5th Sep 2014 14:27
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,805,658 | 1.66% | 3,859,726 | 0.65% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,170,100 | 0.37% | 3,892,805 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,314,300 | 0.22% | 1,376,400 | 0.23% | |||||||
| TOTAL: | 13,290,058 | 2.25% | 9,128,931 | 1.54% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 21 | 49.7700 GBP | ||||
| ORD | Purchase | 47 | 49.8350 GBP | ||||
| ORD | Purchase | 58 | 49.7150 GBP | ||||
| ORD | Purchase | 95 | 49.8500 GBP | ||||
| ORD | Purchase | 120 | 49.7300 GBP | ||||
| ORD | Purchase | 160 | 49.7220 GBP | ||||
| ORD | Purchase | 174 | 49.8450 GBP | ||||
| ORD | Purchase | 204 | 49.6400 GBP | ||||
| ORD | Purchase | 217 | 49.8400 GBP | ||||
| ORD | Purchase | 238 | 49.8200 GBP | ||||
| ORD | Purchase | 265 | 49.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.3600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.6800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 247.5300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 247.6400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 247.6900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 247.7200 USD | ||||
| ORD | Purchase | 320 | 49.7800 GBP | ||||
| ORD | Purchase | 329 | 50.0580 GBP | ||||
| ORD | Purchase | 374 | 49.9290 GBP | ||||
| ORD (traded as ADR) | Purchase | 402 | 247.6419 USD | ||||
| ORD | Purchase | 417 | 49.8100 GBP | ||||
| ORD | Purchase | 434 | 49.9500 GBP | ||||
| ORD | Purchase | 455 | 49.9780 GBP | ||||
| ORD | Purchase | 510 | 49.7200 GBP | ||||
| ORD | Purchase | 517 | 49.6800 GBP | ||||
| ORD | Purchase | 598 | 49.7392 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 245.6750 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 246.3450 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 247.7600 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 247.7679 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 246.4566 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 247.7733 USD | ||||
| ORD | Purchase | 1,002 | 49.9716 GBP | ||||
| ORD | Purchase | 1,200 | 49.7136 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 246.5977 USD | ||||
| ORD | Purchase | 1,210 | 49.8443 GBP | ||||
| ORD | Purchase | 1,216 | 49.9800 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 245.8830 USD | ||||
| ORD | Purchase | 1,501 | 50.1000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,791 | 246.0937 USD | ||||
| ORD | Purchase | 1,843 | 49.9900 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 246.6453 USD | ||||
| ORD | Purchase | 2,618 | 50.0500 GBP | ||||
| ORD | Purchase | 3,572 | 50.2000 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 246.5500 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 247.7797 USD | ||||
| ORD | Purchase | 4,533 | 50.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 246.2181 USD | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 247.7800 USD | ||||
| ORD | Purchase | 6,501 | 50.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,900 | 247.6204 USD | ||||
| ORD (traded as ADR) | Purchase | 7,200 | 246.2225 USD | ||||
| ORD | Purchase | 7,625 | 50.0062 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,800 | 247.1133 USD | ||||
| ORD | Purchase | 8,537 | 49.9563 GBP | ||||
| ORD | Purchase | 8,905 | 49.8643 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,009 | 245.8839 USD | ||||
| ORD | Purchase | 9,185 | 49.7400 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,200 | 247.8000 USD | ||||
| ORD | Purchase | 11,446 | 49.8340 GBP | ||||
| ORD | Purchase | 14,591 | 49.8279 GBP | ||||
| ORD | Purchase | 26,699 | 49.8831 GBP | ||||
| ORD (traded as ADR) | Purchase | 27,549 | 247.3994 USD | ||||
| ORD | Purchase | 43,319 | 49.8866 GBP | ||||
| ORD | Purchase | 43,515 | 49.7378 GBP | ||||
| ORD | Purchase | 64,581 | 49.7423 GBP | ||||
| ORD | Purchase | 93,776 | 49.7542 GBP | ||||
| ORD | Purchase | 96,108 | 49.8484 GBP | ||||
| ORD | Purchase | 109,800 | 49.8388 GBP | ||||
| ORD (traded as ADR) | Purchase | 121,659 | 246.6172 USD | ||||
| ORD | Purchase | 234,922 | 49.7515 GBP | ||||
| ORD | Sale | 21 | 49.7700 GBP | ||||
| ORD | Sale | 47 | 49.8350 GBP | ||||
| ORD | Sale | 55 | 49.7400 GBP | ||||
| ORD | Sale | 58 | 49.7150 GBP | ||||
| ORD | Sale | 95 | 49.8500 GBP | ||||
| ORD (traded as ADR) | Sale | 102 | 247.6800 USD | ||||
| ORD | Sale | 174 | 49.8450 GBP | ||||
| ORD | Sale | 180 | 49.7300 GBP | ||||
| ORD | Sale | 204 | 49.6400 GBP | ||||
| ORD | Sale | 205 | 50.2000 GBP | ||||
| ORD | Sale | 217 | 49.8400 GBP | ||||
| ORD | Sale | 234 | 49.7479 GBP | ||||
| ORD | Sale | 238 | 49.8200 GBP | ||||
| ORD | Sale | 240 | 49.7175 GBP | ||||
| ORD | Sale | 265 | 49.8000 GBP | ||||
| ORD | Sale | 268 | 49.7800 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 246.0900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 246.7300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 246.7400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 246.8200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 246.8700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 247.1600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 247.6290 USD | ||||
| ORD | Sale | 400 | 49.7118 GBP | ||||
| ORD | Sale | 417 | 49.8100 GBP | ||||
| ORD | Sale | 434 | 49.9500 GBP | ||||
| ORD | Sale | 510 | 49.7200 GBP | ||||
| ORD | Sale | 517 | 49.6800 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 246.7150 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 246.8303 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 247.0800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 247.2570 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 247.5900 USD | ||||
| ORD | Sale | 642 | 49.7810 GBP | ||||
| ORD | Sale | 875 | 49.7495 GBP | ||||
| ORD (traded as ADR) | Sale | 1,023 | 246.4536 USD | ||||
| ORD | Sale | 1,060 | 49.8569 GBP | ||||
| ORD | Sale | 1,216 | 49.9800 GBP | ||||
| ORD | Sale | 1,248 | 50.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,299 | 246.5714 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 246.2040 USD | ||||
| ORD | Sale | 1,501 | 50.1000 GBP | ||||
| ORD | Sale | 1,589 | 49.9852 GBP | ||||
| ORD (traded as ADR) | Sale | 1,770 | 246.1916 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 246.4500 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 246.4566 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 247.5266 USD | ||||
| ORD | Sale | 1,843 | 49.9900 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 247.1171 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 247.2785 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 246.6453 USD | ||||
| ORD | Sale | 2,618 | 50.0500 GBP | ||||
| ORD | Sale | 2,801 | 50.1344 GBP | ||||
| ORD | Sale | 3,053 | 49.9268 GBP | ||||
| ORD (traded as ADR) | Sale | 3,300 | 246.9146 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 247.1133 USD | ||||
| ORD | Sale | 4,200 | 50.0238 GBP | ||||
| ORD | Sale | 4,485 | 49.8886 GBP | ||||
| ORD | Sale | 4,533 | 50.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 6,000 | 247.7800 USD | ||||
| ORD | Sale | 6,377 | 49.9673 GBP | ||||
| ORD | Sale | 7,500 | 49.6986 GBP | ||||
| ORD (traded as ADR) | Sale | 8,109 | 246.3070 USD | ||||
| ORD | Sale | 8,193 | 49.8568 GBP | ||||
| ORD (traded as ADR) | Sale | 9,000 | 247.5953 USD | ||||
| ORD (traded as ADR) | Sale | 9,249 | 247.4750 USD | ||||
| ORD (traded as ADR) | Sale | 10,200 | 247.8000 USD | ||||
| ORD (traded as ADR) | Sale | 11,100 | 246.3324 USD | ||||
| ORD | Sale | 14,589 | 49.8279 GBP | ||||
| ORD (traded as ADR) | Sale | 17,100 | 246.7156 USD | ||||
| ORD (traded as ADR) | Sale | 17,742 | 246.2870 USD | ||||
| ORD (traded as ADR) | Sale | 18,300 | 246.0388 USD | ||||
| ORD | Sale | 21,247 | 49.8230 GBP | ||||
| ORD (traded as ADR) | Sale | 21,801 | 246.9103 USD | ||||
| ORD | Sale | 23,096 | 49.8816 GBP | ||||
| ORD | Sale | 23,272 | 49.9700 GBP | ||||
| ORD | Sale | 34,437 | 49.8209 GBP | ||||
| ORD | Sale | 46,544 | 49.7000 GBP | ||||
| ORD (traded as ADR) | Sale | 51,015 | 246.6479 USD | ||||
| ORD | Sale | 61,220 | 49.7429 GBP | ||||
| ORD | Sale | 89,209 | 49.7556 GBP | ||||
| ORD | Sale | 100,035 | 49.9272 GBP | ||||
| ORD | Sale | 129,476 | 49.8542 GBP | ||||
| ORD | Sale | 207,147 | 49.7539 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 473 | 49.6750 GBP | |||||
| ORD | SWAP | Long | 1,060 | 49.8569 GBP | |||||
| ORD | CFD | Long | 875 | 49.7495 GBP | |||||
| ORD | SWAP | Long | 6,268 | 49.7987 GBP | |||||
| ORD | CFD | Long | 4,320 | 49.6784 GBP | |||||
| ORD | SWAP | Long | 14,087 | 49.8773 GBP | |||||
| ORD | CFD | Short | 300 | 49.8092 GBP | |||||
| ORD | CFD | Short | 374 | 49.9290 GBP | |||||
| ORD | CFD | Short | 473 | 49.7674 GBP | |||||
| ORD | SWAP | Short | 598 | 49.7392 GBP | |||||
| ORD | CFD | Short | 1,002 | 49.9716 GBP | |||||
| ORD | CFD | Short | 1,489 | 49.9703 GBP | |||||
| ORD | SWAP | Short | 6,144 | 49.7694 GBP | |||||
| ORD | SWAP | Short | 27,299 | 49.7108 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 324,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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