6th Apr 2018 12:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,714,530 | 0.07% | 3,754,621 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 436,294 | 0.05% | 2,222,242 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 341,500 | 0.04% | 298,200 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,217,277 | 0.57% | 6,051,850 | 0.66% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 8 | 156.3800 USD | ||||
| ADR | Purchase | 61 | 158.0700 USD | ||||
| ADR | Purchase | 64 | 156.6200 USD | ||||
| ADR | Purchase | 76 | 156.6398 USD | ||||
| ADR | Purchase | 100 | 158.4700 USD | ||||
| ADR | Purchase | 100 | 156.7500 USD | ||||
| ADR | Purchase | 100 | 156.6700 USD | ||||
| 5p ordinary | Purchase | 162 | 37.0975 GBP | ||||
| 5p ordinary | Purchase | 170 | 37.1890 GBP | ||||
| ADR | Purchase | 210 | 156.6057 USD | ||||
| ADR | Purchase | 237 | 156.7234 USD | ||||
| 5p ordinary | Purchase | 273 | 37.3303 GBP | ||||
| ADR | Purchase | 386 | 157.2147 USD | ||||
| ADR | Purchase | 400 | 157.5381 USD | ||||
| ADR | Purchase | 424 | 157.4276 USD | ||||
| 5p ordinary | Purchase | 425 | 37.1850 GBP | ||||
| 5p ordinary | Purchase | 492 | 37.1879 GBP | ||||
| ADR | Purchase | 500 | 158.3720 USD | ||||
| ADR | Purchase | 543 | 157.9945 USD | ||||
| 5p ordinary | Purchase | 595 | 37.7495 GBP | ||||
| ADR | Purchase | 600 | 156.2675 USD | ||||
| 5p ordinary | Purchase | 625 | 37.6830 GBP | ||||
| 5p ordinary | Purchase | 741 | 37.3110 GBP | ||||
| ADR | Purchase | 850 | 157.5561 USD | ||||
| ADR | Purchase | 1,090 | 156.6334 USD | ||||
| 5p ordinary | Purchase | 1,091 | 37.4683 GBP | ||||
| 5p ordinary | Purchase | 1,106 | 37.0724 GBP | ||||
| 5p ordinary | Purchase | 1,239 | 37.7617 GBP | ||||
| 5p ordinary | Purchase | 1,365 | 37.6325 GBP | ||||
| ADR | Purchase | 1,543 | 156.3418 USD | ||||
| 5p ordinary | Purchase | 1,634 | 37.3962 GBP | ||||
| 5p ordinary | Purchase | 1,696 | 37.3874 GBP | ||||
| ADR | Purchase | 1,700 | 156.6100 USD | ||||
| ADR | Purchase | 1,734 | 157.6732 USD | ||||
| 5p ordinary | Purchase | 2,435 | 37.4738 GBP | ||||
| 5p ordinary | Purchase | 2,562 | 37.3026 GBP | ||||
| 5p ordinary | Purchase | 2,627 | 37.4388 GBP | ||||
| 5p ordinary | Purchase | 2,986 | 37.3136 GBP | ||||
| 5p ordinary | Purchase | 2,999 | 37.4944 GBP | ||||
| ADR | Purchase | 3,703 | 157.3077 USD | ||||
| ADR | Purchase | 3,900 | 156.9771 USD | ||||
| ADR | Purchase | 5,000 | 156.5814 USD | ||||
| 5p ordinary | Purchase | 5,000 | 37.9541 GBP | ||||
| ADR | Purchase | 5,102 | 156.7300 USD | ||||
| 5p ordinary | Purchase | 6,002 | 37.1020 GBP | ||||
| 5p ordinary | Purchase | 6,883 | 37.3258 GBP | ||||
| 5p ordinary | Purchase | 6,984 | 36.9293 GBP | ||||
| 5p ordinary | Purchase | 9,283 | 37.6467 GBP | ||||
| 5p ordinary | Purchase | 9,839 | 37.3355 GBP | ||||
| 5p ordinary | Purchase | 10,530 | 37.3254 GBP | ||||
| ADR | Purchase | 11,000 | 156.4308 USD | ||||
| 5p ordinary | Purchase | 13,241 | 37.5764 GBP | ||||
| 5p ordinary | Purchase | 14,273 | 37.4460 GBP | ||||
| ADR | Purchase | 14,647 | 156.9463 USD | ||||
| 5p ordinary | Purchase | 17,619 | 37.4150 GBP | ||||
| 5p ordinary | Purchase | 25,145 | 37.5033 GBP | ||||
| 5p ordinary | Purchase | 28,324 | 37.4269 GBP | ||||
| 5p ordinary | Purchase | 34,605 | 37.0683 GBP | ||||
| 5p ordinary | Purchase | 36,243 | 37.3072 GBP | ||||
| 5p ordinary | Purchase | 40,000 | 37.4543 GBP | ||||
| 5p ordinary | Purchase | 48,868 | 37.0700 GBP | ||||
| 5p ordinary | Purchase | 51,975 | 37.6616 GBP | ||||
| 5p ordinary | Purchase | 56,661 | 37.1046 GBP | ||||
| 5p ordinary | Purchase | 64,800 | 37.4260 GBP | ||||
| ADR | Purchase | 65,920 | 156.7615 USD | ||||
| 5p ordinary | Purchase | 91,637 | 37.2852 GBP | ||||
| ADR | Sale | 24 | 156.4300 USD | ||||
| ADR | Sale | 35 | 156.9000 USD | ||||
| 5p ordinary | Sale | 73 | 37.5298 GBP | ||||
| ADR | Sale | 100 | 156.4000 USD | ||||
| ADR | Sale | 100 | 156.4600 USD | ||||
| ADR | Sale | 100 | 156.5000 USD | ||||
| ADR | Sale | 100 | 156.5500 USD | ||||
| ADR | Sale | 100 | 157.7100 USD | ||||
| ADR | Sale | 100 | 157.7300 USD | ||||
| ADR | Sale | 100 | 158.0000 USD | ||||
| ADR | Sale | 132 | 157.7281 USD | ||||
| ADR | Sale | 138 | 157.0800 USD | ||||
| ADR | Sale | 154 | 156.4400 USD | ||||
| 5p ordinary | Sale | 169 | 37.5247 GBP | ||||
| ADR | Sale | 173 | 155.5800 USD | ||||
| ADR | Sale | 200 | 155.9850 USD | ||||
| ADR | Sale | 200 | 155.7950 USD | ||||
| ADR | Sale | 200 | 156.1000 USD | ||||
| ADR | Sale | 200 | 157.0700 USD | ||||
| ADR | Sale | 200 | 156.4506 USD | ||||
| 5p ordinary | Sale | 204 | 37.2151 GBP | ||||
| 5p ordinary | Sale | 290 | 37.6550 GBP | ||||
| ADR | Sale | 300 | 156.4900 USD | ||||
| ADR | Sale | 300 | 156.3433 USD | ||||
| ADR | Sale | 300 | 156.0500 USD | ||||
| ADR | Sale | 402 | 157.2240 USD | ||||
| ADR | Sale | 500 | 158.3720 USD | ||||
| ADR | Sale | 500 | 155.8190 USD | ||||
| ADR | Sale | 500 | 156.4540 USD | ||||
| ADR | Sale | 500 | 157.0125 USD | ||||
| ADR | Sale | 508 | 156.4767 USD | ||||
| 5p ordinary | Sale | 545 | 37.5266 GBP | ||||
| 5p ordinary | Sale | 591 | 37.1825 GBP | ||||
| 5p ordinary | Sale | 594 | 37.3351 GBP | ||||
| ADR | Sale | 600 | 157.2006 USD | ||||
| ADR | Sale | 600 | 157.0500 USD | ||||
| ADR | Sale | 600 | 158.5350 USD | ||||
| 5p ordinary | Sale | 643 | 37.4671 GBP | ||||
| ADR | Sale | 672 | 156.8029 USD | ||||
| ADR | Sale | 696 | 156.5888 USD | ||||
| ADR | Sale | 710 | 156.5471 USD | ||||
| 5p ordinary | Sale | 784 | 37.6337 GBP | ||||
| 5p ordinary | Sale | 841 | 37.6750 GBP | ||||
| ADR | Sale | 900 | 157.4977 USD | ||||
| 5p ordinary | Sale | 955 | 37.5770 GBP | ||||
| 5p ordinary | Sale | 962 | 37.5868 GBP | ||||
| 5p ordinary | Sale | 1,094 | 37.6391 GBP | ||||
| 5p ordinary | Sale | 1,133 | 37.4106 GBP | ||||
| 5p ordinary | Sale | 1,256 | 37.6571 GBP | ||||
| ADR | Sale | 1,300 | 156.5542 USD | ||||
| 5p ordinary | Sale | 1,365 | 37.6325 GBP | ||||
| 5p ordinary | Sale | 1,515 | 37.1269 GBP | ||||
| 5p ordinary | Sale | 1,552 | 37.6464 GBP | ||||
| ADR | Sale | 1,552 | 156.9631 USD | ||||
| ADR | Sale | 1,632 | 157.5351 USD | ||||
| ADR | Sale | 1,700 | 156.6100 USD | ||||
| ADR | Sale | 1,712 | 158.1768 USD | ||||
| 5p ordinary | Sale | 1,746 | 37.4371 GBP | ||||
| 5p ordinary | Sale | 1,807 | 37.4120 GBP | ||||
| ADR | Sale | 2,100 | 156.0604 USD | ||||
| 5p ordinary | Sale | 2,293 | 37.2621 GBP | ||||
| 5p ordinary | Sale | 2,409 | 37.6587 GBP | ||||
| 5p ordinary | Sale | 2,422 | 37.4976 GBP | ||||
| ADR | Sale | 2,500 | 157.0968 USD | ||||
| 5p ordinary | Sale | 2,523 | 37.2932 GBP | ||||
| ADR | Sale | 2,949 | 156.7985 USD | ||||
| 5p ordinary | Sale | 3,061 | 36.9239 GBP | ||||
| ADR | Sale | 3,600 | 156.9063 USD | ||||
| 5p ordinary | Sale | 4,355 | 37.8730 GBP | ||||
| 5p ordinary | Sale | 4,847 | 37.6069 GBP | ||||
| 5p ordinary | Sale | 6,059 | 37.4390 GBP | ||||
| 5p ordinary | Sale | 6,944 | 37.4996 GBP | ||||
| ADR | Sale | 7,339 | 156.7129 USD | ||||
| ADR | Sale | 7,653 | 156.7300 USD | ||||
| 5p ordinary | Sale | 9,005 | 37.7038 GBP | ||||
| 5p ordinary | Sale | 9,568 | 37.4932 GBP | ||||
| 5p ordinary | Sale | 11,723 | 37.2761 GBP | ||||
| 5p ordinary | Sale | 15,597 | 37.3462 GBP | ||||
| 5p ordinary | Sale | 16,163 | 37.2106 GBP | ||||
| ADR | Sale | 16,453 | 156.6442 USD | ||||
| ADR | Sale | 20,475 | 156.9611 USD | ||||
| 5p ordinary | Sale | 22,213 | 37.4360 GBP | ||||
| 5p ordinary | Sale | 28,426 | 37.4382 GBP | ||||
| 5p ordinary | Sale | 35,954 | 37.4177 GBP | ||||
| 5p ordinary | Sale | 41,204 | 37.0700 GBP | ||||
| 5p ordinary | Sale | 41,625 | 37.2510 GBP | ||||
| ADR | Sale | 42,888 | 156.8193 USD | ||||
| 5p ordinary | Sale | 46,660 | 37.4417 GBP | ||||
| 5p ordinary | Sale | 81,625 | 37.3994 GBP | ||||
| 5p ordinary | Sale | 83,852 | 37.2343 GBP | ||||
| 5p ordinary | Sale | 199,197 | 37.4130 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 72 | 37.5250 GBP | |||||
| 5p ordinary | CFD | Long | 97 | 37.5251 GBP | |||||
| 5p ordinary | CFD | Long | 122 | 37.4672 GBP | |||||
| 5p ordinary | CFD | Long | 146 | 37.8143 GBP | |||||
| 5p ordinary | CFD | Long | 204 | 37.2151 GBP | |||||
| 5p ordinary | CFD | Long | 521 | 37.4671 GBP | |||||
| 5p ordinary | CFD | Long | 955 | 37.5770 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 37.0754 GBP | |||||
| 5p ordinary | SWAP | Long | 1,179 | 37.1846 GBP | |||||
| 5p ordinary | SWAP | Long | 1,746 | 37.4371 GBP | |||||
| 5p ordinary | CFD | Long | 2,293 | 37.2621 GBP | |||||
| 5p ordinary | CFD | Long | 2,300 | 37.0978 GBP | |||||
| 5p ordinary | CFD | Long | 2,500 | 37.8521 GBP | |||||
| 5p ordinary | SWAP | Long | 4,380 | 37.5762 GBP | |||||
| 5p ordinary | CFD | Long | 4,500 | 37.8299 GBP | |||||
| 5p ordinary | SWAP | Long | 5,996 | 37.0683 GBP | |||||
| 5p ordinary | CFD | Long | 6,944 | 37.4996 GBP | |||||
| 5p ordinary | SWAP | Long | 7,774 | 37.0700 GBP | |||||
| 5p ordinary | CFD | Long | 8,010 | 37.5137 GBP | |||||
| 5p ordinary | SWAP | Long | 13,791 | 37.5116 GBP | |||||
| 5p ordinary | CFD | Long | 17,040 | 37.5327 GBP | |||||
| 5p ordinary | SWAP | Long | 19,706 | 37.2406 GBP | |||||
| 5p ordinary | CFD | Long | 23,759 | 37.5584 GBP | |||||
| 5p ordinary | SWAP | Long | 35,951 | 37.3166 GBP | |||||
| 5p ordinary | CFD | Long | 35,954 | 37.4177 GBP | |||||
| 5p ordinary | CFD | Long | 78,608 | 37.4618 GBP | |||||
| 5p ordinary | CFD | Short | 17 | 37.1888 GBP | |||||
| 5p ordinary | CFD | Short | 21 | 37.1890 GBP | |||||
| 5p ordinary | CFD | Short | 23 | 37.1891 GBP | |||||
| 5p ordinary | CFD | Short | 29 | 37.1889 GBP | |||||
| 5p ordinary | CFD | Short | 273 | 37.3304 GBP | |||||
| 5p ordinary | CFD | Short | 402 | 37.4383 GBP | |||||
| 5p ordinary | CFD | Short | 867 | 37.5787 GBP | |||||
| 5p ordinary | CFD | Short | 912 | 37.8924 GBP | |||||
| 5p ordinary | SWAP | Short | 931 | 37.4313 GBP | |||||
| 5p ordinary | CFD | Short | 1,091 | 37.4683 GBP | |||||
| 5p ordinary | CFD | Short | 1,106 | 37.0724 GBP | |||||
| 5p ordinary | SWAP | Short | 1,594 | 37.5128 GBP | |||||
| 5p ordinary | SWAP | Short | 3,533 | 37.2676 GBP | |||||
| 5p ordinary | CFD | Short | 7,504 | 37.6247 GBP | |||||
| 5p ordinary | SWAP | Short | 13,959 | 37.5241 GBP | |||||
| 5p ordinary | CFD | Short | 33,486 | 37.0729 GBP | |||||
| 5p ordinary | SWAP | Short | 42,098 | 37.0700 GBP | |||||
| 5p ordinary | SWAP | Short | 45,624 | 37.4121 GBP | |||||
| 5p ordinary | CFD | Short | 51,975 | 37.6616 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,800 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,400 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 133.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 150.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 135.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -800 | 170.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -500 | 195.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 144.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 28,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 117.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180406005312/en/
Copyright Business Wire 2018
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