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Form 8.3 - Shire Plc

2nd Jul 2014 15:50

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SHIRE Plc
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 1 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
of any other party to this offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,954,925 0.84% 1,382,700 0.23%
(2) Derivatives (other than
options): 871,745 0.15% 1,423,690 0.23%
(3) Options and agreements to
purchase/sell: 38,600 0.01% 82,746 0.00%
TOTAL:
5,865,270 1.00% 2,889,136 0.47%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD (traded as ADR) Purchase 3 233.5800 USD
ORD Purchase 4 45.1000 GBP
ORD Purchase 22 45.5800 GBP
ORD Purchase 25 45.5880 GBP
ORD Purchase 33 45.5290 GBP
ORD Purchase 37 45.5090 GBP
ORD Purchase 40 45.3550 GBP
ORD Purchase 42 45.6050 GBP
ORD Purchase 47 45.5150 GBP
ORD Purchase 53 45.3100 GBP
ORD Purchase 54 45.5811 GBP
ORD Purchase 57 45.5040 GBP
ORD Purchase 57 45.5190 GBP
ORD Purchase 63 45.5240 GBP
ORD Purchase 63 45.5250 GBP
ORD Purchase 66 45.3050 GBP
ORD Purchase 66 45.4450 GBP
ORD Purchase 66 45.4550 GBP
ORD Purchase 66 45.5550 GBP
ORD Purchase 66 45.5690 GBP
ORD Purchase 75 45.4900 GBP
ORD Purchase 78 45.5500 GBP
ORD Purchase 96 45.3200 GBP
ORD Purchase 106 45.3450 GBP
ORD Purchase 116 45.2450 GBP
ORD Purchase 120 45.4590 GBP
ORD Purchase 142 45.5700 GBP
ORD Purchase 158 45.2350 GBP
ORD Purchase 162 45.5400 GBP
ORD Purchase 199 45.5200 GBP
ORD Purchase 202 45.3950 GBP
ORD Purchase 204 45.4300 GBP
ORD Purchase 211 45.4600 GBP
ORD Purchase 220 45.5228 GBP
ORD Purchase 244 45.3850 GBP
ORD Purchase 250 45.5572 GBP
ORD Purchase 251 45.3400 GBP
ORD Purchase 253 45.4490 GBP
ORD Purchase 258 45.6000 GBP
ORD Purchase 261 45.5900 GBP
ORD Purchase 274 45.3650 GBP
ORD Purchase 279 45.5050 GBP
ORD (traded as ADR) Purchase 300 233.0500 USD
ORD (traded as ADR) Purchase 300 233.7800 USD
ORD (traded as ADR) Purchase 300 235.0440 USD
ORD (traded as ADR) Purchase 300 235.5000 USD
ORD Purchase 306 45.3750 GBP
ORD Purchase 338 45.4800 GBP
ORD Purchase 419 45.3300 GBP
ORD Purchase 422 45.3600 GBP
ORD Purchase 435 45.4500 GBP
ORD Purchase 442 45.6300 GBP
ORD (traded as ADR) Purchase 480 233.2736 USD
ORD Purchase 485 45.3700 GBP
ORD Purchase 495 45.5080 GBP
ORD Purchase 501 45.4267 GBP
ORD Purchase 562 45.2400 GBP
ORD Purchase 625 45.5100 GBP
ORD Purchase 654 45.4200 GBP
ORD (traded as ADR) Purchase 711 235.2394 USD
ORD Purchase 731 45.4350 GBP
ORD Purchase 737 45.4995 GBP
ORD Purchase 760 45.4100 GBP
ORD Purchase 867 45.2679 GBP
ORD (traded as ADR) Purchase 897 235.2193 USD
ORD Purchase 900 45.4333 GBP
ORD Purchase 928 45.5367 GBP
ORD Purchase 942 45.4250 GBP
ORD Purchase 988 45.5000 GBP
ORD (traded as ADR) Purchase 1,200 234.7575 USD
ORD Purchase 1,275 45.2500 GBP
ORD Purchase 1,299 45.3800 GBP
ORD Purchase 1,325 45.3894 GBP
ORD Purchase 1,411 45.4400 GBP
ORD Purchase 1,772 45.4109 GBP
ORD (traded as ADR) Purchase 1,800 235.3371 USD
ORD (traded as ADR) Purchase 2,400 232.2752 USD
ORD (traded as ADR) Purchase 2,400 232.3600 USD
ORD Purchase 2,491 45.3437 GBP
ORD Purchase 2,608 45.3900 GBP
ORD Purchase 3,128 45.4125 GBP
ORD (traded as ADR) Purchase 3,495 234.0961 USD
ORD Purchase 3,567 45.4223 GBP
ORD (traded as ADR) Purchase 3,600 235.2162 USD
ORD Purchase 3,874 45.4739 GBP
ORD (traded as ADR) Purchase 3,900 233.1987 USD
ORD (traded as ADR) Purchase 4,200 234.4810 USD
ORD (traded as ADR) Purchase 4,500 233.6706 USD
ORD (traded as ADR) Purchase 4,800 233.7462 USD
ORD Purchase 5,176 45.4161 GBP
ORD Purchase 5,464 45.4058 GBP
ORD (traded as ADR) Purchase 6,603 233.6476 USD
ORD Purchase 8,294 45.4468 GBP
ORD (traded as ADR) Purchase 8,400 234.2037 USD
ORD Purchase 8,641 45.3605 GBP
ORD Purchase 9,033 45.4243 GBP
ORD Purchase 9,203 45.4150 GBP
ORD (traded as ADR) Purchase 11,400 234.2166 USD
ORD Purchase 11,685 45.3794 GBP
ORD Purchase 13,000 45.5654 GBP
ORD Purchase 22,793 45.3618 GBP
ORD Purchase 28,731 45.3928 GBP
ORD Purchase 30,601 45.3589 GBP
ORD Purchase 50,000 45.3874 GBP
ORD (traded as ADR) Purchase 60,000 233.3125 USD
ORD Purchase 94,357 45.3065 GBP
ORD Purchase 100,000 45.4227 GBP
ORD Purchase 108,447 45.5300 GBP
ORD Purchase 163,430 45.2968 GBP
ORD Purchase 228,825 45.4000 GBP
ORD Sale 25 45.5880 GBP
ORD Sale 33 45.5290 GBP
ORD Sale 37 45.5090 GBP
ORD Sale 40 45.3550 GBP
ORD Sale 42 45.6050 GBP
ORD Sale 47 45.5150 GBP
ORD (traded as ADR) Sale 48 235.1500 USD
ORD Sale 53 45.3100 GBP
ORD Sale 55 45.5800 GBP
ORD Sale 57 45.5040 GBP
ORD Sale 57 45.5190 GBP
ORD Sale 63 45.5240 GBP
ORD Sale 63 45.5250 GBP
ORD Sale 66 45.3050 GBP
ORD Sale 66 45.4450 GBP
ORD Sale 66 45.4550 GBP
ORD Sale 66 45.5550 GBP
ORD Sale 66 45.5690 GBP
ORD Sale 75 45.4900 GBP
ORD Sale 78 45.4600 GBP
ORD Sale 78 45.5500 GBP
ORD (traded as ADR) Sale 90 232.3800 USD
ORD Sale 96 45.3200 GBP
ORD Sale 106 45.3450 GBP
ORD Sale 116 45.2450 GBP
ORD Sale 120 45.4590 GBP
ORD Sale 131 45.4350 GBP
ORD Sale 132 45.5300 GBP
ORD Sale 142 45.5700 GBP
ORD Sale 150 45.4403 GBP
ORD Sale 158 45.2350 GBP
ORD Sale 162 45.5400 GBP
ORD Sale 199 45.5200 GBP
ORD Sale 202 45.3950 GBP
ORD Sale 204 45.4300 GBP
ORD (traded as ADR) Sale 210 232.3100 USD
ORD Sale 241 45.4187 GBP
ORD Sale 244 45.3850 GBP
ORD Sale 251 45.3400 GBP
ORD (traded as ADR) Sale 252 235.1800 USD
ORD Sale 253 45.4490 GBP
ORD Sale 258 45.6000 GBP
ORD Sale 261 45.5900 GBP
ORD Sale 274 45.3650 GBP
ORD Sale 277 45.4000 GBP
ORD Sale 279 45.5050 GBP
ORD (traded as ADR) Sale 300 232.4000 USD
ORD (traded as ADR) Sale 300 232.5400 USD
ORD (traded as ADR) Sale 300 233.4700 USD
ORD (traded as ADR) Sale 300 233.7800 USD
ORD Sale 306 45.3750 GBP
ORD Sale 338 45.4800 GBP
ORD Sale 342 45.4983 GBP
ORD Sale 419 45.3300 GBP
ORD Sale 422 45.3600 GBP
ORD Sale 435 45.4500 GBP
ORD Sale 442 45.6300 GBP
ORD (traded as ADR) Sale 480 233.2736 USD
ORD Sale 485 45.3700 GBP
ORD Sale 495 45.5080 GBP
ORD (traded as ADR) Sale 510 234.9386 USD
ORD Sale 562 45.2400 GBP
ORD (traded as ADR) Sale 600 232.1850 USD
ORD (traded as ADR) Sale 600 232.6050 USD
ORD (traded as ADR) Sale 600 232.7500 USD
ORD (traded as ADR) Sale 600 233.2950 USD
ORD Sale 625 45.5100 GBP
ORD Sale 654 45.4200 GBP
ORD Sale 760 45.4100 GBP
ORD Sale 811 45.4400 GBP
ORD Sale 877 45.4905 GBP
ORD (traded as ADR) Sale 900 232.5566 USD
ORD Sale 988 45.5000 GBP
ORD Sale 1,114 45.5733 GBP
ORD (traded as ADR) Sale 1,200 232.2752 USD
ORD (traded as ADR) Sale 1,200 233.4925 USD
ORD (traded as ADR) Sale 1,200 234.0350 USD
ORD (traded as ADR) Sale 1,200 234.9305 USD
ORD Sale 1,275 45.2500 GBP
ORD Sale 1,299 45.3800 GBP
ORD (traded as ADR) Sale 1,500 233.0010 USD
ORD (traded as ADR) Sale 1,800 235.3371 USD
ORD Sale 1,858 45.3900 GBP
ORD Sale 1,928 45.5007 GBP
ORD (traded as ADR) Sale 2,400 232.3600 USD
ORD (traded as ADR) Sale 2,700 233.5877 USD
ORD Sale 2,745 45.5179 GBP
ORD Sale 2,907 45.4426 GBP
ORD Sale 2,979 45.4059 GBP
ORD (traded as ADR) Sale 3,300 233.7101 USD
ORD (traded as ADR) Sale 3,390 233.5873 USD
ORD Sale 4,012 45.4578 GBP
ORD (traded as ADR) Sale 4,200 233.6397 USD
ORD (traded as ADR) Sale 5,400 233.7046 USD
ORD (traded as ADR) Sale 7,200 234.5531 USD
ORD Sale 7,683 45.3442 GBP
ORD (traded as ADR) Sale 7,695 233.7637 USD
ORD Sale 7,930 45.4293 GBP
ORD Sale 8,057 45.4346 GBP
ORD (traded as ADR) Sale 8,400 233.9307 USD
ORD Sale 8,697 45.4538 GBP
ORD (traded as ADR) Sale 9,000 234.2852 USD
ORD Sale 12,735 45.4378 GBP
ORD (traded as ADR) Sale 12,813 233.3173 USD
ORD (traded as ADR) Sale 14,352 233.5776 USD
ORD Sale 14,559 45.4105 GBP
ORD Sale 22,031 45.3579 GBP
ORD (traded as ADR) Sale 22,635 233.1684 USD
ORD Sale 26,154 45.3798 GBP
ORD Sale 36,592 45.4519 GBP
ORD Sale 62,563 45.4432 GBP
ORD Sale 80,000 45.5607 GBP
ORD Sale 117,338 45.2572 GBP
ORD Sale 156,963 45.3010 GBP
ORD Sale 1,046,604 45.1000 GBP

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 1,778 45.4720 GBP
ORD CFD Long 6,022 45.4870 GBP
ORD CFD Short 737 45.4995 GBP
ORD SWAP Short 1,779 45.4666 GBP
ORD SWAP Short 2,994 45.4638 GBP
ORD CFD Short 3,600 45.2525 GBP
ORD CFD Short 3,874 45.4739 GBP
ORD SWAP Short 5,918 45.1271 GBP
ORD CFD Short 5,929 45.4864 GBP
ORD CFD Short 4,200 45.5033 GBP
ORD CFD Short 21,512 45.4296 GBP
ORD SWAP Short 50,000 45.3873 GBP
ORD SWAP Short 104,453 45.4227 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ORD Call Options Purchasing 200 250 USD American 41839 4.1850 USD
ORD Call Options Purchasing 100 280 USD American 41867 1.1500 USD
ORD Call Options Selling 100 230 USD American 41839 11.6600 USD
ORD Call Options Selling 100 230 USD American 41867 16.2000 USD
ORD Call Options Selling 100 240 USD American 41839 8.1300 USD
ORD Call Options Selling 100 250 USD American 41867 7.7000 USD
ORD Call Options Selling 1000 265 USD American 42021 6.4800 USD
ORD Put Options Purchasing 100 205 USD American 41839 0.8600 USD
ORD Put Options Purchasing 100 230 USD American 41839 8.1400 USD
ORD Put Options Selling 100 215 USD American 41839 2.9400 USD
ORD Put Options Selling 100 225 USD American 41839 6.0400 USD

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 2 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose SHIRE Plc
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Call Options Purchased 2,000 3700.0000 American 18 Jul 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014


Related Shares:

BarclaysShire
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