20th Apr 2018 12:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 19 April 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,551,502 | 0.61% | 5,114,611 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 983,185 | 0.11% | 2,934,948 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 362,400 | 0.04% | 416,100 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,897,087 | 0.76% | 8,465,659 | 0.93% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 39 | 41.0212 GBP | ||||
| 5p ordinary | Purchase | 78 | 38.7500 GBP | ||||
| 5p ordinary | Purchase | 83 | 39.7950 GBP | ||||
| 5p ordinary | Purchase | 83 | 40.0750 GBP | ||||
| ADR | Purchase | 93 | 176.7200 USD | ||||
| ADR | Purchase | 94 | 161.1600 USD | ||||
| ADR | Purchase | 97 | 160.2900 USD | ||||
| ADR | Purchase | 100 | 160.9650 USD | ||||
| ADR | Purchase | 100 | 160.1800 USD | ||||
| 5p ordinary | Purchase | 105 | 39.2276 GBP | ||||
| ADR | Purchase | 154 | 160.0900 USD | ||||
| 5p ordinary | Purchase | 161 | 41.0336 GBP | ||||
| ADR | Purchase | 200 | 162.0652 USD | ||||
| ADR | Purchase | 200 | 160.1275 USD | ||||
| ADR | Purchase | 201 | 160.2727 USD | ||||
| 5p ordinary | Purchase | 224 | 40.7954 GBP | ||||
| 5p ordinary | Purchase | 251 | 38.7254 GBP | ||||
| 5p ordinary | Purchase | 261 | 38.5171 GBP | ||||
| 5p ordinary | Purchase | 281 | 40.8815 GBP | ||||
| ADR | Purchase | 394 | 160.9900 USD | ||||
| 5p ordinary | Purchase | 435 | 39.0128 GBP | ||||
| 5p ordinary | Purchase | 436 | 38.5075 GBP | ||||
| 5p ordinary | Purchase | 511 | 39.5225 GBP | ||||
| 5p ordinary | Purchase | 540 | 39.3070 GBP | ||||
| ADR | Purchase | 550 | 160.5181 USD | ||||
| 5p ordinary | Purchase | 559 | 39.5027 GBP | ||||
| 5p ordinary | Purchase | 579 | 38.4969 GBP | ||||
| 5p ordinary | Purchase | 592 | 40.9095 GBP | ||||
| ADR | Purchase | 600 | 160.7141 USD | ||||
| 5p ordinary | Purchase | 644 | 40.8916 GBP | ||||
| 5p ordinary | Purchase | 694 | 40.8689 GBP | ||||
| 5p ordinary | Purchase | 800 | 39.8023 GBP | ||||
| ADR | Purchase | 826 | 167.0550 USD | ||||
| ADR | Purchase | 856 | 160.9864 USD | ||||
| ADR | Purchase | 866 | 169.5813 USD | ||||
| ADR | Purchase | 900 | 160.0705 USD | ||||
| 5p ordinary | Purchase | 959 | 38.5413 GBP | ||||
| 5p ordinary | Purchase | 1,000 | 38.7302 GBP | ||||
| 5p ordinary | Purchase | 1,068 | 38.7485 GBP | ||||
| ADR | Purchase | 1,100 | 172.6354 USD | ||||
| 5p ordinary | Purchase | 1,102 | 38.8285 GBP | ||||
| 5p ordinary | Purchase | 1,173 | 38.0255 GBP | ||||
| ADR | Purchase | 1,200 | 162.2948 USD | ||||
| ADR | Purchase | 1,250 | 160.6500 USD | ||||
| ADR | Purchase | 1,300 | 171.8600 USD | ||||
| ADR | Purchase | 1,460 | 159.9954 USD | ||||
| ADR | Purchase | 1,500 | 165.1363 USD | ||||
| 5p ordinary | Purchase | 1,537 | 39.3828 GBP | ||||
| ADR | Purchase | 1,600 | 163.4796 USD | ||||
| ADR | Purchase | 1,684 | 170.1345 USD | ||||
| 5p ordinary | Purchase | 1,731 | 39.0286 GBP | ||||
| ADR | Purchase | 2,042 | 160.1370 USD | ||||
| 5p ordinary | Purchase | 2,127 | 38.7487 GBP | ||||
| 5p ordinary | Purchase | 2,164 | 38.0405 GBP | ||||
| ADR | Purchase | 2,199 | 169.2061 USD | ||||
| 5p ordinary | Purchase | 2,280 | 38.5024 GBP | ||||
| ADR | Purchase | 2,336 | 175.9298 USD | ||||
| ADR | Purchase | 2,400 | 162.7989 USD | ||||
| 5p ordinary | Purchase | 2,545 | 38.6191 GBP | ||||
| 5p ordinary | Purchase | 2,699 | 39.7500 GBP | ||||
| ADR | Purchase | 2,700 | 170.0737 USD | ||||
| ADR | Purchase | 2,900 | 174.4637 USD | ||||
| 5p ordinary | Purchase | 3,250 | 39.1156 GBP | ||||
| 5p ordinary | Purchase | 3,633 | 38.1467 GBP | ||||
| 5p ordinary | Purchase | 3,780 | 39.9000 GBP | ||||
| ADR | Purchase | 4,410 | 162.2481 USD | ||||
| 5p ordinary | Purchase | 4,739 | 39.5708 GBP | ||||
| 5p ordinary | Purchase | 5,133 | 39.9800 GBP | ||||
| ADR | Purchase | 5,146 | 171.3495 USD | ||||
| 5p ordinary | Purchase | 5,311 | 40.0175 GBP | ||||
| 5p ordinary | Purchase | 5,385 | 40.8648 GBP | ||||
| 5p ordinary | Purchase | 5,485 | 40.0475 GBP | ||||
| 5p ordinary | Purchase | 5,786 | 39.9646 GBP | ||||
| ADR | Purchase | 5,800 | 175.2818 USD | ||||
| 5p ordinary | Purchase | 6,482 | 40.0143 GBP | ||||
| 5p ordinary | Purchase | 6,679 | 39.6913 GBP | ||||
| 5p ordinary | Purchase | 6,699 | 39.2550 GBP | ||||
| 5p ordinary | Purchase | 6,727 | 38.7488 GBP | ||||
| 5p ordinary | Purchase | 7,308 | 39.6250 GBP | ||||
| 5p ordinary | Purchase | 7,428 | 39.9947 GBP | ||||
| 5p ordinary | Purchase | 8,015 | 39.4659 GBP | ||||
| 5p ordinary | Purchase | 8,395 | 38.3660 GBP | ||||
| ADR | Purchase | 9,300 | 161.9866 USD | ||||
| 5p ordinary | Purchase | 10,000 | 40.8293 GBP | ||||
| ADR | Purchase | 10,500 | 174.1399 USD | ||||
| ADR | Purchase | 10,639 | 171.0608 USD | ||||
| 5p ordinary | Purchase | 10,735 | 40.5836 GBP | ||||
| 5p ordinary | Purchase | 11,468 | 40.6978 GBP | ||||
| ADR | Purchase | 13,338 | 164.9557 USD | ||||
| 5p ordinary | Purchase | 14,448 | 39.9600 GBP | ||||
| 5p ordinary | Purchase | 14,719 | 39.5129 GBP | ||||
| ADR | Purchase | 16,700 | 169.3494 USD | ||||
| 5p ordinary | Purchase | 18,971 | 39.5162 GBP | ||||
| 5p ordinary | Purchase | 21,209 | 39.1267 GBP | ||||
| 5p ordinary | Purchase | 23,633 | 39.6070 GBP | ||||
| 5p ordinary | Purchase | 27,500 | 39.4251 GBP | ||||
| 5p ordinary | Purchase | 27,720 | 41.0840 GBP | ||||
| ADR | Purchase | 27,900 | 169.8769 USD | ||||
| 5p ordinary | Purchase | 28,000 | 39.5893 GBP | ||||
| ADR | Purchase | 31,071 | 169.2210 USD | ||||
| ADR | Purchase | 31,500 | 168.4608 USD | ||||
| 5p ordinary | Purchase | 32,089 | 40.1818 GBP | ||||
| ADR | Purchase | 37,000 | 170.3157 USD | ||||
| 5p ordinary | Purchase | 39,075 | 39.2819 GBP | ||||
| 5p ordinary | Purchase | 43,888 | 39.5751 GBP | ||||
| ADR | Purchase | 52,188 | 169.0450 USD | ||||
| 5p ordinary | Purchase | 53,188 | 39.9407 GBP | ||||
| 5p ordinary | Purchase | 60,303 | 39.3057 GBP | ||||
| 5p ordinary | Purchase | 71,757 | 39.8258 GBP | ||||
| 5p ordinary | Purchase | 81,862 | 39.7397 GBP | ||||
| 5p ordinary | Purchase | 86,473 | 39.9989 GBP | ||||
| 5p ordinary | Purchase | 100,000 | 40.4742 GBP | ||||
| 5p ordinary | Purchase | 108,376 | 39.6858 GBP | ||||
| 5p ordinary | Purchase | 110,148 | 39.7430 GBP | ||||
| 5p ordinary | Purchase | 116,126 | 40.3484 GBP | ||||
| 5p ordinary | Purchase | 119,944 | 39.6137 GBP | ||||
| 5p ordinary | Purchase | 124,447 | 39.6694 GBP | ||||
| 5p ordinary | Purchase | 139,000 | 40.1003 GBP | ||||
| 5p ordinary | Purchase | 187,653 | 39.4572 GBP | ||||
| ADR | Purchase | 207,121 | 171.4034 USD | ||||
| 5p ordinary | Purchase | 273,197 | 39.5812 GBP | ||||
| ADR | Purchase | 278,911 | 170.0952 USD | ||||
| 5p ordinary | Purchase | 1,120,393 | 39.6859 GBP | ||||
| ADR | Sale | 1 | 175.5700 USD | ||||
| ADR | Sale | 10 | 173.0800 USD | ||||
| ADR | Sale | 10 | 169.6701 USD | ||||
| ADR | Sale | 60 | 160.0050 USD | ||||
| 5p ordinary | Sale | 72 | 41.2312 GBP | ||||
| 5p ordinary | Sale | 83 | 40.0750 GBP | ||||
| 5p ordinary | Sale | 83 | 39.7950 GBP | ||||
| ADR | Sale | 93 | 176.7200 USD | ||||
| ADR | Sale | 94 | 160.9900 USD | ||||
| ADR | Sale | 100 | 174.3300 USD | ||||
| ADR | Sale | 100 | 161.1600 USD | ||||
| ADR | Sale | 100 | 176.0800 USD | ||||
| ADR | Sale | 100 | 161.0261 USD | ||||
| ADR | Sale | 100 | 160.9650 USD | ||||
| ADR | Sale | 100 | 162.2200 USD | ||||
| ADR | Sale | 100 | 160.6700 USD | ||||
| ADR | Sale | 110 | 173.9545 USD | ||||
| 5p ordinary | Sale | 118 | 39.4557 GBP | ||||
| 5p ordinary | Sale | 140 | 39.0000 GBP | ||||
| 5p ordinary | Sale | 142 | 39.3827 GBP | ||||
| ADR | Sale | 154 | 160.0864 USD | ||||
| 5p ordinary | Sale | 161 | 40.7934 GBP | ||||
| ADR | Sale | 166 | 175.2178 USD | ||||
| ADR | Sale | 180 | 173.0700 USD | ||||
| ADR | Sale | 200 | 173.8050 USD | ||||
| ADR | Sale | 200 | 170.4300 USD | ||||
| ADR | Sale | 200 | 169.3950 USD | ||||
| ADR | Sale | 200 | 162.6850 USD | ||||
| ADR | Sale | 200 | 175.9550 USD | ||||
| 5p ordinary | Sale | 210 | 40.3487 GBP | ||||
| 5p ordinary | Sale | 238 | 40.0506 GBP | ||||
| 5p ordinary | Sale | 244 | 39.3003 GBP | ||||
| 5p ordinary | Sale | 263 | 40.3023 GBP | ||||
| ADR | Sale | 272 | 174.4900 USD | ||||
| ADR | Sale | 283 | 169.5633 USD | ||||
| ADR | Sale | 300 | 174.5366 USD | ||||
| ADR | Sale | 300 | 165.7633 USD | ||||
| ADR | Sale | 300 | 173.4333 USD | ||||
| ADR | Sale | 300 | 162.6800 USD | ||||
| ADR | Sale | 300 | 174.2200 USD | ||||
| ADR | Sale | 305 | 174.5968 USD | ||||
| 5p ordinary | Sale | 322 | 38.9096 GBP | ||||
| 5p ordinary | Sale | 331 | 38.8000 GBP | ||||
| 5p ordinary | Sale | 347 | 39.9952 GBP | ||||
| ADR | Sale | 400 | 173.0812 USD | ||||
| ADR | Sale | 450 | 171.4244 USD | ||||
| 5p ordinary | Sale | 469 | 37.8588 GBP | ||||
| 5p ordinary | Sale | 478 | 40.5937 GBP | ||||
| ADR | Sale | 500 | 174.6560 USD | ||||
| ADR | Sale | 500 | 174.2300 USD | ||||
| 5p ordinary | Sale | 511 | 39.5225 GBP | ||||
| 5p ordinary | Sale | 517 | 41.0080 GBP | ||||
| 5p ordinary | Sale | 530 | 40.7641 GBP | ||||
| ADR | Sale | 540 | 172.3259 USD | ||||
| 5p ordinary | Sale | 573 | 39.4108 GBP | ||||
| 5p ordinary | Sale | 584 | 39.6070 GBP | ||||
| ADR | Sale | 599 | 174.6220 USD | ||||
| 5p ordinary | Sale | 645 | 41.0041 GBP | ||||
| ADR | Sale | 700 | 175.4130 USD | ||||
| ADR | Sale | 736 | 172.9194 USD | ||||
| ADR | Sale | 800 | 160.5846 USD | ||||
| ADR | Sale | 810 | 173.9144 USD | ||||
| 5p ordinary | Sale | 994 | 39.5513 GBP | ||||
| ADR | Sale | 1,000 | 174.1697 USD | ||||
| ADR | Sale | 1,127 | 175.1717 USD | ||||
| 5p ordinary | Sale | 1,169 | 39.7847 GBP | ||||
| ADR | Sale | 1,200 | 171.5397 USD | ||||
| 5p ordinary | Sale | 1,242 | 40.0223 GBP | ||||
| ADR | Sale | 1,250 | 160.6500 USD | ||||
| ADR | Sale | 1,264 | 165.0385 USD | ||||
| ADR | Sale | 1,300 | 161.9953 USD | ||||
| ADR | Sale | 1,300 | 174.2030 USD | ||||
| 5p ordinary | Sale | 1,368 | 40.8639 GBP | ||||
| ADR | Sale | 1,400 | 159.9950 USD | ||||
| 5p ordinary | Sale | 1,612 | 39.4661 GBP | ||||
| ADR | Sale | 1,800 | 174.2197 USD | ||||
| 5p ordinary | Sale | 1,850 | 39.7685 GBP | ||||
| ADR | Sale | 2,083 | 160.7400 USD | ||||
| 5p ordinary | Sale | 2,377 | 41.0980 GBP | ||||
| ADR | Sale | 2,400 | 172.2461 USD | ||||
| 5p ordinary | Sale | 2,414 | 40.2940 GBP | ||||
| ADR | Sale | 2,500 | 174.1903 USD | ||||
| ADR | Sale | 2,938 | 167.9451 USD | ||||
| 5p ordinary | Sale | 3,504 | 40.2544 GBP | ||||
| ADR | Sale | 3,546 | 172.8204 USD | ||||
| 5p ordinary | Sale | 3,654 | 39.6250 GBP | ||||
| 5p ordinary | Sale | 4,183 | 39.0507 GBP | ||||
| ADR | Sale | 4,870 | 168.6164 USD | ||||
| 5p ordinary | Sale | 5,133 | 39.9800 GBP | ||||
| ADR | Sale | 5,236 | 175.1178 USD | ||||
| 5p ordinary | Sale | 5,308 | 39.8284 GBP | ||||
| 5p ordinary | Sale | 5,311 | 40.0175 GBP | ||||
| 5p ordinary | Sale | 5,729 | 39.9922 GBP | ||||
| ADR | Sale | 5,800 | 175.2818 USD | ||||
| ADR | Sale | 6,400 | 174.0999 USD | ||||
| 5p ordinary | Sale | 6,699 | 39.2550 GBP | ||||
| 5p ordinary | Sale | 6,862 | 39.7768 GBP | ||||
| ADR | Sale | 7,659 | 175.1911 USD | ||||
| 5p ordinary | Sale | 7,784 | 40.5093 GBP | ||||
| ADR | Sale | 8,565 | 169.6260 USD | ||||
| 5p ordinary | Sale | 8,771 | 40.0058 GBP | ||||
| 5p ordinary | Sale | 8,798 | 40.5675 GBP | ||||
| 5p ordinary | Sale | 9,300 | 40.6076 GBP | ||||
| 5p ordinary | Sale | 10,214 | 39.2462 GBP | ||||
| 5p ordinary | Sale | 10,360 | 40.1411 GBP | ||||
| ADR | Sale | 12,000 | 168.6725 USD | ||||
| 5p ordinary | Sale | 12,164 | 38.9695 GBP | ||||
| 5p ordinary | Sale | 12,183 | 39.6944 GBP | ||||
| 5p ordinary | Sale | 14,012 | 39.0842 GBP | ||||
| 5p ordinary | Sale | 14,448 | 39.9600 GBP | ||||
| 5p ordinary | Sale | 15,000 | 39.3874 GBP | ||||
| 5p ordinary | Sale | 15,292 | 39.9837 GBP | ||||
| ADR | Sale | 15,500 | 167.0406 USD | ||||
| 5p ordinary | Sale | 15,664 | 38.7475 GBP | ||||
| ADR | Sale | 15,943 | 161.0758 USD | ||||
| 5p ordinary | Sale | 16,900 | 39.5951 GBP | ||||
| 5p ordinary | Sale | 17,826 | 39.5474 GBP | ||||
| 5p ordinary | Sale | 18,000 | 39.2629 GBP | ||||
| 5p ordinary | Sale | 20,716 | 40.1494 GBP | ||||
| ADR | Sale | 21,300 | 168.0861 USD | ||||
| 5p ordinary | Sale | 21,812 | 38.8559 GBP | ||||
| ADR | Sale | 28,194 | 167.9352 USD | ||||
| 5p ordinary | Sale | 28,310 | 40.4370 GBP | ||||
| ADR | Sale | 29,300 | 170.6656 USD | ||||
| ADR | Sale | 29,624 | 169.5000 USD | ||||
| 5p ordinary | Sale | 30,000 | 39.8744 GBP | ||||
| 5p ordinary | Sale | 31,000 | 40.6912 GBP | ||||
| 5p ordinary | Sale | 35,000 | 40.0475 GBP | ||||
| ADR | Sale | 39,928 | 170.3516 USD | ||||
| 5p ordinary | Sale | 44,540 | 39.7955 GBP | ||||
| 5p ordinary | Sale | 45,093 | 39.7517 GBP | ||||
| 5p ordinary | Sale | 52,508 | 39.7500 GBP | ||||
| 5p ordinary | Sale | 59,329 | 40.4283 GBP | ||||
| ADR | Sale | 65,082 | 168.6011 USD | ||||
| 5p ordinary | Sale | 71,399 | 39.8177 GBP | ||||
| 5p ordinary | Sale | 77,386 | 39.7294 GBP | ||||
| 5p ordinary | Sale | 82,784 | 39.7408 GBP | ||||
| 5p ordinary | Sale | 95,000 | 39.7676 GBP | ||||
| 5p ordinary | Sale | 99,083 | 41.1865 GBP | ||||
| 5p ordinary | Sale | 121,590 | 40.2150 GBP | ||||
| 5p ordinary | Sale | 122,749 | 39.6705 GBP | ||||
| 5p ordinary | Sale | 124,160 | 39.6620 GBP | ||||
| 5p ordinary | Sale | 128,562 | 39.4302 GBP | ||||
| 5p ordinary | Sale | 151,608 | 39.6281 GBP | ||||
| 5p ordinary | Sale | 162,392 | 39.6532 GBP | ||||
| ADR | Sale | 179,208 | 171.1359 USD | ||||
| ADR | Sale | 266,193 | 170.8388 USD | ||||
| 5p ordinary | Sale | 296,503 | 39.3171 GBP | ||||
| 5p ordinary | Sale | 1,153,023 | 39.9176 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 24 | 38.9395 GBP | |||||
| 5p ordinary | CFD | Long | 99 | 40.1963 GBP | |||||
| 5p ordinary | SWAP | Long | 142 | 39.3827 GBP | |||||
| 5p ordinary | CFD | Long | 199 | 39.8060 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.7714 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.7801 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.8264 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.8343 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.8464 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.8569 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 39.9164 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 40.4013 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 40.6313 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 40.6504 GBP | |||||
| 5p ordinary | CFD | Long | 200 | 40.6513 GBP | |||||
| 5p ordinary | CFD | Long | 201 | 39.8713 GBP | |||||
| 5p ordinary | CFD | Long | 201 | 40.4050 GBP | |||||
| 5p ordinary | SWAP | Long | 210 | 40.3487 GBP | |||||
| 5p ordinary | SWAP | Long | 244 | 39.3003 GBP | |||||
| 5p ordinary | CFD | Long | 258 | 40.4854 GBP | |||||
| 5p ordinary | SWAP | Long | 263 | 40.3023 GBP | |||||
| 5p ordinary | CFD | Long | 400 | 39.6714 GBP | |||||
| 5p ordinary | SWAP | Long | 466 | 38.7831 GBP | |||||
| 5p ordinary | CFD | Long | 500 | 38.5968 GBP | |||||
| 5p ordinary | CFD | Long | 500 | 39.5197 GBP | |||||
| 5p ordinary | SWAP | Long | 573 | 39.4108 GBP | |||||
| 5p ordinary | SWAP | Long | 584 | 39.6070 GBP | |||||
| 5p ordinary | CFD | Long | 600 | 40.6463 GBP | |||||
| 5p ordinary | CFD | Long | 994 | 39.5513 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 37.6897 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 39.4999 GBP | |||||
| 5p ordinary | SWAP | Long | 1,612 | 39.4661 GBP | |||||
| 5p ordinary | CFD | Long | 2,000 | 38.7218 GBP | |||||
| 5p ordinary | CFD | Long | 2,134 | 40.7687 GBP | |||||
| 5p ordinary | CFD | Long | 2,170 | 40.2945 GBP | |||||
| 5p ordinary | CFD | Long | 2,500 | 40.9707 GBP | |||||
| 5p ordinary | CFD | Long | 2,780 | 37.9065 GBP | |||||
| 5p ordinary | CFD | Long | 2,780 | 39.5645 GBP | |||||
| 5p ordinary | CFD | Long | 3,000 | 38.4413 GBP | |||||
| 5p ordinary | CFD | Long | 3,000 | 38.8368 GBP | |||||
| 5p ordinary | CFD | Long | 3,000 | 38.9966 GBP | |||||
| 5p ordinary | CFD | Long | 3,300 | 39.3117 GBP | |||||
| 5p ordinary | SWAP | Long | 4,183 | 39.0507 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 39.2707 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 39.2949 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 39.7864 GBP | |||||
| 5p ordinary | CFD | Long | 5,200 | 39.8964 GBP | |||||
| 5p ordinary | CFD | Long | 5,750 | 38.2551 GBP | |||||
| 5p ordinary | CFD | Long | 5,879 | 39.1614 GBP | |||||
| 5p ordinary | CFD | Long | 6,750 | 38.9733 GBP | |||||
| 5p ordinary | CFD | Long | 6,862 | 39.7768 GBP | |||||
| 5p ordinary | CFD | Long | 7,150 | 40.5004 GBP | |||||
| 5p ordinary | CFD | Long | 7,156 | 38.3038 GBP | |||||
| 5p ordinary | SWAP | Long | 7,200 | 40.1309 GBP | |||||
| 5p ordinary | CFD | Long | 10,000 | 38.8788 GBP | |||||
| 5p ordinary | CFD | Long | 10,000 | 39.4964 GBP | |||||
| 5p ordinary | CFD | Long | 10,000 | 40.6401 GBP | |||||
| 5p ordinary | CFD | Long | 10,000 | 41.4946 GBP | |||||
| 5p ordinary | CFD | Long | 10,214 | 39.2462 GBP | |||||
| 5p ordinary | CFD | Long | 11,000 | 40.0074 GBP | |||||
| 5p ordinary | SWAP | Long | 20,931 | 39.5004 GBP | |||||
| 5p ordinary | CFD | Long | 21,812 | 38.8559 GBP | |||||
| 5p ordinary | SWAP | Long | 26,520 | 38.9946 GBP | |||||
| 5p ordinary | SWAP | Long | 29,280 | 39.0017 GBP | |||||
| 5p ordinary | CFD | Long | 30,000 | 39.8744 GBP | |||||
| 5p ordinary | SWAP | Long | 34,282 | 39.3056 GBP | |||||
| 5p ordinary | SWAP | Long | 56,044 | 39.7937 GBP | |||||
| 5p ordinary | CFD | Long | 68,297 | 39.7500 GBP | |||||
| 5p ordinary | SWAP | Long | 68,297 | 39.7500 GBP | |||||
| 5p ordinary | CFD | Long | 96,260 | 39.4222 GBP | |||||
| 5p ordinary | CFD | Long | 716,998 | 40.1733 GBP | |||||
| 5p ordinary | SWAP | Short | 5 | 40.2780 GBP | |||||
| 5p ordinary | SWAP | Short | 24 | 40.5825 GBP | |||||
| 5p ordinary | SWAP | Short | 39 | 41.0211 GBP | |||||
| 5p ordinary | SWAP | Short | 161 | 41.0336 GBP | |||||
| 5p ordinary | SWAP | Short | 224 | 40.7954 GBP | |||||
| 5p ordinary | SWAP | Short | 257 | 41.0082 GBP | |||||
| 5p ordinary | SWAP | Short | 281 | 40.8815 GBP | |||||
| 5p ordinary | CFD | Short | 500 | 40.5436 GBP | |||||
| 5p ordinary | CFD | Short | 559 | 39.5027 GBP | |||||
| 5p ordinary | SWAP | Short | 584 | 38.1374 GBP | |||||
| 5p ordinary | SWAP | Short | 592 | 40.9095 GBP | |||||
| 5p ordinary | SWAP | Short | 644 | 40.8916 GBP | |||||
| 5p ordinary | SWAP | Short | 694 | 40.8689 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 39.9767 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 39.9790 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 40.2500 GBP | |||||
| 5p ordinary | CFD | Short | 1,500 | 40.3903 GBP | |||||
| 5p ordinary | CFD | Short | 1,500 | 40.4696 GBP | |||||
| 5p ordinary | SWAP | Short | 1,537 | 39.3828 GBP | |||||
| 5p ordinary | CFD | Short | 2,500 | 38.8034 GBP | |||||
| 5p ordinary | SWAP | Short | 4,000 | 39.4904 GBP | |||||
| 5p ordinary | CFD | Short | 4,000 | 39.7812 GBP | |||||
| 5p ordinary | SWAP | Short | 4,028 | 39.9337 GBP | |||||
| 5p ordinary | SWAP | Short | 4,456 | 39.9393 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 37.9034 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 38.1634 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 38.2818 GBP | |||||
| 5p ordinary | SWAP | Short | 5,385 | 40.8648 GBP | |||||
| 5p ordinary | CFD | Short | 5,786 | 39.9646 GBP | |||||
| 5p ordinary | CFD | Short | 6,750 | 39.7017 GBP | |||||
| 5p ordinary | CFD | Short | 10,000 | 39.9966 GBP | |||||
| 5p ordinary | CFD | Short | 11,468 | 40.6978 GBP | |||||
| 5p ordinary | CFD | Short | 12,750 | 39.3641 GBP | |||||
| 5p ordinary | CFD | Short | 15,575 | 38.9044 GBP | |||||
| 5p ordinary | SWAP | Short | 22,363 | 39.2318 GBP | |||||
| 5p ordinary | CFD | Short | 24,937 | 39.1396 GBP | |||||
| 5p ordinary | SWAP Expires 15/01/2019 | Short | 27,500 | 39.4251 GBP | |||||
| 5p ordinary | SWAP Expires 15/01/2019 | Short | 28,000 | 39.5893 GBP | |||||
| 5p ordinary | SWAP | Short | 34,283 | 39.5790 GBP | |||||
| 5p ordinary | CFD | Short | 43,888 | 39.5751 GBP | |||||
| 5p ordinary | CFD | Short | 60,303 | 39.3057 GBP | |||||
| 5p ordinary | CFD | Short | 82,378 | 40.0000 GBP | |||||
| 5p ordinary | CFD | Short | 113,059 | 39.7531 GBP | |||||
| 5p ordinary | SWAP | Short | 313,580 | 39.6641 GBP | |||||
| 5p ordinary | CFD | Short | 372,420 | 40.0256 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 140 USD | American | 20 Jul 2018 | 36.8800 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 165 USD | American | 20 Apr 2018 | 1.3700 USD | ||||||||
| ADR | Call Options | Purchasing | 1,500 | 180 USD | American | 20 Apr 2018 | 1.7166 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 180 USD | American | 18 Jan 2019 | 13.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 180 USD | American | 17 Jan 2020 | 21.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 20,200 | 195 USD | American | 27 Apr 2018 | 0.6955 USD | ||||||||
| ADR | Call Options | Selling | 500 | 145 USD | American | 20 Jul 2018 | 32.9800 USD | ||||||||
| ADR | Call Options | Selling | 100 | 147 USD | American | 27 Apr 2018 | 17.5000 USD | ||||||||
| ADR | Call Options | Selling | 600 | 173 USD | American | 4 May 2018 | 5.8000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 175 USD | American | 4 May 2018 | 4.6000 USD | ||||||||
| ADR | Call Options | Selling | 2,400 | 190 USD | American | 20 Apr 2018 | 0.5000 USD | ||||||||
| ADR | Call Options | Selling | 2,400 | 190 USD | American | 27 Apr 2018 | 3.0000 USD | ||||||||
| ADR | Call Options | Selling | 2,400 | 195 USD | American | 27 Apr 2018 | 1.0000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 200 USD | American | 20 Apr 2018 | 0.2500 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 140 USD | American | 17 Jan 2020 | 7.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 145 USD | American | 17 Jan 2020 | 8.4000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 150 USD | American | 20 Apr 2018 | 0.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 800 | 150 USD | American | 17 Jan 2020 | 9.1900 USD | ||||||||
| ADR | Put Options | Purchasing | 2,300 | 160 USD | American | 20 Apr 2018 | 2.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 700 | 160 USD | American | 17 Jan 2020 | 14.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 165 USD | American | 20 Apr 2018 | 2.6000 USD | ||||||||
| ADR | Put Options | Selling | 200 | 70 USD | American | 19 Oct 2018 | 0.1500 USD | ||||||||
| ADR | Put Options | Selling | 700 | 85 USD | American | 20 Jul 2018 | 0.1500 USD | ||||||||
| ADR | Put Options | Selling | 2,400 | 165 USD | American | 18 May 2018 | 5.7500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 20 April 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | =G514:G547 | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -2,300 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,200 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 700 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,300 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -4,400 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,400 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,100 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 12,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180420005295/en/
Copyright Business Wire 2018
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