27th Apr 2018 12:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,614,743 | 0.62% | 3,890,745 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 299,061 | 0.03% | 3,316,160 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 336,300 | 0.04% | 522,900 | 0.06% | |||||||
| TOTAL: | 5,979,207 | 0.65% | 7,538,851 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 74 | 162.7900 USD | ||||
| ADR | Purchase | 100 | 160.5985 USD | ||||
| ADR | Purchase | 100 | 162.2450 USD | ||||
| 5p ordinary | Purchase | 140 | 38.8029 GBP | ||||
| ADR | Purchase | 164 | 160.1100 USD | ||||
| ADR | Purchase | 176 | 160.1200 USD | ||||
| ADR | Purchase | 200 | 161.9900 USD | ||||
| ADR | Purchase | 300 | 162.0850 USD | ||||
| ADR | Purchase | 300 | 160.7233 USD | ||||
| ADR | Purchase | 340 | 159.8000 USD | ||||
| ADR | Purchase | 400 | 160.6550 USD | ||||
| 5p ordinary | Purchase | 440 | 38.2176 GBP | ||||
| 5p ordinary | Purchase | 450 | 38.3273 GBP | ||||
| 5p ordinary | Purchase | 515 | 38.3063 GBP | ||||
| ADR | Purchase | 700 | 162.1500 USD | ||||
| 5p ordinary | Purchase | 891 | 38.2724 GBP | ||||
| 5p ordinary | Purchase | 1,000 | 38.6637 GBP | ||||
| 5p ordinary | Purchase | 1,098 | 38.4691 GBP | ||||
| ADR | Purchase | 1,143 | 161.5085 USD | ||||
| 5p ordinary | Purchase | 1,148 | 38.2266 GBP | ||||
| 5p ordinary | Purchase | 1,248 | 38.4371 GBP | ||||
| ADR | Purchase | 1,250 | 160.0000 USD | ||||
| ADR | Purchase | 1,250 | 161.7700 USD | ||||
| ADR | Purchase | 1,957 | 160.7600 USD | ||||
| ADR | Purchase | 2,052 | 160.8300 USD | ||||
| ADR | Purchase | 2,160 | 160.3893 USD | ||||
| 5p ordinary | Purchase | 2,349 | 38.2607 GBP | ||||
| 5p ordinary | Purchase | 3,360 | 38.6109 GBP | ||||
| 5p ordinary | Purchase | 3,563 | 38.2458 GBP | ||||
| 5p ordinary | Purchase | 3,768 | 38.5230 GBP | ||||
| ADR | Purchase | 4,100 | 160.9656 USD | ||||
| ADR | Purchase | 4,900 | 160.8430 USD | ||||
| 5p ordinary | Purchase | 4,953 | 38.5607 GBP | ||||
| 5p ordinary | Purchase | 5,585 | 38.2700 GBP | ||||
| 5p ordinary | Purchase | 6,610 | 38.3322 GBP | ||||
| 5p ordinary | Purchase | 6,708 | 38.5421 GBP | ||||
| ADR | Purchase | 8,147 | 161.2090 USD | ||||
| 5p ordinary | Purchase | 8,900 | 38.4241 GBP | ||||
| 5p ordinary | Purchase | 14,595 | 38.5263 GBP | ||||
| 5p ordinary | Purchase | 17,095 | 38.5729 GBP | ||||
| 5p ordinary | Purchase | 18,478 | 38.6198 GBP | ||||
| 5p ordinary | Purchase | 25,341 | 38.4623 GBP | ||||
| 5p ordinary | Purchase | 26,063 | 38.4874 GBP | ||||
| 5p ordinary | Purchase | 31,041 | 38.5433 GBP | ||||
| 5p ordinary | Purchase | 31,229 | 38.5828 GBP | ||||
| ADR | Purchase | 43,181 | 160.9887 USD | ||||
| 5p ordinary | Purchase | 49,501 | 38.4554 GBP | ||||
| 5p ordinary | Purchase | 63,294 | 38.5152 GBP | ||||
| 5p ordinary | Purchase | 73,690 | 38.5385 GBP | ||||
| 5p ordinary | Purchase | 138,846 | 38.5073 GBP | ||||
| 5p ordinary | Purchase | 192,380 | 38.3525 GBP | ||||
| 5p ordinary | Purchase | 233,445 | 38.4164 GBP | ||||
| 5p ordinary | Purchase | 344,054 | 38.5222 GBP | ||||
| 5p ordinary | Purchase | 1,050,000 | 38.5350 GBP | ||||
| ADR | Sale | 54 | 160.3800 USD | ||||
| ADR | Sale | 74 | 162.7900 USD | ||||
| 5p ordinary | Sale | 97 | 38.6104 GBP | ||||
| ADR | Sale | 100 | 160.5001 USD | ||||
| ADR | Sale | 100 | 161.6300 USD | ||||
| ADR | Sale | 100 | 159.6200 USD | ||||
| ADR | Sale | 200 | 161.1450 USD | ||||
| ADR | Sale | 200 | 161.3500 USD | ||||
| ADR | Sale | 200 | 161.5900 USD | ||||
| ADR | Sale | 200 | 161.6225 USD | ||||
| ADR | Sale | 200 | 161.9900 USD | ||||
| ADR | Sale | 210 | 160.1004 USD | ||||
| ADR | Sale | 300 | 160.0233 USD | ||||
| ADR | Sale | 340 | 159.8000 USD | ||||
| ADR | Sale | 400 | 160.6677 USD | ||||
| 5p ordinary | Sale | 435 | 38.2348 GBP | ||||
| 5p ordinary | Sale | 495 | 38.5406 GBP | ||||
| ADR | Sale | 500 | 160.6975 USD | ||||
| ADR | Sale | 590 | 160.6872 USD | ||||
| ADR | Sale | 700 | 162.1500 USD | ||||
| ADR | Sale | 740 | 160.5000 USD | ||||
| 5p ordinary | Sale | 869 | 38.4651 GBP | ||||
| 5p ordinary | Sale | 948 | 38.4249 GBP | ||||
| ADR | Sale | 1,000 | 160.9485 USD | ||||
| ADR | Sale | 1,100 | 160.0909 USD | ||||
| ADR | Sale | 1,190 | 160.7307 USD | ||||
| ADR | Sale | 1,200 | 160.6045 USD | ||||
| 5p ordinary | Sale | 1,248 | 38.4760 GBP | ||||
| ADR | Sale | 1,250 | 160.0000 USD | ||||
| ADR | Sale | 1,280 | 160.3754 USD | ||||
| 5p ordinary | Sale | 1,382 | 38.2700 GBP | ||||
| 5p ordinary | Sale | 1,445 | 38.5146 GBP | ||||
| 5p ordinary | Sale | 1,553 | 38.4543 GBP | ||||
| 5p ordinary | Sale | 1,562 | 38.5002 GBP | ||||
| 5p ordinary | Sale | 1,752 | 38.5215 GBP | ||||
| ADR | Sale | 1,800 | 162.2161 USD | ||||
| 5p ordinary | Sale | 1,885 | 38.4527 GBP | ||||
| 5p ordinary | Sale | 1,905 | 38.4742 GBP | ||||
| ADR | Sale | 1,957 | 160.7600 USD | ||||
| 5p ordinary | Sale | 1,981 | 38.5407 GBP | ||||
| 5p ordinary | Sale | 1,998 | 38.5487 GBP | ||||
| ADR | Sale | 2,052 | 160.8300 USD | ||||
| ADR | Sale | 2,100 | 160.8538 USD | ||||
| ADR | Sale | 3,400 | 161.0941 USD | ||||
| ADR | Sale | 3,700 | 160.7981 USD | ||||
| ADR | Sale | 3,725 | 160.8915 USD | ||||
| 5p ordinary | Sale | 5,600 | 38.4774 GBP | ||||
| ADR | Sale | 7,790 | 161.3946 USD | ||||
| 5p ordinary | Sale | 7,994 | 38.5486 GBP | ||||
| 5p ordinary | Sale | 10,000 | 38.3649 GBP | ||||
| 5p ordinary | Sale | 10,173 | 38.5311 GBP | ||||
| 5p ordinary | Sale | 10,302 | 38.4786 GBP | ||||
| ADR | Sale | 11,011 | 160.0193 USD | ||||
| 5p ordinary | Sale | 13,175 | 38.8109 GBP | ||||
| 5p ordinary | Sale | 15,918 | 38.4821 GBP | ||||
| 5p ordinary | Sale | 17,251 | 38.7540 GBP | ||||
| ADR | Sale | 23,711 | 161.5721 USD | ||||
| 5p ordinary | Sale | 31,041 | 38.5433 GBP | ||||
| 5p ordinary | Sale | 73,690 | 38.5385 GBP | ||||
| 5p ordinary | Sale | 77,932 | 38.3897 GBP | ||||
| 5p ordinary | Sale | 100,000 | 38.4426 GBP | ||||
| 5p ordinary | Sale | 125,101 | 38.2717 GBP | ||||
| 5p ordinary | Sale | 171,472 | 38.5233 GBP | ||||
| 5p ordinary | Sale | 391,330 | 38.5344 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 1,445 | 38.5146 GBP | |||||
| 5p ordinary | SWAP | Long | 2,251 | 38.5267 GBP | |||||
| 5p ordinary | CFD | Long | 2,500 | 38.5156 GBP | |||||
| 5p ordinary | CFD | Long | 4,800 | 38.4329 GBP | |||||
| 5p ordinary | CFD | Long | 10,473 | 38.6965 GBP | |||||
| 5p ordinary | CFD | Long | 15,918 | 38.4821 GBP | |||||
| 5p ordinary | SWAP | Long | 17,251 | 38.7540 GBP | |||||
| 5p ordinary | SWAP | Long | 67,178 | 38.5992 GBP | |||||
| 5p ordinary | CFD | Short | 122 | 38.3063 GBP | |||||
| 5p ordinary | CFD | Short | 123 | 38.1630 GBP | |||||
| 5p ordinary | SWAP | Short | 154 | 38.5325 GBP | |||||
| 5p ordinary | SWAP | Short | 231 | 38.5433 GBP | |||||
| 5p ordinary | CFD | Short | 393 | 38.3062 GBP | |||||
| 5p ordinary | CFD | Short | 723 | 38.2734 GBP | |||||
| 5p ordinary | SWAP | Short | 770 | 38.5315 GBP | |||||
| 5p ordinary | CFD | Short | 891 | 38.2724 GBP | |||||
| 5p ordinary | SWAP | Short | 950 | 38.4608 GBP | |||||
| 5p ordinary | SWAP | Short | 1,581 | 38.4488 GBP | |||||
| 5p ordinary | CFD | Short | 2,815 | 38.5662 GBP | |||||
| 5p ordinary | CFD | Short | 3,032 | 38.4580 GBP | |||||
| 5p ordinary | CFD | Short | 3,360 | 38.6110 GBP | |||||
| 5p ordinary | CFD | Short | 3,768 | 38.5230 GBP | |||||
| 5p ordinary | CFD | Short | 3,867 | 38.8273 GBP | |||||
| 5p ordinary | CFD | Short | 6,610 | 38.3322 GBP | |||||
| 5p ordinary | CFD | Short | 7,258 | 38.4948 GBP | |||||
| 5p ordinary | CFD | Short | 8,900 | 38.4241 GBP | |||||
| 5p ordinary | SWAP | Short | 10,652 | 38.4825 GBP | |||||
| 5p ordinary | SWAP | Short | 15,173 | 38.2700 GBP | |||||
| 5p ordinary | CFD | Short | 18,478 | 38.6198 GBP | |||||
| 5p ordinary | CFD | Short | 26,063 | 38.4874 GBP | |||||
| 5p ordinary | CFD | Short | 29,183 | 38.2730 GBP | |||||
| 5p ordinary | CFD | Short | 30,936 | 38.2885 GBP | |||||
| 5p ordinary | SWAP | Short | 41,049 | 38.4706 GBP | |||||
| 5p ordinary | CFD | Short | 44,822 | 38.6272 GBP | |||||
| 5p ordinary | SWAP Expires 30/05/2019 | Short | 63,294 | 38.5152 GBP | |||||
| 5p ordinary | SWAP | Short | 114,873 | 38.4588 GBP | |||||
| 5p ordinary | CFD | Short | 1,050,000 | 38.5350 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 27 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,100 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,400 | 175.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 800 | 170.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 134.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 153.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 168.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 160.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 140.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,500 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,300 | 180.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 135.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 152.5000 | American | 27 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180427005378/en/
Copyright Business Wire 2018
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