | Purchase | 22 | 45.5800 GBP | ||||
ORD | Purchase | 25 | 45.5880 GBP | ||||
ORD | Purchase | 33 | 45.5290 GBP | ||||
ORD | Purchase | 37 | 45.5090 GBP | ||||
ORD | Purchase | 40 | 45.3550 GBP | ||||
ORD | Purchase | 42 | 45.6050 GBP | ||||
ORD | Purchase | 47 | 45.5150 GBP | ||||
ORD | Purchase | 53 | 45.3100 GBP | ||||
ORD | Purchase | 54 | 45.5811 GBP | ||||
ORD | Purchase | 57 | 45.5040 GBP | ||||
ORD | Purchase | 57 | 45.5190 GBP | ||||
ORD | Purchase | 63 | 45.5240 GBP | ||||
ORD | Purchase | 63 | 45.5250 GBP | ||||
ORD | Purchase | 66 | 45.3050 GBP | ||||
ORD | Purchase | 66 | 45.4450 GBP | ||||
ORD | Purchase | 66 | 45.4550 GBP | ||||
ORD | Purchase | 66 | 45.5550 GBP | ||||
ORD | Purchase | 66 | 45.5690 GBP | ||||
ORD | Purchase | 75 | 45.4900 GBP | ||||
ORD | Purchase | 78 | 45.5500 GBP | ||||
ORD | Purchase | 96 | 45.3200 GBP | ||||
ORD | Purchase | 106 | 45.3450 GBP | ||||
ORD | Purchase | 116 | 45.2450 GBP | ||||
ORD | Purchase | 120 | 45.4590 GBP | ||||
ORD | Purchase | 142 | 45.5700 GBP | ||||
ORD | Purchase | 158 | 45.2350 GBP | ||||
ORD | Purchase | 162 | 45.5400 GBP | ||||
ORD | Purchase | 199 | 45.5200 GBP | ||||
ORD | Purchase | 202 | 45.3950 GBP | ||||
ORD | Purchase | 204 | 45.4300 GBP | ||||
ORD | Purchase | 211 | 45.4600 GBP | ||||
ORD | Purchase | 220 | 45.5228 GBP | ||||
ORD | Purchase | 244 | 45.3850 GBP | ||||
ORD | Purchase | 250 | 45.5572 GBP | ||||
ORD | Purchase | 251 | 45.3400 GBP | ||||
ORD | Purchase | 253 | 45.4490 GBP | ||||
ORD | Purchase | 258 | 45.6000 GBP | ||||
ORD | Purchase | 261 | 45.5900 GBP | ||||
ORD | Purchase | 274 | 45.3650 GBP | ||||
ORD | Purchase | 279 | 45.5050 GBP | ||||
ORD (traded as ADR) | Purchase | 300 | 233.0500 USD | ||||
ORD (traded as ADR) | Purchase | 300 | 233.7800 USD | ||||
ORD (traded as ADR) | Purchase | 300 | 235.0440 USD | ||||
ORD (traded as ADR) | Purchase | 300 | 235.5000 USD | ||||
ORD | Purchase | 306 | 45.3750 GBP | ||||
ORD | Purchase | 338 | 45.4800 GBP | ||||
ORD | Purchase | 419 | 45.3300 GBP | ||||
ORD | Purchase | 422 | 45.3600 GBP | ||||
ORD | Purchase | 435 | 45.4500 GBP | ||||
ORD | Purchase | 442 | 45.6300 GBP | ||||
ORD (traded as ADR) | Purchase | 480 | 233.2736 USD | ||||
ORD | Purchase | 485 | 45.3700 GBP | ||||
ORD | Purchase | 495 | 45.5080 GBP | ||||
ORD | Purchase | 501 | 45.4267 GBP | ||||
ORD | Purchase | 562 | 45.2400 GBP | ||||
ORD | Purchase | 625 | 45.5100 GBP | ||||
ORD | Purchase | 654 | 45.4200 GBP | ||||
ORD (traded as ADR) | Purchase | 711 | 235.2394 USD | ||||
ORD | Purchase | 731 | 45.4350 GBP | ||||
ORD | Purchase | 737 | 45.4995 GBP | ||||
ORD | Purchase | 760 | 45.4100 GBP | ||||
ORD | Purchase | 867 | 45.2679 GBP | ||||
ORD (traded as ADR) | Purchase | 897 | 235.2193 USD | ||||
ORD | Purchase | 900 | 45.4333 GBP | ||||
ORD | Purchase | 928 | 45.5367 GBP | ||||
ORD | Purchase | 942 | 45.4250 GBP | ||||
ORD | Purchase | 988 | 45.5000 GBP | ||||
ORD (traded as ADR) | Purchase | 1,200 | 234.7575 USD | ||||
ORD | Purchase | 1,275 | 45.2500 GBP | ||||
ORD | Purchase | 1,299 | 45.3800 GBP | ||||
ORD | Purchase | 1,325 | 45.3894 GBP | ||||
ORD | Purchase | 1,411 | 45.4400 GBP | ||||
ORD | Purchase | 1,772 | 45.4109 GBP | ||||
ORD (traded as ADR) | Purchase | 1,800 | 235.3371 USD | ||||
ORD (traded as ADR) | Purchase | 2,400 | 232.2752 USD | ||||
ORD (traded as ADR) | Purchase | 2,400 | 232.3600 USD | ||||
ORD | Purchase | 2,491 | 45.3437 GBP | ||||
ORD | Purchase | 2,608 | 45.3900 GBP | ||||
ORD | Purchase | 3,128 | 45.4125 GBP | ||||
ORD (traded as ADR) | Purchase | 3,495 | 234.0961 USD | ||||
ORD | Purchase | 3,567 | 45.4223 GBP | ||||
ORD (traded as ADR) | Purchase | 3,600 | 235.2162 USD | ||||
ORD | Purchase | 3,874 | 45.4739 GBP | ||||
ORD (traded as ADR) | Purchase | 3,900 | 233.1987 USD | ||||
ORD (traded as ADR) | Purchase | 4,200 | 234.4810 USD | ||||
ORD (traded as ADR) | Purchase | 4,500 | 233.6706 USD | ||||
ORD (traded as ADR) | Purchase | 4,800 | 233.7462 USD | ||||
ORD | Purchase | 5,176 | 45.4161 GBP | ||||
ORD | Purchase | 5,464 | 45.4058 GBP | ||||
ORD (traded as ADR) | Purchase | 6,603 | 233.6476 USD | ||||
ORD | Purchase | 8,294 | 45.4468 GBP | ||||
ORD (traded as ADR) | Purchase | 8,400 | 234.2037 USD | ||||
ORD | Purchase | 8,641 | 45.3605 GBP | ||||
ORD | Purchase | 9,033 | 45.4243 GBP | ||||
ORD | Purchase | 9,203 | 45.4150 GBP | ||||
ORD (traded as ADR) | Purchase | 11,400 | 234.2166 USD | ||||
ORD | Purchase | 11,685 | 45.3794 GBP | ||||
ORD | Purchase | 13,000 | 45.5654 GBP | ||||
ORD | Purchase | 22,793 | 45.3618 GBP | ||||
ORD | Purchase | 28,731 | 45.3928 GBP | ||||
ORD | Purchase | 30,601 | 45.3589 GBP | ||||
ORD | Purchase | 50,000 | 45.3874 GBP | ||||
ORD (traded as ADR) | Purchase | 60,000 | 233.3125 USD | ||||
ORD | Purchase | 94,357 | 45.3065 GBP | ||||
ORD | Purchase | 100,000 | 45.4227 GBP | ||||
ORD | Purchase | 108,447 | 45.5300 GBP | ||||
ORD | Purchase | 163,430 | 45.2968 GBP | ||||
ORD | Purchase | 228,825 | 45.4000 GBP | ||||
ORD | Sale | 25 | 45.5880 GBP | ||||
ORD | Sale | 33 | 45.5290 GBP | ||||
ORD | Sale | 37 | 45.5090 GBP | ||||
ORD | Sale | 40 | 45.3550 GBP | ||||
ORD | Sale | 42 | 45.6050 GBP | ||||
ORD | Sale | 47 | 45.5150 GBP | ||||
ORD (traded as ADR) | Sale | 48 | 235.1500 USD | ||||
ORD | Sale | 53 | 45.3100 GBP | ||||
ORD | Sale | 55 | 45.5800 GBP | ||||
ORD | Sale | 57 | 45.5040 GBP | ||||
ORD | Sale | 57 | 45.5190 GBP | ||||
ORD | Sale | 63 | 45.5240 GBP | ||||
ORD | Sale | 63 | 45.5250 GBP | ||||
ORD | Sale | 66 | 45.3050 GBP | ||||
ORD | Sale | 66 | 45.4450 GBP | ||||
ORD | Sale | 66 | 45.4550 GBP | ||||
ORD | Sale | 66 | 45.5550 GBP | ||||
ORD | Sale | 66 | 45.5690 GBP | ||||
ORD | Sale | 75 | 45.4900 GBP | ||||
ORD | Sale | 78 | 45.4600 GBP | ||||
ORD | Sale | 78 | 45.5500 GBP | ||||
ORD (traded as ADR) | Sale | 90 | 232.3800 USD | ||||
ORD | Sale | 96 | 45.3200 GBP | ||||
ORD | Sale | 106 | 45.3450 GBP | ||||
ORD | Sale | 116 | 45.2450 GBP | ||||
ORD | Sale | 120 | 45.4590 GBP | ||||
ORD | Sale | 131 | 45.4350 GBP | ||||
ORD | Sale | 132 | 45.5300 GBP | ||||
ORD | Sale | 142 | 45.5700 GBP | ||||
ORD | Sale | 150 | 45.4403 GBP | ||||
ORD | Sale | 158 | 45.2350 GBP | ||||
ORD | Sale | 162 | 45.5400 GBP | ||||
ORD | Sale | 199 | 45.5200 GBP | ||||
ORD | Sale | 202 | 45.3950 GBP | ||||
ORD | Sale | 204 | 45.4300 GBP | ||||
ORD (traded as ADR) | Sale | 210 | 232.3100 USD | ||||
ORD | Sale | 241 | 45.4187 GBP | ||||
ORD | Sale | 244 | 45.3850 GBP | ||||
ORD | Sale | 251 | 45.3400 GBP | ||||
ORD (traded as ADR) | Sale | 252 | 235.1800 USD | ||||
ORD | Sale | 253 | 45.4490 GBP | ||||
ORD | Sale | 258 | 45.6000 GBP | ||||
ORD | Sale | 261 | 45.5900 GBP | ||||
ORD | Sale | 274 | 45.3650 GBP | ||||
ORD | Sale | 277 | 45.4000 GBP | ||||
ORD | Sale | 279 | 45.5050 GBP | ||||
ORD (traded as ADR) | Sale | 300 | 232.4000 USD | ||||
ORD (traded as ADR) | Sale | 300 | 232.5400 USD | ||||
ORD (traded as ADR) | Sale | 300 | 233.4700 USD | ||||
ORD (traded as ADR) | Sale | 300 | 233.7800 USD | ||||
ORD | Sale | 306 | 45.3750 GBP | ||||
ORD | Sale | 338 | 45.4800 GBP | ||||
ORD | Sale | 342 | 45.4983 GBP | ||||
ORD | Sale | 419 | 45.3300 GBP | ||||
ORD | Sale | 422 | 45.3600 GBP | ||||
ORD | Sale | 435 | 45.4500 GBP | ||||
ORD | Sale | 442 | 45.6300 GBP | ||||
ORD (traded as ADR) | Sale | 480 | 233.2736 USD | ||||
ORD | Sale | 485 | 45.3700 GBP | ||||
ORD | Sale | 495 | 45.5080 GBP | ||||
ORD (traded as ADR) | Sale | 510 | 234.9386 USD | ||||
ORD | Sale | 562 | 45.2400 GBP | ||||
ORD (traded as ADR) | Sale | 600 | 232.1850 USD | ||||
ORD (traded as ADR) | Sale | 600 | 232.6050 USD | ||||
ORD (traded as ADR) | Sale | 600 | 232.7500 USD | ||||
ORD (traded as ADR) | Sale | 600 | 233.2950 USD | ||||
ORD | Sale | 625 | 45.5100 GBP | ||||
ORD | Sale | 654 | 45.4200 GBP | ||||
ORD | Sale | 760 | 45.4100 GBP | ||||
ORD | Sale | 811 | 45.4400 GBP | ||||
ORD | Sale | 877 | 45.4905 GBP | ||||
ORD (traded as ADR) | Sale | 900 | 232.5566 USD | ||||
ORD | Sale | 988 | 45.5000 GBP | ||||
ORD | Sale | 1,114 | 45.5733 GBP | ||||
ORD (traded as ADR) | Sale | 1,200 | 232.2752 USD | ||||
ORD (traded as ADR) | Sale | 1,200 | 233.4925 USD | ||||
ORD (traded as ADR) | Sale | 1,200 | 234.0350 USD | ||||
ORD (traded as ADR) | Sale | 1,200 | 234.9305 USD | ||||
ORD | Sale | 1,275 | 45.2500 GBP | ||||
ORD | Sale | 1,299 | 45.3800 GBP | ||||
ORD (traded as ADR) | Sale | 1,500 | 233.0010 USD | ||||
ORD (traded as ADR) | Sale | 1,800 | 235.3371 USD | ||||
ORD | Sale | 1,858 | 45.3900 GBP | ||||
ORD | Sale | 1,928 | 45.5007 GBP | ||||
ORD (traded as ADR) | Sale | 2,400 | 232.3600 USD | ||||
ORD (traded as ADR) | Sale | 2,700 | 233.5877 USD | ||||
ORD | Sale | 2,745 | 45.5179 GBP | ||||
ORD | Sale | 2,907 | 45.4426 GBP | ||||
ORD | Sale | 2,979 | 45.4059 GBP | ||||
ORD (traded as ADR) | Sale | 3,300 | 233.7101 USD | ||||
ORD (traded as ADR) | Sale | 3,390 | 233.5873 USD | ||||
ORD | Sale | 4,012 | 45.4578 GBP | ||||
ORD (traded as ADR) | Sale | 4,200 | 233.6397 USD | ||||
ORD (traded as ADR) | Sale | 5,400 | 233.7046 USD | ||||
ORD (traded as ADR) | Sale | 7,200 | 234.5531 USD | ||||
ORD | Sale | 7,683 | 45.3442 GBP | ||||
ORD (traded as ADR) | Sale | 7,695 | 233.7637 USD | ||||
ORD | Sale | 7,930 | 45.4293 GBP | ||||
ORD | Sale | 8,057 | 45.4346 GBP | ||||
ORD (traded as ADR) | Sale | 8,400 | 233.9307 USD | ||||
ORD | Sale | 8,697 | 45.4538 GBP | ||||
ORD (traded as ADR) | Sale | 9,000 | 234.2852 USD | ||||
ORD | Sale | 12,735 | 45.4378 GBP | ||||
ORD (traded as ADR) | Sale | 12,813 | 233.3173 USD | ||||
ORD (traded as ADR) | Sale | 14,352 | 233.5776 USD | ||||
ORD | Sale | 14,559 | 45.4105 GBP | ||||
ORD | Sale | 22,031 | 45.3579 GBP | ||||
ORD (traded as ADR) | Sale | 22,635 | 233.1684 USD | ||||
ORD | Sale | 26,154 | 45.3798 GBP | ||||
ORD | Sale | 36,592 | 45.4519 GBP | ||||
ORD | Sale | 62,563 | 45.4432 GBP | ||||
ORD | Sale | 80,000 | 45.5607 GBP | ||||
ORD | Sale | 117,338 | 45.2572 GBP | ||||
ORD | Sale | 156,963 | 45.3010 GBP | ||||
ORD | Sale | 1,046,604 | 45.1000 GBP |
(b) Derivatives transactions (other than options)
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | SWAP | Long | 1,778 | 45.4720 GBP | |||||
ORD | CFD | Long | 6,022 | 45.4870 GBP | |||||
ORD | CFD | Short | 737 | 45.4995 GBP | |||||
ORD | SWAP | Short | 1,779 | 45.4666 GBP | |||||
ORD | SWAP | Short | 2,994 | 45.4638 GBP | |||||
ORD | CFD | Short | 3,600 | 45.2525 GBP | |||||
ORD | CFD | Short | 3,874 | 45.4739 GBP | |||||
ORD | SWAP | Short | 5,918 | 45.1271 GBP | |||||
ORD | CFD | Short | 5,929 | 45.4864 GBP | |||||
ORD | CFD | Short | 4,200 | 45.5033 GBP | |||||
ORD | CFD | Short | 21,512 | 45.4296 GBP | |||||
ORD | SWAP | Short | 50,000 | 45.3873 GBP | |||||
ORD | SWAP | Short | 104,453 | 45.4227 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Call Options | Purchasing | 200 | 250 USD | American | 41839 | 4.1850 USD | ||||||||
ORD | Call Options | Purchasing | 100 | 280 USD | American | 41867 | 1.1500 USD | ||||||||
ORD | Call Options | Selling | 100 | 230 USD | American | 41839 | 11.6600 USD | ||||||||
ORD | Call Options | Selling | 100 | 230 USD | American | 41867 | 16.2000 USD | ||||||||
ORD | Call Options | Selling | 100 | 240 USD | American | 41839 | 8.1300 USD | ||||||||
ORD | Call Options | Selling | 100 | 250 USD | American | 41867 | 7.7000 USD | ||||||||
ORD | Call Options | Selling | 1000 | 265 USD | American | 42021 | 6.4800 USD | ||||||||
ORD | Put Options | Purchasing | 100 | 205 USD | American | 41839 | 0.8600 USD | ||||||||
ORD | Put Options | Purchasing | 100 | 230 USD | American | 41839 | 8.1400 USD | ||||||||
ORD | Put Options | Selling | 100 | 215 USD | American | 41839 | 2.9400 USD | ||||||||
ORD | Put Options | Selling | 100 | 225 USD | American | 41839 | 6.0400 USD |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 2 Jul 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | SHIRE Plc | ||
relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Call Options | Purchased | 2,000 | 3700.0000 | American | 18 Jul 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire