11th Aug 2014 14:56
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 8 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,193,053 | 1.73% | 4,453,431 | 0.76% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,114,081 | 0.36% | 4,112,367 | 0.70% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,693,200 | 0.29% | 1,386,000 | 0.24% | |||||||
| (4) | |||||||||||
| TOTAL: | 14,000,334 | 2.38% | 9,951,798 | 1.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 46.1200 GBP | ||||
| ORD | Purchase | 5 | 46.2250 GBP | ||||
| ORD | Purchase | 7 | 45.6510 GBP | ||||
| ORD | Purchase | 8 | 45.4700 GBP | ||||
| ORD | Purchase | 8 | 46.3450 GBP | ||||
| ORD | Purchase | 10 | 45.4500 GBP | ||||
| ORD | Purchase | 15 | 45.6200 GBP | ||||
| ORD | Purchase | 20 | 45.4600 GBP | ||||
| ORD | Purchase | 21 | 45.6320 GBP | ||||
| ORD | Purchase | 28 | 45.2100 GBP | ||||
| ORD | Purchase | 45 | 46.3000 GBP | ||||
| ORD | Purchase | 46 | 45.7950 GBP | ||||
| ORD | Purchase | 52 | 46.4400 GBP | ||||
| ORD | Purchase | 62 | 45.8300 GBP | ||||
| ORD | Purchase | 66 | 45.6700 GBP | ||||
| ORD | Purchase | 66 | 46.1150 GBP | ||||
| ORD | Purchase | 66 | 46.1650 GBP | ||||
| ORD | Purchase | 69 | 45.5900 GBP | ||||
| ORD | Purchase | 69 | 46.2350 GBP | ||||
| ORD | Purchase | 70 | 46.2100 GBP | ||||
| ORD | Purchase | 70 | 46.3300 GBP | ||||
| ORD | Purchase | 81 | 46.1800 GBP | ||||
| ORD | Purchase | 84 | 45.7400 GBP | ||||
| ORD | Purchase | 135 | 45.6400 GBP | ||||
| ORD | Purchase | 144 | 46.0900 GBP | ||||
| ORD | Purchase | 159 | 46.0100 GBP | ||||
| ORD | Purchase | 159 | 46.2050 GBP | ||||
| ORD | Purchase | 171 | 45.6500 GBP | ||||
| ORD | Purchase | 173 | 46.1710 GBP | ||||
| ORD | Purchase | 194 | 46.4100 GBP | ||||
| ORD | Purchase | 195 | 46.1250 GBP | ||||
| ORD | Purchase | 220 | 46.1350 GBP | ||||
| ORD | Purchase | 227 | 46.3400 GBP | ||||
| ORD | Purchase | 239 | 45.8049 GBP | ||||
| ORD | Purchase | 242 | 46.2900 GBP | ||||
| ORD | Purchase | 267 | 46.4200 GBP | ||||
| ORD | Purchase | 268 | 46.1610 GBP | ||||
| ORD | Purchase | 268 | 46.2700 GBP | ||||
| ORD | Purchase | 270 | 46.1840 GBP | ||||
| ORD | Purchase | 274 | 46.2000 GBP | ||||
| ORD | Purchase | 277 | 45.3000 GBP | ||||
| ORD | Purchase | 278 | 46.2500 GBP | ||||
| ORD | Purchase | 282 | 45.2700 GBP | ||||
| ORD | Purchase | 287 | 46.2800 GBP | ||||
| ORD | Purchase | 306 | 45.5400 GBP | ||||
| ORD | Purchase | 307 | 46.4300 GBP | ||||
| ORD | Purchase | 314 | 45.6300 GBP | ||||
| ORD | Purchase | 342 | 46.1400 GBP | ||||
| ORD | Purchase | 355 | 46.2400 GBP | ||||
| ORD | Purchase | 443 | 46.1346 GBP | ||||
| ORD | Purchase | 511 | 46.1700 GBP | ||||
| ORD | Purchase | 538 | 46.3200 GBP | ||||
| ORD | Purchase | 559 | 45.0200 GBP | ||||
| ORD | Purchase | 602 | 46.1100 GBP | ||||
| ORD | Purchase | 780 | 46.2600 GBP | ||||
| ORD | Purchase | 807 | 46.1300 GBP | ||||
| ORD | Purchase | 1,179 | 45.3200 GBP | ||||
| ORD | Purchase | 1,583 | 46.1500 GBP | ||||
| ORD | Purchase | 2,456 | 45.5459 GBP | ||||
| ORD | Purchase | 3,000 | 46.0290 GBP | ||||
| ORD | Purchase | 3,075 | 45.9697 GBP | ||||
| ORD | Purchase | 5,470 | 45.9337 GBP | ||||
| ORD | Purchase | 5,694 | 45.9290 GBP | ||||
| ORD | Purchase | 9,218 | 45.4997 GBP | ||||
| ORD | Purchase | 9,475 | 46.0787 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,800 | 232.9080 USD | ||||
| ORD | Purchase | 13,643 | 46.1624 GBP | ||||
| ORD | Purchase | 17,504 | 46.1900 GBP | ||||
| ORD | Purchase | 23,685 | 46.1291 GBP | ||||
| ORD | Purchase | 25,830 | 45.9603 GBP | ||||
| ORD | Purchase | 27,507 | 45.9749 GBP | ||||
| ORD | Purchase | 28,058 | 45.4900 GBP | ||||
| ORD | Purchase | 32,707 | 46.1438 GBP | ||||
| ORD | Purchase | 43,103 | 45.7744 GBP | ||||
| ORD | Purchase | 50,706 | 45.8893 GBP | ||||
| ORD | Purchase | 53,823 | 46.0394 GBP | ||||
| ORD | Purchase | 62,309 | 45.8967 GBP | ||||
| ORD | Purchase | 176,386 | 46.1118 GBP | ||||
| ORD | Purchase | 186,238 | 45.7830 GBP | ||||
| ORD | Purchase | 245,529 | 45.7330 GBP | ||||
| ORD | Purchase | 512,668 | 45.9413 GBP | ||||
| ORD | Sale | 1 | 45.3200 GBP | ||||
| ORD | Sale | 1 | 46.1200 GBP | ||||
| ORD | Sale | 5 | 46.2250 GBP | ||||
| ORD | Sale | 7 | 45.6510 GBP | ||||
| ORD | Sale | 8 | 45.4700 GBP | ||||
| ORD | Sale | 8 | 46.3450 GBP | ||||
| ORD | Sale | 10 | 45.4500 GBP | ||||
| ORD | Sale | 15 | 45.6200 GBP | ||||
| ORD | Sale | 20 | 45.4600 GBP | ||||
| ORD | Sale | 21 | 45.6320 GBP | ||||
| ORD | Sale | 28 | 45.2100 GBP | ||||
| ORD | Sale | 45 | 46.3000 GBP | ||||
| ORD | Sale | 46 | 45.7950 GBP | ||||
| ORD | Sale | 52 | 46.4400 GBP | ||||
| ORD | Sale | 60 | 46.1627 GBP | ||||
| ORD | Sale | 62 | 45.8300 GBP | ||||
| ORD | Sale | 66 | 45.6700 GBP | ||||
| ORD | Sale | 66 | 46.1150 GBP | ||||
| ORD | Sale | 66 | 46.1650 GBP | ||||
| ORD | Sale | 69 | 45.5900 GBP | ||||
| ORD | Sale | 69 | 46.2350 GBP | ||||
| ORD | Sale | 70 | 46.2100 GBP | ||||
| ORD | Sale | 70 | 46.3300 GBP | ||||
| ORD | Sale | 75 | 45.2036 GBP | ||||
| ORD | Sale | 81 | 46.1800 GBP | ||||
| ORD | Sale | 84 | 45.7400 GBP | ||||
| ORD | Sale | 112 | 45.5124 GBP | ||||
| ORD | Sale | 132 | 45.4900 GBP | ||||
| ORD | Sale | 135 | 45.6400 GBP | ||||
| ORD | Sale | 144 | 46.0900 GBP | ||||
| ORD | Sale | 159 | 46.0100 GBP | ||||
| ORD | Sale | 159 | 46.2050 GBP | ||||
| ORD | Sale | 171 | 45.6500 GBP | ||||
| ORD | Sale | 173 | 46.1710 GBP | ||||
| ORD | Sale | 181 | 45.5400 GBP | ||||
| ORD | Sale | 194 | 46.4100 GBP | ||||
| ORD | Sale | 195 | 46.1250 GBP | ||||
| ORD | Sale | 220 | 46.1350 GBP | ||||
| ORD | Sale | 227 | 46.3400 GBP | ||||
| ORD | Sale | 242 | 46.2900 GBP | ||||
| ORD | Sale | 267 | 46.4200 GBP | ||||
| ORD | Sale | 268 | 46.1610 GBP | ||||
| ORD | Sale | 268 | 46.2700 GBP | ||||
| ORD | Sale | 270 | 46.1840 GBP | ||||
| ORD | Sale | 274 | 46.2000 GBP | ||||
| ORD | Sale | 277 | 45.3000 GBP | ||||
| ORD | Sale | 278 | 46.2500 GBP | ||||
| ORD | Sale | 282 | 45.2700 GBP | ||||
| ORD | Sale | 287 | 46.2800 GBP | ||||
| ORD | Sale | 307 | 46.4300 GBP | ||||
| ORD | Sale | 314 | 45.6300 GBP | ||||
| ORD | Sale | 342 | 46.1400 GBP | ||||
| ORD | Sale | 355 | 46.2400 GBP | ||||
| ORD | Sale | 511 | 46.1700 GBP | ||||
| ORD | Sale | 538 | 46.3200 GBP | ||||
| ORD | Sale | 559 | 45.0200 GBP | ||||
| ORD | Sale | 602 | 46.1100 GBP | ||||
| ORD | Sale | 780 | 46.2600 GBP | ||||
| ORD | Sale | 807 | 46.1300 GBP | ||||
| ORD | Sale | 1,160 | 46.3809 GBP | ||||
| ORD | Sale | 1,490 | 45.2440 GBP | ||||
| ORD | Sale | 1,591 | 45.2439 GBP | ||||
| ORD | Sale | 2,446 | 45.9380 GBP | ||||
| ORD | Sale | 2,583 | 46.1500 GBP | ||||
| ORD | Sale | 3,050 | 45.8245 GBP | ||||
| ORD | Sale | 3,127 | 46.0359 GBP | ||||
| ORD | Sale | 3,788 | 46.0315 GBP | ||||
| ORD | Sale | 4,968 | 45.8240 GBP | ||||
| ORD | Sale | 9,036 | 45.8476 GBP | ||||
| ORD | Sale | 9,841 | 45.8357 GBP | ||||
| ORD (traded as ADR) | Sale | 10,800 | 232.9080 USD | ||||
| ORD | Sale | 10,923 | 46.0649 GBP | ||||
| ORD | Sale | 14,860 | 46.1900 GBP | ||||
| ORD | Sale | 16,620 | 46.0572 GBP | ||||
| ORD | Sale | 17,241 | 46.0637 GBP | ||||
| ORD | Sale | 20,463 | 45.8545 GBP | ||||
| ORD | Sale | 25,514 | 45.9979 GBP | ||||
| ORD | Sale | 39,005 | 46.0215 GBP | ||||
| ORD | Sale | 39,721 | 45.7365 GBP | ||||
| ORD | Sale | 40,773 | 45.9345 GBP | ||||
| ORD | Sale | 66,941 | 45.9063 GBP | ||||
| ORD | Sale | 159,839 | 45.8151 GBP | ||||
| ORD | Sale | 221,675 | 45.7595 GBP | ||||
| ORD | Sale | 250,000 | 46.2373 GBP | ||||
| ORD | Sale | 420,685 | 46.0034 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 1,160 | 46.3809 GBP | |||||
| ORD | CFD | Long | 1,948 | 45.2257 GBP | |||||
| ORD | CFD | Long | 3,020 | 46.2099 GBP | |||||
| ORD | CFD | Long | 8,920 | 45.8646 GBP | |||||
| ORD | SWAP | Long | 11,381 | 45.6797 GBP | |||||
| ORD | CFD | Short | 443 | 46.1346 GBP | |||||
| ORD | SWAP | Short | 2,456 | 45.5459 GBP | |||||
| ORD | CFD | Short | 4,473 | 45.2780 GBP | |||||
| ORD | CFD | Short | 7,800 | 46.1941 GBP | |||||
| ORD | SWAP | Short | 11,386 | 45.7890 GBP | |||||
| ORD | CFD | Short | 9,218 | 45.4997 GBP | |||||
| ORD | CFD | Short | 25,830 | 45.9603 GBP | |||||
| ORD | SWAP | Short | 43,103 | 45.7744 GBP | |||||
| ORD | SWAP | Short | 66,012 | 45.6547 GBP | |||||
| ORD | CFD | Short | 62,300 | 45.5180 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 265 USD | American | 17 Jan 2015 | 6.3600 USD | ||||||||
| ADR | Call Options | Purchasing | 6,100 | 270 USD | American | 17 Jan 2015 | 4.7583 USD | ||||||||
| ADR | Call Options | Selling | 100 | 180 USD | American | 17 Jan 2015 | 60.6000 USD | ||||||||
| ADR | Call Options | Selling | 500 | 245 USD | American | 17 Jan 2015 | 15.1600 USD | ||||||||
| ADR | Call Options | Selling | 3,600 | 255 USD | American | 17 Jan 2015 | 10.7100 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 240 USD | American | 16 Aug 2014 | 5.5000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 11 Aug 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| 1. | KEY INFORMATION | ||
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -3,400 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -5,400 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 4,900 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 20,400 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 126,300 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 13,500 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 315,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -5,900 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,600 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,400 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -15,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -3,500 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -11,100 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -315,000 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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