13th Nov 2018 12:49
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,974,393 | 0.54% | 2,421,446 | 0.26% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 166,591 | 0.02% | 4,072,300 | 0.44% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 364,400 | 0.04% | 416,700 | 0.05% | |||||||
| TOTAL: | 5,505,384 | 0.60% | 6,910,446 | 0.75% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 47.0563 GBP | ||||
| 5p ordinary | Purchase | 50 | 47.0300 GBP | ||||
| 5p ordinary | Purchase | 59 | 47.1950 GBP | ||||
| 5p ordinary | Purchase | 110 | 46.9444 GBP | ||||
| 5p ordinary | Purchase | 145 | 47.1700 GBP | ||||
| 5p ordinary | Purchase | 166 | 46.7682 GBP | ||||
| 5p ordinary | Purchase | 200 | 47.3400 GBP | ||||
| 5p ordinary | Purchase | 205 | 47.3263 GBP | ||||
| 5p ordinary | Purchase | 300 | 47.4167 GBP | ||||
| 5p ordinary | Purchase | 471 | 46.7854 GBP | ||||
| 5p ordinary | Purchase | 500 | 47.0950 GBP | ||||
| 5p ordinary | Purchase | 508 | 47.0854 GBP | ||||
| 5p ordinary | Purchase | 628 | 46.8291 GBP | ||||
| 5p ordinary | Purchase | 633 | 47.6154 GBP | ||||
| 5p ordinary | Purchase | 832 | 47.2557 GBP | ||||
| 5p ordinary | Purchase | 970 | 46.9247 GBP | ||||
| 5p ordinary | Purchase | 1,118 | 46.9998 GBP | ||||
| 5p ordinary | Purchase | 1,119 | 47.0046 GBP | ||||
| 5p ordinary | Purchase | 1,249 | 47.1694 GBP | ||||
| 5p ordinary | Purchase | 1,386 | 47.0655 GBP | ||||
| 5p ordinary | Purchase | 1,909 | 47.2297 GBP | ||||
| 5p ordinary | Purchase | 1,959 | 47.0532 GBP | ||||
| 5p ordinary | Purchase | 2,950 | 47.2080 GBP | ||||
| 5p ordinary | Purchase | 3,194 | 47.2878 GBP | ||||
| 5p ordinary | Purchase | 3,481 | 47.1712 GBP | ||||
| 5p ordinary | Purchase | 3,650 | 46.9152 GBP | ||||
| 5p ordinary | Purchase | 3,853 | 46.9225 GBP | ||||
| 5p ordinary | Purchase | 4,066 | 47.1916 GBP | ||||
| 5p ordinary | Purchase | 4,217 | 47.2347 GBP | ||||
| 5p ordinary | Purchase | 4,414 | 47.1687 GBP | ||||
| 5p ordinary | Purchase | 4,729 | 46.9475 GBP | ||||
| 5p ordinary | Purchase | 5,255 | 46.9317 GBP | ||||
| 5p ordinary | Purchase | 5,644 | 47.0571 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 47.2223 GBP | ||||
| 5p ordinary | Purchase | 14,990 | 47.1877 GBP | ||||
| 5p ordinary | Purchase | 20,091 | 47.3091 GBP | ||||
| 5p ordinary | Purchase | 46,471 | 46.9696 GBP | ||||
| 5p ordinary | Purchase | 49,603 | 47.0250 GBP | ||||
| 5p ordinary | Purchase | 100,319 | 46.9839 GBP | ||||
| 5p ordinary | Sale | 50 | 47.0300 GBP | ||||
| 5p ordinary | Sale | 59 | 47.1950 GBP | ||||
| 5p ordinary | Sale | 110 | 47.1700 GBP | ||||
| 5p ordinary | Sale | 214 | 47.0000 GBP | ||||
| 5p ordinary | Sale | 320 | 46.9510 GBP | ||||
| 5p ordinary | Sale | 376 | 47.3718 GBP | ||||
| 5p ordinary | Sale | 471 | 46.7854 GBP | ||||
| 5p ordinary | Sale | 628 | 46.8291 GBP | ||||
| 5p ordinary | Sale | 713 | 47.2276 GBP | ||||
| 5p ordinary | Sale | 860 | 47.0522 GBP | ||||
| 5p ordinary | Sale | 1,081 | 46.9779 GBP | ||||
| 5p ordinary | Sale | 1,265 | 46.8674 GBP | ||||
| 5p ordinary | Sale | 1,486 | 47.0194 GBP | ||||
| 5p ordinary | Sale | 1,917 | 46.9049 GBP | ||||
| 5p ordinary | Sale | 2,279 | 46.9041 GBP | ||||
| 5p ordinary | Sale | 3,138 | 47.1852 GBP | ||||
| 5p ordinary | Sale | 3,816 | 46.9238 GBP | ||||
| 5p ordinary | Sale | 4,473 | 47.1913 GBP | ||||
| 5p ordinary | Sale | 4,966 | 47.0250 GBP | ||||
| 5p ordinary | Sale | 5,327 | 47.0258 GBP | ||||
| 5p ordinary | Sale | 7,496 | 47.2058 GBP | ||||
| 5p ordinary | Sale | 7,711 | 47.2013 GBP | ||||
| 5p ordinary | Sale | 9,824 | 47.0379 GBP | ||||
| 5p ordinary | Sale | 10,146 | 47.2021 GBP | ||||
| 5p ordinary | Sale | 16,205 | 47.1399 GBP | ||||
| 5p ordinary | Sale | 17,210 | 46.9628 GBP | ||||
| 5p ordinary | Sale | 23,508 | 47.0066 GBP | ||||
| 5p ordinary | Sale | 28,428 | 47.0268 GBP | ||||
| 5p ordinary | Sale | 30,086 | 46.9885 GBP | ||||
| 5p ordinary | Sale | 36,951 | 46.9450 GBP | ||||
| ADR | Purchase | 78 | 181.9500 USD | ||||
| ADR | Purchase | 100 | 181.8100 USD | ||||
| ADR | Purchase | 100 | 181.4300 USD | ||||
| ADR | Purchase | 100 | 181.9750 USD | ||||
| ADR | Purchase | 190 | 181.9236 USD | ||||
| ADR | Purchase | 200 | 181.7250 USD | ||||
| ADR | Purchase | 200 | 181.6825 USD | ||||
| ADR | Purchase | 200 | 181.6550 USD | ||||
| ADR | Purchase | 200 | 181.8000 USD | ||||
| ADR | Purchase | 300 | 181.9233 USD | ||||
| ADR | Purchase | 500 | 181.8650 USD | ||||
| ADR | Purchase | 900 | 181.8938 USD | ||||
| ADR | Purchase | 942 | 181.8960 USD | ||||
| ADR | Purchase | 2,000 | 182.2157 USD | ||||
| ADR | Purchase | 2,700 | 181.8839 USD | ||||
| ADR | Purchase | 2,900 | 181.9190 USD | ||||
| ADR | Purchase | 4,000 | 181.9191 USD | ||||
| ADR | Purchase | 6,326 | 181.6416 USD | ||||
| ADR | Purchase | 13,844 | 182.2999 USD | ||||
| ADR | Purchase | 19,573 | 181.6136 USD | ||||
| ADR | Purchase | 28,800 | 182.1600 USD | ||||
| ADR | Purchase | 48,000 | 182.2100 USD | ||||
| ADR | Purchase | 48,400 | 182.2095 USD | ||||
| ADR | Sale | 100 | 182.0250 USD | ||||
| ADR | Sale | 100 | 181.4200 USD | ||||
| ADR | Sale | 100 | 182.3300 USD | ||||
| ADR | Sale | 181 | 182.4000 USD | ||||
| ADR | Sale | 187 | 181.8900 USD | ||||
| ADR | Sale | 200 | 182.1700 USD | ||||
| ADR | Sale | 200 | 182.3600 USD | ||||
| ADR | Sale | 222 | 181.9500 USD | ||||
| ADR | Sale | 300 | 181.9066 USD | ||||
| ADR | Sale | 300 | 181.8233 USD | ||||
| ADR | Sale | 301 | 182.3734 USD | ||||
| ADR | Sale | 390 | 181.8218 USD | ||||
| ADR | Sale | 500 | 182.3760 USD | ||||
| ADR | Sale | 518 | 182.4100 USD | ||||
| ADR | Sale | 562 | 181.6817 USD | ||||
| ADR | Sale | 600 | 181.6666 USD | ||||
| ADR | Sale | 700 | 181.5657 USD | ||||
| ADR | Sale | 800 | 182.1600 USD | ||||
| ADR | Sale | 900 | 181.8938 USD | ||||
| ADR | Sale | 942 | 181.8960 USD | ||||
| ADR | Sale | 1,000 | 181.7507 USD | ||||
| ADR | Sale | 1,400 | 182.3303 USD | ||||
| ADR | Sale | 1,488 | 182.0038 USD | ||||
| ADR | Sale | 1,500 | 181.9320 USD | ||||
| ADR | Sale | 2,320 | 181.5154 USD | ||||
| ADR | Sale | 2,400 | 182.0001 USD | ||||
| ADR | Sale | 2,839 | 181.5226 USD | ||||
| ADR | Sale | 3,787 | 181.7337 USD | ||||
| ADR | Sale | 5,100 | 182.2827 USD | ||||
| ADR | Sale | 5,444 | 182.2839 USD | ||||
| ADR | Sale | 14,903 | 181.5726 USD | ||||
| ADR | Sale | 76,400 | 182.1921 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 38 | 46.9950 GBP | |||||
| 5p ordinary | CFD | Long | 320 | 46.9510 GBP | |||||
| 5p ordinary | SWAP | Long | 554 | 47.0085 GBP | |||||
| 5p ordinary | CFD | Long | 860 | 47.0522 GBP | |||||
| 5p ordinary | SWAP | Long | 924 | 46.9694 GBP | |||||
| 5p ordinary | CFD | Long | 1,200 | 46.7744 GBP | |||||
| 5p ordinary | SWAP | Long | 3,626 | 47.1197 GBP | |||||
| 5p ordinary | CFD | Long | 3,743 | 47.0277 GBP | |||||
| 5p ordinary | SWAP | Long | 4,966 | 47.0250 GBP | |||||
| 5p ordinary | CFD | Long | 16,205 | 47.1399 GBP | |||||
| 5p ordinary | CFD | Long | 17,210 | 46.9628 GBP | |||||
| 5p ordinary | SWAP | Long | 27,354 | 47.0276 GBP | |||||
| 5p ordinary | SWAP | Short | 1 | 47.0600 GBP | |||||
| 5p ordinary | CFD | Short | 15 | 47.0280 GBP | |||||
| 5p ordinary | CFD | Short | 23 | 47.0234 GBP | |||||
| 5p ordinary | SWAP | Short | 134 | 47.1810 GBP | |||||
| 5p ordinary | CFD | Short | 166 | 46.7682 GBP | |||||
| 5p ordinary | CFD | Short | 189 | 46.8438 GBP | |||||
| 5p ordinary | CFD | Short | 359 | 47.0312 GBP | |||||
| 5p ordinary | CFD | Short | 532 | 47.0321 GBP | |||||
| 5p ordinary | CFD | Short | 1,577 | 46.8532 GBP | |||||
| 5p ordinary | CFD | Short | 3,194 | 47.2878 GBP | |||||
| 5p ordinary | CFD | Short | 3,678 | 46.9653 GBP | |||||
| 5p ordinary | CFD | Short | 5,644 | 47.0571 GBP | |||||
| 5p ordinary | SWAP | Short | 10,218 | 47.1959 GBP | |||||
| 5p ordinary | SWAP | Short | 17,555 | 47.0250 GBP | |||||
| 5p ordinary | CFD | Short | 18,103 | 47.1295 GBP | |||||
| 5p ordinary | SWAP | Short | 18,401 | 47.1463 GBP | |||||
| 5p ordinary | SWAP | Short | 28,825 | 46.9721 GBP | |||||
| 5p ordinary | CFD | Short | 29,418 | 47.0263 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 2,000 | 185 USD | American | 21 Dec 2018 | 6.4000 USD | ||||||||
| ADR | Call Options | Selling | 42,400 | 200 USD | American | 19 Jul 2019 | 8.2500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 13 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181113005679/en/
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